GAZYVA®/ GAZYVARO™ The Success Story of a Glycoengineered Antibody CMC Strategy Forum Japan 2014 December 8-9, 2014 Dr. Elisabeth Kirchisner Technical Regulatory Affairs Roche Diagnostics GmbH, Germany

The Molecule

Obinutuzumab Tradename

GAZYVA® (US, other countries) GAZYVARO™ (EU, Switzerland)

INN, other names

Obinutuzumab, GA101

Molecule Type

Recombinant, humanized, monoclonal Type II glycoengineered anti-CD20 antibody (IgG1)

Indications

• chronic lymphocytic leukemia (CLL) • indolent non-Hodgkin’s lymphoma (iNHL) • diffuse large B-cell lymphoma (DLBCL)

Start of clinical trials

Sept 2007

First market approvals (CLL)

01 Nov 2013 (US) Approved in EU, Switzerland, Canada, Australia, South Korea, others 2

Obinutuzumab Molecule Obinutuzumab is a Glycoengineered Type II Antibody with a Unique Mode of Action

Type II anti-CD20 antibody1

Glycoengineered Fc region2

Enhanced direct cell death

Increased antibodydependent cellular cytotoxicity (ADCC)

1

Niederfellner G, et al. Blood 2011; 118:358–367. 2. Alduaij W, et al. Blood 2011; 117:4519–4529.

2

Mössner E, et al. Blood 2010; 115:4393‒4402. 4. Herter S, et al. Blood 2010; 116:Abstract 3925.

3

Glycoengineering (GlycoMAb™ Technology)

• Co-transfection of genes encoding for the antibody with genes encoding for glycosylation-modifying enzymes • Glycosylation-modifying enzymes:

– GnTIII (N-acetylglucosaminyltransferase III) – ManII (α-Mannosidase II) • Co-expression of the antibody with glycosylation-modifying enzymes during cell culture  Modified glycosylation pattern with reduced levels of core-fucosylation  Increase in antibody-dependent cell-mediated cytotoxicity (ADCC)

4

Biosynthesis of Glycosylation - Pathway

Glycostructures – “Normal antibody” G0

G0-Fuc G1-Fuc

G1*

Man5 G2

G0-GlcNac

Gal2-NANA

G1, α-1-3 linked antenna (* isobaric structures) G1, α-1-6 linked antenna

Glycostructures – “Glycoengineered Antibody” bG0-Fuc

bG0

bG1-Fuc

bG1

hyb_bMan5G0-Fuc

Isobaric structures: Hyb_bMan4G1-Fuc

G2-Fuc

Obinutuzumab Exhibits up to 100-fold Higher ADCC Potency than Rituximab and Ofatumumab GA101 Z138 (PBMC: V/V)

100

Antibody-dependent killing (%)

Rituximab

Ofatumumab

100

80

80

60

60

40

40

20

20

0

0

–20

0.064 0.32 1.6

8

40

200 1000

Antibody concentration (ng/ml)

Herter et al., MCT, 2013

–20

SU-DHL4 (NK92 LC3 E11)

0.0001 0.001 0.01 0.1

1

10

100

Antibody concentration (ng/ml)

Obinutuzumab Mediates Increased Direct Cell Death Induction on a Panel of NHL Cell Lines

% of cells (AnnexinV+ and Annexin V+/PI+)

80

Untreated 10 µg/ml GA101 10 µg/ml rituximab

100

70 80

60

50

60

40 30

40

20

20

10 0

0

Annexin/PI assay

Mössner et al., Blood , 2010; Herter et al. Mol Canc Ther, 2013

Direct cell death

Untreated CPT GA101 Rituximab Ofatumumab

Herter, et al. Mol Canc Ther, 2013 Z138 cells, AxV: green, PI: red, 0-6 h

Obinutuzumab Versus Rituximab in CLL: Progression-free Survival

Progression-free survival

0.9 0.8 0.7 0.6

Patients with a response (%)

G-CIb R-CIb Stratified HR: 0.39 95% CI: 0.31–0.49 p