Executive Officer Disclosure PFS Nominees Pty Limited
March 2015
Introduction
The following pages contain qualification and directorship disclosures, where relevant, of the 20 Executive Officers of PFS Nominees Pty Limited. Please note that one or more Directors, and other Executive Officers, may also be a Director or trustee of one or more family or other private entities which are not subject to disclosure.
EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED |MARCH 2015
2
Nicole Smith Independent Non Executive Director (Chair) Qualifications: • • • •
Mastering the Boardroom (Order of Merit), Australian Institute of Company Directors 2012 Graduate, Australian Institute of Company Directors 2008 Member, Institute of Chartered Accountants in Australia 1993 Bachelor of Financial Administration, University of New England 1990
Board member experience: Directorship
Directorship duration
Goldman Sachs Australia Managed Funds Limited Westpac RE Limited Teachers Federation Health Ltd NULIS Nominees (Australia) Limited PFS Nominees Pty Limited MLC Nominees Pty Limited
November 2012 - Current December 2010 - Current September 2010 - Current October 2009 - Current May 2007 - Current November 2006 - Current
EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED | MARCH 2015
Currently Held
3
Peggy O'Neal Independent Non Executive Director Qualifications: • • • • •
Fellow, Australian Institute of Company Directors 2008 Diploma in Superannuation Management, Macquarie University 1994 Professional qualification courses, University of Melbourne 1990 Juris Doctor, University of Virginia, USA 1976 Bachelor of Arts, Virginia Polytechnic Institute and State University, USA 1973
Board member experience: Directorship
Directorship duration
Women's Housing Limited Commonwealth Superannuation Corporation MLC Nominees Pty Limited NULIS Nominees (Australia) Limited PFS Nominees Pty Limited
June 2013 - Current July 2011 - Current February 2011 - Current February 2011 – Current February 2011 - Current February 2000 - July 2001 November 2005 – Current February 2012 - February 2014 November 2005 – December 2013 June 1994 - September 2004
Richmond Football Club Limited Retail Responsible Entity Limited Tigers in Community Foundation Limited FHP Melbourne Superannuation Pty Ltd
EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED | MARCH 2015
Currently Held
Previously Held
4
Evelyn Horton Independent Non Executive Director Qualifications: • • •
Graduate, Australian Institute of Company Directors 2012 Master of Social Sciences (Economics), National University of Singapore 1995 Bachelor of Economics, Australian National University 1986
Board member experience: Directorship MLC Nominees Pty Limited PFS Nominees Pty Limited NULIS Nominees (Australia) Limited Tasmanian Public Finance Corporation Mission Australia Mission Australia Housing Mission Australia Housing (Victoria)
EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED | MARCH 2015
Directorship duration May 2014 - Current May 2014 - Current May 2014 - Current August 2012 - Current November 2011 - Current July 2011 - Current April 2011 - Current
Currently Held
5
Terry McCredden Independent Non Executive Director Qualifications: • • • •
Proteus Leadership Course, London Business School 2012 Advanced Management Program, Wharton School of Management, University of Pennsylvania 2001 Advanced Management Course, Graduate School of Management, University of Melbourne 1988 Bachelor of Commerce (Honours), University of Melbourne 1978
Board member experience: Directorship MLC Nominees Pty Limited PFS Nominees Pty Limited NULIS Nominees (Australia) Limited UCA Funds Management Limited UCA Cash Management Fund Limited UCA Growth Fund Limited Infradebt Pty Ltd Churches of Christ Financial Services Limited Maston Pty Ltd Trustee, Austral Charitable Trust Properties Corporation of the Churches of Christ, Victoria and Tasmania Unisuper Management Pty Ltd Churches of Christ Community Care Association of Superannuation Funds of Australia Telstra Super Financial Planning Pty Ltd Fund Executives Association Ltd
EXECUTIVE OFFICER DISCLOSURE - MLC NOMINEES PTY LIMITED | MARCH 2015
Directorship duration May 2014 - Current May 2014 - Current May 2014 - Current December 2013 - Current December 2013 - Current December 2013 - Current October 2013 - Current August 2013 - Current December 1999 – December 2014 December 2013 – December 2014 January 1989 – December 2014 July 2008 – June 2013 April 2007 – March 2012 July 2006 - August 2008 November 1995 – October 1997 October 2001 – July 2008 November 2003 - November 2006
Currently Held
Previously Held
6
Trevor Hunt Non Executive Director Qualifications: •
Bachelor of Business (Accounting), Edith Cowan University 1989
Board member experience: Directorship
Godfrey Pembroke Limited GWM Adviser Services Limited Meritum Financial Group Pty Ltd
Directorship duration March 2013 - Current March 2013 - Current March 2013 - Current May 2008 - Current May 2004 – July 2014 August 2003 - February 2004 August 2003 – July 2014 August 2003 – July 2014 December 2010 – July 2014
BLSSA Pty Ltd Medfin Australia Pty Limited National Margin Services Pty Limited NMS Nominees Pty Limited National Australia Superannuation Pty Limited
September 2010 - December 2012 May 2002 - February 2007 December 2003 - January 2005 December 2003 - January 2005 July 2003 - May 2004
MLC Nominees Pty Limited NULIS Nominees (Australia) Limited PFS Nominees Pty Ltd Ledge Finance Limited Apogee Financial Planning Limited
EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED | MARCH 2015
Currently Held
Previously Held
7
Michael Clancy Non Executive Director Qualifications: • •
Chartered Financial Analyst, Association for Investment Management and Research 1997 Bachelor of Business (Finance and Economics) University of Technology, Sydney 1992
Board member experience: Directorship
Directorship duration
PFS Nominees Pty Ltd NULIS Nominees (Australia) Limited MLC Nominees Pty Ltd Cybertooth Investments Pty Ltd Sydney Anglican Home Mission Society Wealthhub Securities Limited Wealthhub Securities Nominees Pty Limited NMS Nominees Pty Ltd National Margin Services Pty Ltd Invia Custodian Pty Limited I.C. Nominees Pty Ltd New College Limited Plum Financial Services Limited JANA Investment Advisers Pty Limited National Corporate Investment Services Limited National Asset Management Limited NAFM Investments Pty Limited
September 2010 - Current October 2009 - Current August 2009 - Current January 2015 - Current November 2008 - Current July 2009 - April 2013 July 2009 - April 2013 July 2010 - April 2013 July 2010 - April 2013 March 2011 - June 2012 March 2011 - June 2012 April 2007 - March 2011 July 2009 - August 2010 October 2005 - August 2010 May 2004 - December 2009 May 2004 - December 2009 May 2004 - January 2008
EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED | MARCH 2015
Currently Held
Previously Held
8
John Reid (1 of 2)
John Reid Non Executive Director Qualifications: • • • •
Graduate, Australian Institute of Company Directors 2013 Fellow, Institute of Actuaries of Australia 1992 Fellow, Institute of Actuaries in London 1979 Bachelor of Science (Mathematics and Physics), Sussex University England 1971
Board member experience: Directorship PFS Nominees Pty Limited NULIS Nominees (Australia) Ltd MLC Nominees Pty Limited
EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED | MARCH 2015
Directorship duration September 2010 - Current October 2009 - Current February 2009 - Current
Currently Held
9
John Reid (2 of 2)
John Reid Non Executive Director Board member experience (Continued): Directorship
Directorship duration
National Margin Services Pty Limited NMS Nominees Pty Limited Wealthhub Securities Limited Wealthhub Securities Nominees Pty Limited Invia Custodian Pty Limited I.C. Nominees Pty Ltd Your Prosperity Limited MLC Lifetime Company Limited GWM Advisor Services Limited Apogee Financial Planning Limited The Investment Network (Australia) Pty Limited Protection and Investment Planners Pty Ltd Lend Lease Insurance Pty Limited MLC Limited Australian Eagle Life Limited Milegrove Pty Ltd Bond-Tech Financial Services Limited Living Insurance (Queensland) Pty Ltd The Institute of Actuaries of Australia Australian Eagle Nominees Pty Limited Eagle Star Custodians Limited The Farmers & Settlers Insurance Co of Australia Ltd Profco Financial Services Pty Limited EST Limited QBE Insurance (Australia) Limited QBE Group (Investments) Limited QBE IT Services Pty Limited
July 2010 - June 2013 July 2010 - June 2013 March 2001 - June 2013 March 2001 - June 2013 March 2011 - June 2012 March 2011 - June 2012 January 1998 - April 2009 June 2003 - November 2006 October 1995 - June 1999 October 1992 - June 1999 January 1992 - June 1998 January 1992 - April 1997 October 1994 - October 1995 October 1994 - October 1995 December 1992 – October 1995 February 1993 - May 1995 December 1992 - May 1995 November 1992 - May 1995 December 1991 - December 1994 November 1992 - April 1994 November 1991 - June 1993 January 1992 - August 1992 November 1991 - July 1992 June 1986 - July 1992 January 1987 - February 1991 June 1986 - February 1991
EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED |MARCH 2015
Previously Held
June 1986 - February 1991
10
Brian Marriott Chief Operating Officer, PFS Nominees Pty Limited Qualifications: •
NA
Board member experience: Directorship
Directorship duration
CFG Nominees Pty Limited
February 2005 - May 2006
EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED | MARCH 2015
Previously Held
11
Andrew Hagger Group Executive, NAB Wealth Qualifications: • • •
Fellow, Institute of Chartered Accountants 2010 Masters of Applied Finance, Macquarie University 1997 Bachelor of Economics, University of Adelaide 1987
Board member experience: Directorship WM Life Australia Limited MLC Lifetime Company Limited MLC Limited
Directorship duration May 2013 - Current October 2009 - October 2010 May 2013 - Current April 2009 - October 2010 May 2013 - Current April 2009 - October 2010
Currently Held
National Australia Financial Management Ltd
Plum Financial Services Limited Financial Services Council Limited Navigator Australia Limited MLC Investments Ltd MLC Wealth Management Limited National Wealth Management Holdings Ltd MLC Holdings Limited National Councillor, Australian Business Arts Foundation Centre for Books, Writing and Ideas Melbourne Jazz Limited Australian Company Number 094 484 625 Limited National Wealth Management Services Limited JANA Investment Advisers Pty Limited Wealthhub Securities Limited Wealthhub Securities Nominees Pty Limited National Australia Investment Capital Limited The Global Foundation Christian Schools Australia Limited Pricewaterhouse Coopers Securities Ltd Trustee of the Committee for Economic Development of Australia EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED | MARCH 2015
May 2013 - Current April 2009 - October 2010 July 2014 - Current March 2013 - Current May 2013 July 2014 October 2009 - October 2010 May 2013 – July 2014 April 2009 - October 2010 October 2009 – July 2014 April 2009 – July 2014 April 2009 – July 2014 January 2012 - December 2012 December 2008 - September 2011 August 2008 - August 2011 August 2009 - September 2010 August 2009 - September 2010 July 2008 - August 2010 July 2008 - August 2009 July 2008 - August 2009 September 2008 - July 2009 May 2006 - November 2008 March 2006 - February 2007 April 2001 - March 2005 2004 - 2005
Previously Held
12
Paul Carter Executive General Manager, Corporate & Institutional Wealth Qualifications: • •
Master of Business Administration, Harvard Business School 2002 Bachelor of Commerce (Honours), University of Melbourne 1996
Board member experience: Directorship
Directorship duration
JANA Investment Advisers Pty Limited Vynotas Pty Ltd Board member, Etchepare Foundation WM Australia Pty Limited WM Group Pty Limited National Wealth Management International Holdings Ltd National Wealth Management Services Limited Australian Company Number 094 484 625 Ltd NZI Leasing Corporation Pty Limited PFS Nominees Pty Limited Plum Financial Services Ltd
September 2013 - Current December 2009 - Current March 2008 - Current December 2009 – July 2014 December 2009 – July 2014 August 2009 – July 2014 August 2009 - July 2014 August 2009 - July 2014 December 2009 - December 2009 November 2008 - September 2009 October 2008 - July 2009
EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED | MARCH 2015
Currently Held
Previously Held
13
Matthew Lawrance Executive General Manager, Wealth Operations Qualifications: • • •
Master of Business Administration (Executive), Australian Graduate School of Management 2003 Member, Institute of Chartered Accountants in Australia 1990 Bachelor of Commerce (Accounting), University of NSW 1987
Board member experience: Directorship
Directorship duration
National Wealth Management Services Limited Australian Company Number 094 484 625 Limited
June 2014 - Current June 2014 - Current
EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED | MARCH 2015
Currently Held
14
Garry Mulcahy (1 of 2)
Garry Mulcahy Executive General Manager, Asset Management Qualifications: •
Bachelor of Arts (Economics), UNSW 1985
Board member experience: Directorship
Directorship duration
Nabinvest Capital Partners Pty Limited National Asset Management Limited
December 2010 - Current December 2009 - Current February 2001 - July 2002 April 2008 - Current December 2007 - Current October 2007 - Current December 2009 – Current August 2014 – Current July 2014 - Current November 2008 - Current July 2014 – Current July 2014 – Current December 2009 – July 2014 November 2008 – July 2014 February 2001 - July 2002
Pengana Holdings Pty Ltd Elly Investments Pty Ltd NWMH SUB Ltd Jana Corporate Investment Services Limited Jana Investment Advisors Pty Limited Antares Capital Partners Limted NAB Asset Management Limited MLC Investments Limited Navigator Australia Limited National Corporate Investment Services Limited Nabinvest Holdings Limited
EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED | MARCH 2015
Currently Held
Previously Held
15
Garry Mulcahy (2 of 2)
Garry Mulcahy Executive General Manager, Asset Management Board member experience (Continued): Directorship
Directorship duration
A.C.N. 083 784 463 Limited Nabinvest Managed Investments Limited Antares Capital Partners Ltd AREA Management Holdings LLC Fairview Equity Partners Pty Ltd Northward Capital Pty Ltd Portfolio Partners Pty Limited National Australia Insurance Services Limited MLC Nominees UK Limited National Wealth Management Europe Services Limited National Wealth Management Europe Holdings Limited Yorkshire Bank Financial Services Limited Clydesdale Bank Insurance Brokers Limited Intercede 1626 Limited MLC Trust Management Company Limited MLC Savings Limited National Europe Holdings (Wealth Management) Limited Northern Bank Insurance Services Limited National Australia Group Europe Limited National Australia Life Company Limited NAFM Investments Pty Ltd Your Prosperity Limited Godfrey Pembroke Limited Godfrey Pembroke Financial Services Limited Apogee Financial Planning Limited Threesixty Limited GWM Adviser Services Limited Medfin Australia Pty Limited FIRS&T Pty Limited Flexiplan Australia Limited Heritage Management Limited
July 2013 - March 2014 July 2013 - March 2014 October 2011 - July 2013 March 2011 - July 2013 August 2008 - July 2012 Nov 2007 - July 2012 October 2011 - February 2012 October 2002 - July 2007 March 2005 - June 2007 May 2004 - June 2007 November 2003 - June 2007 October 2003 - June 2007 October 2003 - June 2007 October 2002 - June 2007 October 2002 - June 2007 October 2002 - June 2007 September 2002 - June 2007 October 2003 - February 2005 January 2004 - June 2004 October 2002 - December 2003 February 2001 - July 2002 February 2001 - July 2002 October 1999 - July 2002 October 1999 - July 2002 July 1999 - July 2002 July 1999 - July 2002 July 1999 - July 2002 December 2000 - May 2002 October 1999 - April 2002 July 1999 - November 2001 October 1999 - February 2001
EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED | MARCH 2015
Previously Held
16
Ken Christie Chief Financial Officer, NAB Wealth Qualifications: • • • •
Fellow, CPA Australia 2010 Advanced Management Program, Harvard Business School 2007 Master of Business Administration, Melbourne Business School, University of Melbourne 1999 Bachelor of Business (Banking and Finance), Victoria University 1995
Board member experience: Directorship NA
EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED | MARCH 2015
Directorship duration NA
17
Damian Murphy Chief Risk Officer, NAB Wealth Qualifications: • • • • •
Admitted to Supreme Court of New South Wales and Federal Court of Australia 2005 Master of Law, University of Melbourne 1998 Admitted to Supreme Court of Victoria 1986 Bachelor of Laws, Monash University 1985 Bachelor of Economics (Honours), Monash University 1983
Board member experience: Directorship Caroline Chisholm Centre for Health Ethics Equity Management Unit Holdings Pty Ltd National Nominees Limited
EXECUTIVE OFFICER DISCLOSURE - PFS NOMINEES PTY LIMITED | MARCH 2015
Directorship duration November 1998 - Current March 2010 - May 2014 October 2009 - May 2014
Currently Held Previously Held
18
Amanda Morgan General Manager, Audit Qualifications: • • • • • • •
Graduate Certificate in Change Management, Australian Graduate School of Management 2012 Graduate, Australian Institute of Company Directors 2009 Graduate Diploma of Company Secretarial Practice, Chartered Secretaries Association of Australia 2005 Master of Business Administration (Executive), Australian Graduate School of Management 2004 Diploma of Superannuation Management, Australian Superannuation Funds Association 1998 Bachelor of Laws (First Class Honours), University of Technology Sydney 1995 Bachelor of Communications, University of Technology Sydney 1987
Board member experience: Directorships
Directorship duration
WealthHub Securities Limited WealthHub Securities Nominees Pty Ltd National Margin Services Limited NMS Nominees Pty Ltd St Catherines Aged Care Services
December 2014 - Current December 2014 - Current December 2014 - Current December 2014 - Current February 2010 - February 2012
EXECUTIVE OFFICER DISCLOSURE - MLC NOMINEES PTY LIMITED | MARCH 2015
Currently Held
Previously Held
19
Ian Patrick General Manager, JANA Qualifications: • • • • • •
CFA Charterholder, CFA Institute, 2005 Fellow, Institute and Faculty of Actuaries, 2000 Master of Business Administration, University of Witwatersrand, 1996 Fellow, Institute and Faculty of Actuaries, 1991 Bachelor of Science (Honours), University of Witwatersrand, 1990 Bachelor of Science, University of Witwatersrand, 1987
Board member experience:
Directorship
Directorship duration
JANA Investment Advisers Pty Ltd Investment Management Consultants Association Australia Limited
September 2013- Current October 2009 - Current
EXECUTIVE OFFICER DISCLOSURE - MLC NOMINEES PTY LIMITED | MARCH 2015
Currently Held
20
Lisa Boyce General Manager, Product, Asset Management Qualifications: • •
Graduate, Australian Institute of Company Directors , 2013 Bachelor of Business, University of Technology, 1994
Board member experience: Directorship
Directorship duration
Fairview Equity Partners Pty Ltd
November 2013 - Current
EXECUTIVE OFFICER DISCLOSURE - MLC NOMINEES PTY LIMITED | MARCH 2015
Currently Held
21
