SOLAR HR 8.9 Online Master Payroll Certification User Guide
Last revised 03/02/2009
SOLAR HR 8.9 Online Master Payroll Certification User Guide
REVISION CONTROL Document Title:
SOLAR HR 8.9 User Guide: Online Master Payroll Certification
Author:
Renee Venezia
File Reference:
Date
By
Action
Pages
09/26/2008
Renee Venezia
Release of new document
All
2/13/2009
Renee Venezia
Update
Introduction, sections 2.0, 3.0, 4.0 and 5.0
Review/Approval History Date
By
Action
Pages
10/7/2008
Mindy Chi
Review
All
10/24/2008
Vickie Metcalfe
Review
All
10/29/2008
Mindy Chi
Review
All
02/03/2009
Campus focus group
Review
All
3/2/2009
Payroll Administration
Review
All
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SOLAR HR 8.9 Online Master Payroll Certification User Guide
Table of Contents Page Document Introduction ................................................................................................................................... i Process Prerequisites/Assumptions .............................................................................................................. i Online Master Payroll Certification (MPC) Introduction ................................................................................ 1 1.0
Security Access .................................................................................................................................. 2
2.0 MPC Navigation & Information ................................................................................................................ 3 2.1 Payroll Calendar ........................................................................................................................... 3 2.2 Menus & Navigation...................................................................................................................... 4 2.3 Fields & Definitions ....................................................................................................................... 5 2.4 Pages ............................................................................................................................................ 6 2.5 Filters ............................................................................................................................................ 6 2.6 Viewing Options ............................................................................................................................ 7 3.0 Approving ................................................................................................................................................ 8 Mid-Month Changes ................................................................................................................. 8 4.0 Process Steps ....................................................................................................................................... 10 5.0 Exceptions ............................................................................................................................................. 12 Help with MPC ............................................................................................................................................ 13 Appendix A: Business Process Workflow Diagram .................................................................................... 14 Appendix B: Roles Matrix ............................................................................................................................ 14
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SOLAR HR 8.9 Online Master Payroll Certification User Guide
Document Introduction This Users Guide provides general guidelines and processing procedures for online Master Payroll Certification.
Process Prerequisites/Assumptions Prerequisite/Assumption
Detail
Campus Users
This business process guide is intended for campus staff that uses Master Payroll Certification.
Security
Users have access to Master Payroll Certification according to their respective Master Payroll Certification functions: Reviewer and Approver.
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SOLAR HR 8.9 Online Master Payroll Certification User Guide
Online Master Payroll Certification (MPC) Introduction The Master Payroll Certification process complies with the State Administrative Manual requiring state agencies to maintain records of certification or approval for each salaried employee during each pay period. These records must be approved by authorized department Approvers, which indicates fiscal responsibility by the department budget for this payroll activity. Master Payroll Certification may impact the issuance of payroll warrants (pay checks) and is subject to State and local audits. Certification or approvals are required to be completed by the deadlines listed on the University Payroll Calendar http://www-admn.csun.edu/ohrs/payroll/paycal/payroll_calendar.doc . If certifications are not completed by deadline, salaried employee pay may not issue, or may not issue correctly. Certification or approval of Master Payroll is the process of approving both attendance (number of days) and job information for each employee by authorized department Approvers for each pay period. This is a process that is different and separate from Time and Labor and Absence Management, which is recordkeeping and approval of hourly paid time or leave time. The Master Payroll Certification online page displays a list of active employees during a specific pay period. Current job information is reflective of any changes that have been received and processed in SOLAR HR since the last MPC cycle. The MPC page is updated twice a month, in two “runs” or snapshots of applicable employee job data during the pay period. These processes are known as the Initial Run and Final Run. The Initial and Final Runs capture a snapshot of employee data as of the run date. This includes hires, separations, docks, leaves of absence without pay - any transaction that might affect whether a salaried employee is to be paid and for how many days and/or hours. This also includes data that has been entered through the Part Time Faculty and Absence Management modules (dock time), as well as entries by HR staff from department submitted documentation. Documentation received later than the Initial and Final Run dates would not have been entered in the system and would not be reflected on the MPC page. Department MPC Reviewers and Approvers must evaluate MPC for accuracy, approving only those rows of information that are correct. Approvers cannot self-approve (or self-certify), therefore there must be at least two Approvers for each department ID. Both runs require attention by both the Reviewer and the Approver. After the Final Run, there is one business day to complete the certification process and submit any exception information to Payroll. The MPC process for a specific pay period culminates when payroll issues for those employees for which Master Payroll Certifications were approved by their designated departments. NOTE: The terms “approve” and “certify” are used interchangeably throughout this document.
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SOLAR HR 8.9 Online Master Payroll Certification User Guide
1.0
Security Access
Campus departments are responsible for identifying individuals responsible to review and/or approve the Master Payroll. Reviewers have access to view Master Payroll data by department ID, as well as the capability to add comments to the MPC page. The Reviewer assists the Approver by evaluating attendance records (such as docked time) and change of employment transactions for employees within the department (e.g. hires, separations, etc.) to prepare data for certification. The Reviewer does not have access to approve MPC. Approvers are responsible to review, add comments, and approve employee data by department ID for each pay period. Individuals who key transactions into the Part Time Faculty module or is a Timekeeper for Time and Labor/Absence Management cannot concurrently be assigned as an MPC Approver. Approvers cannot certify their own records. Another Approver designee must certify. Approvers should plan in advance for transfer of responsibilities with alternate Approvers to cover scheduled time off. In the case of unforeseen circumstances, the department should contact Payroll at x2101. All Time and Labor/Absence Management Timekeepers and Approvers are automatically granted access to view MPC to the same departments they have access to for Time and Labor/Absence Management. To obtain or delete access for identified roles, the SOLAR HR Access Form must be completed and submitted for each individual with appropriate authorized signatures to Human Resources, University Hall Room #165, mail drop #8229. The form can be found online at http://www.csun.edu/solarsupport/pdfs/solar_hr.pdf .
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SOLAR HR 8.9 Online Master Payroll Certification User Guide
2.0 MPC Navigation & Information 2.1 Payroll Calendar MPC activities occur each pay period and are indicated on the University Payroll Calendar with symbols to indicate the dates of the Initial Run, Final Run, and last day to approve (also referred to as “certify”).
Symbol definitions are listed to the left of the calendar.
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2.2 Menus & Navigation Reviewers & Approvers can access the MPC page through the myNorthridge portal Staff homepage. Navigation: myNorthridge > Human Resources/Manager pagelet Reviewers use the View Master Payroll link. Approvers use the Certify Master Payroll link.
The search page will display. Enter the department ID desired in the field marked Group ID, and the pay period end date if known as shown below. If the Pay Period End Date is unknown, leave the field blank and click on the yellow Search button. A list of pay period end dates will show. Choose the latest date (top row) and the requested Master Payroll page will display.
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2.3 Fields & Definitions Listed below are fields that are displayed on the MPC page along with the corresponding definitions. Both Reviewers and Approvers are expected to verify the accuracy of the data displayed for their department(s) prior to approving each employee’s record. Fields
Definition
EmplID (Employee ID #)
Unique, system-generated identification number assigned to each employee.
Rcd (Job Record #)
Record number assigned to a specific job for a particular employee.
Name
Employee name.
DeptID (also referred to as Group ID)
Department identification number.
Job Code
Code assigned according to position and job function.
Standard
Full pay warrant, field value Y for Yes (employee is eligible for a full month’s pay) or N for No (employee is not eligible for pay or is only eligible for partial month’s pay).
FTE (Full Time Equivalent)
Decimal figure to indicate full or part time (1.0 = full time).
Time Base (academic year employees)
Full or part time fraction for academic year positions.
Days Worked
Number of payable days for those employees who are eligible for only a partial month’s pay warrant due to mid-month activities such as late hire, unpaid leave of absence, separations, etc.
Hours Worked (if non-standard)
If not eligible for a full month’s pay warrant, number of hours to be paid.
Hours Docked
Any identified unpaid hours from the Absence Management module due to insufficient leave coverage or other issues.
Comment
Use this field to note any comments/exceptions to alert Payroll.
This information is displayed in columns. The rows are listed alphabetically by employee last name, as shown below.
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2.4 Pages The MPC view contains multiple pages and filters to sort categories of certification. When the page is accessed, the opening view is the Initial Run. The Run Date displays corresponding to the calendar date of the run process. If the Final Run has completed, there will be a second page to view. Click the right-facing arrow to view the Final Run page. View All will open both pages in the same view, using the scroll bar to scroll down.
The Initial Run is on page 1, the Final Run on page 2. View All will display both views on one scrollable page.
2.5 Filters The Filtering Options offer views of selected data. See filtering options and their functions explained in the table below. Filtering Options
Function displays…
Standard
Employees who are to receive full pay warrants, paid for all days in the pay period.
Non-Standard
Employees who will be receiving a partial pay warrant.
Certified
Employees that have been certified by an Approver.
Not Certified
Employees who have not yet been certified by an Approver.
Comments
Employees who have a comment and/or an exception entered for them by a Reviewer or Approver.
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2.6 Viewing Options The banner at the top of the information display includes other screens and methods for reviewing information. In the example below, there are thirty-nine (39) employees listed for MPC, but only the first fifteen (15) are shown. Use the View All button to show all employees on one page, or move to the next set of 15 by clicking on the right pointing arrow.
Additionally there are two tabs shown in the display below the navigation banner.
The page defaults to the MPWA Data tab (Master Payroll Warrant Authorization) which includes data as defined in section 2.3. The Comments tab displays a subset of the MPWA Data (EmplID, Rcd, and Name) as well as the Comment field. The grid-like, expandsion icon across one display (see below).
opens both the MPWA Data and Comments tabs simultaneously
Another option for reviewing data is to download displayed data onto an Excel spreadsheet. Find and click on the download grid icon and a File Download window will appear to open or save the download.
The page must be expanded to download data from both pages.
Note: If your Internet browser has a pop-up blocker program enabled, hold down the control key while simultaneously clicking on the download icon to bypass the blocker.
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3.0 Approving Campus Approvers “certify” or approve the employee records for their department(s) by placing a check mark in the column marked “Correct” on the Certify Master Payroll page. The check mark is placed next to each employee’s name to indicate agreement that the employee should receive a pay warrant for that specific pay period within those specific job conditions as displayed (department ID, job code, hours worked, hours docked, etc.).
Akins, Troy
Approve ONLY when all information displayed is accurate. If any one of the displayed pieces of information is NOT accurate, do NOT approve. This does not mean that the employee will not receive pay; instead, it is an alert to Payroll to contact the department to determine the amount of time for which the employee is to be paid, when pay is due. It is also to determine if an employee is NOT due any pay for that pay period. Employment conditions may possibly change from one pay period to the next. Employees may be placed on leaves of absence (paid or unpaid) or may be “docked” for time not worked and without paid leave time. This may or may not occur with the first day of the pay period, and thus may only earn partial pay for the period. In many cases, these transactions are entered in time for the Master Payroll Certification Initial or Final Run, and are reflected in the MPC display by showing only a number of days to be paid. Mid-Month Changes
In other instances, reassignments from one department ID to another may display on MPC in one or the other department ID, depending on the date of the transaction entry and the date of MPC processing. If this type of transaction is not entered into the system in time for the MPC processes, the display will show a full or “standard” pay warrant is scheduled for the employee in the former department. However, the Approver for the former department should NOT certify the employee’s information because it is not accurate. The new department should submit an exception form to Payroll because the employee was not listed on their MPC. NOTE: When reviewing MPC data, please pay special attention to non-typical employment situations. Use the Non-Standard filter to easily identify those individuals flagged to receive partial 8 Last revised 03/02/2009
SOLAR HR 8.9 Online Master Payroll Certification User Guide
or no pay. When using any of the filters, remember to use the “Show All” button at the bottom of the page to display all the rows of information and ensure all rows have been reviewed.
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4.0 Process Steps 1.
Access the MPC page by visiting myNorthridge portal home page. From the Human Resources/Manager pagelet, click the appropriate link for your access as Reviewer (View Master Payroll) or Approver (Certify Master Payroll).
2.
Enter a specific Department ID (in the field labeled Group ID) and pay period end date, then click the yellow Search button and the MPC page will display. If the end date is unknown, leave blank and click on Search for a list of Pay Period End Dates. Click the desired date (blue and underlined) and the MPC page will display.
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3.
Verify the page is the Initial or Final Run by reviewing the Run Date.
The top section entitled CSU Certify Master Payroll includes the run date, which corresponds with the Initial Run or Final Run from the University Payroll Calendar.
The MPC list of employees includes basic employment conditions that will result in a pay warrant based on those conditions for that pay period.
4.
Open the desired tab (MPWA Data, Comments, or both using the expansion icon choose your viewing option (view all, or in groups of 15).
), and
5.
Evaluate each column of information per employee for accuracy, including whether the employee should receive a full or “standard” pay warrant which is a full month’s pay.
6.
Add comments in the open comment box when NOT approving, or to alert Payroll to additional information. Click on the Comments tab, or the expansion icon to display the comment field.
Akins, Troy
7.
If satisfied with information displayed, Approvers must check mark the column labeled Correct for each employee. If the information is not correct, do not check mark the column labeled Correct. If ALL employee information is correct, Approvers may use the yellow Certify All button at the bottom of the page. Use the
8.
button to clear or undo the approval for all employees.
SAVE entries by clicking the yellow Save button. Note: When using any of the filter options, click Save before changing the filter to ensure saving the approval. 11
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5.0 Exceptions Any displayed MPC information that is NOT accurate as of the current month is identified as an exception. Approvers are not to approve any employees whose data is not accurate. Exceptions require the departments to enter brief explanations within the module in available comment boxes on the MPC display page. In the example below, the Approver did NOT certify this employee’s information because the display indicates the employee worked 16 days, but the department records reflect only 15 days worked. Payroll will review this comment, and contact the department to clarify the proper pay this employee is to receive.
Akins, Troy
Worked 15 days
Employees whose names are NOT reflected on the display page and are expected to be paid require completion and submission of the MPC Exception Form found at: http://www- admn.csun.edu/ohrs/payroll/forms/mpc_exception.doc. The completed form is faxed to Payroll Administration at x5870. Original MPC Exception Forms are to be retained within the department for a period of four years.
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Help with MPC Additional assistance is available from Payroll at X2101. Documentation, including this User Guide, is available on the web at http://www-admn.csun.edu/ohrs/payroll/ .
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Appendix A: Business Process Workflow Diagram The high-level Online Master Payroll Certification (MPC) business process flow is depicted below. This is only intended to provide an overview of the process and does not include all related activities that may occur through the certification cycle.
HCM 8.9 Master Payroll Certification (MPC) Process Overview Payroll
Capture employee data for Initial Run
Reviewer
Approver
Considerations Initial and Final Run dates for each pay period are found on the University Payroll calendar http://wwwadmn.csun.edu/ohrs/payroll/ paycal/payroll_calendar.doc
Review MPC data for employees in designated department ID(s)
Initial Run captures snapshot of employee data.
Is data correct?
YES
Data entry activities include transactions from the Part Time Faculty module, Absence Management, as well as HR staff entries into Job Data.
NO Enter comments for those employees whose data is incorrect; communicate with Approver
Approve MPC for employees in designated department ID(s)
Enter comments for those employees whose data is incorrect (if not already entered by Reviewer); do not approve
Capture employee data for Final Run
Review and certification is necessary for both the Initial and Final Runs. The Final Run captures additional SOLAR HR entry activity since the Initial Run. Final Run data is found on the second page of the MPC display.
Review MPC data for employees in designated department ID(s)
Is data correct?
NO Enter comments for those employees whose data is incorrect; communicate with Approver
YES Approve MPC for new and correct information for employees in designated department ID(s)
Enter comments for those employees whose data is incorrect (if not already entered by Reviewer); do not approve
Review audit reports
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Appendix B: Roles Matrix 1
Process Description Enter/Approve PTF, non-PTF, Dock Transactions
Payroll
Reviewer
Approver
Other Roles Campus administrators, HR staff, Campus Absence Management Timekeepers and approvers. Campus Absence Management Timekeepers enter Dock transactions for employees who will have unpaid time.
2
Audit: FTE
3
Audit: Term/Cancellati ons
4
Audit: FTE and Faculty Fraction Compare, Initial Run Run Initial MPC
5
Query run prior to initiating MPC Initial Run, ensure FTE does not equal 0 for MST pay group (salaried) employees Run audit query to ensure that appointment cancellations are not certified.
Notes Some entries must be submitted via PAR to Faculty Affairs and entered into SOLAR HR Job Data by HR staff. Transactions may or may not be reflected on MPC dependent on date of entry in relation to the MPC cycle and run dates. Docks must be entered and approved in order to be captured by MPC prior to the MPC run date.
HR Operations corrects any identified discrepancies if FTE = 0 for MST pay group employees
Run audit query prior to initiating MPC Runs Run process to capture snapshot of data for Initial Run.
Initial Run captures job data entries and Absence Management Dock entries that are approved and processed since the last MPC cycle.
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6
Process Description Review MPC Data Initial Run
7
Certify MPC Data Initial Run
8
Audit: FTE
9
Run Final MPC
10
Review MPC Data Final Run
11
Payroll
Reviewer
Approver
Access MPC page by department ID, evaluate data for accuracy, and add comments where appropriate.
Notes Reference Section 2.3 of User Guide for details.
Access MPC page by department ID, evaluate and/or approve data (enter checkmarks), add comments where appropriate. Query run prior to initiating MPC Final Run, ensure FTE does not equal 0 for MST pay group (salaried) employees. Run process to capture Final MPC data.
Certify MPC Data Final Run
Other Roles
Reference Section 2.3 of User Guide for details.
HR Operations corrects any identified discrepancies if FTE = 0 for MST pay group employees
Final Run captures any job data or change entries since Initial Run. Access MPC page by department ID, evaluate data on second page, and add comments where appropriate.
Reference Section 2.4 regarding Final Run data on second MPC page. Any employees not found on MPC must be reported via use of MPC Exception Form http://wwwadmn.csun.edu/ohrs/payroll/forms/mpc_ exception.doc
Access MPC page by department ID, evaluate and/or approve data, add comments where appropriate.
Any employees not found on MPC must be reported via use of MPC Exception Form http://wwwadmn.csun.edu/ohrs/payroll/forms/mpc_ exception.doc
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Process Description Review MPC
13
Reconcile MPC
14
Prepare Warrant Distribution List
15
Warrant Distribution
Payroll Review reports to ensure that all departments have been certified and take appropriate action on exceptions. Contact department to complete pending items as needed.
Reviewer
Approver
Other Roles
Notes
University Cash Services ensures receipt of expected warrants, and distribution point for department pick up by designees
State Controller’s Office routes warrants via courier service directly to University Cash Services.
Review & Approve employee record as needed.
Run PIMS register comparison against SOLAR HR data. Compile list of expected pay warrants by department, include any exception information for University Cash Services.
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