MASSACHUSETTS GAMING COMMISSION SLOT MACHINE ACTIVITY MANUAL June 2015

Table of Contents Massachusetts Gaming Commission Gaming Regulations ........................................................................... 3 Section I: Procedures for Transporting Slot Machines To or From a Licensee Casino/Hotel Facility .......... 4 Section II: Procedures for Transporting Slot Machines to or from the Casino Floor to or from Any Location Outside Of the Licensee Casino/Hotel Facility within the Commonwealth of Massachusetts ...... 9 Section III: Slot Machines to Be Removed From the Casino Floor to an Approved Storage or Repair Area within the Casino/Hotel Facility ................................................................................................................. 13 Section IV: Slot Machines to Be Removed From an Approved Storage or Repair Area within the Casino/Hotel Facility to the Casino Floor ................................................................................................... 16 Section V: Approval of the Progressive Slot Machines Submission ........................................................... 19 Section VI: Slot Machines Being Relocated From One Approved Location to another Approved Location on the Casino Floor Excluding Progressive Slot Machines ......................................................................... 33 Section VII: Denomination and Percentage Modifications of Slot Machines............................................ 35 Section VIII: Other Modifications of Slot Machines ................................................................................... 37 Section IX: Procedures for Progressive Slot Machines and Stand-Alones Being Relocated From One Approved Location to another Approved Location on the Casino Floor and/or the Reduction/Increase of Machines in a Progressive Link................................................................................................................... 39 Section X: Progressive Slot Machines Being Removed From the Casino Floor ......................................... 42 Section XI: Slot Machine Prototype Approval ............................................................................................ 45 Section XII: Destruction of Slot Machines .................................................................................................. 47 Section XIII: Procedures for Slot Machine Payouts of Merchandise.......................................................... 49 Slot Machine Shipment Notification Template –........................................................................................ 55 Manufacturer/Distributor or Casino Licensee ............................................................................................ 55 Slot Machine Activity Notification Request Template – Casino Licensee................................................... 57 Slot Machine Control Log Guidelines – Casino Licensee............................................................................. 61

MASSACHUSETTS GAMING COMMISSION

Page 2 of 63

Massachusetts Gaming Commission Gaming Regulations The Massachusetts Gaming Commission, acting with the regulatory authority provided under M.G.L. Chapter 194 of the Acts of 2011 “An Act Establishing Expanded Gaming in the Commonwealth” has adopted the following regulations with respect to expanded gaming, horse racing, harness horse racing, and greyhound racing in the Commonwealth of Massachusetts.

The following is a list of gaming regulations that apply to this manual. A complete list of the Massachusetts Gaming Commission regulations, 205 CMR, can be found on the Commission’s website, http://massgaming.com/regulations/gamingregulations/.

MASSACHUSETTS GAMING COMMISSION REGULATIONS 205 CMR 13.00: MASSACHUSETTS GAMING COMMISSION ENFORCEMENT 205 CMR 105.00: INVESTIGATIONS AND ENFORCEMENT BUREAU 205 CMR 138.00: UNIFORM STANDARDS OF ACCOUNTING PROCEDURES AND INTERNAL CONTROLS 205 CMR 142.000: REGULATORY MONITORING AND INSPECTIONS 205 CMR 143.00: GAMING DEVICES AND ELECTRONIC GAMING EQUIPMENT 205 CMR 144.00: APPROVAL OF SLOT MACHINES AND ELECTRONIC GAMING EQUIPMENT AND TESTING LABORATORIES 205 CMR 145.00: POSSESSION OF SLOT MACHINES

MASSACHUSETTS GAMING COMMISSION

Page 3 of 63

Section I: Procedures for Transporting Slot Machines To or From a Licensee Casino/Hotel Facility SCOPE: The procedures described in this section shall apply to any movements of slot machines into or out of the Commonwealth to a licensee’s casino/hotel facility. NOTICE: Responsibility of Person or Entity Shipping Machines Before any slot machines are shipped, the person or entity shipping the machines (i.e., manufacturer, distributor/representative or casino licensee) must provide 5 day prior notice in writing to the IEB or their designee assigned to the casino to which the machines are to be shipped. The IEB or their designee assigned to the casino to which the machines are to be shipped will verify receipt of this notice. The above notice must contain the following information. 1. The full name and address of the person or entity shipping or moving said machines; 2. The full name and address of the person who owns the machine, including the name of any new owner in the event ownership is being changed in conjunction with the shipment or movement; 3. The method of shipment or movement and the name of carrier(s); 4. The full name and address of the person or entity to whom the MASSACHUSETTS GAMING COMMISSION

Page 4 of 63

machines are being sent and the destination of said machines if different from such address; 5. The quantity of machines being shipped, make and the serial number of each machine; 6. The expected date and time of delivery to or removal from any authorized location in the Commonwealth; 7. The port of entry or exit, if any, of said machines if the origin or destination of the machine is outside the continental United States; and 8. The reason for transporting the machine(s). MOVEMENT AND USE APPROVAL: The casino licensee will be responsible for contacting IEB to arrange for the inspection of the machines. Inspection of CCTV is required for movements of all slot machines, and will be reviewed and verified by the IEB or their designee. If inspection of the slot machines is required, the date and name of the individual(s) contacted along with the scheduled inspection date shall be recorded in the designated area on the Notification Log. The IEB shall be notified of the movement of slot machines 5 days in advance of such movement. The IEB or their designee shall be authorized to approve the use of the machines. See the appropriate sections for additional approvals necessary if the movement pertains to progressive machines (Section IX).

MASSACHUSETTS GAMING COMMISSION

Page 5 of 63

INSPECTION:

Once the slot machines have been received and placed in locations within the casino that have been approved by the IEB the casino licensee may request approval to use the machines from the IEB. NOTE:

It should be noted that in such cases the casino licensee will be responsible for ensuring the slot machines comply with the approved prototype. Any deficiencies uncovered by the IEB or their designee when the machine(s) are inspected may result in a formal complaint being filed against the casino licensee by the IEB.

The following inspection criteria will be also among those applied in the inspection process: 1. The operational blueprint shall be reviewed by the IEB or their designee to determine compliance with the MGC regulations as they pertain to zoning of machines within a casino. 2. Inspection of all ancillary equipment. 3. The IEB, MGC GTL and/or CITL will perform an inspection which will include, but not be limited to, an inspection of the program, the award glass, the reel strips, the payout percentages, ticket in ticket out (TITO), the denomination, all ancillary equipment and sealing of the EPROMS, disk drives and any other sensitive areas as needed. 4. The camera coverage of the slot areas will be certified by the licensee’s surveillance department. An IEB gaming agent or their designee will review and verify the CCTV coverage.

MASSACHUSETTS GAMING COMMISSION

Page 6 of 63

GAMING: Each slot machine will have an MGC Asset Tag affixed to it by an IEB gaming agent. This tag shall be located on either side and on the outside of the slot machine cabinet in an easily accessible location. MACHINE MOVEMENT LOG: A copy of the request with the attached slot control log shall be maintained by the slot department in a binder or in an approved electronic storage format which will serve as the Machine Movement Log. PAYOUT PERCENTAGE SHEET CODE LOG: Each casino licensee shall maintain a binder or an approved electronic storage file to be referred to as the "Payout Percentage Sheet Code Log." The binder or an approved electronic storage file shall contain all Payout Percentage Sheets relative to the slot machines on the casino floor. The casino licensee shall assign, as a code, a unique numeric or alpha-numeric number, in sequential order, to each Payout Percentage Sheet. The casino licensee shall indicate the applicable code on the Slot Control Log and the Payout Sheet. The casino licensee may use the manufacturer's program identification number and version in the Slot Control Log and Slot Master Listing in lieu of assigning its own Payout Percentage Sheet Code. The binder or approved electronic storage file shall also contain the relative information that determines the payout percentage for specialty machines (i.e., rules of the game for Video Blackjack, Keno and winning combinations for Video Draw Poker as approved by the Commission). The casino licensee shall indicate the applicable code on the Slot Control Log and the Payout Schedule Sheet. It is the responsibility of the casino licensee to maintain and update this log. Commission and Division staffs shall be given free and unfettered access to the Payout Percentage Sheet Code Log upon request.

MASSACHUSETTS GAMING COMMISSION

Page 7 of 63

PRINTS AND REPORTS: As required by 205 CMR 145.01 the casino licensee shall be responsible for submitting to the IEB the updated Slot Master List every 30 days. NOTE:

If any movement of slot machines requires a modification to the authorization granted in the Certificate of Operation issued to the casino licensee, prior to the movement of any machine, a formal petition requesting that modification must be filed with and approved by the IEB.

MASSACHUSETTS GAMING COMMISSION

Page 8 of 63

Section II: Procedures for Transporting Slot Machines to or from the Casino Floor to or from Any Location Outside Of the Licensee Casino/Hotel Facility within the Commonwealth of Massachusetts SCOPE: The procedures described in this section shall apply to any movement of slot machines to or from the casino floor to any location outside the licensee casino/hotel facility but within the Commonwealth of Massachusetts. POSSESSION: It is to be emphasized that any shipment of slot machines can only be made to a person or entity who can legally possess slot machines in this Commonwealth. NOTICE: The casino licensee shall submit 5 days prior notice in writing a Notification Log to the IEB or their designee containing the following information: 1. The full name and address of the person or entity shipping said machines; 2. The method of shipment and the name of the carrier; 3. The reason for transporting the machines; 4. The full name and address of the person or entity to whom the machines are being sent and the destination of said machines if different from such address; 5. The quantity of machines being shipped and serial number of each machine; MASSACHUSETTS GAMING COMMISSION

Page 9 of 63

6. The expected date and time of shipment of the machines from their point of origin; 7. The expected date and time of arrival of the machines at their destination; and 8. The full name of the owner of the slot machines, if different than in Item #1 above. For leased games, the licensee should be listed as the owner. A copy of the notification must accompany the slot machines during the shipment. INSPECTION: Prior to the removal of a machine(s) from the slot base the licensee shall verify and certify that the following has been completed: 1. The machine's slot cash box was removed and transported to the Count Room. 2. All meters have been read and recorded. 3. All Accounting and Security locks have been removed from the slot machine and returned to the appropriate department. STATE SEALS: In the case of machines being shipped within the commonwealth the MGC Asset Tags will remain intact. NOTE:

IEB will be responsible for breaking any evidence tape or seals if necessary

MASSACHUSETTS GAMING COMMISSION

Page 10 of 63

For those machines that will be placed in an approved storage area within the commonwealth and are subject to return to the casino floor at a later date, the following procedures shall take place prior to removal of same. 1. Gaming seals and/or MGC Asset Tags will remain on the slot machines; 2. An additional gaming seal shall be affixed by IEB staff personnel in a position between the lock side of the slot machine door and the side of the cabinet (evidence tape should also be applied over the gaming seal). The casino licensee may place clear packing tape over the evidence tape and seal to prevent seal breakage. The machine may be wrapped in packing tape; 3. To assure proper adhesion, the casino licensee shall clean the applicable area of the door and cabinet with a liquid cleaner such as acetone, alcohol, etc., before applying the seal; and 4. Each additional gaming seal affixed shall contain the following information: (a) name of casino/hotel complex; (b) serial number of slot machine; and (c) date seal was affixed. If the gaming seal(s) placed between the lock side of the slot machine door and the side of the cabinet are intact and not broken when the slot machine is returned to the floor an IEB inspection will not be necessary. MOVEMENT NOTIFICATION: In all cases where the IEB office is not available for immediate notification the IEB gaming agent on duty should be given the written movement notification. MGC - Chief Information Officer, IEB - Assistant Director Gaming Agents and Division Chief and IEB - Senior Supervising Gaming Agent should also be copied on the movement notification. MASSACHUSETTS GAMING COMMISSION

Page 11 of 63

MACHINE MOVEMENT LOG A copy of the Notification Log with an attached Slot Control Log shall be maintained by the slot department in a binder or in an approved electronic storage format which will serve as the Machine Movement Log which will serve as the Machine Movement Log. PRINTS AND REPORTS: As required by 205 CMR 145.01 the casino licensee shall be responsible for submitting to the IEB the updated Slot Master List. NOTE:

If any movement of slot machines requires a modification to the authorization granted in the Certificate of Operation issued to the casino licensee, prior to the movement of any machine, a formal petition requesting that modification must be filed with and approved by the IEB.

MASSACHUSETTS GAMING COMMISSION

Page 12 of 63

Section III: Slot Machines to Be Removed From the Casino Floor to an Approved Storage or Repair Area within the Casino/Hotel Facility SCOPE: The procedures described in this section shall apply to slot machines being removed from the casino floor to an approved storage or repair area within the casino/hotel facility. INSPECTION: Prior to the removal of a machine(s) from the slot base the casino licensee shall certify the following has been completed: 1. The machine’s slot cash box was removed and transported to the Count Room as required. 2. All meters have been read and recorded 3. All Accounting and Security locks have been removed from the slot machine(s) and returned to the Accounting and security Departments. COMMONWEALTH TAGS AND SEALS: For those slot machines that will be placed in storage and shall not be returned to the casino floor at a future date the IEB Asset Tags will removed by the licensee and returned to the IEB. The licensee will include documentation indicating the IEB Asset Tag number and game serial with the tag. NOTE:

Prior to removal, the IEB will be responsible for breaking any evidence tape.

MASSACHUSETTS GAMING COMMISSION

Page 13 of 63

For those machines that will be placed in an approved storage area and are subject to return to the casino floor at a later date, the following procedures shall take place prior to the removal of the same: 1. MGC Asset Tags will remain on the machines; 2. A gaming security seal shall be affixed by IEB staff personnel in a position between the lock side of the slot machine door and the side of the cabinet. The casino licensee may place clear packing tape over the evidence tape and seal to prevent seal breakage. The machine may be wrapped in packing tape 3. To assure proper adhesion, the casino licensee shall clean the applicable area of the door and cabinet with a liquid cleaner such as acetone, alcohol, etc., before applying the seal; and 4. Each additional gaming security seal affixed shall contain the following information: (a) name of the casino licensee (b) MGC Asset Tag Number (c) serial number of slot machine; and (d) date seal was affixed. 5. If the gaming seal(s) placed between the lock side of the slot machine door and the side of the cabinet are intact and not broken when the slot machine is returned to the floor an IEB inspection will not be necessary.

MASSACHUSETTS GAMING COMMISSION

Page 14 of 63

NOTIFICATION: The casino licensee will provide the IEB or their designee with written notification for the movement of the slot machine(s) 5 days in advance of the movement. The IEB or their designee shall sign and/or stamp the Notification Log acknowledging receipt of the notification. It will be the responsibility of the casino licensee to forward a copy of the Notification Log to the IEB. If the IEB designee signs and/or stamps the notification acknowledging receipt the designee should forward the notification to the IEB. MACHINE MOVEMENT LOG: A copy of the Notification Log with the attached Slot Control Log shall be maintained by the Slot Department in a binder or approved electronic storage format which will serve as the Machine Movement Log. PRINTS AND REPORTS: As required by 205 CMR 145.01 the casino licensee shall be responsible for submitting to the IEB the updated Slot Master List. NOTE:

If any movement of a slot machine requires a modification to the authorization granted in the Certificate of Operation issued to the casino licensee, prior to the movement of any machine, a formal petition requesting that modification must be filed with and approved by the IEB or its authorized designee.

MASSACHUSETTS GAMING COMMISSION

Page 15 of 63

Section IV: Slot Machines to Be Removed From an Approved Storage or Repair Area within the Casino/Hotel Facility to the Casino Floor SCOPE: The procedures described in this section shall apply to slot machines being removed from an approved storage or repair area within the casino/hotel facility to an already approved location on the casino floor. POSSESSIONS: By Licensee as described herewith. NOTICE: Prior to the removal of slot machines from an approved storage or repair area within the facility to an already approved location on the casino floor, the casino licensee shall provide written notification 5 days in advance of the movement to the IEB or their designee. The IEB, MGC GTL and/or the CITL responsible for floor testing should be copied on the Notification Log. If the machines were modified in any way while in storage or repair, the casino licensee will be responsible for contacting the IEB, MGC GTL and/or CITL to arrange for inspection of the machine(s) involved. The date and name of the individual(s) contacted along with the scheduled inspection date shall be recorded in the designated area of the Notification Log request. If the machine(s) were not previously on the casino floor, refer to Section I.

MASSACHUSETTS GAMING COMMISSION

Page 16 of 63

INSPECTION: If an inspection is required for those machine(s) returning to an approved location(s) on the casino floor from an approved repair area, the casino licensee will be responsible for contacting the IEB, MGC GTL and/or CITL as required to arrange for the inspection of the machines. The IEB shall be authorized to approve the use of the slot machines. NOTE:

It should be noted that in such cases the casino licensee will be responsible for ensuring the slot machines comply with the approved prototype. Any deficiencies uncovered by the IEB, MGC GTL or CITL representative when the machine(s) are inspected may result in a formal complaint being filed against the casino licensee by the IEB

For those machines returning to an approved location(s) on the casino floor from an approved storage area, no inspection is necessary if the additional gaming seal/evidence tape is intact; however, if the seal is missing or broken, inspection by the IEB or designee will be required. MOVEMENT AND USE APPROVAL: The casino licensee will provide written Notification Log 5 da y s in advance of the slot machine movement to the IEB or their designee. The MGC - Chief Information Officer, IEB - Assistant Director Gaming Agents and Division Chief and IEB - Senior Supervising Gaming Agent should be copied on the notification. If the machines being placed on the casino floor require inspection(s), it will be the casino licensee’s responsibility to contact the IEB, MGC GTL or CITL as required to arrange for the inspection of the machines. The date and name of the individual(s) contacted along with the scheduled inspection date shall be recorded in the designated area of the Notification Log. CCTV inspection will be completed and certified by the licensee’s Director of Surveillance or their designee. The IEB or their designee will review and verify the CCTV coverage. It should be noted that the IEB will decide if a CCTV inspection is MASSACHUSETTS GAMING COMMISSION

Page 17 of 63

necessary. The IEB shall be authorized to approve use of the slot machines. NOTE:

It should be noted that in such cases the casino licensee will be responsible for ensuring the slot machines comply with the approved prototype. Any d eficiencies uncovered by the IEB when the machine(s) are inspected may result in a formal complaint being filed against the casino licensee by the IEB.

MACHINE MOVEMENT LOG: A copy of the approved Notification Log with the attached Slot Control Log shall be maintained by the Slot Department in a binder or an approved electronic format which will serve as the Machine Movement Log. PAYOUT PERCENTAGE SHEET CODE LOG: The casino licensee shall be responsible for updating the Payout Percentage Sheet Code Log.

PRINTS AND REPORTS As required by 205 CMR 145.01 the casino licensee shall be responsible for submitting to the IEB the updated Slot Master List. NOTE:

If any movement of slot machines requires a modification to the authorization granted in the Certificate of Operation issued to the casino licensee, prior to the movement of any machine, a formal petition requesting that modification must be filed with and approved by the MGC.

MASSACHUSETTS GAMING COMMISSION

Page 18 of 63

Section V: Approval of the Progressive Slot Machines Submission SCOPE: The procedures described in this section shall apply to the approval of progressive slot submissions. (Thirty day review period.) Elements of a submission should include the following: 1. Current PC Sheets; 2. Proposed PC Sheets; and 3. Cover letter summarizing the requested change. NOTICE: Prior to establishing or modifying progressive slot machines or making changes to a previously approved Notification Log, progressive slot machine submission, the casino licensee shall submit a written request Notification Log to the IEB. CCTV inspection coverage will be certified by the licensee’s surveillance department. CCTV coverage will be reviewed and verified by the IEB or their designee. Attached to the Notification Log must be the new or revised request reflecting the new locations, the number of machines being added/deleted from an existing progressive link or any modification to an existing progressive unit. The filing of a Notification Log shall be required for the following: 1.

Installing a progressive machine or link unit.

2.

Transferring a progressive jackpot.

MASSACHUSETTS GAMING COMMISSION

Page 19 of 63

3.

Increasing the probability of winning the jackpot.

4.

Changing the reset amount.

5.

Changing the progressive controller/controller program (any change/upgrade or servicing).

6.

Decreasing/increasing the denomination of the slot machine

NOTE:

When decreasing the denomination of an existing progressive, the required wager to win the progressive jackpot cannot be increased, i.e., existing $.25 denomination progressive requires 3 coins ($.75) to win progressive jackpot, if changing denomination to a $.05, then number of coins required to win progressive cannot exceed 15 coins ($.75).

7.

Replacing the slot machine program with a program having the same probability.

8.

Relocating a progressive controller.

9.

Increasing or decreasing the number of machines in a link progressive unit.

10. Installing or removing a common progressive display unit. 11. Rate of Progression Changes. 12. Placing, changing or establishing a payout limit.

MASSACHUSETTS GAMING COMMISSION

Page 20 of 63

NOTICE:

Items #8, #9, #10 and #11.

A formal approval letter will not be required on changes to a progressive slot machine submission for Items #8, #9, #10 and #11. The casino licensee will submit the appropriate paperwork detailing the change to the IEB for review. The casino licensee will be responsible to arrange for inspection of the equipment and machines as necessary. NOTICE:

Item #12.

A formal approval letter from the IEB will be required on changes outlined in Item #12. It requires the posting of a notice of not less than thirty days in advance of the proposed changes. Prior to modifying the machines, the appropriate procedures described elsewhere in this manual shall be followed. See the appropriate sections for the Movement/Reduction/Increase of progressive slot machines on the casino floor (Section IX) or removing progressive slot machines from the casino floor once the progressive jackpot has been awarded (Section X). The approval letter from the IEB shall be attached to the request for the modification if applicable INSPECTION: If any of the proposed changes require a modification to the authorization granted in the Certificate of Operation issued to the casino licensee, a formal petition requesting that modification must be filed with and approved by the MGC or its authorized designee prior to implementation. MULTI-CASINO PROGRESSIVE LINK UNIT OR PROGRESSIVE LINK WITH MACHINES OF DIFFERENT DENOMINATIONS OR THAT REQUIRE DIFFERENT MAXIMUM WAGERS TO HIT THE PROGRESSIVE JACKPOT

MASSACHUSETTS GAMING COMMISSION

Page 21 of 63

The initial review and approval for a multi-casino progressive link unit or a progressive link with machines of different denominations or that require different maximum wagers as well as changes to such existing links will be reviewed and approved by the IEB in conjunction with the MGC. The casino licensee will submit to the IEB a Notification Log outlining the proposed change for review and approval. Review by the IEB will not be necessary for Items #8, #9, #10 and #11 listed above. The MGC - Chief Information Officer, IEB - Assistant Director Gaming Agents and Division Chief and IEB - Senior Supervising Gaming Agent, will be copied on the Notification Log. The casino licensee shall submit the Notification Log to the IEB and MGC for review. The changes outlined in Items #1 through #11 may be instituted at any time after approval has been received from the IEB and the requisite inspections have been obtained. The changes outlined in Item #12 requires the posting of a notice of not less than 30 days on each of the progressive machines location(s) involved. Upon the expiration of the time period, the approved changes must be made unless the IEB is notified in writing prior to the expiration of the time period that the changes will not occur. Any future request involving this machine will require a new Notification Log. Nothing in this section shall preclude the casino licensee from removing progressive slot machines from the casino floor in accordance with Section X of the manual. Prior to implementing any progressive slot machine changes as detailed in this section, the casino licensee shall contact the IEB, MGC GTL and/or CITL for related inspections as required. The appropriate procedures described in Section IX of this manual shall be followed. See the appropriate sections of this manual for Movement/Reduction/ Increase of progressive slot machines on the casino floor (Section IX) or removing progressive slot machines from the casino floor once the progressive jackpot has been awarded (Section X). NOTE:

If any of the proposed changes require a modification to the authorization granted in the Certificate of Operation issued to the casino licensee, a formal petition requesting that modification must be filed with the MGC or its authorized designee prior to implementation.

MASSACHUSETTS GAMING COMMISSION

Page 22 of 63

DEFINITIONS: AUTOMATIC RESET - The slot machine which hit the jackpot must be reset by the key switch located on the side of the slot machine in order for the link progressive unit to be reset. Only the slot machine involved in the jackpot locks up. No other keys are necessary. EXTERNAL RESET - External reset systems utilize a key switch which are externally mounted on the slot stand to reset the link progressive unit. Every slot machine in the link locks up when the jackpot occurs. In addition, the slot machine which hit the jackpot must be reset by the key switch located on the side of the slot machine. INTERNAL RESET - Internal reset systems require access to a double lock compartment with keys held by the Commission and Casino Security in order to reset the link progressive unit. Every slot machine in the link locks up when a jackpot occurs. In addition, the slot machine which hit the jackpot must be reset by the key switch located on the side of the slot machine

MASSACHUSETTS GAMING COMMISSION

Page 23 of 63

NAME OF CASINO PROGRESSIVE SLOT MACHINE SUBMISSION DATE SUBMITTED:

TYPE OF PROGRESSIVE: LINK-SINGLE METER LINK-MULTI-METER

ALTERNATING HI/LO DOUBLE DOUBLE

SINGLE

No. of Meters (Circle One)

Manufacturer: Model: Location Number(s): Asset Number(s): as indicated on the attached blueprint

Locations with individual Progressive Display Meters: Number of Machines: Denomination: Amount Wagered to Hit Top Progressive Jackpot: Initial Rate of Progression(s): Odds for Hitting Progressive Jackpot: Multiple Progressive Meters: Yes

MASSACHUSETTS GAMING COMMISSION

No

Page 24 of 63

Method of payment for each progressive Jackpot Level: 1)

All Hand Pays: Yes

No

Define Level: 2)

All awards go directly to the credit meter:

Yes

No

Define Level: 3)

Combination of hand pays and awards which go to the credit meter: Yes

No

Define Level:

Percentage Chip Number(s):

Date Code:

Secondary Chip Number(s):

Date Code:

Percentage Payout:

1st

6th

2rd

7th

3rd

8th

4th

9th

5th

10th

Initial Amount(s): Reset Amount(s): Payout Limit(s): Time Limit(s):

MASSACHUSETTS GAMING COMMISSION

Page 25 of 63

Number of Progressive Control Unit(s): Location of Progressive Display Control Unit(s): Manufacturer of Control Unit(s): Model Number of Control Unit(s): Progressive Control Unit EPROM: If no CCOM, software program number that controls jackpot:

Individual or Entire Lockout : Reset Type - Select One: AUTOMATIC

EXTERNAL

INTERNAL

Manufacturer of Display Unit:

Location and manner of installing each common display unit: External Reset Switch: YES If Yes Location:

NO

Key Controls: Slot Machines: EXTERNAL RESET SWITCH:

MASSACHUSETTS GAMING COMMISSION

PROGRESSIVE CONTROL UNIT:

Page 26 of 63

Mixed Odds – Progressive Slot Machine Submission

February 2, 2015

Ms. Mary Jones Slot Manager Seabreeze Casino Boston, MA Dear Ms. Jones: The MGC and the IEB has reviewed Seabreeze Casino Appendix E Submission dated January 20, 2015. Specifically, Seabreeze seeks to establish a new IGT nine (9) machine progressive link. Based on our review this letter will provide Seabreeze with formal approval for the following locations: Locations 12-0501—12-0509 Model Number 5002 Program Chip # M0000650/P1050A Number of Machines

9

Asset Numbers 5388-5396 Denomination $2.00 Rate of Progression

2.00%

Initial/Reset

$8,000.00

Jackpot Limit

None

Time Limit

No Limit

Controller

Paltronics

V4.00

A review of the key controls indicates that they are adequate. In addition, the link progressive unit will have no payout or time limit. MASSACHUSETTS GAMING COMMISSION

Page 27 of 63

This approval is subject to the following conditions:

1. That a satisfactory on-site inspection of the slot machine and progressive controller unit be completed prior to the patron utilization; 2. That the program and software be verified by the IEB or their designee in accordance with the slot machine procedures manual prior to the slot machine being utilized for gaming activity; 3.

That the installation of the slot machines be in accordance with the Slot Procedures Manual;

4. That a revised Slot Master List be submitted to the MGC and IEB reflecting all approved progressive slot machines; 5. That all slot reports be revised to reflect approved progressive slot machines and be submitted to the MGC; and 6. That all conditions of the MGC approval letter be completed prior to the machines being opened for gaming activity. If you have any questions, please do not hesitate to contact MGC - Chief Information Officer, IEB Assistant Director Gaming Agents and Division Chief and IEB - Senior Supervising Gaming Agent, or their designee.

Sincerely, Investigations and Enforcement Board By: IEB Representative Massachusetts Gaming Commission C: MGC - Chief Information Officer, John Glennon IEB - Assistant Director Gaming Agents, Division Chief, Bruce Band IEB - Senior Supervising Gaming Agent, Burke Cain MASSACHUSETTS GAMING COMMISSION

Page 28 of 63

Casino Name Mixed Odds – Progressive Slot Machine Submission Date Submitted:

Machine Manufacturer: EPROM: Denomination: Max. Coin: Top Award: Reels: Stops: Total Combinations: Hits: Play to Hit: Cost per Play: Cost to Hit Jackpot: Total No. of Mach. By Denomination: Odds of Hitting Top Jackpot:

** Attach a listing of games in sequential order by denomination and zone location including asset number.

MASSACHUSETTS GAMING COMMISSION

Page 29 of 63

Rate of Progression Total:

_%

Primary

% Reserve

_%

Rate of Progression Range: Initial Amount: $

Reset Amount/Range: $

Payout Limit: $ Top Award Combination: Time Limit:

Number of Progressive Control Unit(s): Location of Progressive Control Unit(s): Manufacturer of Control Units(s) and Control Unit(s) Model: Progressive Control Unit Programs: Manufacturer of Display Unit(s): Location and Manner of Installing of each Common Display Unit:

Keys Controls in Compliance with 205 CMR

Yes

No

If “No” Describe:

MASSACHUSETTS GAMING COMMISSION

Page 30 of 63

Method of payment for each progressive Jackpot Level: 1)

All Hand Pays: Yes

No

Define Level: 2)

All awards go directly to the credit meter:

Yes

No

Define Level: 3)

Combination of hand pays and awards which go to the credit meter: Yes

No

Define Level:

MASSACHUSETTS GAMING COMMISSION

Page 31 of 63

CERTIFICATION OF SURVEILLANCE I hereby certify that I have reviewed the blueprint depicting the proposed locations for the progressive slot machines requested herein and that the camera coverage for those locations is adequate to afford proper surveillance.

Prior to the machines being opened for play, I will perform the necessary inspections to support my certification.

Director Surveillance / CCTV or Designee

Title

Date

Required Verbiage for Associated Signage: “The progressive jackpot on this machine is linked to slot machines of different denominations. Although the odds of winning the jackpots are different for each denomination, they are the same for the amount of money wagered in any denomination.”

MASSACHUSETTS GAMING COMMISSION

Page 32 of 63

Section VI: Slot Machines Being Relocated From One Approved Location to another Approved Location on the Casino Floor Excluding Progressive Slot Machines SCOPE: The procedures described in this section apply to all slot machines being relocated from one approved location on the casino floor to another approved location on the casino floor, excluding progressive slot machines. POSSESSION: By licensee as described herewith. NOTICE: Prior to the movement of slot machines from one approved location on the casino floor to another approved location on the casino floor, the casino licensee must provide 5 day prior notice in writing via Notification Log to the IEB or their designee. If the movement involves progressive slot machines, from one approved location to another approved location, refer to Section IX. If the movement of the progressive slot machines involves any additional changes and/or modifications, (i.e., reduce link, change display meter, etc.) refer to Section V. MOVEMENT AND USE: Inspection of CCTV coverage is required for movements of all slot machines. The Licensee will complete the necessary CCTV inspections and certify the CCTV coverage is appropriate, if applicable. The IEB will review and verify that CCTV coverage. MASSACHUSETTS GAMING COMMISSION

Page 33 of 63

If CCTV inspection is not required, a notation indicating "CCTV inspection not required" shall be made on the Notification Log. It should be noted that the IEB must review and verify that CCTV inspection is not required and indicate the results of such verification on the Notification Log. The casino licensee must provide 5 day prior notice in writing via Notification Log to the IEB or their designee. Upon completion of the movement, approval for use will be presumed by the casino licensee. MACHINE MOVEMENT LOG: A copy of the Notification Log with the attached Slot Control Log shall be maintained by the slot department in a binder or in an approved electronic file format which will serve as the Machine Movement Log. PRINTS AND REPORTS: As required by 205 CMR 145.01 the casino licensee shall be responsible for submitting to the IEB the updated Slot Master List every 30 days. NOTE:

If any proposed movement of slot machines requires a modification to the authorization granted in the Certificate of Operation issued to the casino licensee, prior to the movement of any machine, a formal petition requesting that modification must be filed with and approved by the MGC.

MASSACHUSETTS GAMING COMMISSION

Page 34 of 63

Section VII: Denomination and Percentage Modifications of Slot Machines SCOPE: The procedures described in this section shall apply to denomination and percentage modifications of slot machines. NOTICE: For denomination and percentage modifications the casino licensee shall submit a written request Notification Log to the IEB. If the modifications pertain to progressive slot machines, also refer to Section V. MODIFICATION AND USE APPROVAL: Denomination modifications are restricted to already approved denominations within the Commonwealth only. If a denomination and/or percentage modification requires a RAM clear and that the slot machine’s options must be reset an IEB gaming agent must be notified prior to utilizing the machines for gaming. For denomination modifications that do not require a RAM clear or game option changes the casino licensee can assume approval to use. The IEB will retain the right to inspect the machines at a later date. Any deficiencies uncovered by the IEB’s inspection may result in a formal complaint. The casino licensee will be responsible for contacting the IEB, MGC GTL and/or the CITL to arrange for an inspection of the machines. The date and name of the individual contacted along with the scheduled inspection date shall be recorded in the designated area of Notification Log. The casino licensee must submit the completed MASSACHUSETTS GAMING COMMISSION

Page 35 of 63

request Notification Log to the IEB 5 days prior to the scheduled inspection. The IEB or designee shall be authorized to approve the percentage modification upon receipt of the completed request. Once any required inspections are complete the IEB will be authorized to approve the use of the machines. If the modification pertains to progressive slot machines, refer to Section V. INSPECTION: Prior to opening the machines to public gaming activity, IEB, MGC GTL and/or CITL personnel will perform any inspections as required once the denomination and/or percentage modifications have been completed. MACHINE MOVEMENT LOG: A copy of the approved request Notification Log with the attached Slot Control Log shall be maintained by the Slot Department in a binder or an approved electronic storage file which will serve as the Machine Movement Log. PAYOUT PERCENTAGE SHEET CODE LOG: The casino licensee shall be responsible for updating the Payout Percentage Sheet Code Log. PRINTS AND REPORTS: As required by 205 CMR 145.01 the casino licensee shall be responsible for submitting to the IEB the updated Slot Master List every 30 days

MASSACHUSETTS GAMING COMMISSION

Page 36 of 63

Section VIII: Other Modifications of Slot Machines SCOPE: The procedures described in this section apply to other modifications not addressed in this manual. Examples of other modifications would be physical and operational modifications. NOTICE: The casino licensee shall submit a written request Notification Log to the MGC and IEB for approval. If the modification has received approval through a manufacturer’s request, the approval letter must be attached to the request. The request for other modifications shall detail the proposed modifications and be accompanied by a print, schematic, block diagram or machine analysis as needed. MODIFICATION AND USE APPROVAL: The casino licensee shall be responsible for contacting the IEB, MGC GTL and/or CITL to arrange for an inspection of the machines. The date and name of the individual contacted along with the scheduled inspection date shall be recorded in the designated area of the Notification Log. The casino licensee must submit the completed request Notification Log to the IEB 5 days prior to the scheduled inspection date. The IEB in consultation with the MGC GTL and/or CITL shall be authorized to approve the modification upon receipt of the completed request. Once the IEB, MGC GTL and/or CITL has signed off on the Notification Log, the IEB shall be authorized to approve the use of the machines. MASSACHUSETTS GAMING COMMISSION

Page 37 of 63

INSPECTION: The IEB, MGC GTL and/or CITL must inspect the machines once the modifications have been completed and prior to being opened for gaming activity.

MACHINE MOVEMENT LOG: If the modification alters the information previously submitted on the Slot Control Log then the approved request Notification Log with the attached Slot Control Log shall be maintained by the Slot Department in a binder or an approved electronic storage file which will serve as the Machine Movement Log.

MASSACHUSETTS GAMING COMMISSION

Page 38 of 63

Section IX: Procedures for Progressive Slot Machines and Stand-Alones Being Relocated From One Approved Location to another Approved Location on the Casino Floor and/or the Reduction/Increase of Machines in a Progressive Link SCOPE: The procedures described in this section apply to progressive slot machines being relocated from one approved location to another approved location on the casino floor and/or the reduction/increase of slot machines in a progressive link unit and the movement of stand-alone progressive slot machines. NOTICE: Prior to the movement of progressive slot machines from one approved location to another approved location or the reduction/increase of slot machines in a progressive link unit the casino licensee must provide 5 day prior notice in writing Notification Log to the IEB or their designee. CCTV inspections will be completed and certified by the casino’s surveillance department. The IEB will review and verify the CCTV coverage. Attached to the Notification Log must be a revised sheet reflecting the new locations and/or the reduction/increase in the number of machines. If the movement of progressive slot machines involves any additional changes and/or modifications (i.e., change program EPROM, reducing/increasing link, change display), also reference Section V. Multi-casino links and in-house progressive links may be reduced to one machine per casino INSPECTION: The casino licensee will be responsible for contacting the IEB or their designee to MASSACHUSETTS GAMING COMMISSION

Page 39 of 63

arrange for any inspections of said machines. CCTV inspection will be completed and certified by the casino’s surveillance department. The IEB will review and verify the CCTV coverage. Inspection of CCTV is required for all movements of all progressive slot machines. All meters will be taken as required and the Progressive Jackpot amount will be recorded on a progressive reset slip prior to the movement of the slot machine and given to the IEB or their designee for verification. MOVEMENT AND USE: The casino licensee will be responsible for contacting the IEB or their designee to arrange for the inspection of the machines. The date and name of the individual(s) contacted along with the scheduled inspection date(s) shall be recorded in the designated area(s) of the Notification Log. If CCTV inspection is not required, a notation indicating “CCTV inspection not required” shall be made on the Notification Log. It should be noted that the IEB or their designee must review and verify that CCTV inspection is not required and indicate the results of such verification on the Notification Log. The casino licensee must submit a copy of the Notification Log to the IEB or their designee prior to the scheduled inspection date(s), if applicable. The IEB or their designee shall be authorized to approve the movement of the progressive slot machines and/or the reduction/increase in the number of progressive slot machines in a progressive link unit upon receipt of the completed notification. Once the IEB or their designee, if required, has signed off on the Notification Log, the IEB or their designee shall authorize the use of the machines. It should be noted that approval to use a machine will not be given until any and all deficiencies uncovered in the inspection(s) of the machine and CCTV inspection are corrected. MACHINE MOVEMENT LOG: A copy of the Notification Log with the attached Slot Control Log shall be maintained by the slot department in a binder or in an approved electronic MASSACHUSETTS GAMING COMMISSION

Page 40 of 63

storage format which will serve as the Machine Movement Log which will serve as the Machine Movement Log. PRINTS AND REPORTS: As required by 205 CMR 145.01 the casino licensee shall be responsible for submitting to the IEB the updated Slot Master List every 30 days NOTE:

If the movement of the progressive slot machines requires a modification to the authorization granted in the Certificate of Operation issued to the casino licensee, prior to the movement of any machine, a formal petition requesting that modification must be filed with an approved by the IEB or their designee

MASSACHUSETTS GAMING COMMISSION

Page 41 of 63

Section X: Progressive Slot Machines Being Removed From the Casino Floor SCOPE: The procedures described in this section shall apply to progressive slot machines being removed from the casino floor once the progressive jackpot amount has been awarded to a winning patron. NOTICE: Twenty-four hours prior to removing progressive slot machines from the casino floor, the casino licensee shall submit written Notification Log to the IEB or their designee. The casino licensee shall also submit an approved Notification Log which provides for either an entire link lockout at the time of the progressive jackpot hit or the return of the progressive jackpot meter(s) to a static jackpot amount with a zero progression rate. If the link must be modified to provide an entire link lockout, the procedures described in Section XI should be followed. If the static jackpot is selected, another Notification Log which approves the removal of the progressive feature(s) (pay glass, etc.) from the link must also be submitted. In lieu of the entire link lockout or the use of a static jackpot amount a transfer of the progressive liability may take. INSPECTION: Prior to the removal of a machine(s) from the slot base the casino licensee shall verify and certify that the following has been completed: 1 The machine's slot cash box was removed and transported to the Count Room. 2 All meters have been read and recorded. MASSACHUSETTS GAMING COMMISSION

Page 42 of 63

3 All Accounting and Security locks have been removed from the slot machine and returned to the appropriate department.

STATE SEALS: In the case of machines being shipped within the commonwealth the MGC Asset Tags will remain intact. NOTE:

IEB will be responsible for breaking any evidence tape or seals if necessary.

For those machines that will be placed in an approved storage area within the commonwealth and are subject to return to the casino floor at a later date, the following procedures shall take place prior to removal of same. 1. Gaming seals and/or MGC Asset Tags will remain on the slot machines; 2. An additional gaming seal shall be affixed by IEB staff personnel in a position between the lock side of the slot machine door and the side of the cabinet (evidence tape should also be applied over the gaming seal). The casino licensee may place clear packing tape over the evidence tape and seal to prevent seal breakage. The machine may be wrapped in packing tape; 3. To assure proper adhesion, the casino licensee shall clean the applicable area of the door and cabinet with a liquid cleaner such as acetone, alcohol, etc., before applying the seal; and 4. Each additional gaming seal affixed shall contain the following information: (a) name of casino/hotel complex; (b) serial number of slot machine; and (c) date seal was affixed. MASSACHUSETTS GAMING COMMISSION

Page 43 of 63

5. If the gaming seal(s) placed between the lock side of the slot machine door and the side of the cabinet are intact and not broken when the slot machine is returned to the floor an IEB inspection will not be necessary. APPROVAL: The IEB or their designee’s approval shall be indicated by his/her signature and the date on the original Notification Log. It shall be the responsibility of the casino licensee to forward a copy of the approved Notification Log to the MGC - Chief Information Officer, IEB - Assistant Director Gaming Agents, Division Chief and IEB Senior Supervising Gaming Agent, within 24-hours after the removal of the progressive slot machines from the casino floor. If the IEB or their designee receives the notification, the designee shall forward the approved notification to MGC - Chief Information Officer, IEB - Assistant Director Gaming Agents and Division Chief and IEB - Senior Supervising Gaming Agent. MACHINE MOVEMENT LOG: A copy of the Notification Log with the attached Slot Control Log shall be maintained by the slot department in a binder or in an approved electronic storage format which will serve as the Machine Movement Log which will serve as the Machine Movement Log. PRINTS AND REPORTS: As required by 205 CMR 145.01 the casino licensee shall be responsible for submitting to the IEB the updated Slot Master List every 30 days

NOTE:

If any proposed movement of slot machines requires a modification to the authorization granted in the Certificate of Operation issued to the casino licensee, prior to the movement of any machine, a formal petition requesting that modification must be filed with and approved by IEB or their designee.

MASSACHUSETTS GAMING COMMISSION

Page 44 of 63

Section XI: Slot Machine Prototype Approval SCOPE: The procedures described in this section shall apply to slot machine prototype approval. NOTICE: The manufacturer or distributor shall submit a letter to the MGC and IEB of its intent to submit a slot machine for prototype to the MGC GTL and/or CITL for approval. It should be noted that the manufacturer must apply for licensure prior to submitting any product. A copy of the request shall also be submitted to the IEB, MGC - Chief Information Officer, IEB - Assistant Director Gaming Agents and Division Chief and IEB - Senior Supervising Gaming Agent, for formal approval prior to the shipment of any prototype product into the Commonwealth to the MGC GTL and/or CITL for testing. The IEB or their designee shall advise the manufacturer/distributor when to submit a notice of shipment. The MGC GTL and/or CITL shall acknowledge receipt of the prototype shipment. Each manufacturer’s/distributors initial request for prototype approval must be accompanied by a $500 permitting fee. The notice of shipment shall be forwarded by the manufacturer/distributor in advance to the MGC - Chief Information Officer, IEB - Assistant Director Gaming Agents and Division Chief and IEB - Senior Supervising Gaming Agent. Prior to transporting any slot machines into the Commonwealth, the manufacturer, distributor, seller, or other person shipping such machines shall notify the IEB in writing, of such shipment giving the following information: 1. The full name and address of the person or entity shipping said machines; 2. The full name and address of the owner of the machines if different than 1 above; MASSACHUSETTS GAMING COMMISSION

Page 45 of 63

3. The method of shipment and the name of the carrier or carriers; 4. The full name and address of the person or entity to whom the machines are being sent and the destination of said machines if different from such address; 5. The quantity of machines being shipped, make and serial number of each machine; 6. The expected date and time of shipment of the machines from their point of origin; 7. The expected date and time of arrival of the slot machines at their destination within this state; and 8. The port of entry, if any, of said machines. Unless otherwise directed, these slot machines will be transported directly to the IEB, MGC GTL and/or CITL as required. Along with the shipment, a set of the prints, schematics, block diagram, circuit analysis, payout percentage sheet, award glass facsimile and a comprehensive and technically accurate description and explanation in both technical and lay language of the manner in which the device operates and the payout percentage is achieved. This description is to be signed under penalty of perjury.

MASSACHUSETTS GAMING COMMISSION

Page 46 of 63

Section XII: Destruction of Slot Machines SCOPE: The procedures described in this section shall apply to any slot machine being destroyed in the Commonwealth. NOTICE: Prior to the destruction of any slot machine(s), the person or entity destroying the machine(s) (i.e., manufacturer, distributor/representative or casino licensee) must send a notice of destruction to the MGC - Chief Information Officer, IEB - Assistant Director Gaming Agents and Division Chief and IEB - Senior Supervising Gaming Agent. The above notice must contain the following information: 1. The full name and address of the person or entity destroying the machines; 2. The place of destruction; 3. The method of destruction; 4. The quantity of machines being destroyed, the serial number of each machine and the MGC Asset Tag number for each machine; and 5. The expected date and time of destruction of the machines. The notice should be mailed sufficiently in advance of the destruction so that it will be received by the MGC - Chief Information Officer, IEB - Assistant Director Gaming Agents, Division Chief and IEB - Senior Supervising Gaming Agent. above at least MASSACHUSETTS GAMING COMMISSION

Page 47 of 63

five working days prior to the actual destruction of the machines. The IEB or their designee will assign a gaming agent to monitor the actual destruction of the machine(s). Immediately prior to the destruction of the slot machine(s), the metal identification tag containing the slot machine serial number, the MGC Asset Tag and any gaming seals will be removed and turned over to the IEB staff personnel witnessing the destruction.

MASSACHUSETTS GAMING COMMISSION

Page 48 of 63

Section XIII: Procedures for Slot Machine Payouts of Merchandise SCOPE: The procedures described in this section shall apply to the approval of merchandise jackpot submissions. (All references to merchandise jackpots also refers to anything of value.) NOTICE: The filing of a Notification Log shall be required for the following: 1. Installing a slot machine offering a merchandise jackpot; 2. Increasing the probability of winning the merchandise jackpot (requires prior IEB approval); 3. Establishing a time limit for: a. Decreasing the probability of winning the merchandise jackpot. b. Increasing the denomination of the slot machine. c. Changing the terms of the merchandise offering; The following can be accomplished through modification paperwork: 4. Replacing the slot machine program with a program having the same probability (requires prior IEB approval); and 5. Decreasing the denomination of the slot machine. The casino licensee shall submit the Notification Log to the IEB along with blueprints identifying the location and specifications of signs or displays (pay glass) as required for approval. If a sign or the actual merchandise is displayed, the following must also MASSACHUSETTS GAMING COMMISSION

Page 49 of 63

be submitted as necessary: a Certification from the Director of Surveillance, an Architectural and Engineering Certification concerning the structural integrity of the suspension system(s) and a Sight-Line Analysis if required by the MGC. The casino licensee must submit procedures which address the awarding of merchandise to a patron. At a minimum, these procedures shall include the documentation given to the patron at the time of the jackpot supporting the winning of the merchandise. The receipt shall be a two-part form, at a minimum, one copy shall be issued to the patron and one copy shall be agreed to the triplicate copy of the Payout Slip or stored data as required. A new slot machine offering a merchandise jackpot may be instituted at any time after approval has been received from the IEB and the requisite inspections have been obtained. The changes outlined in Item #3 a bov e requires the posting of a notice of not less than 30 days in advance of the proposed changes. Upon expiration of the time period, the approved changes must be made unless the IEB or their designee is notified in writing prior to the expiration of the time period that the changes will not occur. Any future request involving this machine will require a new Notification Log. The Items in #4 and #5 above can be accomplished through modification paperwork and the required inspections. INSPECTIONS: The casino licensee will be responsible for contacting the IEB to arrange for the inspection of the slot machine(s) and/or review and verification of CCTV coverage, if required. The date and names of the individuals contacted along with the scheduled inspection dates shall be recorded in the designated areas of Notification Log. If a slot machine inspection and/or CCTV inspection is not required, a notation indicating “Slot machine inspection not required” and/or “CCTV inspection not required” shall be made on the IEB contact line Notification Log. Is should be noted that the IEB or their designee must indicate that a CCTV inspection is not required on Notification Log.

MASSACHUSETTS GAMING COMMISSION

Page 50 of 63

APPROVAL: The approval letter from the IEB shall be attached to the Notification Log and forwarded to the MGC - Chief Information Officer, the IEB - Assistant Director Gaming Agents - Division Chief and the IEB - Senior Supervising Gaming Agent.Once the IEB has signed off on Notification Log (if required), the IEB or their designee shall be authorized to approve the opening of the slot machines and the use of the merchandise jackpots. In conjunction with Notification Log, the casino licensee must submit procedures which address the awarding of merchandise to a patron. At a minimum, these procedures shall include the documentation given to the patron at the time of the jackpot supporting the winning of the merchandise. The receipt shall be a two-part form, at a minimum, one copy shall be issued to the patron and one copy shall be agreed to the triplicate copy of the Payout Slip or stored data as required. A new slot machine offering a merchandise jackpot may be instituted at any time after approval has been received from the IEB and the requisite inspections have been obtained. The changes outlined in Item #3 a bov e requires the posting of a notice of not less than 30 days in advance of the proposed changes. Upon expiration of the time period, the approved changes must be made unless the IEB or their designee is notified in writing prior to the expiration of the time period that the changes will not occur. Any future request involving this machine will require a new Notification Log. The Items in #4 and #5 above can be accomplished through modification paperwork and the required inspections.

MASSACHUSETTS GAMING COMMISSION

Page 51 of 63

MERCHANDISE OR JACKPOT SUBMISSION Type of Machine: Link

Double

Single Non-Progressive (Circle One)

Slot Machine Manufacturer/Model Number(s):

_

Location Number(s) of Slot Machine(s): Asset Number(s) of Slot Machine(s): as indicated on attached blueprint Number of Machine(s):

Denomination:

Rate of progression (if applicable):

%

Chip identification number(s):

Percentage Payout:

1st

3rd

5th

7th

9th

2nd

4th

6th

8th

10th

Winning combination that awards the merchandise or thing of value: Attached is a facsimile of: Sign

Pay Glass

Other

N?A

(check one)

Name or brief description of merchandise or thing of value offered: Equivalent cash value of merchandise or thing of value offered: Does patron have option of receiving the cash equivalent in lieu of the merchandise or thing of value offered? Yes No

MASSACHUSETTS GAMING COMMISSION

Page 52 of 63

Location of merchandise and/or sign which contains a brief description of the merchandise or thing of value offered:

Manner of installing or placing merchandise on the casino floor:

The dates the merchandise or thing of value will be offered if a time limit is established:

MASSACHUSETTS GAMING COMMISSION

Page 53 of 63

CERTIFICATION OF SURVEILLANCE I hereby certify that I have reviewed the blueprint depicting the proposed locations for the placement of merchandise requested herein and that the camera coverage for those locations is adequate to afford proper surveillance.

Prior to the machines being opened for play, I will perform the necessary inspections to support my certification.

Director Surveillance / CCTV or Designee

MASSACHUSETTS GAMING COMMISSION

Title

Date

Page 54 of 63

Slot Machine Shipment Notification Template – Manufacturer/Distributor or Casino Licensee Notification of Gaming Device Movement Date:

February 2, 2015

From: Vendor Name Vendor Address To:

Investigations and Enforcement Bureau Massachusetts Gaming Commission 101 Federal Street, 12th Floor Boston, MA 02110

As required by 205 CMR, the following information pertains to the expected shipment and transport of gaming devices into/out of the Commonwealth of Massachusetts. The gaming devices involved in this shipment are identified on the attached slot machine activity control log.

XX •

New Gaming Device Shipment to Casino Licensee Facility Are these Gaming Devices Permitted for Use? Yes: Permit Number:

No:

N/A:

Shipment of Gaming Devices from Casino Licensee Facility

MASSACHUSETTS GAMING COMMISSION

Page 55 of 63

Shipment and Transport Information Full Name and Address of Shipper

Owner of Gaming Devices, if applicable Method of Shipment and Name of Carrier(s) Reason for Machine Transportation Full Name and Address of Entity to Whom the Machines are Being Shipped Destination Quantity of Gaming Devices to be Shipped Expected Date and Time of Shipment Expected Date and Time of Arrival

Jones Slot Company 11 Handle Drive Jackpot, NV 89119 Slot Maker USA Truck Jones Slot Trucking Company New Installation – Slot Machine Purchase New Casino 11 Main Street Boston, MA Same as Casino Address 10 February 14, 2015 February 28, 2015

If you have any questions concerning the shipment of these gaming devices, please contact me at . Sincerely,

John Smith Compliance Manager Attachments

MASSACHUSETTS GAMING COMMISSION

Page 56 of 63

Slot Machine Activity Notification Request Template – Casino Licensee To:

IEB, MGC

From:

Mary Smith, Slot Manager

Date:

February 2, 2015

Subject:

Gaming Device Activity Notification

The New Casino is requesting to make the following changes to twelve (12) slot machines on the casino floor as identified below and on the attached Gaming Device Control Log on February 3, 2015.

Slot Machine Movement • • • • •

XXX

Relocation of Existing Slot Machines on the Casino Floor Relocation from a Storage Location to the Casino Floor Relocation from the Casino Floor to a Storage Location Installation of New Slot Machines to the Licensee’s Casino Floor (Shipment) Removal / Transport of slot machines from the Licensee’s Facility (Shipment)

Machine Theme Conversion Denomination Change Other Machine Modification

Percentage Change Description of Modification:

This request necessitates the following changes: • Machine graphics change • Game software change MASSACHUSETTS GAMING COMMISSION

Page 57 of 63

Does the request involve Progressive Slot Machines?

Yes:

No:

Does the request involve Merchandise or a Thing of Value?

Yes:

No:

Will a RAM Clear be Required?

Yes:

No:

Will Game Options be Re-Programmed?

Yes:

No:

EFT Enabled?

Yes:

No:

E-drop Enabled?

Yes:

No:

Gaming Device Inspection Required?

Yes:

No:

Gaming Device Breakdown, after the movement The machine breakdown, after the movement, is summarized below: JONES

APPLE

CHERRY

PLUM

TOTAL

%

.25 .50 1.00 5.00

5 4 0 0

0 7 15 5

0 0 25 5

0 0 10 0

5 11 50 10

6.5% 14.5% 65.8% 13.2%

Total

9

27

30

10

76

%

11.8%

35.5%

39.5%

13.2%

IEB Representative Contacted

100.0%

Date

Date of Inspection

Notification received by: IEB MASSACHUSETTS GAMING COMMISSION

Date Page 58 of 63

-----------------------For Official Use Only

Evidence Tape Intact (if applicable)?

Yes:

No:

N/A:

Slot Machine Inspection Required?

Yes:

No:

CCTV Inspection Required?

Yes:

No:

Approval for Change: IEB or Designee

Date

Certification of Licensee Accounting Meter Recorded

Yes:

No:

N/A: Licensee

Cash Boxes Removed/Replaced

Yes:

No:

Cash Boxes Transported to/from Yes: Countroom

No:

Accounting and Security Locks Installed/Removed

No:

Certification of Completion and Slot Machine Readiness:

MASSACHUSETTS GAMING COMMISSION

Yes:

Title

Date

N/A: Slot Technician Supervisor

Date

Slot Technician Supervisor

Date

Locksmith

Date

N/A:

N/A:

Slot Shift Manager or Designee

Date

Page 59 of 63

--------------------------------

CCTV Inspection Completed By:

CCTV Coverage Reviewed and Verified By:

CCTV / Surveillance Designee

Date

IEB or Gaming Agent Designee

Date

Approval for Use: IEB or Designee

Date

Attachment C: MGC - Chief Information Officer, John Glennon IEB - Assistant Director Gaming Agents, Division Chief, Bruce Band IEB - Senior Supervising Gaming Agent, Burke Cain

MASSACHUSETTS GAMING COMMISSION

Page 60 of 63

Slot Machine Control Log Guidelines – Casino Licensee

SCOPE: The guidelines described in this section shall apply to the required slot machine control logs.

NOTICE: The Massachusetts Gaming Commission requires that a slot control log be included with all required slot machine submission documents, slot machine activity requests and MGC approvals. It is the responsibility of each casino licensee to comply with the Massachusetts Gaming Commission requirements to provide current and accurate slot machine and CMS information. The information provided on the slot control log will be used to populate and continuously update the MGC CMS slot file. This will ensure that the CSM slot file is accurate and up to date and the reliability of communication between the all slot machines and the MGC CMS.

PROCESS: Each slot control log will be made up of a series of columns that contain specific information needed to populate the MGC CMS slot file. These columns must be arranged in a specific order so that each of the data fields align with the import requirements for the CMS. Each row must contain all the required information that makes up the individual slot machine record within the CMS slot file. All fields which make up the individual slot records on the slot control log are required and must be complete unless otherwise noted.

MASSACHUSETTS GAMING COMMISSION

Page 61 of 63

Below is a Sample Format string of data elements imported to the CSM slot file. It shows the CMS name and the order needed to properly import these data fields. serial_num|entity_status_id|state_asset_id|vendor_model|venue_asset_id|conn ect_type_id|SC_serial_num|ret_num|vlt_terminal_id|position|vlt_config|rom_set |game_set|cpu_addr|card|cable|zone|bank|smoking|etable|

Below is a detailed list of the required data fields for the slot control log. Included are their relative size, data requirements for each field and a brief descriptions of the field’s contents and use. The order in which they are listed matches the order of the Sample Format string shown above. Please see the sample slot control log template for the specific column sequence.

• • • • • • •

Slot Machine Serial Number - 16 character alphanumeric field. Manufacturer’s serial number Status – 1 numeric character, slot machine system status. 1=active (on floor), 2=inactive (off floor) State Asset Tag Number - 16 character alphanumeric field. MGC assigned Asset Tag Number. Ex. P-oo21 Slot Machine Model Number - 50 character alphanumeric field. Model information supplied by manufacturer Slot Machine Asset Number - 6 character alphanumeric field. Licensee assigned Slot Machine / Asset Number Connection type=2 – 2 digit numeric field. System connection identifier always equal to 2 unless otherwise determined by the MGC. Multi Terminal Site Controller (MTSC) Serial Number - 16 character alpha numeric field. Unique serial number for the particular Multi Terminal Site Controller connected to specific slot machines. Required for proper system communication. Part of the CMS slot machine address.

MASSACHUSETTS GAMING COMMISSION

Page 62 of 63

•

• • •

• •

• •

•

• • • •

Casino ID Retailer number – 6 character alphanumeric field. Identification number assigned to a specific licensee property by MGC. Should be the same for all slot records. Terminal identifier – 50 character alphanumeric field. Not used for SAS venues. THIS FIELD SHOULD BE LEFT BLANK. Slot Location Bank Position - 10 character alpha numeric field. Location of slot machine on a slot bank. Must be unique for each bank. VLT Configuration - 50 character alpha numeric field. This will be determined by the Protocol version used by the slot terminal. IGT will provide these configuration names Rom set - 50 character alpha numeric field. EPROM Software number supplied by manufacturer. Both Rom set and Game set must be populated. Game set - 50 character alpha numeric field. Supplemental / Secondary EPROM Software number supplied by manufacturer. Both Rom set and Game set must be populated. CPU address - THIS FIELD SHOULD BE LEFT BLANK. MTSC Card Number - 6 character numeric field. Slot machine connection to the MTSC. The specific card number installed in the MTSC associated with a specific slot machine. Part of the CMS slot machine address. MTSC Cable Number - 6 character numeric field. Slot machine connection to the MTSC. The identification number for the cable connection between the slot machine and the card installed in the MTSC associated with that specific slot machine. Part of the CMS slot machine address. Slot Location Zone Identifier - 50 character alpha numeric field. Casino floor section or area of slot machine location. Slot Location Bank Identifier - 50 character alpha numeric field. Casino floor bank number of slot machine location Smoking Flag – 1 alpha character field. Identifies a smoking or non-smoking area on the casino floor. Y=yes smoking, N=no non-smoking. Electronic Table Flag - 1 alpha character field. Denotes electronic table games from standard slots. Y=yes, N=no. May be used in conjunction with the VLT configuration field.

MASSACHUSETTS GAMING COMMISSION

Page 63 of 63