Conflict Minerals Reporting Template (CMRT)

AfV ciQ *h’Lt< t’: Click here to check reQuired fields SkIectionn Ia Ianaue ørêférée ci cgrngn Selecione Prelerência de Idioma Apui WhIen sin hier die Sprache: Ilenguaie de ereferenciaaaui ire Ia lineup di preferenza gui Burada DilTercihini Belirlevin The purpose oflhis documentis to collect sourcinginformation on tin, tantalum, tungsten and gold used in products

Conditions

Mandatory field saren oted with an asterisk (*)

Company Name (°): Lion Scope or Class (9 Description of Scope: panyUniqoe ID ue ID Aothority: Address: ntact Name (°): Contact(°): au ne Contact(°): -

-

Aothorizer(°): Title Authorizer: -

Email Authorizer (°): -

Phone -Authorizer

(9

Carla Neefs Director Supplier Sustainability [email protected] 35 6 46260872

Effective Date (°):

Answer the following guestb

1) Is the 3TGintentionallyadded tnynurproduct?

(9

29-Apr-2016

-

7 based on the declaration scope indicated above

Answer Tantalum (°)

Yes

Tin (°)

Yes

Gold (°)

Yes

Tungsten (°)

Yes

2) Is the 3TG necessary to the production ofyour companys products and contained in the finished productthatyour company manufactures or contracts to manufacture? (°)

Answer

Tantalum (°)

Yes

Tin (°)

Yes

Gold (°)

Yes

Tungsten (°)

Yes

3)Doanyofthesmeltersioyoorsopplychaiosoorcethe3TGfromthecoveredcoontries? cstCterm,seedefinihons tah(9

Answer

Comments

Comments

Comments Thcfollo:siogoecltcroam koouc

tousussoun: icgfr::w 4econcrcdcouosirsThryaeenre•Srd

u::oepliuct:oiththcCooflkt-FrccSwnltcr Pr::graw ICF5PI acccsswcctprutoel -YkhsclisYu050urc MotsiCo, Ltd

Ds::luoshus CocghsuTuctduwucd Ntobiuwswrltry

-

-

-

Mitsui Mieieg&stsrlticg

-F&Xtlc:tro-MutrniulsLtd. Gh:bulAd ‘uc:c d Mctztcdizu GlobulAd oucc d MctslcOoyertowe Guuegd::cgZhiysuo Nr: htutcniulCo Ltd. OC. Stse:kC::. Ltd. HCStsr:kGwbOGoolur

-

-

.

-

T

talm()

Y

-liuJizogJieXio fioofrrroucMrtulcCo. Ltd.

-liuiiaogTaohrrCc. Ltd. -liuiiuegzhooguoTuotsluw&siohiumCo.. Ltd.

-TzkiChrwicalc -UlbuMctslurghulPlactl5C -XicXicgnuonoegtlcctroeio MutceiziCo.. Ltd. -Zhuehou CcwcctcdCurbidn

Tin (°)

Yes

Thrfcllowicgccrttcroute knowotoucaccourcingfrowthcconrrrdcouctries.Thcyarenrrtfied accowpliactc’iththrCesOict-FcresneltrrPrograw(CFSPJ acornrctprotooL -Thatcucco .

.

MalayciusmrltiogCocporuhoc(MSC) 0.M,Maoufactcciog(Thailaod)Ce., Ltd.

OucrdopoothricforosatiesfrcnCFSlucdh::w otordirrctwpplirrc. Philipccucc::tocOut

Gold (°)

Unknown

oogoldcwrltrruidrcunrdiocsrsopply:hui ccocr:e fromthrconerrdoucicLMai::ofthc idesufirdCFsPcowphaotgoldotortteecdis:l::ccdtheirmiorrulccootryoforigictothrzuditoec cnlyaoditicootanailzblrfortheCFSlwrwbrro Thisrrcpocccsnillheupdatrd ocurssr hunt snOkieotioforotutioowhethrranygotd::rigicatccfronth ecunerc d atuetrirL

Thrfolloericgcwrltrrcarr kcowstouuaccourcicgfrowthrats’rrrdcocctrirc.Thryarrorrd asc::wpliuntsciththrCoctliot-FrreswrltrrProgruw(CF5P) ucsrccwrctprotocoL

T

gt

()

Y

Acouecttrr

5500w

-WolfruooOerghaucod HiittrnAG

4) Does 100 percen t ofthe 3TG ( necessa ry to the functionalityor production ofyour products) originate from recycled orscrap s ources ? (°)

Answer

(C)

No

Tin (°)

No

Tantalum

Comments

6) Have yoo identified all ofthe smelters supplyingthe 3TG to y oorsopply chain?

Tongsten

Gold (0)

(9

Tin (°)

No, butgreater than 75%

Nv,butgreaterthao 75%

No,hotgreaterthan75%

Pt:a:n:vnnwwntb()v

vica:v:vc:wwctabc

Tin (°)

Tantalum (°)

No

No

No

No

Comments

(6)

4nswer

Gold

(6)

Tongsten (°)

I

Question

A Do you have a policy in place that add ressesconIlict minerals sourcing? (°)

B. Isyourcon Bitt mineral ssourc ing policy publicly available on your wehsite? (Note shall specify the URL in the comment held.) (°)

C. Do yoo reqoire your directsuppliers to he DRC conflict-free? (°)

-

ourso ppliers? (°)

[Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

I:r

]

lfyes, lb euser

D. Doyoureqo ireyoor directsuppliers Iosouree the 3TG from smelters whose doe diligence have been validated by an iodependentthird party audit program? () practices

t. Have you implemented doe dili gence m easures for conflict-freesourcing? (°)

y oureques I smeller oames from y

F. Do yoo cotlectconflict minerals doe dili gence information from yourso ppliers which is in conformance with the IPC-1735 Conflict Minerals Data txch angestao dard [e.g., the CFSI Conflict Minerals ReportingTemplate[? (°)

G. Do

(0)

I cesto, 5Ith5anano& 0 na000eeaicsco,s,oest

H. Do p ooreview due dili gence informoti onrece ived from your soppliers againstyour company’s expectations?

Are yoo sohject to the SEC Conflict Minerals rule? (°)

I. Does yoorrev iew process includecorrective action managemenl?(°)

I.

H

II

II

Comments

bdthOECD

DDiIi

eopeclascn to steer their mpply chain tomards CF5 compliant smelners

dId/ODL12O16O31I OO1-UPD-

We communicated tsr

fseRepssibIeSsppIyChhssfMieesilsfrse

Tin

Tungsten

Tungsten

Tungsten

Gold

Tantalum

C1D002773

CI0000875

CID002315

C10002541

CID0004S3

CID0004SO

Tantalum

Tin

CI0002307

C1D002556

C1D000244

Gold

Tantalum

CI0001325

Gold

Gold

C1D000707

Tin

CIDOOS8S8

CI000SS49

Tin

Tin

C1D001182

CI0001337

Tin

CI0001173

C10001428

Gold

Tin

CIDOO2003

Gold

C1D001980

Solar Applied Materials Technology Corp.

Gold

Gold

Gold

Gold

C1D002030

CIDOO15S2

CIDOO1761

Gold

C1D001352

C10001758

Rand Refinery (Pty) Ltd.

Gold

C1D001193 PAMP S.A.

Mitsui Mining and Smelting Co., Ltd.

Materion

Asahi Refining USA Inc.

Asahi Refining Canada Ltd.

Istanbul Gold Refinery

Ishifuku Metal Industry Co., Ltd.

I-feraeus Precious Metals GmbH & Co. KG

Argor-Heraeus S.A.

Smelter Name (*)

Solar Applied Materials Technology Corp. Sumitomo Metal Mining Co., Ltd. JAPAN

TAIWAN

SOUTH AFRICA

AUSTRALIA

SWITZERLAND

JAPAN

UNITED STATES

UNITED STATES

CANADA

TURKEY

JAPAN

GERMANY

SWITZERLAND

Smelter Country (°)

Duoluoshan

OJSC Novosibirsk Refinery

H.C. Starck GmbH

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

Ganzhou Huaxing Tungsten Products Co., Ltd.

Metallo-Chimique NV.

Jiangxi Ketai Advanced Material Co., Ltd.

Yichun Jin Yang Rare Metal Co., Ltd.

Plansee SE Reutte

Ohura Precious Metal Industry Co., Ltd.

Metalor Technologies (Hong Kong) Ltd.

Heraeus Ltd. Hong Kong

Thaisarco

PT Bukit Timah

Operaciones Metalurgical S.A.

Minsur

Mlneracào Taboca S.A.

Valcambi S.A.

Duoluoshan

OJSC Novosibirsk Refinery

H.C. Starck GmbH

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

Ganzhou Huaxing Tungsten Products Co., Ltd.

Metallo-Chimique NV.

Jiangxi Ketai Advanced Material Co., Ltd.

Yichun Jin Yang Rare Metal Co., Ltd.

Plansee SE Reutte

Ohura Precious Metal Industry Co., Ltd.

Metalor Technologies (Hong Kong) Ltd.

Heraeus Ltd. Hong Kong

Thaisarco

PT Bukit Timah

Operaciones Metalurgical S.A.

Minsur

Mineraçào Taboca S.A.

Valcambi S.A.

CHINA

RUSSIAN FEDERATION

GERMANY

CHINA

CHINA

BELGIUM

CHINA

CHINA

AUSTRIA

JAPAN

CHINA

CHINA

THAILAND

INDONESIA

BOLIVIA

PERU

BRAZIL

SWITZERLAND

Umicore S.A. Business Unit Precious Metals Refint Umicore S.A. Business Unit Precious Metals Refini BELGIUM

Sumitomo Metal Mining Co., Ltd.

Rand Refinery (Pty) Ltd.

Western Australian Mint trading as The Perth Mint Western Australian Mint trading as The Perth Mm

PAMP S.A.

Mitsui Mining and Smelting Co., Ltd.

Materion

Asahi Refining USA Inc.

Gold

Gold

Asahi Refining Canada Ltd.

Istanbul Gold Refinery

Ishifuku Metal Industry Co., Ltd.

Heraous Precious Metals GmbH & Co. KG

Argor-Horaeus S.A.

Smelter Reference List (°)

CIDOO1113

(9

C10000920

Gold

Gold

Gold

C1D000807

C1D000814

Gold

C1D000924

Gold

CID000711

Metal

C1D000077

Smelter Identification Number Input Column

NOTE: A combination ofOptions A and B can he used to complete the Smelter List tab. Do not alter autopopulated cells. All errors in the Smelter Reference List should be reported to CFSI by contacting [email protected].

Mandatory fields are noted with an asterisk (°).

Option B: Ifynu have a Metal and Smelter Reference List name combination, complete the following steps: Step 1. Select Metal in column B Step 2. Select from dropdown in column C (wrong combination will trigger REB color) Step 3. lfdropdowo selection is “Smelter Not Listed” complete columns 0 & t Step 4. Enter all available smelter information in columns H thru P

Option A: Ifyou know the Smelter Identification Number, input the number in Column A (columns B, C, D, E, F, G, I, and J will auto-populate).

TO BEGIN:

4 —;

CID00041O

CID000493

C1D002541

CID002315

C1D000875

CI0002773

CID000244

C1D002307

CID002556

C1D001325

CIDOOS149

C1D000707

C1D001898

C1D001428

C10001337

CIDOOS182

C1D001173

C10002003

CI0001S8O

C1D001798

C1D001761

CIDOO1512

CIDOO2O3O

CID001352

C1D001193

CIDOO11S3

C10000920

C1D000924

C1D000814

C1D000807

CID0007S1

C1D000077

Smelter Identification

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CfSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

Source of Smelter Identification Number Smelter Street

Reutte

Nara-shi

Kwai Chung

Fanling

Amphur Muang

Pangkal Pinang

Oruro

Paracas

Bairro Guarapiranga

Balerna

Hoboken

Saijo

Tainan City

Germiston

Newburn

Castel San Pietro

Takehara

Buffalo

Salt Lake City

Brampton

Kuyumcukent

Soka

Hanau

Mendrisio

Smelter City

Sihui City

Novosibirsk

Goslar

Ganzhou

Ganzhou

Beerse

Yichun

Yifeng Town

© 2016 Conflict-Free Sourcing lniiative, All rights reserved.

AsIo::Wo::hotIccOd GoSI

Guangdong

Novosibirsk Province

Lower Saxony

Jiangxi

Jiangxi

Antwerp

Jiangxi

Jiangxi

Tyrol

Nara

Hong Kong

Hong Kong

Phuket

Bangka

Cercado

Ica

So Paulo

Ticino

Antwerp

Ehime

Taiwan

Gauteng

Western Australia

Ticino

Hiroshima

New York

Utah

Ontario

Istanbul

Saitama

Hesse

Ticino

Smelter Facility Location: State / Province

Gold

Gold

CID0000B2

C1D000058

C1D001947

Baden-Wdrttemberg Tashkent Province

Almalyk

CFSI

Almalyk Mining and Metallurgical Complex (AMMC Almalyk Mining and Metallurgical Complex (AMMC UZEEKISTAN

Gold

CID000041

Aktobe

Aktyubinsk

CID000041

GERMANY

Allgemeine Gold-und Silberscheideanstalt AG.

Allgemeine Gold-und Silberscheideanstalt AG.

Gold

C1D000035

Minas Gerais Anhui Fukushima Istanbul Province

Tongllng Tamura Istanbul

CFSI CFSI CFSI

C1D001947

CHINA

Gold

Gold

Gold

C1D001916

C10000264

C1D000328

C10000343

Tuscany

Arezzo

CFSI

C1D002224

Zhongyuan Gold Smelter of Zhongjin Gold Corpor Zhongyuan Gold Smelter of Zhongjin Gold Corpor CHINA

Gold

CID002224

CFSI

C1D000233

ITALY

Chimet SpA.

Chimet SpA.

Gold

C10000233

Bern

CFSI

Yunnan

CFSI

C1D000189 C1D000197

SWITZERLAND CHINA

CFSI

C1D000778 KOREA, REPUBLIC OF

Gold

C10000778

Inner Mongolia Kansai Jiangxi Sverdlovsk Sverdlovsk Karaganda Region

Hohhot Osaka Guixi City Verkhnyaya Pyshma Verkhnyaya Pyshma Balkhash

CFSI CFSI CFSI CFSI CFSI CFSI

CID000BO1 CID000B23 C1D000855 C1D000927 C1D000929 C1D000956

Inner Mongolia Qiankun Gold and Silver Refinery Inner Mongolia Qiankun Gold and Silver Refinery CHINA JAPAN CHINA

KAZAKH STAN

Jiangxi Copper Co., Ltd.

JSC Uralelectromed Kazakhmys Smelting LLC

Jiangxi Copper Co., Ltd.

JSC Ekaterinburg Non-Ferrous Metal Processing P1 JSC Ekaterinburg Non-Ferrous Metal Processing P RUSSIAN FEDERATION RUSSIAN FEDERATION

Japan Mint

Japan Mint

JSC Uralelectromed

Kazakhmys Smelting LLC

Gold

Gold

Gold

Gold

Gold

Gold

C1D000823

C1D000855

CID000927

C1D000929

C1D000956

Hwasung CJ Co., Ltd.

CID0008O1

Hwasung CJ Co., Ltd.

Baden-WUrttemberg CFSI CID000694 GERMANY

Gold

CID000694

Gyeonggi

Fuyang C1D000671

Hangzhou Fuchunjiang Smelting Co., Ltd.

Hangzhou Fuchunjiang Smelting Co., Ltd.

Gold

Danwon

ZheJiang

Guangzhou CFSI CFSI

CID002312

CHINA CHINA

Guangdong Jinding Gold Limited

Guangdong Jinding Gold Limited

Gold

CID002312

C1D000671

Pforzheim

Guangdong

Lanzhou CFSI CID000522

CHINA

Gansu Seemine Material Hi-Tech Co., Ltd.

Gansu Seemine Material Hi-Tech Co., Ltd.

Gold

CID000S22

Meule GmbH

Fujian Gansu

Shanghang CFSI CID002243

CHINA

Zijin Mining Group Co., Ltd. Gold Refinery

Zijin Mining Group Co., Ltd. Gold Refinery

Gold

CID002243

+

Harare Msasa CFSI C1D002515

ZIMBABWE

Fidelity Printers and Refiners Ltd.

Fidelity Printers and Refiners Ltd.

Gold

C1D002515

Heimerle

Florence

Sesto Fiorentino CFSI C1D002355

ITALY

Faggi Enrico SpA.

Faggi Enrico SpA.

Gold

C1D002355

Meule GmbH

Dubai Dubai CFSI

C1D002561

UNITED ARAB EMIRATES

Emirates Gold DMCC

Emirates Gold DMCC

Gold

CID002561

+

Saitama Honjo CFSI CID00042S

Eco-System Recycling Co., Ltd.

Heimerle

Akita Kosaka CFSI CID0004O1

JAPAN JAPAN

Dowa

Eco-System Recycling Co., Ltd.

Kosaka CFSI

CID0004O2

JAPAN

Dowa

Dowa

Tin

C1D000402

Dowa

Huangshi CFSI

C1D000343

CHINA

Daye Non-Ferrous Metals Mining Ltd.

Daye Non-Ferrous Metals Mining Ltd.

Gold

Gold

Huabei Akita

Namdong-gu CFSI

C1D000328

KOREA, REPUBLIC OF

Daejin Indus Co., Ltd.

Daejin Indus Co., Ltd.

Gold

Incheon

Chiyoda CFSI

C1D000264

JAPAN

Chugai Mining

Chugai Mining

C1D000425

Tokyo

Laizhou

CFSI

CIDOO1916

CHINA

The Refinery of Shandong Gold Mining Co., Ltd.

The Refinery of Shandong Gold Mining Co., Ltd.

CID0004O1

Henan Yantai

Sanmenxia

Cendres Yunnan Copper Industry Co., Ltd.

Cendres

Biel-Bienne

CFSI

MEXICO

Kunming

Baden-Wurttemberg Sonora

Pforzheim Nacozari

CFSI

CID000176 CID00018O

GERMANY

Yunnan Copper Industry Co., Ltd.

Mdtaux S.A.

Co. KG

Gold +

+

Gold

Caridad

C1D000197

Mdtaux S.A.

Co. KG

C1D000189

+

+

C. Hafner GmbH

C. Hafner GmbH

Caridad

C1D000157

SWEDEN

Boliden AS

Soliden AB

Gold

CID0001S7

Gold

CID000141

GERMANY

Bauer Walser AG

Bauer Walser AG

Gold

Gold

Skelleftehamn

CFSI

CID000113

GERMANY

Aurubis AG

Aurubis AG

Gold

CID000113

CID000141

CID00018O

Baden-Wurttemberg Vdsterbotten

Keltern

CFSI

CID0001O3

Atasay Kuyumculuk Sanayi ye Ticaret AS.

CID0001O3

C1D000176

Hamburg State Hamburg

CFSI

CID00009O

JAPAN TURKEY

Asaka Riken Co., Ltd. Atasay Kuyumculuk Sanayi ye Ticaret AS.

Asaka Riken Co., Ltd.

Gold

Gold

CID00009O

Tongling Nonferrous Metals Group Co., Ltd.

Tongling Nonferrous Metals Group Co., Ltd.

Nova Lima

Gold

Hyogo

Kobe

CFSI CFSI

BRAZIL

AngloGold Ashanti Cdrrego do Sitio MineraçSo

AngloGold Ashanti Cdrrego do Sitio Mineração

C1D000082

JAPAN

Asahi Pretec Corp.

Asahi Pretec Corp. CID000058

CFSI

Dubai

C1D000035

UNITED ARAB EMIRATES

Al Etihad Gold Refinery DMCC

Al Etihad Gold Refinery DMCC

Gold

C1D002560

Tokyo

Rhode Island

New York

Smelter Facility Location: State I Province

Pforzheim

CFSI

C1D000028 C1D002560

KAZAKHSTAN

Aktyubinsk Copper Company TOO

Aktyubinsk Copper Company TOO

Gold

C1D000028

Fuchu

Warwick

Long Island City

Smelter City

CFSI

CFSI

CID000019

JAPAN

Aida Chemical Industries Co., Ltd.

Aida Chemical Industries Co., Ltd.

Gold

CID000019

Smelter Street

Dubai

CFSI

CID000015

CFSI

C1D001754

UNITED STATES UNITED STATES

So Accurate Group, Inc. Advanced Chemical Company

Source of Smelter Identification Number

So Accurate Group, Inc.

Smelter Identification

Advanced Chemical Company

Smelter Country (*)

Gold

Smelter Name (*)

Gold

Smelter Reference List (*)

C1D001754

Metal (*)

CID00001S

Smelter Identification Number Input Column

5 —:;

Torecom Umicore Brasil Ltda.

Torecom

Umicore Brash Ltda.

Gold

Gold

Gold

Gold

Gold

Gold

Gold

CID001977

CID002314

CID001993

CIDOO2100

CID002129

Yokohama Metal Co., Ltd.

Yokohama Metal Co., Ltd.

Yamamoto Precious Metal Co., Ltd.

United Precious Metal Refining, Inc.

United Precious Metal Refining, Inc.

Yamamoto Precious Metal Co., Ltd.

Umicore Precious Metals Thailand

Tokuriki Honten Co., Ltd.

T.C.A S.p.A

Umicore Precious Metals Thailand

Tokuriki Honten Co., Ltd.

T.C.A S.p.A

SOB Shyolkovsky Factory of Secondary Precious

CI0001938

Singway Technology Co., Ltd.

Singway Technology Co., Ltd.

SOE Shyolkovsky Factory of Secondary Precious

CID001955

Sichuan Tianze Precious Metals Co., Ltd.

Sichuan Tianze Precious Metals Co., Ltd.

Gold

Gold

CID001736

Tanaka Kikinzoku Kogyo K.K.

JAPAN

JAPAN

UNITED STATES

THAILAND

BRAZIL

KOREA, REPUBLIC OF

JAPAN

ITALY

RUSSIAN FEDERATION

TAIWAN

CHINA

JAPAN

CID002129

CIDOO2100

C1D001993

CID002314

CID001977

CID001955

CID001938

CID002580

CID001756

CID002516

CID001736

CID001875

C1D001619

CID001562

Shandong Tiancheng Biological Gold Industrial Co Shandong Tiancheng Biological Gold Industrial Co CHINA

Tanaka Kikinzoku Kogyo K.K.

CIDOO2S8O

Gold

Gold

Gold

C1D001619

C1D001875

KOREA, REPUBLIC OF

CID001555

CID001546

C10001534

CIDOO251O

CID001498

CID001397

CID001386

CID001362

C1D001259

C1D001236

CIDOO122O

C1D002509

CIDOO1161

CIDOO1157

CIDOO1147

CIDOO1152

C1D001153

CIDOO1119

CIDOO1O93

CIDOO1O78

CIDOO1O58

CIDOO1O56

C1D001032

CIDOO1O29

C1D000988

CID000981

C1D002511

C1D000969

Smelter Identification

CID001585

SEMPSA Joyeria Platerla S.A.

SAMWON Metals Corp.

KOREA, REPUBLIC OF

UNITED STATES

CANADA

UNITED STATES

SWITZERLAND

INDONESIA

RUSSIAN FEDERATION

CHINA

JAPAN

UZBEKISTAN

TURKEY

INDIA

MEXICO

UNITED STATES

CHINA

SINGAPORE

SWITZERLAND

JAPAN

CHINA

KOREA, REPUBLIC OF

CHINA

CHINA

SAUDI ARABIA

KYRGYZSTAN

KOREA, REPUBLIC OF

JAPAN

POLAND

UNITED STATES

Smelter Country (*)

‘—

SPAIN

SEMPSA Joyerla Plateria S.A.

SAMWON Metals Corp.

Gold

Gold

CIDOO15B5

Samduck Precious Metals

Sabin Metal Corp.

Royal Canadian Mint

Republic Metals Corporation

CID001756

Gold

CID001562

Samduck Precious Metals

Sabin Metal Corp.

Royal Canadian Mint

Republic Metals Corporation

CID002516

Gold

Gold

CID001546

CID001555

Gold

CID001534

PX Précinox S.A.

PX Précinox SA.

Gold

Gold

CI0001498

C1D002510

PT Aneka Tambang (Persero) Tbk

PT Aneka Tambang (Persero) Tbk

Gold

Prioksky Plant of Non-Ferrous Metals

Penglai Penggang Gold Industry Co., Ltd.

Nihon Material Co., Ltd.

Navoi Mining and Metallurgical Combinat

C1D001397

Prioksky Plant of Non-Ferrous Metals

Penglai Penggang Gold Industry Co., Ltd.

Nihon Material Co., Ltd.

Navoi Mining and Metallurgical Combinat

Nadir Metal Rafineri San. Ve Tic. AS.

MMTC-PAMP India Pvt., Ltd.

Nadir Metal Rafineri San. Ve Tic. AS.

MMTC-PAMP India Pvt., Ltd.

Gold

Gold

CID001220

Metalürgica Met-Mex Peñoles S.A. Dc CV.

MetaliJrgica Met-Mex Petoles S.A. De CV.

Gold

Gold

C1D002509

Metalor Technologies (Suzhou) Ltd. Metalor USA Refining Corporation

CID001362

Gold

CIDOO1161

Metalor Technologies (Suzhou) Ltd.

Metalor USA Refining Corporation

C1D001386

Gold

MetalorTechnologies (Singapore) Pte., Ltd.

Gold

Gold

C1D001147

C1D001157

MetalorTechnologies (Singapore) Pte., Ltd.

Matsuda Sangyo Co., Ltd. MetalorTechnologies S.A.

Gold

Gold

CID001152

MetalorTechnologies S.A.

Matsuda Sangyo Co., Ltd.

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

LS-NIKKO Copper Inc.

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

Lingbao Gold Co., Ltd.

Lazurde Company For Jewelry

Kyrgyzaltyn JSC

Korea Metal Co., Ltd.

Kojima Chemicals Co., Ltd.

CID001236

Gold

C1D001153

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

LS-NIKKO Copper Inc.

Lingbao Jinyuan Tonghul Refinery Co., Ltd.

Lingbao Gold Co., Ltd.

Korea Metal Co., Ltd.

Kojima Chemicals Co., Ltd.

KGHM Polska Miedd Spd&a Akcyjna

Kennecott Utah Copper LLC

Smelter Name (*)

CID001259

Gold

CIDOO1119

Gold

CIDOO1OS8

Gold

Gold

Gold

Gold

C1D001032

CIDOO1O56

C1D001078

Lazurde Company For Jewelry

Gold

Gold

C1D000988

C1D001029

C1D001093

Kyrgyzaltyn JSC

Gold

C1D000981

Kennecott Utah Copper LLC

KGHM Poiska Mied± Spó&a Akcyjna

Gold

Gold

Smelter Reference List (*)

CIDOO2511

Metal (*)

C1D000969

Smelter Identification Number Input Column

6

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

CFSI

Source of Smelter Identification Number Smelter Street

Sagamihara

Osaka

Alden

Dokmai

Guarulhos

Asan

Kuki

Capolona

Shyolkovo

Dayuan

Chengdu

Hiratsuka

Laizhou

Madrid

Changwon

Namdong

Williston

Ottawa

Miami

La Chaux-de-Fonds

Jakarta

Kasimov

Penglai

Noda

Navoi

Bahçelievler

Mewat

Torreon

North Attleboro

Suzhou Industrial Park

Tuas

Mann

Iruma

Luoyang

Onsan-eup

Lingbao

Lingbao

Riyadh

Bishkek

Incheon

Sayama

Lubin

Magna

Smelter City

Kanagawa

Kansai

New York

Pravet

So Paulo

Chungcheong

Saitama

Tuscany

Moscow Region

Taoyuan

Sichuan

Kanagawa

Yantai

Community of Madrid

Gyeongsangnam

Incheon

North Dakota

Ontario

Florida

NeuchStel

Java

Ryazan

Shandong

Chiba

Navoi Province

Istanbul

Haryana

Coahuila

Massachusetts

Jiangsu

Singapore

NeuchStel

Saitama

Henan

Ulsan

Henan

Henan

Riyadh Province

Chuy Province

Seoul

Saitama

Lower Silesian Voivode

Utah

Smelter Facility Location: State / Province

Pennsylvania Guangdong Rayong Lower Saxony Baden-Wurttemberg Thuringia Massachusetts Ibaraki Baden-Wurttemberg Baden-Wurttemberg Hunan New York Jiangxi Jiangxi Jiangxi Jiangxi Tamaulipas Nevada Jiangxi Minas Gerais Maharashtra Ida-Virumaa Ningxia Styria California Hunan Perm Krai Hyogo Pennsylvania Pennsylvania East Kazakhstan Guangdong Hunan Pennsylvania Nghe An Bangka

Zhuzhou Aizuwakamatsu Boyertown Yingde Map Ta Phut Goslar Laufenburg Hermsdorl Newton Mito Laufenburg Laufenburg Hengyang Yaphank Fengxin JiuJiang Jiujiang Jiujiang Matamoros Mound House Yifeng SSo JoSo del Rd District Raigad Sillamae Shizuishan City Liezen Fremont Zhuzhou Solikamsk Harima Croydon Lancaster Ust-Kamenogorsk YunFu City Zhuzhou Altoona Quy Hop Sungailiat

CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI CFSI

CID002505 CIDOO2S58 CID002557 CID000616 CID002544 CID002545 C1D002546 C1D002547 CID002548 C1D002549 C1D002550 C1D002542 C1D002492 CID000731 C1D002512 C1D000914 C1D000917 CID002506 CID002539 CID002568 C10000973 C1D001076 CIDOO1163 CIDOO1200 CID001277 C1D002540 C10001508 CID001522 CI0001769 CID001869 C1D001891 CID002571 CID001969 CID002508 CID002232 CI0000292 C1D002703 CID001424

CHINA JAPAN UNITED STATES CHINA THAILAND GERMANY GERMANY GERMANY UNITED STATES JAPAN GERMANY GERMANY

CHINA CHINA CHINA CHINA MEXICO UNITED STATES CHINA BRAZIL INDIA ESTONIA CHINA AUSTRIA UNITED STATES CHINA RUSSIAN FEDERATION JAPAN UNITED STATES UNITED STATES KAZAKHSTAN CHINA CHINA UNITED STATES

Global Advanced Metals Boyertown Guangdong Zhiyuan New Material Co., Ltd. H.C. Starck Co., Ltd. H.C. Starck GmbH Goslar H.C. Starck GmbH Laufenburg H.C. Starck Hermsdorl GmbH H.C. Starck Inc. H.C. Starck Ltd. H.C. Starck Smelting GmbH & Co. KG H.C. Starck Smelting GmbH & Co.KG

Hi-Temp Specialty Metals, Inc. Jiangxi Dinghai Tantalum & Niobium Co., Ltd. JiuJiang JinXin Nonferrous Metals Co., Ltd. Jiujiang Tanbre Co., Ltd. Jiujiang Zhongao Tantalum & Niobium Co., Ltd. KEMET Blue Metals KEMET Blue Powder King-Tan Tantalum Industry Ltd. LSM Brasil S.A. Metallurgical Products India Pvt., Ltd. Molycorp Silmet AS. Ningxia Orient Tantalum Industry Co., Ltd. Plansee SE Liezen QuantumClean RFH Tantalum Smeltry Co., Ltd. Solikamsk Magnesium Works OAO Taki Chemicals Telex Metals Tranzact, Inc. Ulba Metallurgical Plant JSC XinXing HaoRong Electronic Material Co., Ltd. Zhuzhou Cemented Carbide Alpha

Global Advanced Metals Boyertown

Guangdong Zhiyuan New Material Co., Ltd.

H.C. Starck Co., Ltd.

H,C. Starck GmbH Goslar

H.C. Starck GmbH Laufenburg

H.C. Starck Hermsdorf GmbH

H.C. Starck Inc.

H.C. Starck Ltd.

H.C. Starck Smelting GmbH & Co. KG

H.C. Starck Smelting GmbH & Co.KG

Hengyang King Xing Lifeng New Materials Co., Lt Hengyang King Xing Lifeng New Materials Co., Lt CHINA UNITED STATES

FIR Metals & Resource Ltd. Global Advanced Metals Aizu

FIR Metals & Resource Ltd.

Global Advanced Metals Aizu

Hi-Temp Specialty Metals, Inc.

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

JiuJiang JinXin Nonferrous Metals Co., Ltd.

Jiujiang Tanbre Co., Ltd.

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

KEMET Blue Metals

KEMET Blue Powder

King-Tan Tantalum Industry Ltd.

LSM Brasil S.A.

Metallurgical Products India Pvt., Ltd.

Molycorp Silmet AS.

Ningxia Orient Tantalum Industry Co., Ltd.

Plansee SE Liezen

QuantumClean

RFH Tantalum Smeltry Co., Ltd.

Solikamsk Magnesium Works DAD

Taki Chemicals

Telex Metals

Tranzact, Inc.

Ulba Metallurgical Plant JSC

XinXing HaoRong Electronic Material Co., Ltd.

Zhuzhou Cemented Carbide

Alpha

An Vinh Joint Stock Mineral Processing Company An Vinh Joint Stock Mineral Processing Company VIET NAM

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tungsten

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tantalum

Tin

Tin

Tin

CIDOO2SO5

CID002558

C1D002557

C1D000616

CID002544

C1D002545

C1D002546

C1D002547

CID002548

CID002549

C1D002550

C1D002542

CID002492

C1D000731

C1D002512

C1D000914

C1D000917

C1D002506

CID002539

CID002568

C10000973

CID001076

C1D001163

CI0001200

CI0001277

C1D002540

C10001508

CI0001522

CID001769

C1D001869

C1D001891

CI0002571

CID001969

CID002508

C10002232

C1D000292

CI0002703

CID001424

INDONESIA

Hunan Fukushima

Jiangmen

CFSI

C1D000460

CHINA

F&X Electro-Materials Ltd.

F&X Electro-Materials Ltd.

Tantalum

CID00046O

PT BilliTin Makmur Lestani

Florida Guangdong

Pompano Beach

CFSI

UNITED STATES

PT BilliTin Makmur Lenten

North Carolina

Gastonia

CFSI

C1D002504 CID000456

UNITED STATES

D Block Metals, LLC Exotech Inc.

D Block Metals, LLC

Exotech Inc.

Tantalum

Tantalum

Hunan Guangdong

Conghua

Smelter Facility Location: State / Province

Changsha

Smelter City

C1D000456

CFSI

CHINA

Smelter Street

CID002504

CFSI

CID000211 C1D000291

CHINA

Conghua Tantalum and Niobium Smeltry

Source of Smelter Identification Number

Changsha South Tantalum Niobium Co., Ltd.

Smelter Identification

Conghua Tantalum and Niobium Smeltry

Smelter Country (*)

Changsha South Tantalum Niobium Co., Ltd.

Smelter Name (*)

Tantalum

Smelter Reference List (*)

Tantalum

(C)

CID000291

Metal

—S;

CID000211

Smelter Identification Number Input Column

7