FRANK B. HALPIN, CFE Certified Fraud Examiner Halpin Consulting Group, Inc. “Profit from Our Experience” Risk Management, Investigations and Awareness Training / Team Building www.HalpinConsultingGroup.com [email protected] LinkedIn: linkedin.com/in/frankbhalpincfe/

Professional Summary A highly dedicated Certified Fraud Examiner, Loss Prevention / Asset Protection Specialist, Entrepreneur, and business professional with 35 years of experience as a leader in corporate investigations, risk management, awareness training and team building in multiple business vertical markets including manufacturing, transportation and logistics, high-end retail, public utilities, the petro-chemical industries, as well as, private investigations.

CORE SKILLS AND EXPERTISE ! ! ! ! ! ! ! ! ! ! ! ! ! ! !

Investigations (Fraud, Theft, Organized Retail Crime, Civil and Criminal, Compliance, Ethics, etc.) Interview and Interrogation Techniques: (Reid Technique, Wicklander-Zulawski, and LSI – Scan Statement Analyst) Threat and Risk Assessments Computer Forensics and Data Mining Physical Security (CCTV, Access Controls, and Physical Design) Fraud Awareness Programs / Team Building / Mentoring / Training Corporate Integrity / Compliance / Fraud Notification Hotlines Government Compliance – Sarbanes-Oxley (SOX), HIPAA, C-TPAT Inventory Controls and Auditing Certified Six Sigma Greenbelt Strategic Planning and Budgeting Solid Leadership Skills Highly effective verbal and written communication skills Basic working knowledge / Spanish, Korean, & Mandarin Chinese Private Sector and Law Enforcement Liaison (Federal, State, Local, and Internationally)

WORK EXPERIENCE / HISTORY Present

Halpin Consulting Group, Inc. East Windsor, New Jersey 08520 Founder / Managing Partner/ Certified Fraud Examiner A professional services firm providing investigative, risk management and consulting services to private sector companies in a variety of vertical markets for the mitigation of risk and the prevention of loss due to internal and external errors, theft and fraud.

© 2016 Halpin Consulting Group



Page 1 of 13

2011 – 2014 McRoberts Protective Agency Freehold, New Jersey 07728 Manager of Investigations / Branch Manager I directed all operational aspects of multi-million dollar annual security services business. This included all financial and client services for 66 locations throughout New Jersey and Eastern Pennsylvania. Established a national investigations division initiative. 2010 – 2010 Novo Nordisk, Inc Princeton, New Jersey 08540 Corporate Security Consultant (U.S. Headquarters) Contracted for project and successfully developed best in class comprehensive Organizational Resilience Program including Physical Security and Emergency Management Standards 6/08 – 7/10

Day & Zimmermann Security Services Princeton, New Jersey 08540 District Manager – New Jersey Coordinate client services while maintaining the business integrity of the New Jersey District Office to include all financial and operational aspects of a multimillion dollar annual business.

2006 – 2008 Public Service Enterprise Group (PSEG) Newark, New Jersey 07102 Asset Protection Specialist, Corporate Security Services (Initially a contract position with Adecco) Performed internal and external investigations of the company standards of Integrity, identified control weaknesses, and implemented fraud / risk solutions related to theft of services. I was assigned to the nuclear power investigation team. I successfully managed the statewide corporate initiative to prevent copper theft in New Jersey. 2003 – 2006 Honeywell International Morristown, New Jersey 07962 Manager, Global Security Services Managed Global Security Services resources internationally, including all financial and operational functions; executive protection, intelligence collections and reporting, due diligence, investigations, government compliance, and violations of Corporate Standards of Integrity. I was assigned as the Global Security Representative to the Corporate Legal Policy Development and Deployment Team, as well as, the Corporate Global Security Investigations Policy Development Team by corporate leadership.

© 2016 Halpin Consulting Group



Page 2 of 13

1991-2003

The Halpin Group, Inc. South Plainfield, New Jersey 07080 Founder / CEO / Certified Fraud Examiner Founded and managed a professional services firm providing international investigative and consulting services to high end manufacturing and retail companies resulting in the prevention of loss due to internal and external errors, theft and fraud, resulting in the recovery of tens of millions of dollars for our clients.

1990-1996

Barneys New York, Inc., New York, NY, 10011 Director of Loss Prevention and Auditing Responsible for all aspects of security and Loss Prevention operations and investigations regional / national loss prevention programs including retail stores, distribution / logistics centers, and restaurants, and parking facilities.

1989-1990

J. Crew Group, Inc., New York, NY 10011 Corporate Director of Loss Prevention Established and developed all aspects of the newly formed Loss Prevention Department for national chain retail and outlet stores, distribution centers and telemarketing centers.

1987-1989

R. H. Macy & Co., Inc., New York, NY Senior Security Manager – Menlo Park Mall, Edison, New Jersey Managed investigative, and security personnel in all aspects of Loss Prevention including awareness programming, credit card fraud, Organized Retail Crime (ORC) and auditing.

Presentations and Lectures 27 April, 2016 – 13th Annual Fraud Seminar - Association of Certified Fraud Examiners – New Jersey Chapter Topic: The Convergence of Physical Security and IT Security Rutgers Business School, Newark, New Jersey 6 April, 2016 – Mercer County Vocational Schools - Public Safety Program Topic – Career Opportunities in Public Law Enforcement and Private Sector Security Today Ewing, New Jersey 19 February, 2016 - Academy of Computer & Information Sciences, Morris County Vocational Schools Topic – Detecting and Preventing Fraud and Computer Crimes in Business Today Denville, New Jersey 17 February, 2016 – ASCEND – Rutgers, Business School Student Organization Topic: Detecting and Preventing Fraud and Computer Crimes in Business Today Newark, New Jersey

© 2016 Halpin Consulting Group



Page 3 of 13

27 January, 2016 – NJ Information Systems Audit and Control Association (ISACA) Topic: The Convergence of Physical Security and IT Security Woodbridge, New Jersey 15 January, 2016 - Academy of Computer & Information Sciences, Morris County Vocational School Topic – National Security - The Convergence of Physical Security and IT Security Denville, New Jersey 24 November, 2015 - Lawrence High School Career Day Topic - Career opportunities as a Certified Fraud Examiner Lawrenceville, New Jersey 19 November, 2015 - Association of Certified Fraud Examiners – NJ Chapter Topic - The Convergence of Physical Security and IT Security Clark, New Jersey 26 May, 2015 - Morris County Vocational Technical School - Public Safety Program Topic: Detecting and Prevention Fraud in Businesses Today! Butler, New Jersey 14 May, 2015 – Mercer County Vocational Schools - Public Safety Program Topic – Detecting and Prevention Fraud in Businesses Today! Ewing, New Jersey 25 November, 2014 - Lawrence High School Career Day Topic - A Career as a Certified Fraud Examiner Lawrenceville, New Jersey 26 April, 2014 – Rutgers, the State University of New Jersey and Association of Certified Fraud Examiners- NJ Chapter Topic: Cyber Awareness: Prevention the Threat “the Human Factors” Rutgers Business School, Newark, New Jersey 28 February, 2014-Morris County Vocational School - Public Safety Program Topic: Detecting and Prevention Fraud in Businesses Today! Denville, New Jersey 29 January, 2014 – Rutgers, the State University of New Jersey and Association of Certified Fraud Examiners- NJ Chapter – 8th Annual Fraud Seminar Topic: Cyber Awareness: Preventing the Threat - “The Human Factor” Rutgers Business School, Newark, New Jersey 26 November, 2013– Lawrence High School Career Day Presentation Topic - A Career as a Certified Fraud Examiner Lawrenceville, New Jersey 27 April, 2013 – Rutgers, the State University of New Jersey and Association of Certified Fraud Examiners – New Jersey Chapter Topic: Profiling White Collar Criminals Rutgers Business School, Newark, New Jersey

© 2016 Halpin Consulting Group



Page 4 of 13

26 March 2013 – Rutgers, the State University of New Jersey and Association of Certified Fraud Examiners – New Jersey Chapter Topic: Detecting and Preventing Occupational & Computer Fraud in Business Today. Rutgers Business School, Newark, New Jersey 20 November, 2012 – Lawrence High School Career Day Presentation Topic - A Career as a Certified Fraud Examiner Lawrenceville, New Jersey 19 April, 2012 - Hess Quarterly - Security and Safety Training Topic - Strengthening Access Security: Observation and Recognition Skills Port Reading, New Jersey 11 April, 2012 - Lehigh Valley Chapter of ASIS International Topic: The Young Professionals Program & Student Forums Program Lehigh, Pennsylvania 9 April, 2012 - Hess Quarterly Security and Safety Training Topic - What is Suspicious Behavior? Port Reading, New Jersey 5 October, 2011 - Rutgers, the State University of New Jersey and Association of Certified Fraud Examiners – New Jersey Chapter Topic: How to Detect and Prevent Fraud in Business Rutgers Business School, Newark, New Jersey 20 September, 2011- National Starch, LLC. Topic: Identity Theft – Don’t Become a Victim Bridgewater, New Jersey 15 September, 2011 - Hess Quarterly - Security and Safety Training Topic: Hess Security Basics – Partnering for Success. Port Reading, New Jersey 22 March, 2011 - Rutgers, the State University of New Jersey Topic: Detecting and Preventing Fraud in Business Today! Criminal Justice Department, New Brunswick, New Jersey 18 March 2011- Mercer County. Vocational Schools - Public Safety Program Topic: Detecting and Preventing Fraud in Business Today! West Windsor, New Jersey



16 November, 2010 - New Jersey Small Business Development Center at the College of New Jersey Topic: Detecting and Preventing Fraud in Your Business! Ewing Township, New Jersey 19 March, 2009 - THE AMERICAN SOCIETY FOR INDUSTRIAL SECURITY ASIS International Delaware Chapter Topic - Detecting and Prevention Fraud Wilmington, Delaware

© 2016 Halpin Consulting Group



Page 5 of 13

29 September, 2004 - Honeywell International Corporate Auditing Department Topic - Global Security Services Partnering for Success: Detecting and Preventing Fraud Morristown, New Jersey 15 May, 2003 – Honeywell International Corporate Auditing Department Topic - Global Security Services Partnering for Success Morristown, New Jersey 29 October, 2003 - College of Saint Elizabeth, Justice Studies Department Topic: Detecting & Preventing Fraud Morristown, New Jersey 3 February 2003 - Mercer County Community College- Introduction to Security Topic – Detecting and Preventing Fraud West Windsor, New Jersey 19 November, 2002 – Southern Monmouth County Chamber of Commerce Topic: Detecting And Preventing Fraud in your organization Spring Lake Heights, New Jersey April 26, 2002 - USCEA and News Office of Hunan Provincial Government, “WTO & US-China Business Cooperation Forum” Topic: West and East Small Businesses Working Together Hunan International Convention Center in Changsha, Hunan, China 13 March, 2002 – Building Owners & Managers Association of New Jersey (BOMA) Topic- SECURITY – Are Your Buildings Safe? Newark, New Jersey 24 April, 2001 - Warehousing Education & Research Council (WERC) Topic: Implementing Helpful Hotline Programs in Your Organization 24th Annual Conference in New Orleans, LA April 2001 - Institute of Internal Auditors: Philadelphia, Central Pennsylvania & Lehigh Valley Chapters - Spring Conference 2001 Topic: The Proper Use of Hotlines to Detect & Prevent Losses in Any Organization Philadelphia, Pennsylvania 23 November, 2000 - The American Society for Industrial Security - Central New Jersey Chapter Topic – “The Proper Development & Implementation of Hotlines” North Brunswick, New Jersey 19 October, 2000 – Federal Reserve Bank of Philadelphia Topics – “The Proper Development & implementation of Hotlines” & “Ethics for Auditors” Philadelphia, Pennsylvania 14 April, 2000 – Institute Of Internal Auditors - New Jersey Chapter Topic – “The Proper Use of Hotlines to Prevent & Detect Fraud” Woodbridge, New Jersey

© 2016 Halpin Consulting Group



Page 6 of 13

6 April, 2000 – The American Society for Industrial Security – Northern NJ Chapter Topic– “The Proper Use of Hotlines to Prevent & Detect Fraud” Lyndhurst, New Jersey 3 February, 2000 – Casual Furniture Retailer Association Topic – “How to Detect Fraud in Your Organization” Moon Palace Hotel, Cancun, Mexico 11 January, 2000 – New Jersey Licensed Private Investigators Association Topic – "Proper Use of Hotlines to Prevent & Detect Fraud" Carteret, New Jersey 18 November, 1999 – Association Of Certified Fraud Examiners New Jersey Chapter Topic - "A Prosecutor’s Prospective of Fraud" Carteret, New Jersey October, 1999 – Jersey City Human Resources Association Topic – “Hot Lines as a Resource to Detect Fraud” Jersey City, New Jersey 16 September, 1999 - RUTGERS THE STATE UNIVERSITY OF NEW JERSEY Topic: “Job Opportunities in the Private Sector – Fraud Examination” Department of Administration of Justice, New Brunswick, New Jersey 8 July, 1999 - RUTGERS THE STATE UNIVERSITY OF NEW JERSEY Topic: “Introduction to Fraud” Department of Administration of Justice, New Brunswick, New Jersey 8 July, 1999 - RUTGERS THE STATE UNIVERSITY OF NEW JERSEY Topic: “Criminal Justice Opportunities in the Private Sector” Department of Administration of Justice, New Brunswick, New Jersey 21 April, 1999 – WOODBRIDGE METROPOLITAN CHAMBER OF COMMERCE TOPIC: Protecting Your Business from Fraud The Cameo at Woodbridge, Woodbridge, New Jersey 24-25 March, 1999 – Hearth Products Association Topic: Protecting Your Bottom Line: The Art of Preventing Theft & Fraud Phoenix Civic Plaza, Phoenix, Arizona 21 October, 1998 -Executive Enterprises & Down East Maine Chapter of Internal Auditors Topic: Detecting & Preventing Fraud In Your Organization Augusta Civic Center, Augusta, Maine 1 October, 1998 - Rutgers The State University Of New Jersey Topic: “Problems & Opportunities Facing Criminal Justice Graduates Today” Department of Administration of Justice, New Brunswick, New Jersey 20 August, 1998 - Commerce & Industry Association Of New Jersey Topic: “Finding & Recruiting the Right Personnel for Your Company’s Growth” Paramus, New Jersey © 2016 Halpin Consulting Group



Page 7 of 13

18 June, 1998 – Rutgers, The State University of New Jersey Topic: “White Collar Crime: “How to Protect Yourself Against Fraud” Department of Administration of Justice, New Brunswick, New Jersey 16 April, 1998 – Rutgers, The State University of New Jersey Topic: “White Collar Crime: Fraud In America Today” Department of Administration of Justice, New Brunswick, New Jersey 1 April, 1998 - Executive Enterprises & Investigative Group International Topic: “How to Detect Fraud in Your Organization” New York Hilton, New York 20-21 March, 1998 - HEARTH PRODUCTS ASSOCIATION Topic: “The Do’s and Don’ts of Loss Prevention” St. Louis, Missouri 16 October, 1997 - Rose’s Department Store Topic: “The Future of Retail Loss Prevention: The Challenges & Goals” Henderson, North Carolina 19 September, 1997 - New Jersey Power (Network) Topic: “Fraud in the Business Environment” Springfield, New Jersey 8 July, 97 – Rutgers, the State University of New Jersey - Project C.O.R.E. Topic: “The True Cost of Theft & Fraud in Our Society” Cook College, New Brunswick, New Jersey 5 June, 1997 – Rutgers, The State University Of New Jersey Topic: “Problems & Opportunities Facing Criminal Justice Graduates Today” Department of Administration of Justice, New Brunswick, New Jersey 6 December, 1996 - Datamatics Management Services -Inaugural Datamatics TC-1 Users Conference Topic: “Negligent Hiring & Firing - The Proper Use of Background Investigations” Newark, New Jersey 15 November, 1996 - Commerce and Industrial Association of NJ and the NJ Tooling and Manufacturing Association

Topic: The Hiring Process – Reference and Background Investigations Saddle Brook, New Jersey 26 September, 1996 - Rutgers, The State University Of New Jersey Topic: “Problems & Opportunities Facing Criminal Justice Graduates Today” Department of Administration of Justice, New Brunswick, New Jersey 10 September, 1996 - AAIM - The Management Association Topic: “Low Cost & No Cost Loss Prevention Solutions for Businesses” New Haven, Connecticut

© 2016 Halpin Consulting Group



Page 8 of 13

26 August 1996 - International Association Of Financial Crimes INVESTIGATORS 27th Annual Training Seminar & Exposition Topic: “The Future - Loss Prevention in Retail” Arizona Biltmore, Phoenix, Arizona 17 April, 1996 - North Jersey Regional Chamber Of Commerce Human Resources Committee Topic: “Pre-Employment Screening: Background Investigations” Robin Hood Inn, Clifton, New Jersey 9 May, 1995 - Retail Loss Prevention Association (RLPA) -18th Annual Loss Prevention Seminar Topic: “Credit Card Fraud -What you as Investigators Need to Know” (W/Steve Carey: Secret Service- NYC Office) Meadowlands Hilton, Secaucus, and New Jersey 4 April, 1995 - Warehousing and Education Resource Council (WERC) 18th Annual Conference Topic: “A Clear & Present Danger: Violence in the Workplace - A Team Approach to Preventing a Tragedy“ Hyatt Regency Hotel, Chicago, Illinois 25 October, 1994 - New Jersey Business Networks Spotlight: TOPIC - "Loss Prevention - What Businesses Need To Know To Survive” Paramus, New Jersey 3 October, 1994 - Institute Of Management Consultants (IMC) Topic - “Panel Discussion On Fraud In Business Today” Grand Summit Hotel, Summit, New Jersey 21 April, 1994- National Loss Prevention Bureau, Ltd. And The Retail Loss Prevention Association (RLPA) - Regional Managers Meeting Topic - "Credit Card Fraud” Barneys New York, New York 17 March, 1994 - Association of Certified Fraud Examiners New Jersey Chapter Topic - "Credit Card Fraud Today" Ramada Inn Woodbridge, New Jersey 28 October, 1993 - Association Of Certified Fraud Examiners New York City Chapter Topic - "Fraud In The Retail Environment" New York City Department of Investigations

© 2016 Halpin Consulting Group



Page 9 of 13

ACCOMPLISHMENTS "

Founder / CEO, Halpin Consulting Group, Inc. (2015- Present)

"

Founder / CEO, Reward Hotlines USA and Hotline Resources International (1992-2003)

"

Founder / CEO, Halpin, Haskell & Rivera, Inc. / the Halpin Group, Inc. (1991-2003)

MILITARY SERVICE United States Army (RA) Honorable Discharge - 7/1973- 5/1979 Enlisted Rank – E-5 Sergeant / Platoon Sergeant: Preventative Maintenance Team Leader MOS: 67YF2 - AH-1S Attack Helicopter - Crew Member 67Y20 – AH1G & AH1S - Helicopter Repairmen

EDUCATION Rutgers, the State University of New Jersey - Graduated January 1984 Bachelor of Arts Degree in Psychology, and minors in Education and Criminal Justice Mini’s in African-American and Chinese Studies. New Jersey City University – (In Progress) Masters in Professional Studies – National Security - Corporate and Cyber Security

TRAINING Association of Certified Fraud Examiners New Jersey Chapter 9 – Ethics Training (2015) LSI Laboratory for Scientific Interrogation, Inc. – Scan Statement Analyst (2005) Certified Six Sigma Plus Greenbelt (2004) Morristown, New Jersey International Training Inc. (ITI) – Evasive Driving Techniques and Weapons Training (2004) Sig Sauer Firearms - SigArms Academy Advanced Handgun Techniques for Protective Specialists (2003) New Hampshire New Technologies, Computer Forensics – Net Threat Analyzer (2001) Gresham, Oregon John E. Reid and Associates - The Reid Technique: Interview and Interrogation Techniques (1992)

© 2016 Halpin Consulting Group



Page 10 of 13

Wicklander-Zulawski – Interview and Interrogation Techniques (1986) International Association of Credit Card Investigators Annual Security Training Seminar (1996) Phoenix, Arizona Association of Certified Fraud Examiners Tools and Techniques of Fraud Examination (1996) Best Locking Systems – Locking System Training Seminar (1991) NEW JERSEY Food Council - NJFC Retail Security Seminar (1987) NEW JERSEY Food Council - NJFC Retail Security Legal Seminar (1986) Handgun Proficiency, Safety, Function Handling Training (1984) Robert D. Marble, Weapons Instructor (FBI retired)

AWARDS New Jersey Governor’s Occupational and Health Safety Awards: 2009, 2011, 2012, 2013 and 2014. (Day & Zimmermann Security Services and McRoberts Protective Agency) ASIS International Certificate of Appreciation - Volunteer Leadership Award (2011) ASIS International Quarter Century Service Award (2009) The Honor Legion – Police Departments State of New Jersey “Honored Citizen” Award (2002) New Jersey City University, Criminal Justice Department Distinguished Service Award (2001) ASIS International – Central New Jersey Chapter 093 “Certificate of Appreciation” (2001) “Top Ten Best Offices Award” – Frontier Risk Managers of Baltimore (1998)

ASSOCIATIONS / AFFILIATIONS ASIS " " " "

International – Active Volunteer Leadership (1985-Present) Young Professionals Committee Chairman (2010-Present) Chapter Chairman (2010 & 2011) Chapter Vice President (2009) ASIS International Investigations Council Member – (2014-Present) o Liaison to (ISC)2

© 2016 Halpin Consulting Group



Page 11 of 13

Association of Certified Fraud Examiners - Certified Fraud Examiner (CFE) (1993- Present) " Election Committee Member 2016 International Information Systems Certification Consortium (ISC)2 - Member (2014-Present) Morris County Vocational Technical Schools - Advisory Board Member " Law and Public Safety Program (2014 - Present) " Academy of Computer & Information Sciences (2016) New Jersey State Police Fusion Liaison Officer Program - Fusion Liaison Officer (2013- Present) New Jersey Office of Homeland Security & Preparedness – Member of the Emergency Services Sector Work Group (2012 - Present) Mercer County Vocational Technical Schools - Advisory Board Member - Public Safety Program (2011- Present) InfraGard - New Jersey Chapter - Federal Bureau of Investigations (FBI), Newark NJ (2006 –Present) Honor Legion of the Police Departments of New Jersey – Honored Citizen (2005-Present) XCEL Swimming - A Silver Medal National Swim Team, Princeton University President (2006-2007) Trustee for the Coalition for the Prevention of Economic Crimes (CPEC) National White Collar Crime Center (NW3C), US Justice Department, Washington, D.C. (2000-2003) International Association of Credit Card Investigators - Active Member (1996) (Currently Known as the International Association of Financial Crimes Investigators) Woodbridge New Jersey Chamber of Commerce - Active Member (1996-1999) National Association of Chiefs of Police - Active Member (1993-1996) Retail Loss Prevention Association – Vice President and Chairman - Communication and Intelligence Committee (1991-1996)

© 2016 Halpin Consulting Group



Page 12 of 13

ARTICLES (Written by or about Frank B. Halpin / The Halpin Group, Inc.) Frank B. Halpin, Undercover Operations: Rules for Success, White Collar Crime Fighter, December 2002, Volume 4, No.12 Karyn Spenser, Trust in Execs Not Always Repaid, Omaha World Herald, 12 Nov 2002 Kathleen McGinn Spring, The Enemy Within – Workplace Violence, U.S. 1 Survival Guide, February 27, 2002 Frank B. Halpin, CFE, Your Employees as a Resource for Information, National Loss Prevention Bureau Newsletter, 30 DECEMBER 1996, Vol. 1, No. 3 Frank B. Halpin, CFE, More HR Law: Checking References, U.S. 1 - 13 Nov 1996 Kathleen McGinn Spring, Fighting Fraud – The Steal Industry is Growing, Princeton Business Journal, 1-3 October, 1996 Violence at Work: Is Your Facility Safe?, The WERC Sheet– Warehousing Education and Resource Council, January 1995 Dealing with Violence in the Workplace, Modern Material Handling – The Education and Research Council (WERC), pg 13– May 1995 Nancy J. Kim, The Steal Industry, The Record - WORKPLACE Section “C”, 2 December, 1994 Rolf Hoexter, October Meeting Zeroes in on Fraud, Information for Management Consultants (IMC), NJ Chapter newsletter, Vol. 1, No.2, Nov 1994, Diane Haines, 7 are Indicted in Credit Theft, The Paterson News - 3 AUG 90

© 2016 Halpin Consulting Group



Page 13 of 13