The Electromagnetic Properties of Materials

The Electromagnetic Properties of Materials •  Electrical conduction –  –  –  –  Metals Semiconductors Insulators (dielectrics) Superconductors •  M...
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The Electromagnetic Properties of Materials •  Electrical conduction –  –  –  – 

Metals Semiconductors Insulators (dielectrics) Superconductors

•  Magnetic materials

–  Ferromagnetic materials –  Others

•  Photonic Materials (optical) –  Transmission of light –  Photoactive materials

•  Photodetectors and photoconductors •  Light emitters: LED, lasers

MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

The Electromagnetic Properties of Materials •  Electrical conduction –  –  –  – 

Metals Semiconductors Insulators (dielectrics) Superconductors

•  Magnetic materials

–  Ferromagnetic materials –  Others

•  Photonic Materials (optical) –  Transmission of light –  Photoactive materials

•  Photodetectors and photoconductors •  Light emitters: LED, lasers

MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

Insulators (Dielectrics)

•  Characteristics: conduction band E

EF

•  Engineering uses

EG valence band

x

MSE 200A Fall, 2008

–  Large band gap (> 2 eV) –  Very low conductivity

–  Separate conductors •  No leakage current •  No interference

–  Support electric fields

•  Store energy (capacitors) •  Induce charge (MOSFET)

J.W. Morris, Jr. University of California, Berkeley

Insulators: Material Properties •  Ability to insulate ⇒ critical field (Ec)

–  Insulator separates conductors until E reaches Ec

•  Support internal field ⇒ dielectric constant (ε)

–  High ε ⇒ high induced charge for given voltage

•  Capacitors: high ε ⇒ efficient energy storage •  Oxide in MOSFET: high ε ⇒ low switching voltage

–  Low ε ⇒ small induced charges

•  “low-k” insulators essential for microelectronic packaging

•  Energy dissipation from current ⇒ loss tangent (δ)

–  Low δ ⇒ low rate of energy loss from propagating e-m fields

MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

Insulators: Breakdown Voltage •  Insulator protects until

–  E reaches Ec “breakdown” –  Catastrophic increase in j at Ec –  Example: lightning

j

E

e

e {e

•  Common “cascade mechanism”

–  Electron accelerated in field –  Excites new carriers by collision –  These accelerate in chain reaction

•  Material and microstructure variables

E

–  Band gap: Ec increases with EG –  Purity: Ec usually increases with purity –  Temperature: minimum at intermediate T

x MSE 200A Fall, 2008

Ec

•  Few carriers at low T •  Low mobility at high T

J.W. Morris, Jr. University of California, Berkeley

Dielectrics -Q - - - - - - - - - - - - - -

V

dielectric

d

+ + + + + + + + + + + + + +

+Q

Q = CV

C = capacitance

σ A = C(Ed)

D = electric displacement

σ = D = εε 0 E

ε ≥ 1 (= 1 in free space)

•  Dielectrics (insulators) support internal fields

–  The “dielectric constant” relates field to charge –  Sometimes use “susceptibility” χ = ε - 1 (χ = 0 in free space)

MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

Source of the Dielectric Constant - Q

- - - - - - - - - - - - - -









+ + + + V d - - - - + + + + + + + + + + + + + +









+ Q

•  Internal polarization –  Dipoles align in applied field –  Create reverse field (EI)

ε 0 E = ε 0 E0 − ε 0 E I = σ − P + + + + + + + +

P = ∑ pi = χ E

- - - - - - - - P

+ + + + + + + + - - - - - - - - + + + + + + + + - - - - - - - -

MSE 200A Fall, 2008

i

p i

D = σ = ε 0 E + P = εε 0 E P ε = 1+ ε0E

J.W. Morris, Jr. University of California, Berkeley

Polarization Mechanisms - Q

- - - - - - - - - - - - - -









+ + + + V d - - - - + + + + + + + + + + + + + +









+ Q

P

- - - - - - - - + + + + + + + +

p i

- - - - - - - - - - - - - -









V + - + - + d

+ + + + + + + + + + + + + +

+ Q

- MSE 200A Fall, 2008

–  Large polar organics have big ε –  Relatively slow response (like diffusion)

- - - - - - - - - Q

–  Porous materials (large pores) –  Slow response in insulators

•  Molecular dipoles

+ + + + + + + + - - - - - - - - + + + + + + + +

•  Space charges

•  Ionic displacements

–  Ionic crystals have moderate ε –  Fast response (like optical phonon)

•  Atomic dipole

–  Small ε –  Very fast response (plasmon frequency)

+

J.W. Morris, Jr. University of California, Berkeley

Influence of the Dielectric Constant - Q

- - - - - - - - - - - - - -

V

dielectric + + + + + + + + + + + + + +

d

1 1 U = DE = εε 0 E 2 2 2

+ Q

•  For given σ (Q) increasing ε decreases field (E) •  For given voltage drop (E), increasing ε increases Q (σ)

–  Energy stored in a capacitor increases with ε –  Induced charge between adjacent conductors increases with ε •  MOSFET oxides need maximum ε •  Insulators in microelectronic packaging need minimum ε •  Both are major objectives in modern microelectronics –  (many jobs, much money)

MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

Ultra-low Dielectric Constant - Q

- - - - - - - - - - - - - -

V

dielectric

•  For a given voltage drop (E),

d

+ + + + + + + + + + + + + +

increasing ε increases Q (σ) ⇒ Induced charge increases with ε

+ Q

• 

“Low-k” materials –  Critical for applications in electronic packaging

• 

Materials design –  Organics based on non-polar molecules –  Dense array of nanopores (ε = 1)

• 

Materials issues –  Mechanical integrity - must support device

MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

High Dielectric Constant - Ferroelectricity •  Ferroelectric materials –  BaTiO3 (for example) –  Effective CsCl

+

•  At high T (T > Tc)

–  Central ion centered –  No dipole moment

α

P

α ’

•  At low T (T < Tc)

–  Central ion displaces to create dipole –  All neighboring cells displace parallel ⇒ Large net dipole moment

T MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

The Electromagnetic Properties of Materials • 

Electrical conduction

• 

Magnetic materials

• 

Photonic Materials (optical)

–  –  –  – 

Metals Semiconductors Insulators (dielectrics) Superconductors

–  Ferromagnetic materials –  Others –  Transmission of light –  Photoactive materials

•  Photodetectors and photoconductors •  Light emitters: LED, lasers

MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

The Optical Properties of Materials: Photonic Materials •  Beauty: one-half of the earliest materials science

–  Pottery glazes(the origin of metals), paints and cosmetics –  Jewelry - the development of metals and metalworking

•  Information

–  Window glass –  Optical fibers (rapidly replacing copper wire)

•  Light

–  The electric light –  LEDs and Lasers –  Photodetectors and photoconductors

•  Power

–  Photovoltaics (solar cells) –  Laser power transmission (welding, surface treatments)

MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

The Optical Properties of Materials: Photonic Materials • 

“Optical” means the whole electromagnetic spectrum –  From radio waves to γ-rays –  Can be regarded as

•  Waves in space •  Particles with quantized energies

• 

Light as waves

• 

Light as particles

MSE 200A Fall, 2008

–  Refraction and reflection at an interface (windows, light pipes, solarium) –  Absorption and scattering (optical fibers) –  Diffraction (x-ray and electron crystallography) –  Transmission and absorption –  Photodetectors and photoconductors: switches, photocopiers –  Photoemitters: LEDs and lasers

J.W. Morris, Jr. University of California, Berkeley

Electromagnetic Waves in Free Space ¬ E H

•  Wave carries electric and magnetic fields

–  Oriented perpendicular to the direction of propagation –  Wave: 2π k=

E = E 0 exp[−i( kx − ωt )]

–  Particle: € MSE 200A Fall, 2008

ε = hν = ω

€ €

λ ω = 2πν ω = νλ = c k

(λ = wavelength) (ν = frequency) c = speed

J.W. Morris, Jr.



University of California, Berkeley

The Electromagnetic Spectrum

infrared

microwave

20

6

18

4

16

2

14 12 10 8

radio

6 4

MSE 200A Fall, 2008

0 -2 -4

-14 0.4 µm

-12 -10

log[wavelength(m)]

ultraviolet visible

log[frequency(Hz)]

x-ray

8

log[energy(eV)]

©- ray

22

1Å 1 nm

-8 -6

violet blue

0.5 µm green

1 µm

yellow 0.6 µm

-4

orange

1 mm -2

-6

0

-8

2

-10

4

red 1m

1 km

0.7 µm

•  Visible light:

–  λ ~ 0.4-1 µm –  E ~ 1.2-3 eV

J.W. Morris, Jr. University of California, Berkeley

Light as a Wave •  Propagation through free space at velocity, c •  When light enter a material, it is –  Refracted –  Reflected –  Attenuated incident transmitted reflected

MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

Refraction and Reflection at an Interface: Normal Incidence •  Refraction:

–  Wave “drags” charges –  Friction slows propagation

incident transmitted

•  Index of refraction (n)

reflected

–  Property governing refraction –  Related to dielectric constant: n= ε

Inside material:

E = E 0 exp[−i(kx − ωt)]

–  Depends on frequency (dispersion) € n = n(ω ) = ε(ω )

λ0 k = nko ⇒ λ = n ω c v=



k

=

n

J.W. Morris, Jr.

MSE 200A Fall, 2008

University of California, Berkeley







Refraction at an Interface •  Snells’ Law

Φ2

n1 sin φ1 = n 2 sin φ 2 –  Light bends toward low-n region

n2

d

n1 Φ1



•  The critical angle

–  Light cannot exist region 1 if  n1  φ2 > φc = sin   n  −1

2

–  Principle of “light pipe” Optical fiber confines light by reflection MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

Reflection at an Interface •  Normal incidence from n1 to n2 –  Δn ⇒ reflection –  Intensity thrown back

•  Reflected intensity incident

n1

Ir (n 2 − n1 ) 2 R= = Ii (n 2 + n1 ) 2

n2 transmitted

reflected

•  Transmitted intensity It 4n 2 T = = 1− R = € Ii (n1 + n 2 ) 2 •  Note: depends on Δn –  Not transparency

€ MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

Propagation of Light: Attenuation •  IT is gradually attenuated

incident

•  Mechanisms of attenuation

I

–  Absorption –  Rayleigh scattering

reflected

transmitted x

IT = I0 exp[−ηx ] MSE 200A Fall, 2008

•  Mechanisms of absorption –  Conduction electrons –  Phonons –  Electronic transitions •  Valence •  Core

J.W. Morris, Jr. University of California, Berkeley

Absorption: Insulator or Semiconductor conduction band

E

Ionic transitions valence band

x

E

Optical phonons

•  Absorption by

MSE 200A Fall, 2008

–  –  –  – 

Optical phonons (solar panels) Ionic transitions (color) Band transitions (photoconductivity) Core transitions (x-ray spectroscopy)

J.W. Morris, Jr. University of California, Berkeley

Attenuation: Rayleigh Scattering

•  Light scatters from heterogeneities

–  Density fluctuations –  Chemical heterogeneities –  Defects and second-phase particles

•  Only recently is it possible to produce clear, uniform glass –  “As through a glass - darkly”

MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

Diffraction

œ

œ

d

• 

Waves reflected from successive planes –  Destructive interference unless

nλ = 2d sin θ

(Bragg’s Law)

–  Bragg’s Law ⇒ strong intensity peak

• 

Pattern of diffraction peaks identifies crystal structure –  Use x-rays or electrons with λ of a few Å



MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

Electron Diffraction of “Intercritically Tempered Steel” •  Electron microscopy –  Photograph –  Diffraction pattern

•  Diffraction pattern

–  Peaks from crystal planes –  Pattern identifies phases –  Ex.: bcc and fcc Fe present

•  Combined analysis

–  “Bright field” microstructure –  Diffraction pattern shows phases –  “Dark field” locates phases •  Image diffraction spot

MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

Exploiting the Light as a Wave: Examples •  Optical fibers –  Transparent pipes that transmit light –  Note that “light” need not be visible •  GaAs systems operate in the infrared

•  Greenhouses and solar heaters –  Glass containers that let light in, –  Then trap its energy for heat

MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

Optical Fibers

• 

Require

• 

Gradient fibers

–  –  –  – 

Small diameter to minimize surface loss Perfect cylinder to minimize surface scattering Exceptional purity to suppress absorption Exceptional uniformity to suppress Rayleigh scattering

–  Rays that reflect from surface travel farther than rays on-axis •  Loss of coherence and information

–  Want gradient in n such that n lower on outside •  Rays that reflect from surface move faster

–  Can adjust n with solute additions

MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley

Absorption: The “Greenhouse” Effect conduction band

E

Ionic transitions valence band

x

E

Optical phonons

•  Absorption by

MSE 200A Fall, 2008

–  –  –  – 

Optical phonons (solar panels) Ionic transitions (color) Band transitions (photoconductivity) Core transitions (x-ray spectroscopy)

J.W. Morris, Jr. University of California, Berkeley

The Solarium and Solar Heater

glass

earth

MSE 200A Fall, 2008

• 

Mechanism is glass

• 

Sunlight enters

–  transparent in the visible –  Opaque in the infrared –  Rays are absorbed and re-emitted in the infrared –  Re-emitted rays cannot penetrate glass –  Solar energy is trapped inside

J.W. Morris, Jr. University of California, Berkeley

Light as a Particle: Photons •  Transparency and color •  Photodetectors

–  Photoconductors –  Photoelectronics –  Photocopiers

•  Photoemitters

–  Phosphors –  Light-emitting diodes (LED) –  Lasers

MSE 200A Fall, 2008

J.W. Morris, Jr. University of California, Berkeley