Securities With Increased Margin Requirements as of December 16th, 2016

The loan values of the following securities have been reduced. The following loan values are subject to change at any time, without notice. Please note that there is no loan value if the stock is below $3.00. Security Name 01 Communique Lab Inc 1347 Property Insurance 1-800-flowers.com Inc-a1st Constitution Bancorp 21vianet Group Inc-adr 22nd Century Group Inc 2u Inc 3d Signatures Inc 3d Systems Corp 3mv Energy Corp 3tl Technologies Corp 49 North Resources Inc 500.com Ltd Cl-a Spn/adr 51jobs Inc Spon Adr 58.com Inc Adr 5n Plus Inc 6d Global Technologies 8point3 Energy Prtns-a Lp A V Homes Inc A&w Rev Rylts Incm Fd T/u A.h. Belo Corp Ser-a A.p. Moeller-maersk A/s-a A.p. Moeller-maersk A/s-b A10 Networks Inc Aac Holdings Inc Aaron's Inc Ab Svensk Exportk-biofuel Ab Svensk Exportk-grains Abacus Mng&expl Corp Abcana Capital Inc Abcourt Mines Inc Cl B Abengoa Sa-b Eur 0.01 Abeona Therapeutics Inc Abercrombie & Fitch Co-aAberdeen Asia-pacific Inc Aberdeen Asset Mgmt Plc Aberdeen Chile Fd Inc Aberdeen E/m Small Co Opp Aberdeen Indonesia Fund Aberdeen Intl Inc Aberdeen Israel Fund Aberdeen Latin Amer Eqty Abertis Infraestructuras Ability Inc Abiomed Inc Abitibi Royalties Inc Abraxas Petroleum Corp Absolute Software Corp Ac Immune Sa Acacia Resrch-acacia Tech Acadia Pharmaceutical Inc Acadian Timber Corp Acasta Enterpr-a Rstd Vtg Acasti Pharma Inc Cl-a Accelerate Diagnostics Acceleron Pharma Inc Acceleware Ltd Accend Capital Corp Access Intl Education Ltd Acciona Sa Eup 1 Accor Sa Accord Financial Corp Accuray Inc Acelrx Pharmaceuticals

Symbol

Major Market

ONE PIH FLWS FCCY VNET XXII TWOU DXD DDD TMV'H TTM FNR WBAI JOBS WUBA VNP SIXD CAFD AVHI AW.UN AHC AMKAF AMKBF ATEN AAC AAN FUE GRU AME ABQ'H ABI AGOAF ABEO ANF FAP ABDNF CH ABE IF AAB ISL LAQ ABFOF ABIL ABMD RZZ AXAS ABT ACIU ACTG ACAD ADN AEF'A APO AXDX XLRN AXE ADP'H AOE'H ACXIF ACRFF ACD ARAY ACRX

T US US US US US US T US T T T US US US T US US US T US US US US US US US US T T T US US US T US US US US T US US US US US T US T US US US T T T US US T T T US US T US US

Loan Value (No Loan Value below $3.00)

25% 25% 50% 25% 50% 25% 50% 0% 50% 25% 0% 25% 25% 50% 50% 0% 0% 50% 50% 50% 25% 25% 25% 25% 50% 50% 0% 0% 25% 0% 25% 0% 25% 50% 50% 0% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 0% 50% 25% 25% 0% 0% 25% 25% 25% 50% 0%

Security Name Achaogen Inc Achillion Pharmaceuticals Ackermans & Van Haaren Aclaris Therapeutics Inc Acme Resources Corp Acme United Corp Acnb Corp Acorda Therapeutics Inc Acorn Energy Inc Acorn Intl Inc Sp/adr-new Acre Realty Investors Inc Acs Actividades De Const Actelion Ltd Chf .5 Actinium Pharamaceuticals Action Energy Inc Actions Semiconductor Adr Activenergy Incm Fund T/u Actua Corp Acuityads Holdings Inc Acura Pharmaceuticals-new Acushnet Holdings Corp Adamas Pharmaceuticals Adamera Minerals Corp Adamis Pharmaceut Crp-new Adams Diversified Eqty Fd Adams Natural Res Fund Adams Res & Energy Inc Adaptimmune Therap Sp/adr Adcare Health 10.875%a Pf Adcare Health Systems Inc Addus Homecare Corp Addvantage Tech Group Inc Adecco Group Ag Adent Capital Corp Adeptus Health Inc Cl-a Adesto Technologies Corp Adex Mining Inc Adf Group Inc Sv Adidas Ag Adma Biologics Inc Admiral Group Plc Adriana Resources Inc-a Aduro Biotech Inc Advanced Accel App Sp/adr Advanced Emissions Solns Advanced Explorations Inc Advanced Proteome Thrptcs Advansix Inc Advantage Cdn H/yld-a T/u Advantest Corp Advaxis Inc Advectus Life Sciences Advent Claymore Glb T/ret Advent Clym Cv Sec&fd-ii Advent Clym Cvt Sec&in Fd Advent Wireless Inc Adverum Biotechnologies Advisors Global Echo Etf Advisors Peritus High Yld Advisorsh Mkt Adapt Uncon Advisorsh Star Gl Buy Etf Advisory Board Co Aegean Marine Petro Ntwrk Aeglea Biotherapeutics Aegon Nv 8% Pfd Aehr Test Systems Aemetis Inc Aeon Co Ltd Jpn 50 Aerie Pharmaceuticals Inc Aerocentury Corp Aerohive Networks Inc Aeropostale Inc Aes Tr Iii 6.75% Cv Pfd Aeterna Zentaris Inc-new Aethlon Medical Inc Affimed N.v.

Symbol

Major Market

AKAO ACHN AVHNF ACRS ACY'H ACU ACNB ACOR ACFN ATV AIII ACSAF ALIOF ATNM AECFF ACTS AEU.UN ACTA AT ACUR GOLF ADMS ADZ ADMP ADX PEO AE ADAP ADK.A ADK ADUS AEY AHEXF ANT'H ADPT IOTS ADE DRX ADDDF ADMA AMIGF ADI ADRO AAAP ADES ADEXF APC ASIX AHY.UN ADTTF ADXS AVXSF LCM AGC AVK AWI ADVM GIVE HYLD MAUI VEGA ABCO ANW AGLE AEK AEHR AMTX AONNF AERI ACY HIVE AROPQ AES.C AEZ AEMD AFMD

US US US US T US US US US US US US US US US US T US T US US US T US US US US US US US US US US T US US T T US US US T US US US US T US T US US US US US US T US US US US US US US US US US US US US US US US US T US US

Loan Value (No Loan Value below $3.00)

0% 25% 25% 25% 0% 25% 25% 25% 25% 0% 25% 25% 25% 0% 0% 0% 25% 50% 25% 0% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 50% 25% 25% 0% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 0% 50% 25% 25% 25% 0% 25% 25% 25% 25% 0% 0% 25% 0% 0% 50% 0% 0% 0% 25% 25% 25% 25% 25% 50% 25% 25% 0% 25% 0%

Security Name Afrasia Mineral Flds Inc Africa Hydrocarbons Inc Africa Oil Corp African Gold Group Inc African Queen Mines Ltd Aftermath Silver Ltd Ag&e Holdings Inc Ageas Sa/nv Agellan Commercial Reit Agenus Inc Agf Management Ltd-b Nv Agile Therapeutics Inc Agility Health Inc-vtg Agilysys Inc Agios Pharmaceuticals Inc Agjunction Inc Agria Corp Spn Adr Agrofresh Solutions Inc Aia Group Ltd Aim Explorations Ltd Aimia Inc Aimia Inc 6.25% Sr-3 Pfd Aimia Inc S-2 Cum F/r Pfd Aimia Inc Ser-1 Pfd Aimmune Therapeutics Inc Air Canada Vtg & Var Vtg Air Industries Group Air Liquide Eur 11 Air T Inc Airboss Of America Cp Airgain Inc Airiq Inc Airmedia Group Inc Sp/adr Aisin Seiki Co Ltd Aixtron Se Spon Adr Ajinomoto Co Inc Ak Stl Hldg Corp Akari Therapeutics Adr Akebia Therapeutics Inc Akers Biosciences Inc Akita Drilling Ltd Cl B Akita Drilling Ltd-a Nv Akorn Inc Akzo Nobel Alabama Graphite Corp Alabama Pwr Co-a 5.83%pfd Alacer Gold Corp Alarm.com Holdings Inc Alarmforce Inds Inc Alaska Air Group Inc Alaska Communications Albany Molecular Research Alberta Oilsands Inc Albireo Pharma Inc Alcentra Capital Corp Alcobra Ltd Alder Biopharmaceuticals Alderon Iron Ore Corp Aldeyra Therapeutics Inc Aldridge Minerals Inc Alere Inc Alexandra Capital Corp Alexandria Minerals Corp Alexco Resources Corp Alexion Pharmaceuticals Alfa Laval Ab Pv Sek 10 Algold Resources Ltd Algoma Central Corp Alibaba Group Holding-adr Alico Inc Alimera Sciences Inc Alj Regional Holdings Inc Alkali3 Resources Inc Alkermes Plc Allegheny Tech Incorp Allegiant Travel Co

Symbol

Major Market

AFS'H NFK'H AOI AGG AQ AAG'H WGA AGESF ACR.UN AGEN AGF'B AGRX AHI AGYS AGIO AJX GRO AGFS AAIGF AXN'H AIM AIM.C AIM.B AIM.A AIMT AC AIRI AIQUF AIRT BOS AIRG IQ AMCN ASEKF AIXG AJINF AKS AKTX AKBA AKER AKT'B AKT'A AKRX AKZOF ALP ALP.O ASR ALRM AF ALK ALSK AMRI AOS ALBO ABDC ADHD ALDR ADV ALDX AGM ALR AXC AZX AXU ALXN ALFVF ALG ALC BABA ALCO ALIM ALJJ ALK'H ALKS ATI ALGT

T T T T T T US US T US T US T US US T US US US T T T T T US T US US US T US T US US US US US US US US T T US US T US T US T US US US T US US US US T US T US T T US US US T T US US US US T US US US

Loan Value (No Loan Value below $3.00)

0% 25% 25% 25% 25% 25% 0% 25% 50% 25% 50% 0% 25% 25% 25% 25% 0% 25% 25% 0% 50% 50% 50% 50% 25% 50% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 50% 0% 25% 25% 25% 25% 50% 25% 25% 25% 25% 50% 25% 50% 25% 25% 25% 0% 25% 0% 25% 25% 0% 25% 50% 0% 25% 25% 50% 25% 25% 25% 50% 25% 0% 25% 0% 50% 50% 25%

Security Name Alliance Data Systems Crp Alliance Hldgs Gp Lpu Alliance Hlthcre Svcs Inc Alliance Mma Inc Alliance One Intl Inc-new Alliance Res Partners L.p Alliancebernstein Glb Fd Allied Cap 6.875% Notes Allied Healthcare Prodcts Allied Hotel Pptys Inc Allied Motion Techs Inc Alliqua Biomedical Inc Allot Communications Ltd Allscripts Healthcare Sol Almonty Industries Inc Alnylam Pharmaceuticals I Alon Usa Partners Lpu Alpha Pro Tech Alphaclone Alt Alpha Etf Alphatec Holdings Inc-new Alphinat Inc Alpine Global Dyn Div-new Alpine Global Premier Ppt Alpine Total Dyn Div-new Alps Electric Co Ltd Alstom Altai Res Inc Altan Rio Minerals Ltd Alterra Power Corp Altima Resources Ltd Altisource Asset Mgmt Crp Altisource Portfolio Soln Altisource Residence Corp Altitude Resources Inc Altius Minerals Corp Altrust Financial Svcs Alturas Minerals Corp Aluminum Corp Of China-h Aluminum Crp Of China-adr Alvopetro Energy Ltd Amada Co Ltd, Isehara Amadeus It Group Sa-a Amag Pharmaceuticals Inc Amarc Resources Ltd Amarillo Gold Corp Amarin Corp Plc Adr A-mark Precious Metals Amaya Inc Ambac Finl Group Inc-new Amber Road Inc Ambev Sa Adr Ambient Corp Amcon Distributing Co Amcor Ltd - Ord Amec Foster Wheeler Plc Amec Foster Wheeler S/adr Amedica Corp-new Amedisys Inc Amer First Multifamily Lp Amer Shared Hosp Svcs Inc Ameresco Inc Cl-a American Airlines Grp Inc American Axle & Mfg Hldgs American Cap Snr Floating American Capital Ltd American Caresource Hldgs American Core Sec Div T/u American Creek Res Ltd American Cumo Mining Corp American Dg Energy Inc American Eagle Energy Crp American Electric Techs American Farmland Co American Lorain Corp American Manganese Inc American Midstream Lpu

Symbol

Major Market

ADS AHGP AIQ AMMA AOI ARLP AWF AFC AHPI AHP AMOT ALQA ALLT MDRX AII ALNY ALDW APT ALFA ATEC NPA AGD AWP AOD APELF AOMFF ATI AMO AXY ARH AAMC ASPS RESI ALI ALS ATFS ALT ALMMF ACH ALV AMDWF AMADF AMAG AHR AGC AMRN AMRK AYA AMBC AMBR ABEV AMBTQ DIT AMCRF AMCBF AMFW AMDA AMED ATAX AMS AMRC AAL AXL ACSF ACAS GNOW ACZ.UN AMK MLY ADGE AMZGQ AETI AFCO ALN AMY AMID

US US US US US US US US US T US US US US T US US US US US T US US US US US T T T T US US US T T US T US US T US US US T T US US T US US US US US US US US US US US US US US US US US US T T T US US US US US T US

Loan Value (No Loan Value below $3.00)

50% 50% 25% 25% 25% 50% 25% 0% 25% 25% 25% 25% 25% 25% 25% 50% 50% 25% 0% 25% 25% 25% 25% 25% 25% 0% 25% 25% 50% 25% 0% 25% 0% 25% 50% 0% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 50% 0% 25% 25% 25% 0% 50% 25% 50% 25% 25% 25% 50% 50% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25%

Security Name American National Bankshr American Public Educ Inc American Realty Investors American River Bankshares American Software Cl -aAmerican Spectrm Rlty American Superconduct-new American Vanadium Corp American Vanguard Corp America's Car-mart Inc Amerigo Resources Ltd Ameriserv Fin Cap I 8.45% Ameriserv Financial Inc Ames National Corp Amex Exploration Inc Amg Bioenergy Res Hldgs Amicus Therapeutics Inc Amira Nature Foods Ltd Amp Limited Npv Ampal-american Israel Crp Ampco-pittsburgh Corp Amphastar Pharmaceuticals Ampio Pharmaceuticals Inc Ampliphi Biosciences Corp Amrep Corporation Amseco Exploration Ltd Amtech Systems Inc Amtrust Fin Svc 7.25% Nts Amtrust Finl Svc 7.5% Pfd Amyris Inc Ana Holdings Inc Anaconda Mining Inc Anadarko Petroleum Corp Analytixinsight Inc Anavex Life Sciences Corp Anchor Bancorp Anconia Resources Corp Andatee China Marine Fuel Andeangold Ltd Anderson's Inc (the) Andina Acquisition Crp Ii Andrew Peller Ltd-a Nv Andrew Peller Ltd-b Vtg Anfield Resources Inc Angie's List Inc Angkor Gold Corp Anglo Amer Plc Usd0.54945 Anglo Pacific Grp Plc Anglogold Ashanti Ltd Adr Ani Pharmaceuticals Inc Anika Therapeutics Inc Annidis Corp Ansaldo Sts Spa Antares Pharma Inc Antero Midstream Prtns Lp Antero Resources Corp Anterra Energy Inc Cl-a Anthera Pharmas Inc-new Antibe Therapeutics Inc Antioquia Gold Inc Antofagasta Hldgs Plc Antrim Energy Inc Anworth Mortgage Asset C Aoxin Tianli Grp Inc-new Aoxing Pharma Co Inc Aozora Bank Ltd Apa Group Stapled Securty Aperam Sa Aphria Inc Apivio Systems Inc Apollo Education Group-a Apollo Investment Corp Apollo Senior Flt Rate Apollo Tactical Income Fd Appfolio Inc Cl-a Appliance Recycling Ctr

Symbol

Major Market

AMNB APEI ARL AMRB AMSWA AQQSQ AMSC AVC AVD CRMT ARG ASRVP ASRV ATLO AMX ABG'H FOLD ANFI AMLTF AMPLQ AP AMPH AMPE APHB AXR AEL'H ASYS AFSS AFST AMRS ALNPF ANX APC ALY AVXL ANCB ARA AMCF AAU'H ANDE ANDA ADW'A ADW'B ARY ANGI ANK AAUKF APY AU ANIP ANIK RHA ASDOF ATRS AM AR AE'A ANTH ATE AGD ANFGF AEN ANH ABAC AXN AOZOF APAJF APMSF APH APV APOL AINV AFT AIF APPF ARCI

US US US US US US US T US US T US US US T T US US US US US US US US US T US US US US US T US T US US T US T US US T T T US T US T US US US T US US US US T US T T US T US US US US US US T T US US US US US US

Loan Value (No Loan Value below $3.00)

25% 50% 25% 0% 25% 25% 25% 25% 50% 50% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 0% 0% 25% 25% 25% 0% 0% 25% 25% 25% 50% 25% 0% 25% 25% 0% 25% 50% 25% 25% 25% 25% 50% 25% 25% 25% 50% 25% 50% 25% 25% 25% 50% 50% 25% 0% 0% 25% 25% 25% 50% 0% 0% 25% 25% 0% 0% 25% 50% 50% 25% 25% 25% 25%

Security Name Applied Dna Svcs Inc Applied Genetic Techs Crp Applied Micro Circuit-new Approach Res Inc Apricus Biosciences-new Aptevo Therapeutics Inc Aptose Biosciences Inc Aq Corporation Aqm Copper Inc Aqua Metals Inc Aqua-pure Venture Inc Aquaventure Holdings Ltd Aquila Resources Inc Aquinox Pharmaceuticals Aradigm Corp Aralez Pharmaceuticals Aratana Therapeutics Inc Arbor Rlty Tr 7.375% Pfd Arbor Rlty Tr Inc Arbor Rlty Tr-c 8.5% Pfd Arbutus Biopharma Corp Arc Document Solutns Inc Arc Group Worldwide Inc Arc Logistics Partners Lp Arca Biopharma Inc-new Arcadia Biosciences Inc Arcelormittal-ny Reg-new Arch Coal Inc Cl-a Arch Therapeutics Inc Archon Minerals Ltd Archrock Inc Archrock Partners Lp Arcland Resources Inc Arcos Dorados Hldgs Inc-a Arctic Cat Inc Ardelyx Inc Ardmore Shipping Corp Arena Minerals Inc Arena Pharmaceuticals Inc Ares Dynamic Credit Alloc Ares Management Lpu Argent Energy Trust T/u Argex Titanium Inc Argo Group Us Inc 6.5% Pf Argonaut Gold Inc Argos Therapeutics Inc Ari Network Svcs Inc Ariad Pharmaceuticals Arian Resources Corp Arian Silver Corp Arianne Phosphate Inc Arizona Mining Inc Ark Restaurants Corp Arkadia Cap Corp Arlington Asset 6.75% Nt Arlington Asst 6.625% Pfd Armada Mercantile Ltd Armco Metals Hldgs Inc Arotech Corp Arowana Inc Aroway Energy Inc Arqule Inc Array Biopharma Inc Arrhythmia Resh Tech Inc Arrow Financial Corp Arrowhead Pharmaceuticals Artesian Res Corp Cl A Arts Way Mfg Inc Aryx Therapeutics Inc Asa Gold & Prec Mtls Ltd Asahi Glass Co Ltd Asahi Group Holdings Ltd Asahi Kasei Corp-new Asanko Gold Inc Asb Bancorp Inc Asb Capital Inc

Symbol

Major Market

APDN AGTC AMCC AREX APRI APVO APS AQCP AQM AQMS AQPVF WAAS AQA AQXP ARDM ARZ PETX ABRN ABR ABR.C ABUS ARC ARCW ARCX ABIO RKDA MT ARCH ARTH ACS AROC APLP ADR'H ARCO ACAT ARDX ASC AN ARNA ARDC ARES ANGYF RGX AGIIL AR ARGS ARIS ARIA ARC ASLRF DAN AZ ARKR AKC'H AIC AIW ARM AMCO ARTX ARWA ARW'H ARQL ARRY HRT AROW ARWR ARTNA ARTW ARYX ASA ASGLF ASBRF AHKSF AKG ASBB ASB'H

US US US US US US T US T US US US T US US T US US US US US US US US US US US US US T US US T US US US US T US US US US T US T US US US T US T T US T US US T US US US T US US US US US US US US US US US US T US T

Loan Value (No Loan Value below $3.00)

25% 0% 50% 25% 0% 0% 0% 0% 25% 25% 25% 0% 25% 0% 0% 25% 25% 25% 50% 25% 0% 25% 25% 25% 0% 25% 50% 50% 0% 25% 50% 50% 0% 0% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 50% 0% 25% 25% 25% 25% 25% 0% 25% 0% 0% 0% 0% 25% 25% 0% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0%

Security Name Asbestos Corporation Ltd Ascena Retail Group Inc Ascendis Pharma A/s Adr Ascent Capital Grp Inc-a Asciano Ltd Ascom Holding Ag, Bern Ascot Res Ltd Ashford Inc Asia Bio-chem Group Corp Asia Pacific Fund Inc Asia Pacific Wire&cable Asian Mineral Res Ltd Asian Tv Network Intl Ltd Aspen Aerogels Inc Assembly Biosciences Inc Assicurazioni Generali Assoc Brit Foods 5 15/22p Associated Capital Group Assured Gtd 5.6% Pfd-new Assured Gtd 6.25% Pfd-new Assured Gtd 6.875% Pf-new Assured Guaranty Ltd Asta Funding Inc Astellas Pharma Inc Jpy50 Asterias Biotherapeutic-a Aston Bay Holdings Ltd Aston Hill Advtg Bd-a T/u Aston Hill Finl Inc Aston Hill Vip Incm T/u Astronova Inc Astrotech Corp Asure Software Inc Asx Limited At Home Group Inc Ata Inc Adr Atac Resources Ltd Atacama Pacific Gold Corp Atalaya Mining Plc Atara Biotherapeutics Inc Atento Sa Athabasca Minerals Inc Athersys Inc Atico Mining Corp Atlantia Spa - Eur 1 Atlantic Alliance Partner Atlantic Amern Corp Atlantic Captial Bancshrs Atlantic Coast Financial Atlantic Indl Mnls Inc Atlantic Power Corp-new Atlantic Pwr 4.85%-s1 Pfd Atlantic Pwr Pfd Eq-s2 Pf Atlantic Pwr Pfd Eq-s3 Pf Atlanticus Holdings Corp Atlas Air Worldwd Hldg Atlas Energy Grp Llc Atlas Finl Hldgs Inc-new Atlassian Corp Plc Cl-a Atlatsa Resources Corp Atmanco Inc Atomera Inc Atossa Genetics Inc-new Atrium Mortgage Invt Corp Attunity Ltd Atwood Oceanics Inc Atyr Pharma Inc Auburn National Bancorp Auckland Intl Airport-new Audentes Therapeutics Inc Audiocodes Ltd Augusta Industries Inc Augyva Mining Res Inc Aura Minerals Inc Aura Silver Resources Inc Aurania Resources Ltd Aurcana Corporation

Symbol

Major Market

AB'H ASNA ASND ASCMA AANOF ACMLF AOT AINC ABCXF APB APWC ASN SAT ASPN ASMB ARZGF ASBFF AC AGO.F AGO.E AGO.B AGO ASFI ALPMF AST BAY MBB.UN AHF VIP.UN ALOT ASTC ASUR ASXFF HOME ATAI ATC ATM AYM ATRA ATTO ABM ATHX ATY ATASF AAPC AAME ACBI ACFC ANL'H ATP AZP.A AZP.B AZP.C ATLC AAWW ATLS AFH TEAM ATL ATW ATMR ATOS AI ATTU ATW LIFE AUBN ACKDF BOLD AUDC AAO AUV ORA AUU ARU AUN

T US US US US US T US US US US T T US US US US US US US US US US US US T T T T US US US US US US T T T US US T US T US US US US US T T T T T US US US US US T T US US T US US US US US US US T T T T T T

Loan Value (No Loan Value below $3.00)

0% 50% 25% 50% 0% 0% 25% 25% 0% 25% 25% 25% 0% 25% 0% 25% 25% 25% 0% 0% 25% 50% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 50% 0% 25% 25% 0% 25% 25% 25% 0% 25% 25% 0% 25% 25% 25% 0% 25% 25% 25% 25% 25% 50% 25% 25% 50% 25% 25% 25% 0% 25% 25% 50% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25%

Security Name Aurcrest Gold Inc Aureus Mining Inc Aurinia Pharmaceuticals Auris Medical Holding Ag Aurora Cannabis Inc Aurora Spine Corp Aurvista Gold Corp Auryn Resources Inc Aust & Nzld Banking Group Austex Oil Ltd Austpro Energy Corp Australian Banc Incm-a Tu Australian Reit Icm-a T/u Autobytel Inc-new Autocanada Inc Autogrill Spa Itl Autohome Inc Cl-a Automotive Ppty Reit T/u Avagenesis Corp Avalon Advanced Materials Avalon Hldgs Corp Cl-aAvante Logixx Inc Avanti Energy Inc Avcorp Industries Inc Aveda Trans&engy Svcs Inc Avenira Limited Avenue Income Credit Stra Aveo Pharmaceuticals Inc Avexis Inc Avianca Holdings-adr Pfd Aviat Networks Inc-new Avid Technology Inc Avidus Management Grp Inc Avigilon Corp Avinger Inc Avino Silver & Gold Mns Aviragen Therapeutics Inc Avivagen Inc Avnel Gold Mining Ltd Avon Prods Inc Avrupa Minerals Ltd Aware Inc Mass Axar Acquisition Corp Axis Auto Finance Inc Axogen Inc Axovant Sciences Ltd Axsome Therapeutics Inc Axt Inc Azabache Energy Inc Azarga Uranium Corp Cl-a Azimut Exploration Inc Azimut Holding Spa Azteca Gold Corp Azure Midstream Ptnrs Lpu Azure Power Global Ltd Azurrx Biopharma Inc B Communications Ltd B. Riley Financial Inc B. Riley Finl Inc 7.5% Nt Babcock Intl Group Plc.60 Bacanora Minerals Ltd Bae Systems Plc Ord 2.5p Balchem Corp Baldwin & Lyons Cl-b Baldwin & Lyons Inc Cl-a Ballantyne Strong Inc Ballard Power Systems Balmoral Resources Ltd Balto Resources Ltd Banc Of California Inc Banca Popolare Di Milano Banco Bilbao Vizcaya Argn Banco Bradesco S.a. Adr Banco Bradesco Sa Adr Banco De Sabadell Sa Banco Latinoamer Comerc-e

Symbol

Major Market

AGO AUE AUP EARS ACB ASG AVA AUG ANEWF ATXDF AUS'H AUI.UN HRR.UN ABTL ACQ ATGSF ATHM APR.UN VVA AVL AWX XX AVN AVP AVE MMMKF ACP AVEO AVXS AVH AVNW AVID AVD'H AVO AVGR ASM AVIR VIV AVK AVP AVU AWRE AXAR AXS AXGN AXON AXSM AXTI AZA'H AZZ AZM AZIHF AZGFF AZUR AZRE AZRX BCOM RILY RILYL BCKIF BCN BAESF BCPC BWINB BWINA BTN BLD BAR BAL'H BANC BPMLF BBVA BBDO BBD BNDSF BLX

T T T US T T T T US US T T T US T US US T T T US T T T T US US US US US US US T T US US US T T US T US US T US US US US T T T US US US US US US US US US T US US US US US T T T US US US US US US US

Loan Value (No Loan Value below $3.00)

25% 25% 0% 0% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 50% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 25% 0% 25% 50% 25% 50% 25% 25% 0% 0% 0% 50% 25% 25% 0% 0% 50% 25% 0% 25% 25% 25% 25% 25% 0% 25% 25% 0% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 0% 50% 25% 50% 0% 0% 25% 0%

Security Name Banco Macro Sa Adr Banco Popular Espanol Sa Banco Santan-chle Adr Banco Santander S.a. Adr Banco Santandr Brasil Adr Bancorp 34 Inc Bancorp Inc (the) Bancorp Of New Jersey Inc Bancroft Fund 5.375%-a Pf Bancroft Fund Limited Bandera Gold Ltd Bank Of China Ltd-h Bank Of Comm Holdings Inc Bank Of Communications-h Bank Of East Asia Bank Of Marin Bancorp Bank Of The James Finl Gp Bank Of The Ozarks Inc Bank Of Yokohama Ltd Bank South Carolina Corp Bankfinancial Corp Bankinter Sa Bankrate Inc Banks Island Gold Ltd Bankwell Finl Group Inc Bannerman Resources Ltd Banque Cantonale Chf 62.5 Banro Corporation Baozun Inc-a Spon Adr Bar Harbor Bankshares Barc Bk Fi Enh Gl H/y Etn Barcl Bk Shiller Cape Etn Barclays Bk Plc Ipath Idx Barclays Bk Plc-s3 Pf Adr Barclays Bk Plc-s5 Pf Adr Barclays Etn+ Sel Mlp Etn Barclays Etn+fi Enh Euro Barclays Fi Enh Gbl Eur Barclays Inverse Us Treas Barclays Ipath Gsci Etn Barclays Return Disab Etn Barclays S&p Veqtor Etn Barclays Women In Leader Barings Corporate Invest Barings Glb Short Dur H/y Barings Participation Etf Barisan Gold Corp Barker Minerals Ltd Barkerville Gold Mns Ltd Barnes & Noble Education Barnes & Noble Inc Barnwell Industries Barracuda Networks Inc Barrett Bill Corp Barrett Bus Svcs Inc Basf Se Basic Energy Svcs Inc Bassett Furniture Industr Batero Gold Corp Battle Mountain Gold Inc Bay Bancorp Inc Bay National Corp Bayer Ag Bayerische Motorenwk(bmw) Baylin Technologies Inc Baymount Inc Bayshore Petroleum Corp Baytex Energy Corp Bazaarvoice Inc Bbva Banco Frances Sa Adr Bbx Capital Corp Bcb Bancorp Inc (nj) Be Resources Inc Bear Creek Mining Corp Bear State Financial Inc Beasley Broadcast Grp-a

Symbol

Major Market

BMA BPESF BSAC SAN BSBR BCTF TBBK BKJ BCV.A BCV BGL BACHF BOCH BKFCF BKEAF BMRC BOTJ OZRK BYOKF BKSC BFIN BKIMF RATE BKSLF BWFG BNNLF BQCNF BAA BZUN BHB FIGY CAPE GSP BCS.A BCS.D ATMP FLEU FEEU TAPR OIL RODI VQT WIL MCI BGH MPV BG BML BGM BNED BKS BRN CUDA BBG BBSI BFFAF BAS BSET BAT BMG BYBK BAYN BAYZF BAMXF BYL BYM'H BSH BTE BV BFR BBX BCBP BER BCM BSF BBGI

US US US US US US US US US US T US US US US US US US US US US US US US US US US T US US US US US US US US US US US US US US US US US US T T T US US US US US US US US US T T US US US US T T T T US US US US T T US US

Loan Value (No Loan Value below $3.00)

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Security Name Beaufield Resources Inc Beazer Homes Usa Inc-new Bebe Stores Inc Becker Milk Co-b Spl Nv Beiersdorf Ag Beigene Ltd Spn/adr Bel Fuse Inc Cl A Bel Fuse Inc Cl B Bellatrix Exploration Ltd Belle Intl Holdings Bellerophon Therapeutics Bellicum Pharmaceuticals Bellus Health Inc-new Belmond Ltd Cl-a Belo Sun Mining Corp Belvedere Res Ltd Benefitfocus Inc Bengal Energy Ltd Benitec Biopharma Adr-new Benton Resources Inc Berkshire Hils Bancorp Besra Gold Inc Bevo Agro Inc Bfc Cap Tr Ii Tr Pfd Bg Staffing Inc Bge Cap Tr Ii 6.2% Pfd Big 5 Sporting Goods Corp Big Lots Inc Big Rock Brewery Inc Bioamber Inc Bioanalytical System Inc Bioasis Technologies Inc Bioblast Pharma Ltd Biocept Inc-new Biocryst Pharmaceuticals Biodelivery Sciences Intl Biogen Inc Biolase Inc Biolife Solutions Inc Bioline Rx Ltd-spn Adr Biomarin Pharmaceutcl Inc Biomerica Inc Biommune Technologies Inc Biondvax Pharmaceut S/adr Bio-path Holdings Inc Biopharmx Corp Biorem Inc Bioscrip Inc Biosign Technologies Inc Biospecifics Tech Corp Biostage Inc Biostar Pharma Inc-new Biosyent Inc Bioteq Enviro Tech Inc Biotime Inc Biox Corporation Biozoom Inc Birchcliff Energy Ltd Birchcliff Energy-a Pfd Birchcliff Engy 7%-c Pfd Bird Construction Inc Birks Group Inc Bitauto Hldgs Ltd Spo Adr Bitterroot Resources Ltd Bitumen Capital Inc Bjs Restaurants Inc Black Box Corp Black Bull Resources Inc Black Diamond Group Ltd Black Diamond Inc Black Iron Inc Black Lion Capital Corp Black Springs Capital Crp Blackberry Limited Blackbird Energy Inc Blackhawk Res Corp

Symbol

Major Market

BFD BZH BEBE BEK'B BDRFF BGNE BELFA BELFB BXE BELLF BLPH BLCM BLU BEL BSX BEL BNFT BNG BNTC BEX BHLB BSRAF BVO BANFP BGSF BGE.B BGFV BIG BR BIOA BASI BTI ORPN BIOC BCRX BDSI BIIB BIOL BLFS BLRX BMRN BMRA IMU BVXV BPTH BPMX BRM BIOS BITKF BSTC BSTG BSPM RX BQE BTX BX BIZM BIR BIR.A BIR.C BDT BGI BITA BTT BTM'H BJRI BBOX BBS'H BDI BDE BKI BLC'P BSG'H BB BBI BLR

T US US T US US US US T US US US T US T T US T US T US US T US US US US US T US US T US US US US US US US US US US T US US US T US US US US US T T US T US T T T T US US T T US US T T US T T T T T T

Loan Value (No Loan Value below $3.00)

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Security Name Blackheath Resources Inc Blackline Inc Blackline Safety Corp Blackpearl Resources Inc Blackrock Capital Invt Cp Blackrock Corp Hi Yld Fnd Blackrock Ltd Dur Incm Tr Blackrock Multi Sec Incm Blackrock Mun2030 Tgt Trm Blackrock Science & Tech Blackrock Util&infr Trust Blacksteel Energy Inc Blackstone / Gso Sr Float Blackstone/gso Long Short Blackstone/gso Stgc Credt Blonder Tongue Labs Inc Bloom Select Incm Fd T/u Bloom Us Incm&grwth-a T/u Bloomin' Brands Inc Blucora Inc Blue Bird Corp Blue Capital Reinsurance Blue Hills Bancorp Inc Blue Nile Inc Blue Ribbon Income Fd T/u Blue River Res Ltd Bluebird Bio Inc Bluedrop Perform Learning Blueknight Egy 17.5%-a Pf Blueknight Energy Llc Lpu Bluelinx Holdings Inc-new Bluenose Gold Corp Blueprint Medicines Corp Bluerock Resdnt Gw Reit-a Bluerock Resid Gw-d Pfd Bluerock Resid-a Reit Pfd Bluerock Resid-c Reit Pfd Bluerock Ventures Crp-new Bluerush Media Group Blumetric Environmental Bmo Equity Lkd Crp Bd Etf Bmo Flt/rt Hi Yld T/u Etf Bmo Hy Us C/b Hdg C$ Indx Bmo Low Vol Intl Eqty Etf Bmo Msci All Country Etf Bmo Msci Usa Hi Qlty Etf Bmo Us H/div Cove U$ Etf Bmo Us Put Write Etf Bmo Us Put Write U$ Etf Bmtc Group Inc Bnk Petroleum Inc Bnp Paribas - Ord Bob Evans Farms Inc Boc Hong Kong Hldgs Ltd Bofi Hldg Inc 6.25% Nts Bofi Holding Inc Boise Cascade Co Bojangles Inc Bok Finl Crp 5.375%sub Nt Bold Stroke Ventures Inc Bold Ventures Inc Boliden Ab Bolsas Y Mercados Espanol Bonanza Creek Energy Inc Bonavista Energy Corp Bonso Electroncs Intl Inc Bonterra Energy Corp Bon-ton Stores Inc Boost Capital Corp Boot Barn Holdings Inc Boralex Inc Cl-a Bos Better Online Sol-new Boston Pizza Royl Inc T/u Boulder Growth & Incm Fnd Boulevard Acq Crp Ii Cl-a Bouygues 1eur

Symbol

Major Market

BHR BL BLN PXX BKCC HYT BLW BIT BTT BST BUI BEY BSL BGX BGB BDR BLB.UN BUA.UN BLMN BCOR BLBD BCRH BHBK NILE RBN.UN BXR BLUE BPL BKEPP BKEP BXC BN'H BPMC BRG BRG.D BRG.A BRG.C BCR'H BTV BLM ZEL ZFH ZHY ZLD ZGQ ZUQ ZWH'U ZPW ZPW'U GBT BKX BNPQF BOBE BNKHF BOFIL BOFI BCC BOJA BOKFL BSV'H BOL BDNNF SOHMF BCEI BNP BNSO BNE BONT BST'H BOOT BLX BOSC BPF.UN BIF BLVD BOUYF

T US T T US US US US US US US T US US US US T T US US US US US US T T US T US US US T US US US US US T T T T T T T T T T T T T T US US US US US US US US T T US US US T US T US T US T US T US US US

Loan Value (No Loan Value below $3.00)

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Security Name Bovie Medical Corp Bowl America Inc Com Bowmore Exploration Ltd Box Inc Cl-a Box Ships Inc Boyd Gaming Corp Boyuan Constr Group Inc Bp Prudhoe Bay Royalty Tr Bradmer Pharmaceu Inc Brainstorm Cell Therapeut Brambles Ltd Brampton Brick Ltd-a Sv Brand Leaders Incm Fd T/u Brand Marvel Wrld Con Prd Brasilagro Cia Br Sp/adr Braskem S.a. S/adr Bravo Brio Restaurant Grp Brazil Resources Inc Breitburn Engy Prtnrs Lpu Brf S.a. Adr Bri-chem Corp Brick Brewing Co Ltd Bridgepoint Education Inc Bridgestone Corp #5108 Bridgford Foods Corp Brightcove Inc Brightpath Early Learning Bristow Group Inc British Land Co Plc - 25p Brixmor Property Grp Inc Brixton Metals Corp-new Broadsoft Inc Broadvision Inc Broadway Finl Corp Del Broadwind Energy Inc-new Brookdale Sr Living Inc Brookfield Dtla 7.625% Pf Brookfield Glb Infras T/u Brookfield Global Listed Brookfield H/yld Stra T/u Brookfield High Income Fd Brookfield Invs C1 S-a Pf Brookfield Mtge Opp Incm Brookfield Offce-aaa-s Pf Brookfield Rl Est Svc Inc Brookfield Select Opp T/u Brookfield Sound Eqty T/u Brookfield Sound Splt T/u Brookfield Soundvest Pfd Brookfield Total Return Broome Capital Inc Brp Inc Brs Resources Ltd Brt Realty Trust Bryn Mawr Bank Corp Bsb Bancorp Inc Bsm Technologies Inc Bsquare Corp Btb Reit T/u - New Bucking Horse Energy Inc Buffalo Coal Corp Buffalo Wild Wings Inc Buhler Industries Inc Build-a-bear Workshop Inc Builders Captl Mrtg Nv-a Builders Firstsource Inc Bullman Minerals Inc Bunzl Plc Gbp 32.142 Burberry Group Plc-new Burcon Nutrascience Cp Butte Energy Inc C & F Finanacial Corp C&j Energy Services Ltd Cabco S04-101 Tr-gs Cap I Cabco S-04-102 Tr Sbc Cabco Tr For Jcp 7.625%pf

Symbol

Major Market

BVX BWL'A BOW BOX TEUFF BYD BOY BPT BMR'H BCLI BMBLF BBL'A HBL.UN BMW LND BAK BBRG BRI BBEPQ BRFS BRY BRB BPI BRDCF BRID BCOV BPE BRS BRLAF BRX BBB BSFT BVSN BYFC BWEN BKD DTLA'PR BGI.UN INF BHY.UN HHY BRN.A BOI BPO.S BRE BSO.UN BSE.UN BSD.UN BSD.A HTR BCP'H DOO BRS BRT BMTC BLMT GPS BSQR BTB.UN BUKHF BUF BWLD BUI BBW BCF BLDR BUL BZLFF BBRYF BU BEN'H CFFI CJESQ GYB GYC PFH

US US T US US US T US T US US T T T US US US T US US T T US US US US T US US US T US US US US US US T US T US T US T T T T T T US T T T US US US T US T US T US T US T US T US US T T US US US US US

Loan Value (No Loan Value below $3.00)

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Security Name Cabo Drilling Corp Cache Inc Cadiz Inc Caesars Acquisition-a Caesars Entertainmnt Corp Caesarstone Ltd Cafepress Inc Cai International Inc Caiterra Intl Energy Corp Caixabank S.a. Cal Dive Intl Inc Caladrius Biosciences-new Calamos Asset Mgmt - A Calamos Cnvt&high Inc Fnd Calamos Conv Oppor&inc Fd Calamos Dynamic Conv&incm Calamos Glbl Dynamic Incm Calamos Global Total Rtrn Calamos Stgc Total Ret Fd Caldwell Ptnrs Intl Inc Caldwell Us Div Adv T/u Caledonia Mining Corp Plc Caleres Inc Calfrac Well Services Ltd Calgon Carbon Corp Calian Group Ltd Calibre Mining Corp California First Nat Banc California Nanotechs Corp California Res Corp-new Calithera Biosciences Inc Calix Inc Callaway Golf Co Callidus Software Inc Callinex Mines Inc Callon Pete Co Callon Pete Co-a 10% Pfd Calmena Energy Svcs Inc Calumet Specialty Pro Lpu Calyx Bio-venture Inc Cambium Learning Grp Inc Camden National Corp Cameco Corp Cameo Resources Corp Camping World Hldgs Inc-a Camtek Ltd Can Fite Biopharma-sp Adr Canaccord 3.885%-a 1st Pf Canaccord 5.75%-c 1st Pfd Canaccord Genuity Group Canacol Energy Ltd Canada Carbon Inc Canada Energy Partners Canada Rare Earth Corp Canada Strategic Mtls Inc Canada Zinc Metals Corp Canadian 50 Adv Pfd-a T/u Canadian Conv Plus Fd T/u Canadian Engy Svcs & Tech Canadian High Incm Eq T/u Canadian Overseas Pete Lt Canadian Preferd Shr Tu-a Canadian Quantum Engy Cp Canadian Res Income T/u Canadian Solar Inc Canadian Spirit Res Inc Canadian World Fund Ltd Canadian Zinc Corp Canadream Corp Canaf Group Inc Canalaska Uranium Ltd Canam Coal Corp Canam Group Inc Canarc Resource Corp Canasia Finl Inc Cl-a Canasil Res Inc

Symbol

Major Market

CBE CACH CDZI CACQ CZR CSTE PRSS CAI CTI CIXPF CDVIQ CLBS CLMS CHY CHI CCD CHW CGO CSQ CWL UDA.UN CAL CAL CFW CCC CGY CXB CFNB CNO CRC CALA CALX ELY CALD CNX CPE CPE.A BLKWF CLMT CYX ABCD CAC CCO CRU CWH CAMT CANF CF.A CF.C CF CNE CCB CE LL CJC CZX CPF.UN CCI.UN CEU CIQ.UN XOP PFT.UN CQM'H RTU.UN CSIQ SPI CWF CZN CDN CAF CVV COE'H CAM CCM CNA'H CLZ

T US US US US US US US T US US US US US US US US US US T T T US T US T T US T US US US US US T US US US US T US US T T US US US T T T T T T T T T T T T T T T T T US T T T T T T T T T T T

Loan Value (No Loan Value below $3.00)

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Security Name Cancer Genetics Inc Cancer Prevention Pharma Candente Copper Corp-new Candente Gold Corp Canfor Pulp Products Inc Canickel Mining Ltd Canlan Ice Sports Crp-new Canoe Mining Ventures Crp Canopy Growth Corp Canso Credit Income-a T/u Canso Select Opport-a T/u Canstar Resources Inc Canterbury Park Hldg Corp Canterra Minerals Corp Cantex Mine Dev Corp Canwel Bldg Materials Grp Canyon Services Group Inc Cap Gemini Sa Capella Education Co Capgain Properties Inc Capita Group 2.0667 Gbp Capital & Counties Ppty Capital City Bk Group Capital Dgmc Inc Capital Products Lp Capital Southwest Corp Capital Venture Euro Plc Capitala Fin 7.125% Pfd Capitala Finance Corp Capitalsouth Bancorp Capitol Acquistn Corp Iii Capnia Inc Capricor Therapeutics Inc Capricorn Business Acquis Capstar Financial Hldgs Capstone Infra3.271%-a Pf Capstone Turbine Corp-new Capstream Ventures Inc Cara Operations Ltd Svs Cara Therapeutics Inc Carbo Ceramics Inc Carbonite Inc Cardconnect Corp Cardinal Energy Ltd Cardiocomm Solutions Cardiome Pharma Corp-new Cardiovascular Sys Inc Care.com Inc Caredx Inc Career Education Corp Caribbean Utilities Carlsberg As Cl-b Carmanah Technologies Crp Carmax Mining Corp Carmike Cinemas Inc Carolina Bank Hldgs Inc Carolina Financial Corp Carolina Trust Bancshares Carpenter Technology Carrefour Sa Carriage Svcs Inc Carrizo Oil & Gas Carrols Restaurant Group Cartesian Inc Cartier Resources Inc Carver Bancorp Inc Cas Med Sys Inc Cascade Bancorp Cascades Inc Casi Pharmaceuticals Inc Casio Computer Co Ltd Cass Information Sys Inc Castle (am) & Co Castle Brands Inc Castlight Health Inc Cl-b Catabasis Pharmaceuticals

Symbol

Major Market

CGIX CPP DNT CDG CFX CML ICE CLV CGC PBY.UN SCW.UN ROX CPHC CTM CD CWX FRC CAPMF CPLA CPP CTAGF CCPPF CCBG FGF CPLP CSWC CPVNF CLA CPTA CAPB CLAC CAPN CAPR CAK'H CSTR CSE.A CPST CSP CAO CARA CRR CARB CCN CJ EKG COM CSII CRCM CDNA CECO CUP'U CABJF CMH CXM CKEC CLBH CARO CART CRS CRERF CSV CRZO TAST CRTN ECR CARV CASM CACB CAS CASI CSIOF CASS CAS ROX CSLT CATB

US US T T T T T T T T T T US T T T T US US T US US US T US US US US US US US US US T US T US T T US US US US T T T US US US US T US T T US US US US US US US US US US T US US US T US US US US US US US

Loan Value (No Loan Value below $3.00)

0% 0% 25% 25% 50% 25% 25% 25% 0% 25% 25% 25% 0% 25% 25% 50% 50% 25% 50% 25% 25% 0% 0% 0% 0% 25% 0% 25% 25% 0% 0% 25% 0% 0% 25% 25% 25% 0% 50% 0% 25% 50% 0% 50% 25% 0% 50% 50% 0% 25% 25% 25% 25% 25% 50% 25% 25% 25% 50% 25% 50% 50% 50% 25% 25% 25% 25% 50% 50% 0% 25% 50% 25% 25% 50% 0%

Security Name Catalent Inc Catalyst Biosciences Inc Catalyst Paper Corp Catalyst Pharmaceuticals Catchmark Timber Tr Inc-a Cathay Pac Airways-hkd.2 Cathedral Energy Svcs Ltd Cato Corp Cl A Cavan Ventures Inc Cavco Industries Inc Caza Gold Corp-new Cb Financial Services Inc Cb Gold Inc Cbre Clarion Glbl Rl Incm Cca Industries Inc Ccf Holding Co C-com Satellite Syst Inc Cdi Corp Cdn Arrow Mines Ltd Cdn Gen Inv 3.75%-a4 Pfd Cdn General Invs Ltd Cdn Natural Gas Idx-a Etf Cdn Oil Recovery&remediat Cdn Util&telecom Incm T/u Ceapro Inc Ceco Environmental Corp Ceiba Energy Services Inc Celadon Group Inc Celgene Corp Cellcom Israel Ltd Celldex Therapeutics Inc Cellect Biotech Ltd S/adr Cellectar Biosciences Inc Cellectis Sa Spon Adr Cellular Biomedicine Grp Cel-sci Corp-new Celsion Corp-new Celyad Sa Unspon Adr Cematrix Corporation Cementos Pacasmayo-un Adr Cemex S.a.b De C.v Adr Cempra Inc Cemtrex Inc Centamin Plc Centennial Res Dev Inc-a Center Coast Mlp & Infras Centerra Gold Inc Centrais Eletr Bsl Adr Pf Centrais Eletrobras Adr Central Eur Russ&turk Fnd Central Euro Media Entr-a Central Federal Corp-new Central Japan Railway Co Central Securities Central Valley Comm Banc Centric Health Corp Centrica Plc 6 14/81 P Centrue Financial Corp Centrus Energy Corp Cl-a Century Aluminum Co Century Bancorp Inc Cl-a Century Casinos Inc Century Communities Inc Century Glb Commodities Centurylink Inc Cenveo Inc-new Ceragon Networks Ltd Cerecor Inc Ceres Global Ag Corp Cerro Grande Mining Corp Cerulean Pharma Inc Cerus Corp Cervus Equipment Corp Cesca Therapeutics Inc Ceva Inc Cf Corp Cl-a

Symbol

Major Market

CTLT CBIO CYT CPRX CTT CPCAF CET CATO CVN'H CVCO CZY CBFV CBJ IGR CAW CCFH CMI CDI CRO CGI.D CGI GAS CVR UTE.UN CZO CECE CEB CGI CELG CEL CLDX APOP CLRB CLLS CBMG CVM CLSN CYAD CVX CPAC CX CEMP CETX CEE CDEV CEN CG EBR'B EBR CEE CETV CFBK CJPRF CET CVCY CHH CPYYF CFCB LEU CENX CNBKA CNTY CCS CNT CTL CVO CRNT CERC CRP CEG CERU CERS CVL KOOL CEVA CFCO

US US T US US US T US T US T US T US US US T US T T T T T T T US T US US US US US US US US US US US T US US US US T US US T US US US US US US US US T US US US US US US US T US US US US T T US US T US US US

Loan Value (No Loan Value below $3.00)

25% 0% 25% 25% 50% 25% 25% 50% 25% 50% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 0% 25% 25% 25% 50% 25% 25% 50% 25% 25% 0% 0% 25% 0% 0% 0% 0% 25% 25% 50% 25% 25% 0% 0% 25% 25% 0% 0% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 50% 0% 0% 25% 25% 50% 25% 25% 0% 25% 25% 0% 50% 25% 25% 50% 0%

Security Name Cgg Spons Adr-new Cgx Energy Inc-new Chalice Gold Mines Ltd Champion Bear Resources Champion Comm Svcs Inc Champion Iron Ltd Champions Oncology Inc Changfeng Energy Inc Changyou.com Ltd Cl-a Adr Channeladvisor Corp Chanticleer Hldgs Inc-new Chantrell Ventures Corp Charles & Colvard Ltd Charter Financial Crp-new Chc Student Housing Corp Check-cap Ltd Cheetah Mobile Inc-a Adr Chefs' Warehouse Inc Chegg Inc Chembio Diagnostics Inc Chemical Financial Corp Chemocentryx Inc Chemours Co (the) Chemtrade Logistics T/u Chemtura Corp Chemung Financial Corp Cheniere Energy Inc Cheniere Energy Prtrs L.p Cherokee Inc Cherry Hill Mortgage Inv Chesapeake Energy Corp Chesapeake Engy 4.5% Pfd Chesapeake Gold Corp Chesapeake Granite Wash Chesswood Group Ltd Chiasma Inc Chiba Bank Ltd Chicago Rivet & Machine Chieftain Metals Corp Childrens Place Inc (the) Chilean Metals Inc Chimerix Inc China Adv Constr Mat-new China Auto Logistics-new China Automotive Systems China Bak Battery Inc-new China Biologic Products China Botanic Pharma Inc China Ceramics Co Ltd-new China Coal Energy Co -hChina Commercial Credit China Construction Bank-h China Cord Blood Corp China Customer Relations China Digital Tv Hldg Adr China Distance Edu Hl Adr China Eastern Airlins Adr China Ed Alliance Inc-new China Education Res Inc China Fin Online -spn/adr China Fund Inc China Gerui Advanced Matl China Gold Intl Res Corp China Goldcorp Ltd China Green Agriculture China Hgs Real Estate Inc China Info Tech Inc-new China Jo-jo Drugstore Inc China Keli Electric Co Lt China Lending Corp China Lodging Grp Sp/adr China Medicine Corp China Merchants Port Hldg China Minerals Mining Crp China Natural Resources China New Borun Corp Adr

Symbol

Major Market

CGG OYL CXN CBA CCMS CIA CSBR CFY CYOU ECOM HOTR CV'H CTHR CHFN CHC CHEK CMCM CHEF CHGG CEMI CHFC CCXI CC CHE.UN CHMT CHMG LNG CQP CHKE CHMI CHK CHK.D CKG CHKR CHW CHMA CHBAF CVR CFB'H PLCE CMX CMRX CADC CALI CAAS CBAK CBPO CBPI CCCL CCOZF CCCR CICHF CO CCRC STV DL CEA CEAI CHN JRJC CHN CHOPF CGG CAU'H CGA HGSH CNIT CJJD ZKL CLDC HTHT CHME CMHHF CMV CHNR BORN

US T T T US T US T US US US T US US T US US US US US US US US T US US US US US US US US T US T US US US T US T US US US US US US US US US US US US US US US US US T US US US T T US US US US T US US US US T US US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 25% 0% 25% 25% 25% 50% 50% 25% 25% 25% 25% 25% 25% 50% 50% 50% 25% 0% 25% 50% 50% 50% 25% 50% 50% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 50% 25% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 25% 0% 0% 0% 25% 25% 0% 0% 0% 25% 0% 0% 0% 0% 0% 0% 0% 25% 0% 50% 25% 25% 0% 0% 0%

Security Name China Online Educ Spn Adr China Overseas Land & Inv China Pharma Holdings Inc China Recycling Engy-new China Res Beer Hldgs Co China Resources Land Ltd China Resources Power Hld China Shenhua Engy Co-h China Sthrn Airlines Adr China Sunergy Co Ltd Adr China Techfaith Adr-new China Xd Plastics Co Ltd China Xiniya Fash Adr-new China Yuchai Internatl China Zenix Auto Intl Adr Chinacache Intl Spon/adr Chinanet Online Hldgs-new Chinook Energy Inc Chiyoda Corp Choice Pptys Reit T/u Chorus Aviation Vtg&v/vtg Chorus Ltd Npv Christian Hansen Hldgs As Christopher & Banks Corp Chromadex Corp Chubu Electric Power Co Chugai Pharmaceutical Co Churchill Downs Inc Chuys Holdings Inc Cia Energetica Mn Spn Adr Cia Paranaense Adr Pfd Cia Saneamento Basico-adr Ciber Inc Cibt Education Group Inc Cidara Therapeutics Inc Cie Financiere Richemnt-a Cim Commercial Trust Corp Cimpress N.v. Cinedigm Corp Cl-a New Cipher Pharmaceutical Inc Circa Enterprises Inc Citadel Income Fd T/u Citi Trends Inc Citic Limited Citigroup C-tracks Etn Citigroup Inc1/1000 Pf-aa Citigrp C-trks Mill/how-b Citizens & Northn Corp Citizens B&t Holdings Inc Citizens Comm Bancorp Inc Citizens First Corp Citizens Holding Co Citizens Inc - A Citybank Lynwood (wash) Civeo Corp Cda Civista Bancshares Inc Civista Bancshares Inc Pf Ckx Lands Inc Claim Post Resources Inc Clairvest Group Inc Clarent Corp Clarke Inc Claymore Cef Gs Connect Claymore Gugg Bullet 2021 Claymore Gugg Bullet 2022 Clean Diesel Tech Inc-new Clean Energy Fuels Corp Clean Seed Cap Group Ltd Cleantech Solns Intl-new Clear Channel Outdoor-a Clearfield Inc Clearford Water Systems Clearone Inc Clearside Biomedical Inc Clearsign Combustion Corp Clearstream Energy Svcs

Symbol

Major Market

COE CAOVF CPHI CREG CRHKF CRBJF CRPJF CUAEF ZNH CSUNY CNTF CXDC XNY CYD ZX CCIH CNET CKE CHYCF CHP.UN CHR CRRLF CRTSF CBK CDXC CHUEF CHGCF CHDN CHUY CIG'C ELP SBS CBR MBA CDTX CFRHF CMCT CMPR CIDM CPH CTO CTF.UN CTRN CTPCF DIVC C.P MLPE CZNC CBTH CZWI CZFC CIZN CIA CTBK CVEO CIVB CIVBP CKX CPS CVG CLRN CKI GCE BSJL BSJM CDTI CLNE CSX CLNT CCO CLFD CLI CLRO CLSD CLIR CSM

US US US US US US US US US US US US US US US US US T US T T US US US US US US US US US US US US T US US US US US T T T US US US US US US US US US US US US US US US US T T US T US US US US US T US US US T US US US T

Loan Value (No Loan Value below $3.00)

25% 25% 0% 0% 0% 25% 25% 25% 25% 0% 0% 0% 0% 25% 0% 0% 0% 25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 50% 0% 0% 0% 25% 25% 0% 25% 25% 50% 25% 0% 25% 25% 50% 25% 0% 25% 0% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 0% 25% 0% 25% 25% 25% 50% 25% 0% 50% 25% 25% 25% 25% 25% 25%

Security Name Clearwater Paper Corp Clearwater Seafoods Inc Cleghorn Minerals Ltd Clemex Tech Inc Cl-a Cleveland Biolabs Inc-new Cliffs Natural Res Inc Clifton Bancorp Inc Cloud Peak Energy Inc Clough Glb Div & Incm Fd Clough Global Equity Fd Clough Global Opport Fund Clovis Oncology Inc Clp Holdings Ltd Clubcorp Holdings Inc Clydesdale Resources Inc Cm Finance Inc Cnb Financial Corp (pa) Cninsure Inc Spons Adr Cnova N.v. Co2 Solutions Inc Coastway Bancorp Inc Cobalt Intl Energy Inc Cobiz Financial Inc Cobra Venture Corp Coca Cola Femsa Sab-s/adr Coca Cola Hbc Ltd Coca-cola Amatil Ltd Code Rebel Corp Codexis Inc Codorus Valley Bancorp Coeur Mining Inc Coffee Holding Co Inc Cogeco Inc Sv Cogentix Medical Inc Cogint Inc Cohbar Inc Cohen & Steers Closed-end Cohen & Steers Infras Fnd Cohen & Steers Ltd Dur Fd Cohen & Steers Select Pfd Cohen&steers Gl Incm Bldr Cohen&steers Mlp Incm&egy Cohen&steers Qly Incm Rty Cohen&steers Total Rlty Cohen&steers-reit&pf Incm Coherent Inc Coherus Biosciences Inc Colabor Group Inc Colas Pv/eur 1.5 Collectors Universe Collegium Pharmaceutical Colonial Bancgr 8.875% Pf Colonial Coal Intl Corp Colony Bancorp Inc Colony Starwood Homes Coloplast A/s-b Dkk1.0 Colorado Resources Ltd Colt Resources Inc Colucid Pharmaceuticals Columbia Emerg Mk Con Etf Columbia India Infras Etf Columbia Seligma Prem Tec Columbus Gold Corp Columbus Mckinnon Corp Combimatrix Corp-new Comcast Corp 5% Pfd Comcast Hldg 2%exch Zones Comet Industries Ltd. Command Security Corp Commander Resources Ltd Commerce Resources Corp Commerce Union Bancshares Commercehub Inc Ser-c Commercewest Bank Na (ca) Commercial Credit Inc Commercial Metals Co

Symbol

Major Market

CLW CLR JZZ CXG'A CBLI CLF CSBK CLD GLV GLQ GLO CLVS CLPHF MYCC CEO'H CMFN CCNE CISG CNV CST CWAY CIE COBZ CBV KOF CCHBF CCLAF CDRBQ CDXS CVLY CDE JVA CGO CGNT COGT COB'U FOF UTF LDP PSF INB MIE RQI RFI RNP COHR CHRS GCL COABF CLCT COLL CBCG3814714 CAD CBAN SFR CLPBF CXO GTP CLCD ECON INXX STK CGT CMCO CBMX CCV CCZ CMU MOC CMD CCE CUBN CHUBK CWBK CCR CMC

US T T T US US US US US US US US US US T US US US US T US US US T US US US US US US US US T US US T US US US US US US US US US US US T US US US US T US US US T T US US US US T US US US US T US T T US US US US US

Loan Value (No Loan Value below $3.00)

50% 50% 0% 25% 0% 25% 25% 50% 25% 25% 25% 25% 25% 50% 0% 25% 50% 25% 50% 25% 25% 25% 50% 25% 50% 25% 25% 25% 25% 25% 50% 25% 50% 0% 0% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 25% 0% 25% 25% 0% 25% 25% 50% 25% 25% 25% 25% 50% 50% 25% 25% 50% 25% 0% 25% 25% 25% 25% 25% 25% 50% 0% 25% 50%

Security Name Commercial Veh Group Inc Commerzbank Ag Commonwealth Bank Austral Communications Sys Inc Community Bancorp Inc Community Bankers Trust Community Financial Corp Community Health Systems Community West Bancshare Commvault Systems Inc Comp Energetica Minas Nv Companhia Brasileira-adr Companhia Siderurg Sp Adr Compania Deminas Bue Adr Compass Group Plc 10.625p Compass Income Fund T/u Compugen Ltd Computer Modelling Group Computer Programs & Syst Computer Task Group Computershare Limited Cpu Compx Intl Inc Comscore Inc Comstock Hldg Cos-a New Comstock Mining Inc Comstock Res Inc-new Comsys Holdings Corp Comtech Telecomun Corp Conatus Pharmaceuticals Concert Pharmaceuticals Concord Med Svcs-spon Adr Concordia Intl Corp Concurrent Computer-new Condor Hospitality Trust Condor Resources Inc Conformis Inc Conifer Holdings Inc Conifex Timber Inc Connacher Oil & Gas Ltd Connectone Bancorp-new Connecture Inc Conn's Inc Cono Italiano Inc Conolog Corp Cons Hci Hldgs-b Cons Tomoka Land Co Cons Water Co Inc Consol Energy Inc Consolidated Woodjam Copp Constantine Metal Res Ltd Constellium Nv Cl-a Consumer Portfolio Svc In Consumers Engy Co $4.50pf Contact Energy Ltd Contango Oil & Gas Continental Ag, Hannover Continental Gold Inc Continental Materials Crp Continental Precious Mnls Contrafect Corp Contravir Pharmaceuticals Controladora Vuela Adr Conyers Park Acquis Crp-a Co-op Gen Ins 5%-e S-c Pf Cooper Std Hldgs Inc Cooper Tire & Rubber Co Copa Holdings Sa-a Copper Fox Metals Inc Copper Mountain Mining Cp Copsync Inc Coral Gold Res Ltd Corbus Pharmaceut Hldgs Corby Spirit & Wine-a Vtg Corby Spirit & Wine-b N/v Corcept Therapeutics Inc Cordoba Minerals Corp-new

Symbol

Major Market

CVGI CRZBF CBAUF JCS CTBI ESXB TCFC CYH CWBC CVLT CIG CBD SID BVN CMPGF CMZ.UN CGEN CMG CPSI CTG CMSQF CIX SCOR CHCI LODE CRK CMSYF CMTL CNAT CNCE CCM CXR CCUR CDOR CN CFMS CNFR CFF CLLZF CNOB CNXR CONN CNOZ CNLG CXA'B CTO CWCO CNX WCC CEM CSTM CPSS CMS.B COENF MCF CTTAF CNL CUO CZQ CFRX CTRV VLRS CPAA CCS.C CPS CTB CPA CUU CUM COYN CLH CRBP CSW'A CSW'B CORT CDB

US US US US US US US US US US US US US US US T US T US US US US US US US US US US US US US T US US T US US T US US US US US US T US US US T T US US US US US US T US T US US US US T US US US T T US T US T T US T

Loan Value (No Loan Value below $3.00)

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Security Name Cordy Oilfield Svcs Inc Core Canadian Div T/u Core Molding Technologies Corex Gold Corp Corindus Vascular Robotic Corium International Inc Cormedix Inc Cornerstone Cap Res Cornerstone Ondemand Inc Cornerstone Strat Val-new Cornerstone Total Ret-new Coro Mining Corp Corp Backed Tst-peco 8% Corp Bk Tr Jc Penny 7%-a1 Corp Bk-kinder 02-6 7.75% Corporacion Mapfre Sa Corporate Res Svcs Inc Corridor Res Inc Corsa Coal Corp Cortex Business Solns Inc Corts Tr Jc Penney-7.625% Cort-unumprovid 8.2% Pfd Corvus Gold Inc Corvus Pharmaceuticals Cosan Ltd Cosco Shipping Ports Ltd Cosi Inc Cosigo Resource Ltd Costamare 8.75%-d Perp Pf Costamare Inc Costamare Inc 7.625%-b Pf Costamare Inc 8.5%-c Pfd Costar Group Inc Counterpath Corp County Bancorp Inc Coupa Software Inc Courtland Capital Inc Covalon Technologies-new Covisint Corp Cpfl Energia S A Cpi Aerostructures Inc Cpi Card Group Inc Cps Technologies Corp Cra Intl Inc Crailar Technologies Inc Crawford & Co Cl-a Crawford & Co Cl-b Cray Inc Cred Su Ft Enh Eur 50 Etn Cred Su X-lks Mlt-ast Etn Credent Capital Corp Credit Agricole Sa, Paris Credit Enh Corts Tr8.205% Credit Saison Co Ltd Credit Su Ag S&p Mlp Etn Credit Su Fi L/c Gwth Etn Credit Su X-lk Comdty Etn Credit Su X-lks Cush Mlp Credit Su X-lks L/s Etns Credit Su X-lks Wti Etns Credit Suisse A/mgmt Incm Credit Suisse H/yld Bd Fd Crescita Therapeutics Inc Crestwood Eqt Prtn Lp-new Cresud S.a. Cifya Spd Adr Crew Energy Inc Crh Medical Corporation Crispr Therapeutics Ag Criteo Sa Spn/adr Critical Elements Corp Critical Outcome Techs Crius Energy T/u Crocs Inc Cross Timbers Royalty Tr Crossroads Capital Inc Crossroads Systems-new

Symbol

Major Market

CKK CDD.UN CMT CGE CVRS CORI CRMD CGP CSOD CLM CRF COP KTH JBN CVB MPFRF CRRSQ CDH CSO CBX KTP KCC KOR CRVS CZZ CSPKF COSIQ CSG'H CMRE.D CMRE CMRE.B CMRE.C CSGP CPAH ICBK COUP CTD'H COV COVS CPL CVU PNT CPSH CRAI CL'H CRD'A CRD'B CRAY FIEU MLTI CDT'H CRARF KTN CSASF MLPO FLGE CSCR MLPN CSLS OIIL CIK DHY CTX CEQP CRESY CR CRH CRSP CRTO CRE COT KWH.UN CROX CRT XRDC CRDS

T T US T US US US T US US US T US US US US US T T T US US T US US US US T US US US US US US US US T T US US US T US US T US US US US US T US US US US US US US US US US US T US US T T US US T T T US US US US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 25% 25% 0% 0% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 0% 25% 25% 0% 0% 0% 0% 50% 25% 25% 50% 0% 0% 25% 0% 25% 25% 25% 50% 25% 25% 25% 50% 0% 0% 0% 25% 25% 25% 0% 0% 0% 0% 0% 0% 25% 25% 0% 50% 0% 50% 50% 25% 50% 25% 0% 50% 50% 25% 25% 25%

Security Name Crosswinds Holdings Inc Crown Capital Partner Inc Crown Crafts Inc Crown Point Energy Inc Crs Electronics Inc Cryoport Inc Crystal Rock Holdings Inc Cs Fi Enh Big Cap Gw Etn Cs Renminbi Trust Etv Cs Vs 3x Invs Gold Etn Cs Vs 3x Invs Silver Etn Cs Vs 3x Long Gold Etn Cs Vs Inverse Vix Medterm Cs Vs Inverse Vix S/term Cs Vs Vix Mid Term Cs X-lk Mth 2xlv Mtg Reit Cs X-lk Mth Pay 2xlev Etn Cs X-lks Gld Cov Call Etn Cs X-lks Slv Cov Call Etn Csi Compressco Lpu Csl Limited -ordCsop Ftse China A50 Etf Csp Incorporated Css Inds Inc Ct Developers Ltd Ct Reit T/u Cti Biopharma Corp Cti Industries Corp Ctpartners Executive Sear C-tracks Mill/how Mlp Etn Ctrip.com Intl Ltd Adr Cu Bancorp Cu Inc 2.24%cum Red S4 Pf Cu Inc Cum/red Ser-1 Pfd Cub Energy Inc Cui Global Inc-new Culp Inc Cumberland Pharmaceutical Cumulus Media Inc-new Curis Inc Currency Exchange Intl Currencyshs Singapore Trs Cushing Energy Income Fnd Cushing Mlp Total Ret-new Cushing Renaissance (the) Cutera Inc Cutwater Select Income Fd Cvd Equipment Corp Cvr Partners Lpu Cwc Energy Services Corp Cyanotech Corporation Cyberoptics Corp Cyclacel Pharmaceut-new Cyclacel Pharmact 6% Pfd Cyclone Uranium Corp Cymabay Therapeutics Inc Cymat Technologies Ltd Cymbria Corp Cl-a Cypress Energy Partnrs Lp Cyprium Mining Corp Cyren Ltd Cytokinetics Inc-new Cytomx Therapeutics Inc Cytori Therapeutics-new Cytosorbents Corp Cytrx Corp-new Dai Nippon Printing Co Lt Dai-ichi Life Insurance Daiichi Sankyo Co Ltd, To Daikin Industries Ltd Daily Journal Co Dainippon Sumitomo Pharma Daiwa House Industry Co Daiwa Secs Group Inc Jpn Dakota Plains Hldngs Inc Dalmac Energy Inc

Symbol

Major Market

CRSWF CRN CRWS CWV LEDCF CYRX CRVP FIBG FXCH DGLD DSLV UGLD ZIV XIV VIIZ REML AMJL GLDI SLVO CCLP CMXHF AFTY CSPI CSS DEV'H CRT.UN CTIC CTIB CTPR MLPC CTRP CUNB CIU.C CIU.A KUB CUI CFI CPIX CMLS CRIS CXI FXSG SRF SRV SZC CUTR CSI CVV UAN CWC CYAN CYBE CYCC CYCCP CYUR CBAY CYM CYB CELP CUG CYRN CYTK CTMX CYTX CTSO CYTR DNPCF DCNSF DSKYF DKILF DJCO DNPUF DWAHF DSECF DAKP DAL

US T US T US US US US US US US US US US US US US US US US US US US US T T US US US US US US T T T US US US US US T US US US US US US US US T US US US US US US T T US T US US US US US US US US US US US US US US US T

Loan Value (No Loan Value below $3.00)

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Security Name Dana Incorporated Danaos Corp Danier Leather Inc Sv Danone Pv Eur 0.25 Danske Bank A/b Daqo New Engy Crp-adr New Dariohealth Corp Dasan Zhone Solutions Inc Data Communications Mgmt Data I O Corp Datalink Corp Dataram Corp-new Datawatch Corp Datawind Inc Datinvest Intl Ltd Datum Ventures Inc Dave & Buster's Entertmnt Davide Campari-milano Spa Davidstea Inc Dawson Geophysical Co-new Daxor Corp Db Agri Double Long Etf Db Agri Double Short Etf Db Agriculture Long Etf Db Agriculture Short Etf Db Base Metals Short Etn Db Base Mtls Dbl Long Etn Db Base Mtls Dbl Shrt Etn Db Commodity Dbl Long-etf Db Commodity Dbl Shrt-etf Db Commodity Long Etn-etf Db Commodity Shrt Etn-etf Db Crude Oil Dbl Shrt Etn Db Crude Oil Short Etn Db Crude Oil Short Etn Db Gold Double Long Etn Db Gold Double Short Etn Db Gold Short Etn D-box Technologies Inc-a Dbv Technologies Spon Adr Ddj High Yield Fund T/u Dean Foods Co-new Decade Resources Ltd Decisive Dividend Corp Deckers Outdoor Corp Declan Resources Inc Defiance Silver Corp Dei Holdings Inc Del Frisco's Restrnt Grp Del Taco Restaurants Inc Delaware Enhanced Global Delaware Inv Colorado Mun Delaware Inv Minn Muni Ii Delaware Inv Nat Mun Incm Delaware Invt Div&incm Fd Delcath Systems Inc-new Delek Logistics Lpu Delek Us Hldgs Inc Delia's Inc Delmar Pharmaceuticals Delphi Energy Corp Delta Air Lines Inc Delta Apparel Co Delta Natural Gas Inc Delta Technology Hldgs Lt Deltic Timber Corp Denbury Resources Inc-new Denison Mines Corp Denny's Corp Denso Corp Dentsu Inc, Tokyo Depomed Inc Deq Systems Corp Derma Sciences Inc-new Dermira Inc Desmond Invts Ltd

Symbol

Major Market

DAN DAC DLTOF GPDNF DNSKF DQ DRIO DZSI DCM DAIO DTLK DRAM DWCH DW DAI'H DAT'H PLAY DVDCF DTEA DWSN DXR DAG AGA AGF ADZ BOS BDD BOM DYY DEE DPU DDP DTO OLO SZO DGP DZZ DGZ DBO DBVT HYB.UN DF DEC DE DECK LAN DEF DEIX DFRG TACO DEX VCF VMM VFL DDF DCTH DKL DK DLIAQ DMPI DEE DAL DLA DGAS DELT DEL DNR DML DENN DNZOF DNTUF DEPO DEQ DSCI DERM DLC

US US US US US US US US T US US US US T T T US US US US US US US US US US US US US US US US US US US US US US T US T US T T US T T US US US US US US US US US US US US US T US US US US US US T US US US US T US US T

Loan Value (No Loan Value below $3.00)

50% 0% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 0% 0% 50% 25% 25% 25% 25% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 25% 25% 25% 25% 25% 25% 50% 25% 25% 0% 50% 50% 25% 25% 25% 25% 25% 25% 50% 50% 25% 0% 25% 50% 25% 25% 0% 50% 50% 25% 50% 25% 25% 25% 0% 25% 25% 0%

Security Name Destination Maternity Cor Destination Xl Group Inc Destiny Media Techs Deswell Inds Inc Determine Inc Deutsche Boerse Ag Deutsche Glb High Incm Fd Deutsche High Incm Opp Fd Deutsche Lufthansa Ag Deutsche Multi-mkt Icm Tr Deutsche Muni Incm Tr Deutsche Post Ag Deutsche Strat Mun Icm Tr Deutsche Strategic Icm Tr Deutsche Telekom Ag Reg Deutsche X-track H/yld Bd Deutsche X-trck Msci Braz Devin Energy Corp Devry Education Group Inc Dexcom Inc Dextera Surgical Inc Dgse Companies Inc Dh Corporation Dhi Group Inc Dhx Media Ltd Var Vtg Shr Dhx Media Ltd Vtg Shr Diagnocure Inc Diagnos Inc Diamcor Mining Inc Diamedica Inc Diamond Est Wine&spirits Diamond Offshore Drilling Diana Containerships-new Diana Shipping 8.5% Pfd Diana Shipping Inc Diana Shipping Inc-b Pfd Dianor Resources Inc Diasorin S.p.a. Dicerna Pharmaceuticals Diebold Incorporated Difference Cap Finl Inc Differential Brands Group Digger Res Inc Digi Intl Inc Digirad Corporation Digital Ally Inc-new Digital Power Corp Digital Turbine Inc Digitalglobe Inc Dillards Cap Tr I 7.5% Pr Dillard's Inc Cl-a Dime Community Bancshares Dimension Therapeutics Dineequity Inc Dipexium Pharmaceuticals Diplomat Pharmacy Inc Direct Coating Inc Directcash Payments Inc Direx Dly Gld Mnr Bear 1x Direxion Daily Csi300 Etf Direxion Dly 20+yr T-bull Direxion Dly 7-10y T-bear Direxion Dly 7-10y T-bull Direxion Dly Brzl Bull 3x Direxion Dly Csi 300 Etf Direxion Dly Csi Chn Intr Direxion Dly Cyb Sec Bear Direxion Dly Cyb Sec Bull Direxion Dly Dev Mkts-new Direxion Dly Dv Mk Bull3x Direxion Dly E/m Bear-new Direxion Dly E/m Bull 3x Direxion Dly Egy Bear-new Direxion Dly Engy Bull 3x Direxion Dly Eur Fin Br1x Direxion Dly Eur Fin Bull

Symbol

Major Market

DEST DXLG DSY DSWL DTRM DBOEF LBF DHG DLAKF KMM KTF DPSTF KSM KST DTEGF HYIH DBBR DVC'H DV DXCM DXTR DGSE DH DHX DHX'A DHX'B DGCRF ADK DMI DMA DWS DO DCIX DSXN DSX DSX.B RSDNF DSRLF DRNA DBD DCF DFBG DIG'H DGII DRAD DGLY DPW APPS DGI DDT DDS DCOM DMTX DIN DPRX DPLO DTCO DCI MELT CHAD TMF TYO TYD BRZU CHAU CWEB HAKD HAKK DPK DZK EDZ EDC ERY ERX EUFS EUFL

US US T US US US US US US US US US US US US US US T US US US US T US T T US T T T T US US US US US US US US US T US T US US US US US US US US US US US US US US T US US US US US US US US US US US US US US US US US US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 0% 50% 50% 25% 25% 50% 50% 50% 50% 0% 25% 25% 0% 25% 50% 0% 0% 0% 0% 0% 0% 0% 50% 0% 25% 25% 50% 25% 25% 25% 25% 50% 25% 50% 25% 0% 50% 0% 50% 0% 50% 0% 0% 0% 0% 0% 0% 25% 0% 35% 35% 0% 0% 0% 0% 0% 0% 0% 35%

Security Name Direxion Dly Fin Bear-new Direxion Dly Ftse Chn-new Direxion Dly Ftse Eur Bul Direxion Dly Gld Mnr Bull Direxion Dly Gld Mns Etf Direxion Dly H/y Bear 2x Direxion Dly Hlth Bear 3x Direxion Dly Hm&supp Bear Direxion Dly Homebld&supp Direxion Dly India Bull3x Direxion Dly Jpn Bull 3x Direxion Dly Jr Gl Mn Etf Direxion Dly Jr Gold Bull Direxion Dly Korea 3x Etf Direxion Dly M/c Bear-new Direxion Dly M/c Bull-new Direxion Dly Mdcap Bull3x Direxion Dly Nat Gas Etf Direxion Dly Pharm Bear2x Direxion Dly Pharm Bull2x Direxion Dly R/e Bear-new Direxion Dly Reg Bk Bear Direxion Dly Reg Bk Bull Direxion Dly Rl Est Bull Direxion Dly Rus Bear-new Direxion Dly Rus Bull 3x Direxion Dly S&p Bio Etf Direxion Dly S&p Bio Etf Direxion Dly S&p Bull 3x Direxion Dly S&p O&g Etf Direxion Dly S&p500 Bul2x Direxion Dly S/c Bear-new Direxion Dly Sem Bear-new Direxion Dly Smcap Bull3x Direxion Dly Sp500 Br-new Direxion Dly Sp500 Bull3x Direxion Dly Tec Bear-new Direxion Dly Tech Bull 3x Direxion En Bear 1x Etf Direxion Finl Bear 1x Etf Direxion Silv Mnr Bear 2x Direxion Silv Mnr Bull 2x Direxion Sp500 Bear1x Etf Direxion Tech Bear 1x Etf Direxn Dl Fin Bull 3x-new Direxn Dly Ftse Chna Bull Direxn Dly Lat Ame Bull3x Direxn Dly Nat Gas Bull3x Direxn Dly S&p O&g Bull3x Direxn Dly20+y T-bear-new Dirtt Environment Sol Inc Discovery Air Inc-a New Discovery Harbour Res Crp Discovery-crp Enterprises Distribuidora Internacion Divergent Energy Svcs Crp Diversicare Hlthcare Svcs Diversified Restaurant Hl Diversified Royalty Corp Divestco Inc Cl-a Dividend & Income Fd-new Dixie Group Inc Cl-a Dlh Holdings Corp Dmc Global Inc Dnb Financial Corp Dnp Select Income Fnd Inc Dominion Diamond Corp Dominion Midstrm Ptnr Lpu Dominion Res 5.25%-a Nts Dominion Res Blk Warrior Dominion Res6.75%-a Cv Pf Domtar Corp-new Donegal Group Inc -a Donegal Group Inc-b Dorchester Minerals Lp Dorex Minerals Inc

Symbol

Major Market

FAZ YANG EURL NUGT DUST HYDD SICK CLAW NAIL INDL JPNL JDST JNUG KORU MIDZ SMLL MIDU GASX PILS PILL DRV WDRW DPST DRN RUSS RUSL LABS LABD LABU DRIP SPUU TZA SOXS TNA SPXS SPXL TECS TECL ERYY FAZZ DULL SHNY SPDN TECZ FAS YINN LBJ GASL GUSH TMV DRT DA'A DHR DCY DIDAF DVG DVCR SAUC DIV DVT DNI DXYN DLHC BOOM DNBF DNP DDC DM DRUA DOMR DCUD UFS DGICA DGICB DMLP DOX

US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US T T T T US T US US T T US US US US US US T US US US US T US US US T

Loan Value (No Loan Value below $3.00)

0% 0% 0% 0% 0% 25% 0% 0% 0% 0% 0% 0% 0% 0% 0% 35% 0% 0% 35% 35% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 35% 0% 0% 0% 0% 0% 0% 0% 0% 0% 35% 35% 0% 0% 0% 0% 0% 0% 0% 0% 50% 0% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 50% 50% 0% 25% 0% 50% 25% 25% 25% 25%

Security Name Dorian Lpg Ltd Dorman Products Inc Double Eagle Acq Crp Cl-a Doubleline Incm Sol-a T/u Doubleline Incm Solutions Doubleline Oppor Cr Fnd Doubleview Capital Corp Dover Downs Gaming & Ent Dover Motorsports Inc Dowa Holdings Co Ltd Dr Reddy's Labs-adr Dragonfly Capital Corp Dragonwave Inc-new Drdgold Ltd Sp/adr Dream Hard Asset Alts T/u Dream Unlimited Corp Dream Unlimited Crp-1 Pfd Drew Inds Inc Dreyfus High Yield St Fnd Dreyfus Mun Incme Inc Dreyfus Muni Bnd Infrast Dreyfus Strat Municipals Dreyfus Strategic Mun Bd Drx Dly Scond 3x Bull Etf Dryships Inc-new Ds Healthcare Group Inc Dsp Group Inc Dsv As Dkk 1.0 Dsw Inc Class-a Dtf Tax-free Income Inc Dualex Energy Intl Inc Ducommun Inc Duff & Phelps Gl Utl Incm Duff & Phelps Select Engy Duff & Phelps Util Corp Duluth Holdings Inc Cl-b Dundee Acquis-a Rstd Vtg Dundee Corp Cl-a-sv Dundee Corp Sr-3 1st Pfd Dundee Corp Srs-2 Pfd Dundee Corp7.5% S5 1st Pf Dundee Energy Ltd Dundee Precious Metals Durect Corporation Dusolo Fertilizers Inc Dxi Energy Inc Dxn Dly 1-10y 1x Bear Etf Dxn Dly 20+yr 1x Bear Etf Dxn Dly Bd Mkt1x Bear Etf Dxn Dly Retl 3x Bull Etf Dxn Healthcre Bull 3x Etf Dxp Enterprises Inc Dynacert Inc Dynacor Gold Mines Inc Dynacq Healthcare Inc Dynagas Lng Parters Lpu Dynagas Lng-a 9% Cm Rd Pf Dynasil Corp Of Amer Dynasty Metals&mining Inc Dynatronics Corp-new Dynavax Technologies-new Dynegy Inc Dynex Power Inc E.on Ag-new Eagle Bancorp Montana Inc Eagle Bulk Shipping-new Eagle Capital Growth Fd Eagle Energy Inc Eagle Growth & Income Opp Eagle Pharmaceuticals Inc Eagle Plains Res Ltd Eagle Point Cr 7.75%-b Pf Eagle Point Cred Co-a Pfd Eagle Point Credit 7% Nts Eagle Point Credit Co Inc Earl Resources Ltd

Symbol

Major Market

LPG DORM EAGL DSL.UN DSL DBL DBV DDE DVD DWMNF RDY DRC'H DWI DRD DRA.UN DRM DRM.A DW DHF DMF DMB LEO DSM SOXL DRYS DSKX DSPG DSDVF DSW DTF DXE DCO DPG DSE DUC DLTH DAQ'A DC'A DC.D DC.B DC.E DEN DPM DRRX DSF DXI TYNS TYBS SAGG RETL CURE DXPE DYA DNG DYII DLNG DLNG.A DYSL DMM DYNT DVAX DYN DNX ENAKF EBMT EGLE GRF EGL EGIF EGRX EPL ECCB ECCA ECCZ ECC ERL'H

US US US T US US T US US US US T T US T T T US US US US US US US US US US US US US T US US US US US T T T T T T T US T T US US US US US US T T US US US US T US US US T US US US US T US US T US US US US T

Loan Value (No Loan Value below $3.00)

50% 50% 0% 25% 25% 25% 25% 0% 25% 25% 50% 0% 25% 0% 25% 50% 50% 50% 25% 25% 25% 25% 25% 0% 0% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 50% 0% 25% 25% 0% 0% 0% 0% 0% 50% 25% 25% 25% 0% 0% 25% 25% 25% 25% 50% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 0% 25% 0%

Security Name Earthlink Holdings Corp Earthstone Energy Inc Earthworks Inds Inc East Africa Metals Inc East Asia Minerals Corp East Coast Inv Grade T/u East Japan Railway Co East West Petroleum Corp Easterly Acquisition Corp Eastern Co Eastern Goldfields Inc Eastern Platinum Ltd-new Eastern Va Bankshares Inc Eastmain Res Inc Eastman Kodak Co Easyjet Plc-new Eaton Vance Snr Fltg Rate Eaton Vance Stk Next Etf Eaton Vance Tax-adv Gl Dv Ebay Inc 6% Nts Ebix Inc Eca Marcellus Trust I Echelon Corp-new Echelon Finl Hldgs Inc Echo Therapeutics Inc Eclipse Residential Mic-a Eclipse Resources Corp Eco Oro Minerals Corp Eco(atlantic)oil&gas Ltd Ecobalt Solutions Inc Ecology & Environment Inc E-compass Acquisition Crp Economic Investment Trust Ecopetrol Sa-adr Eco-stim Energy Solns Inc Ecosynthetix Inc Edap Tms Sa Adr Edge Resources Inc Edge Therapeutics Inc Edgefront Reit T/u Edgewater Exploration-new Edgewater Technology Inc Edgewater Wireless Systms Editas Medicine Inc Education Management Corp Educational Dev Corp E-future Holding Inc Egain Corp Egalet Corp Eguana Technologies Inc Ehealth Inc Ehi Car Svcs Ltd Spon Adr Eiger Biopharmaceuticals Eisai Co Ltd Ekso Bionics Hldgs Inc E-l Financial Corp Ltd E-l Finl Cp-1st Pfd-1 Per E-l Finl Cp4.75%1st Pf-s2 E-l Finl Crp5.5%1st Pf-s3 El Paso Engy Cap Tr Pr-i El Pollo Loco Hldgs Inc Elbit Imaging Ltd-new Eldorado Gold Crp Eldorado Resorts Inc Electricite De France Edf Electro Scientific Ind Electro Sensors Electrolux Ab Free B Electromed Inc Electronics For Imaging Electrovaya Inc Electrum Special Acq Corp Element Fleet 5y6.4%-e Pf Element Fleet 5y6.5%-c Pf Element Fleet 5y6.5%-g Pf Element Fleet 5y6.6%-a Pf

Symbol

Major Market

ELNK ESTE EWK EAM EAS ECF.UN EJPRF EW EACQ EML EGDD ELR EVBS ER KODK EJTTF EFR EVSTC ETG EBAYL EBIX ECT ELON EFH ECTE ERM ECR EOM EOG ECS EEI ECAC EVT EC ESES ECO EDAP EDGXF EDGE ED.UN EDW'H EDGW YFI EDIT EDMC EDUC EFUT EGAN EGLT EGT EHTH EHIC EIGR ESALF EKSO ELF ELF.F ELF.G ELF.H EP.C LOCO EMITF ELD ERI ECIFF ESIO ELSE ELUXF ELMD EFII EFL ELEC EFN.E EFN.C EFN.G EFN.A

US US T T T T US T US US US T US T US US US US US US US US US T US T US T T T US US T US US T US US US T T US T US US US US US US T US US US US US T T T T US US US T US US US US US US US T US T T T T

Loan Value (No Loan Value below $3.00)

50% 25% 25% 25% 25% 25% 25% 25% 0% 25% 0% 25% 25% 25% 50% 25% 50% 25% 50% 0% 25% 25% 25% 25% 25% 25% 50% 25% 25% 0% 25% 0% 25% 50% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 0% 25% 0% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 50% 25% 50% 25% 0% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25%

Security Name Element Fleet Mgmt Corp Elements Dogs Of Dow Etf Elements Lk Spectrm L/cap Elements Morningstar Wide Elements Rogers Intl Totl Elements Rogers Metls Tot Elevate Credit Inc Elevation Dhandho Jun Etf Eleven Biotherapeutics Ellie Mae Inc Ellington Finl Llc Ellington Resdtl Mtg Reit Ellomay Capital Ltd Ellsworth Growth And Incm Elmira Svgs Bk Elmira Ny Eltek Ltd Ely Gold & Minerals Inc Emagin Corp Emberclear Corp Embotell Andina Sp/adr-a Embotell Andina Sp/adr-b Embraer Sa Spon Adr Emc Insurance Group Inc Emclaire Financial Corp Emcore Corporation-new Emerald Bay Energy Inc Emerald Oil Inc Emerge Energy Services Lp Emergent Biosolutions Inc Emergent Capital Inc Emerita Resources Corp Emerson Radio Emmis Communicatns-a New Empire Life Ins5.75%-1 Pf Empire Resorts Inc-new Empire Resources Inc Empire State Rlty Op Lp Empire State Rlty Op-250 Empire State Rlty Op-60 Empresa Distribuidora Adr Empresas Ica Sa Adr Enablence Techs Inc-new Enagas Enanta Pharmaceuticals Encanto Potash Corp Endeavour Mining Corp-new Endeavour Silver Corp Endesa Sa Endo International Plc Endochoice Holdings Inc Endocyte Inc Endologix Inc Endurance Gold Corp Endurance Intl Grp Hldgs Enduro Royalty Trust T/u Enel Enercare Inc Energizer Resources Inc Energold Drilling Corp Energulf Resources Inc Energy Credit Opp-a T/u Energy Credit Opp-u T/u Energy Focus Inc Energy Fuels Inc-new Energy Income Fund T/u Energy Leaders Income T/u Energy Recovery Inc Energy Trans Partners Lpu Energy Transfer Equ Lpu Energy Xxi Ltd Enerjex Res-a 10% Cum Pfd Enerjex Resources Inc-new Enernoc Inc Enerplus Corp Engagement Labs Inc Engility Holdings Inc-new

Symbol

Major Market

EFN DOD EEH WMW RJI RJZ ELVT JUNE EBIO ELLI EFC EARN ELLO ECF ESBK ELTK ELY EMAN EMB'H AKO'A AKO'B ERJ EMCI EMCF EMKR EBY EOXLQ EMES EBS EMG EMO MSN EMMS EML.A NYNY ERS ESBA FISK OGCP EDN ICAYY ENA ENGGF ENTA EPO EDV EDR ELEZF ENL GI ECYT ELGX EDG EIGI NDRO ESOCF ECI EGZ EGD ENG PCF.UN PCF'U EFOI UUUU ENI.UN HEN.UN ERII ETP ETE EXXIQ ENRJP ENRJ ENOC ERF EL EGL

T US US US US US US US US US US US US US US US T US T US US US US US US T US US US US T US US T US US US US US US US T US US T T T US T US US US T US US US T T T T T T US US T T US US US US US US US T T US

Loan Value (No Loan Value below $3.00)

25% 0% 0% 0% 0% 0% 50% 0% 0% 50% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 0% 25% 25% 25% 25% 25% 50% 25% 50% 25% 0% 50% 25% 50% 25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 50% 25% 25% 25% 25% 50% 25% 50%

Security Name Englobal Corp Eni S P A Adr Enlink Midstream Llc Enova Intl Inc Enpar Technologies Inc Enphase Energy Inc Ensco Plc Cl-a Enseco Engy Svcs Corp Enservco Corporation Ensign Energy Svcs Inc Ensync Inc Entegra Financial Corp Entercom Communications Entergy Arkansas 4.75%pfd Entergy Arkansas 4.875% Entergy Arkansas 4.9% Pfd Entergy Louis 4.875% Mtg Entergy Louis 5.25% Mtg Entergy Louisiana 4.7%pfd Entergy New Orl 5.5% Bnds Entergy New Orleans Inc Entergy Texas 5.625% Mtg Enteromedics Inc-new Enterprise Bancorp Inc Entertainment Gaming-new Entravision Communication Entrec Corporation Entree Gold Inc Envestnet Inc Environmental Waste Intl Enviro-serv Inc Envirostar Inc Enviva Partners Lp Enwave Corporation Enzo Biochem Inc Enzon Pharmaceuticals Inc Enzymotec Ltd Ep Energy Corp Cl-a Epicore Bionetworks Inc Epirus Biopharmaceuticals Epizyme Inc Epsilon Energy Ltd Eq Inc Eqube Gaming Ltd Equitable Financial Corp Equitable Group Inc Equitable Grp 6.35% S3 Pf Equitorial Explor Corp Equity Bancshares Inc-a Equity Financial Hldg Inc Equus Total Return Inc Era Group Inc Era Resources Inc Erba Diagnostics Inc Erdene Resource Dev Corp Ergoresearch Ltd Erickson Inc Erin Energy Corp Erin Ventures Inc Eros Intl Plc-new Escalade Inc Escalera Res Co Ser-a Pfd Escalera Resources Co Escalon Medical Corp Esh Hospitality Inc Eshippers Management Ltd Esi Environ Sensors Eskay Mining Corp Esperion Therapeutics Inc Espey Mfgr & Electronics Espial Group Inc Esprit Holdings Ltd Esrey Energy Ltd Essa Bancorp Inc Essa Pharma Inc Essendant Inc

Symbol

Major Market

ENG E ENLC ENVA ENP ENPH ESV ENSRF ENSV ESI ESNC ENFC ETM EAE EAI EAB ELC ELJ ELU ENO ENJ EZT ETRM EBTC EGT EVC ENT ETG ENV EWS EVSV EVI EVA ENW ENZ ENZN ENZY EPE EBN EPRSQ EPZM EPS EQ EQG EQFN EQB EQB.C EXX EQBK EQI EQS ERA ERX ERBA ERD ERG EACIQ ERN EV EROS ESCA ESCSQ ESCRQ ESMC STAY EPX'H ESV ESK ESPR ESP ESP ESHDF EEL ESSA EPI ESND

US US US US T US US US US T US US US US US US US US US US US US US US US US T T US T US US US T US US US US T US US T T T US T T T US T US US T US T T US US T US US US US US US T T T US US T US T US T US

Loan Value (No Loan Value below $3.00)

25% 50% 50% 50% 25% 25% 50% 25% 25% 50% 25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 50% 25% 25% 50% 25% 25% 25% 50% 25% 50% 0% 0% 50% 0% 0% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 0% 25% 25% 0% 25% 25% 0% 50%

Security Name Essential Engy Svcs Ltd Essex Rental Corp Essilor International Esterline Technologies Cp Estrella Intl Energy Svcs Etablissementen Franz Col Etf Ser Soln Deep Val Etf Etfis Ser Newflt M/s Etf Etfs Gold Trust Etfs Silver Trust Ethan Allan Interiors Ethos Gold Corp Etracs Alerian Mlp Etn Etracs M/p 2x Lev Dj Etn Etracs Monthly Pay 2x Lev Etracs Mthly Pay 2xlevrgd Etracs Mthy Pay 2xlev Etn Etracs S&p Gsci Crude Oil E-tracs Ubs Bbg Cmci Agri E-tracs Ubs Bbg Cmci Engy E-tracs Ubs Bbg Cmci Etf E-tracs Ubs Bbg Cmci Food E-tracs Ubs Bbg Cmci Gold E-tracs Ubs Bbg Cmci Live E-tracs Ubs Bbg Cmci Silv E-tracs Ubs Bloombrg Etf E-tracs Ubs Long Plat Etf Etrion Corp Etsy Inc Eurasian Minerals Inc Euro Sun Mining Inc Euro Tech Hldgs Co Ltd Eurocontrol Technics Grp Euromax Resources Ltd Euronav Nv Europe Blue-chp Dv&gw T/u European Equity Fund W/d European Strategic Bal Tu Euroseas Ltd Ev Energy Partners Lpu Evans Bancorp Inc Everfront Ventures Corp Ever-glory Intl Group Evergreen Gaming Corp Everi Holdings Inc Evermount Ventures Inc Everspin Technologies Inc Evertec Inc Everton Resources Inc Evertz Technologies Ltd Everyday Health Inc Evine Live Inc Cl-a Evogene Ltd Evoke Pharma Inc Evolution Petroleum Corp Evolving Systems Inc Evraz Plc Evrim Resources Corp Exa Corp Exact Sciences Corp Exactearth Ltd Exactech Inc Exall Energy Corp Exceed Company Ltd Excel India Gwth&incm T/u Excellon Resources-new Excelsior Mining Corp-new Exch Trd Concept Hull Etf Exchange Income Corp Exclamation Invts Corp Exco Resources Inc Exco Technologies Ltd Exelixis Inc Exeter Resource Corp Exfo Inc Sv Exlservice Holdings Inc

Symbol

Major Market

ESN ESSX ESLOF ESL EEN CUYTF DVP NFLT SGOL SIVR ETH ECC AMU DVYL DVHL CEFL SMHD OILX UAG UBN UBM FUD UBG UBC USV UCI PTM ETX ETSY EMX ESM CLWT EUO EOX EURN EBC.UN EEA EBF.UN ESEA EVEP EVBN EVC'H EVK TNA EVRI ETV'H MRAM EVTC EVR ET EVDY EVLV EVGN EVOK EPM EVOL EVRZF EVM EXA EXAS XCT EXAC EXGYF EDSFF EGI.UN EXN MIN HTUS EIF XI XCO XTC EXEL XRC EXF EXLS

T US US US T US US US US US US T US US US US US US US US US US US US US US US T US T T US T T US T US T US US US T US T US T US US T T US US US US US US US T US US T US US US T T T US T T US T US T T US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 50% 0% 25% 25% 0% 50% 50% 50% 25% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 25% 50% 25% 25% 25% 25% 25% 50% 25% 25% 25% 0% 25% 25% 0% 0% 0% 25% 0% 25% 0% 25% 25% 50% 25% 0% 0% 50% 25% 0% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 0% 25% 25% 50% 50% 25% 25% 25% 50%

Security Name Exo U Inc Exone Co (the) Exor S.p.a. Expedia Inc-new Experian Plc Usd 0.10 Explor Resources Inc-new Express Inc Extendicare Inc Extenway Solutions Inc Exterran Corp Extreme Networks Inc Eyegate Pharmaceuticals Ezcorp Inc Cl-a Nv Fa Camb Core Us Etf-unhdg Fa Cambridge Core Cdn Etf Fa Cambridge Core U.s Etf Fa Cdn Div Low Volat Etf Fa Glb Moment(cad Hdg)etf Fa Glb Value (cad Hdg)etf Fa Long Duratn Fx Icm Etf Fa S/t Gov Bd Indx Cl Etf Fa Us Eq Mult-factor Etf Fa Us Tact Sect Alloc Etf Fab Universal Corp Fabrinet Faircourt Gold Income-a Faircourt Split Trust T/u Fairfax India Hldgs Svs Fairmount Santrol Hldgs Falco Resources Ltd Falcon Oil & Gas Ltd Falconstor Software Inc Famous Daves Of America Fancamp Exploration Ltd Fang Holdings Ltd Adr Fanuc Ltd Farmers Capital Bank Corp Farmers National Banc Crp Farmland Partners Inc Faro Technologies Inc Fast Retailing Co Ltd Fate Therapeutics Inc Fauquier Bankshares Inc Fbr & Co-new Federal-mogul Hldgs Corp Federated National Hldg Federated Premier Int Mun Federated Premier Mun Inc Female Health Co Fenix Parts Inc Fennec Pharmaceuticals Feronia Inc Ferrari N.v. Ferro Corporation Ferroglobe Plc Ferrovial Sa Fi Enhanced Glb Hi Yield Fibre-crown Manufact Fibresources Corporation Fibria Celulose Sa Adr Fibrocell Science Inc Fibrogen Inc Fidelity Southern Corp Fiduciary/claymore Mlp Op Fidus Investment Corp Fieldpoint Pete Corp Fiera Capital Corp Fiesta Restaurant Grp Inc Fifth Street Asset Mgmt-a Fifth Street Finance Corp Fifth Street Snr Float Rt Financial Institutions In Finish Line Inc Cl-a Finjan Holdings Inc Firan Technology Grp Corp Fireeye Inc

Symbol

Major Market

EXO XONE EXOSF EXPE EXPGF EXS EXPR EXE EY'H EXTN EXTR EYEG EZPW FCY'B FCE FCY FDL FGM FGV FLB FGB FUM FUT FABU FN FGX FCS.UN FIH'U FMSA FPC FO FALC DAVE FNC SFUN FANUF FFKT FMNB FPI FARO FRCOF FATE FBSS FBRC FDML FNHC FPT FMN FHCO FENX FENCF FRN RACE FOE GSM FRRVF FIEG FBR'H FB'H FBR FCSC FGEN LION FMO FDUS FPP FSZ FRGI FSAM FSC FSFR FISI FINL FNJN FTG FEYE

T US US US US T US T T US US US US T T T T T T T T T T US US T T T US T T US US T US US US US US US US US US US US US US US US US US T US US US US US T T US US US US US US US T US US US US US US US T US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 50% 25% 25% 50% 50% 25% 50% 25% 0% 50% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 25% 25% 25% 25% 25% 50% 25% 0% 25% 25% 25% 50% 25% 25% 25% 25% 50% 25% 0% 25% 25% 50% 25% 25% 25% 25% 25% 0% 25% 50% 50% 50% 25% 0% 0% 0% 0% 0% 25% 50% 25% 25% 25% 50% 50% 25% 50% 25% 50% 50% 25% 25% 50%

Security Name Firesteel Res Inc Fireswirl Tech Inc Firm Capital Mtg Inv Corp Firm Capital Property T/u First Acceptance Corp First Asset Cdn Cv Bd Etf First Asset Engy&res Lpu First Asset Gl Moment Etf First Asset Glb Value Etf First Asset Nth Am Cv T/u First Asset Pref Shr Etf First Asst Div Cv Deb T/u First Asst Mornstr Us T/u First Ast Cdn Buyback Etf First Ast Cdn Conv Fd T/u First Ast Cdn Cv Etf-adv First Ast Cdn Div Opp T/u First Ast Inv Grd Bnd Etf First Ast U.s Buyback Etf First Bancorp Inc First Bancorp N C First Bancorp P R-new First Bancshares Inc (ms) First Bank Of New Jersey First Bauxite Corp First Business Fncl Svcs First Capital Inc First Century Bankshares First Community Bancshare First Community Corp, Sc First Community Finl Ptnr First Connecticut Bancorp First Financial Bancorp First Financial Northwest First Global Data Ltd First Growth Holdings Ltd First Guaranty Bancshares First Internet Banc 6% Nt First Internet Bancorp First Majestic Silver Crp First Mining Finance Corp First Natl Fin Fl/rt-a2pf First Natl Fin2.79%-a1 Pf First Natl Financial Corp First Natl Mtge Invst T/u First Nbc Bank Holding Co First Nickel Inc First Northwest Bancorp First Of Long Island Corp First Point Minerals Corp First Quantum Minerls Ltd First Savings Finl Group First Solar Inc First South Bancorp Inc First State Financial Crp First Tr Aberdeen Emrg Fd First Tr Aberdeen Gl Opp First Tr Alt Abs Ret Etf First Tr Cboe S&p 500 Etf First Tr Dyn Euro Eq Incm First Tr Emeging Mkts Etf First Tr Energy Infrastru First Tr Engy Incm & Gwth First Tr Enhanced Eqty Fd First Tr Hi Incm Lng Shrt First Tr Long/shrt Eq Etf First Tr Managed Futures First Tr New Opp Mlp&engy First Tr Snr F/r Incm Ii First Tr Spec Fin&finl Op First Tr Strat H/i Ii-new First Tr Tactical H/y Etf First Trust Intermed Dur First Trust Mlp & Energy First Trust Mtg Income First United Corp

Symbol

Major Market

FTR FSW FC FCD.UN FAC CXF TRF.UN FGL FGU NCD.UN FPR DCD.UN UCD.UN FBE ADC.UN CXF'A FADCF FIG FBU FNLC FBNC FBP FBMS FRBA FBX FBIZ FCAP FCBS FCBC FCCO FCFP FBNK FFBC FFNW FGD FGH FGBI INBKL INBK FR FF FN.B FN.A FN FNM.UN FNBC FNKLF FNWB FLIC FPX FM FSFG FSLR FSBK FSTF FEO FAM FAAR VIXH FDEU FEM FIF FEN FFA FSD FTLS FMF FPL FCT FGB FHY HYLS FPF FEI FMY FUNC

T T T T US T T T T T T T T T T T US T T US US US US US T US US US US US US US US US T T US US US T T T T T T US US US US T T US US US US US US US US US US US US US US US US US US US US US US US US US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 25% 25% 25% 25% 0% 0% 25% 0% 25% 25% 0% 25% 25% 0% 25% 0% 25% 50% 0% 25% 25% 25% 25% 25% 0% 50% 25% 25% 25% 25% 25% 25% 25% 25% 0% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 50% 25% 0% 25% 25% 0% 0% 25% 50% 25% 25% 25% 25% 0% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25%

Security Name First Us Bancshares Inc Firstcash Inc Firsthand Tech Value Fd Fisher & Paykel Healthcre Fission 3.0 Corp Fitbit Inc Cl-a Fitch Street Cap Corp-new Five Below Inc Five Oaks Investment Corp Five Oaks Invst 8.75%a Pf Five Prime Therapeutics Five Star Quality Care Five9 Inc Flaherty&crm Dyn Pfd&incm Flaherty&crm Pfd Sec Incm Flaherty&crm Total Rtn Fd Flaherty&crum Pf Incm Opp Flaherty&crum Pfd Incm Fd Flamel Techs Spons Adr Flanigans Enterprises Inc Fletcher Building Ltd Flex Pharma Inc Flexible Solutions Intl Flexion Therapeutics Inc Flotek Inds Inc (de) Flsmidth & Co. A/s Fluidigm Corp Flushing Financial Corp Flyht Aerospace Solns Ltd Foamix Pharmaceuticals Lt Focus Graphite Inc Focus Ventures Ltd Focused Cap Corp Focused Cap Ii Corp Fogo De Chao Inc Folkstone Capital Corp Fomento De Construcciones Fomento Eco Mex Sab S/adr Fonar Corp Foraco International Foran Mining Corp Forbes Energy Svcs Ltd Foresight Energy Prtns Lp Form Holdings Corp Formula Sys 1985 Ltd Adr Forsys Metals Corp Fortescue Metal Group Ltd Fortress Biotech Inc Fortress Paper Ltd Cl-a Fortuna Silver Mines Inc Fortune Minerals Ltd Forum Energy Technos Inc Forum Uranium Corp-new Forward Inds Inc Forward Pharma A/s Sp/adr Fossil Group Inc Foster Lb Co Common Cl-a Foundation Medicine Inc Founders Advantage Cap Four Corners Ppty Tr Inc Fox Factory Holding Corp Fp Newspapers Inc Fpl Group Cap I 5.875% Pf Fqf Quantshs M/n Anti Etf Fqf Quantshs M/n Size Etf Fqf Quantshs M/n Val Etf Fqf Quantshs Mkt Neut Etf Francescas Hldgs Corp Franchise Bancorp Inc Franchise Svcs Of Nrth Am Franklin Covey Co Franklin Universal Tr Sbi Frankly Inc Freds Inc Cl-a Freegold Ventures Ltd Freeport-mcmoran Inc

Symbol

Major Market

FUSB FCFS SVVC FSPKF FUU FIT FSC'H FIVE OAKS OAKS.A FPRX FVE FIVN DFP FFC FLC PFO PFD FLML BDL FRCEF FLKS FSI FLXN FTK FLIDF FLDM FFIC FLY FOMX FMS FCV FLO'H FAV'H FOGO FKS'H FMOCF FMX FONR FAR FOM FESL FELP FH FORTY FSY FSUMF FBIO FTP FVI FT FET FDC FORD FWP FOSL FSTR FMI FCF FCPT FOXF FP NEE.C BTAL SIZ CHEP MOM FRAN FBI FSN FC FT TLK FRED FVL FCX

US US US US T US T US US US US US US US US US US US US US US US US US US US US US T US T T T T US T US US US T T US US US US T US US T T T US T US US US US US T US US T US US US US US US T T US US T US T US

Loan Value (No Loan Value below $3.00)

25% 50% 25% 25% 25% 50% 0% 50% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 0% 0% 25% 0% 0% 50% 25% 25% 25% 25% 25% 25% 25% 25% 0% 0% 25% 50% 25% 50% 25% 25% 25% 50% 25% 25% 25% 50% 50% 25% 25% 0% 0% 0% 0% 50% 25% 25% 50% 25% 0% 50% 25% 50%

Security Name Freightcar Amer Inc Frequency Electrs Inc Com Freshpet Inc Fresnillo Plc Friedman Inds Fronsac Real Est Invt T/u Fronteo Inc Spons Adr Frontier Rare Earths Ltd Frontline Ltd-new Frp Holdings Inc Fs Bancorp Inc Fsb Bancorp Inc Ft Brazil Alphadex Etf Ft Dors Wrght Us Sect Etf Ft Shrt Dur Hy(c$-hdg)etf Ft Shrt Dur(c$hdg)etf-adv Ftd Companies Inc Fuel Tech Inc Fuelcell Energy Inc-new Fugro Nv-cva Fuji Electric Hldg Co Ltd Fuji Heavy Inds Jpy 50 Fujifilm Holdings Corp Fujikura Ltd Fujitsu Ltd Ec#6702 Fukuoka Financial Group Fulgent Genetics Inc Fuling Global Inc Full House Resorts Inc Fuller H.b. Co Function(x) Inc-new Furukawa Electric Co Ltd Fusion Telecomm Intl Inc Futurefuel Corp Fuwei Films Holdings Co Fxcm Inc Cl-a New G.willi-food Internationl G4s Plc Gabelli Conv&incm Sec Fnd Gabelli Conv&incm-b 6%pfd Gabelli Div&incm Tr Pfd-a Gabelli Div&incm Tr Pfd-d Gabelli Div&incm Tr Pfd-g Gabelli Dvd & Incm Trust Gabelli Equity 5.45%-j Pf Gabelli Equity Tr 5%-h Pf Gabelli Equity Trust Inc Gabelli Equity Tst Pfd-d Gabelli Equity Tst Pfd-g Gabelli Glb S&m/cap-a Pfd Gabelli Glb Sml & M/c Val Gabelli Glb Util&incm Trt Gabelli Glb Utl&incm Tr-a Gabelli Go Anywhere Tr Gabelli Go Anywhere-a Pfd Gabelli Healthcare-a Pfd Gabelli Hlthcr&wellnss Tr Gabelli Hlthcr5.875%-b Pf Gabelli Multi Trst-b 6%pf Gabelli Multimedia Trust Gabelli Util Tst Sr-a Pfd Gabelli Utility Tr-c Pfd Gabelli Utility Trust Gabriel Res Ltd Gafisa S A Spon/adr Gaia Inc Cl-a Gain Capital Holdings Inc Gainey Capital Corp Gainey Resources Ltd-new Galane Gold Ltd Galantas Gold Corp Galapagos Nv-spon Adr Galaxy Entrtnmnt Gp Hkd.1 Galectin Therapeutics-new Galena Biopharma Inc-new Gallery Resources Ltd

Symbol

Major Market

RAIL FEIM FRPT FNLPF FRD GAZ.UN FTEO FREFF FRO FRPH FSBW FSBC FBZ FSR FSD FSD'A FTD FTEK FCEL FURGF FELTF FUJHF FUJIF FKURF FJTSF FKKFF FLGT FORK FLL FUL FNCX FUWAF FSNN FF FFHL FXCM WILC GFSZF GCV GCV.B GDV.A GDV.D GDV.G GDV GAB.J GAB.H GAB GAB.D GAB.G GGZ.A GGZ GLU GLU.A GGO GGO.A GRX.A GRX GRX.B GGT.B GGT GUT.A GUT.C GUT GBU GFA GAIA GCAP GNC GRY'H GG GAL GLPG GXYEF GALT GALE GARQF

US US US US US T US US US US US US US T T T US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US T US US US T T T T US US US US US

Loan Value (No Loan Value below $3.00)

25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 0% 0% 0% 50% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 0% 0% 50% 25% 25% 25% 50% 0% 0% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 0% 25% 25% 25% 25% 0% 25% 0%

Security Name Galmed Pharmaceuticals Lt Galway Gold Inc Galway Metals Inc-new Gamco Gl Gold Nat Res5%-b Gamco Glb Gld Nat Res&icm Gamco Nat Res Gld&incm Tr Gamehost Inc Gaming Partners Intl Corp Gannett Co Inc Garibaldi Resources Corp Garrison Capital Inc Gas Natural Inc Gas Natural Sdg-e Eur 1 Gasfrac Energy Svcs Inc Gaslog 8.75%-a Cm Red Pfd Gaslog Ltd Gaslog Partners Lp Gastar Expl 8.625%-a Pfd Gastar Explor 10.75%-b Pf Gastar Exploratn Inc-new Gatekeeper Systems Inc Gatx Corp 5.625% Snr Nts Gazit-globe Ltd Gb Minerals Ltd Gcp Applied Technologies Gdi Integrated Facil Svs Gdl Fund Pfd Gdl Fund (the) Gds Holdings Ltd Spon Adr Geberit Ag Gee Group Inc Gemalto Eur 1 Gemini Corporation Gemphire Therapeutics Inc Gen Elec Cap Corp4.7% Pfd Genco Shipping & Trd-new Gencor Inds Inc Gendis Inc Genenews Ltd-new General Amer Invs Co Pfd General Amer.investors General Elec Cap4.875% Pf General Fin Crp 8.125% Pf General Finance 9%-c Pfd General Finance Corp General Moly Inc General Steel Hldgs Inc Genesco Inc Genesis Healthcare Inc-a Genesis Land Development Genetic Techs Spn Adr-new Genie Energy Ltd Genie Energy Ltd Pfd Genius Brands Intl Inc Genmark Diagnostics Inc Genocea Biosciences Inc Genomic Health Inc Gensource Potash Corp Gentherm Inc Gentor Resources Inc-new Genworth Financial Inc-a Genworth Mi Canada Inc Geo Group Inc (reit) Geodrill Limited Geologix Explorations Inc Geomega Resources Inc Geopark Ltd Usd Shs Georgetown Bancrp Inc Georgia Pwr Pfd-a 6.125% Geospace Technologies Crp Gerdau Sa-spon Adr Geron Corp Gerresheimer Ag Unsp Adr Gespeg Copper Res Inc Getinge Ab Shs -bGetty Copper Inc

Symbol

Major Market

GLMD GLW GWM GGN.B GGN GNT GH GPIC GCI GGI GARS EGAS GASNF GSFVF GLOG.A GLOG GLOP GST.A GST.B GST GSI GMTA GZT GBL GCP GDI GDL.B GDL GDS GBERF JOB GTOFF GKX GEMP GEK GNK GENC GDS GEN GAM.B GAM GEB GFNSL GFNCP GFN GMO GSIH GCO GEN GDC GENE GNE GNE.A GNUS GNMK GNCA GHDX GSP THRM GNT GNW MIC GEO GEO GIX GMA GPRK GTWN GPE.A GEOS GGB GERN GRRMY GCR GNGBF GTC

US T T US US US T US US T US US US US US US US US US US T US T T US T US US US US US US T US US US US T T US US US US US US T US US US T US US US US US US US T US T US T US T T T US US US US US US US T US T

Loan Value (No Loan Value below $3.00)

0% 25% 25% 25% 25% 25% 0% 0% 50% 25% 25% 25% 25% 25% 0% 0% 50% 25% 25% 25% 25% 0% 25% 25% 50% 25% 25% 25% 50% 25% 25% 25% 25% 0% 0% 25% 25% 25% 0% 25% 25% 0% 25% 25% 25% 25% 0% 50% 25% 25% 25% 25% 25% 25% 50% 0% 25% 25% 50% 25% 25% 50% 50% 0% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25%

Security Name Gevo Inc-new Gfk Res Inc Gfm Resources Ltd Gibraltar Gwth-a Rstd Vtg Giga Tronics Inc Gigamedia Ltd-new Gigamon Inc Gigpeak Inc G-iii Apparel Group Ltd Gilat Satellite Ntwks Ginsms Inc Givaudan-reg Giyani Gold Corp Glacier Media Inc Gladstone Capital Corp Gladstone Investment Corp Gladstone Land Corp Gladstone Land Ser-a Pfd Gladstone S2021 6.75% Pfd Glatfelter Glaukos Corp Glb X Msci Pakistan Etf Glen Burnie Bancorp Glen Eagle Resources Inc Glg Life Tech Corp-new Global Alpha Wrldwd Gw Tu Global Blood Therapeutics Global Capital Sec-a T/u Global Cobalt Corp Global Digit Ii S05-1 T/u Global Div Growr Incm T/u Global Eagle Entertainmt Global Healthcare Div T/u Global Healthcare I&g T/u Global Indemnity 7.75% Nt Global Medical Reit Inc Global Msci Partugal Etf Global Partner Acquis Crp Global Partners Lpu Global Real Est Div Grow Global Self Storage Inc Global Ship Lease Inc-a Global Ship Lease-b Pfd Global Sources Ltd Ord Global Telecom & Util T/u Global Water Res Inc Global Water Sols Fnd T/u Global X Brazil Cnsmr Etf Global X Brazil Mdcap Etf Global X China Consmr Etf Global X China Finls Etf Global X Msci Argentina Global X Msci Columb Etf Global X Msci Greece Etf Global X Social Media Etf Global X Superdiv Alt Etf Global X Uranium Etf-new Global X Yieldco Indx Etf Globalance Div Growers Eq Globalscape Inc Globalstar Inc Globeimmune Inc Globex Mining Enterpr-new Globus Maritime Ltd-new Glori Energy Inc Glowpoint Inc Glu Mobile Inc Glycomimetics Inc Gmac Capital Trust I Pfd Gmp Cap Inc Gmp Cap Inc 3.611%-b Pfd Gmp Cap Inc Cuml F/r-c Pf Gn Great Nordic Ltd Gnc Holdings Inc Cl-a Gobimin Inc Godaddy Inc Cl-a

Symbol

Major Market

GEVO GFK GFM'H GBG'A GIGA GIGM GIMO GIG GIII GILT GOK GVDBF WDG GVC GLAD GAIN LAND LANDP GLADO GLT GKOS PAK GLBZ GER GLG GAF.UN GBT NAF.UN GCO'H GII.UN GDG.UN ENT GHC.UN HIG.UN GBLIZ GMRE PGAL GPAC GLP GRL SELF GSL GSL.B GSOL HGI.UN GWR HTO.UN BRAQ BRAZ CHIQ CHIX ARGT GXG GREK SOCL ALTY URA YLCO GBF GSB GSAT GBIM GMX GLBS GLRI GLOW GLUU GLYC ALLY.A GMP GMP.B GMP.C GGNDF GNC GMN GDDY

US T T T US US US US US US T US T T US US US US US US US US US T T T US T T T T US T T US US US US US T US US US US T T T US US US US US US US US US US US T US US US T US US US US US US T T T US US T US

Loan Value (No Loan Value below $3.00)

25% 25% 0% 25% 25% 0% 50% 25% 50% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 50% 50% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 0% 0% 50% 50% 25% 0% 0% 25% 25% 25% 25% 0% 0% 50% 50% 0% 50% 0% 50% 0% 0% 0% 25% 25% 50% 0% 25% 0% 25% 25% 50% 0% 0% 25% 25% 25% 25% 50% 25% 50%

Security Name Goeasy Ltd Gogo Inc Gogold Res Inc Gol Linhas Aer Pf Adr-new Golar Lng Ltd Golar Lng Partners Lpu Gold Bullion Development Gold Fields Ltd-sp Adr Gold Reach Res Ltd Gold Reserve Inc Cl-a Gold Resource Corp Gold Standard Vents Corp Golden Arrow Res Corp Golden Band Res Inc Golden Cariboo Res Ltd Golden Entertainment Inc Golden Goliath Res Ltd Golden Minerals Co Golden Ocean Grp Ltd-new Golden Queen Mng Co Ltd Golden Reign Resources Golden Star Res Ltd Golden Sun Capital Inc Golden Tag Res Ltd Golden Valley Mines Ltd Goldfield Corp Goldgroup Mining Inc Goldman Actvbeta E/m Eqty Goldman Sach Mlp Incm Opp Goldman Sach S&p Indx Nt Goldman Sachs Bdc Inc Goldman Sachs Hdg Ind Etf Goldman Sachs Mlp Energy Goldman Us Incm Bld-a T/u Goldmoney Inc Goldquest Mining Corp Goldsource Mines Inc Goldstrike Resources Ltd Good Times Restuarant Goodfellow Inc Goodman Group-stapled New Gopro Inc Cl-a Gordmans Stores Inc Gorman Rupp Co Gourmet Ocean Products Government Ptys 5.875%nts Gowest Gold Ltd Gp Investments Acq Corp Gp Stratigies Corp Gpt Group-stappled Graham Corp Gran Colombia Gold Corp Gran Tierra Energy Inc Gran Tierra Exchangeco Grana Y Montero Saa Adr Grand Canyon Education Grand Power Logistics Grp Grande West Transport Grp Granite Oil Corp Graniz Mondal Inc Graphite One Res Inc Gravity Co Ltd Sp Adr-new Gray Television Inc Great Basin Scientif-new Great Cdn Gaming Corp Great Elm Cap Crp 8.25%nt Great Elm Capital Corp Great Lakes Dredge & Dock Great Lakes Graphite Inc Great Panther Silver Ltd Great Quest Fertilizer Lt Great Southern Bancorp Great Western Minerals Gp Green Bancorp Inc Green Brick Partners Inc Green Dot Corp Cl-a

Symbol

Major Market

GSY GOGO GGD GOL GLNG GMLP GBB GFI GRV GRZ GORO GSV GRG GBRIF GCC'H GDEN GNG AUM GOGL GQM GRR GSC GST'H GOG GZZ GV GGA GEM GMZ GSC GSBD GVIP GER GSB.UN XAU GQC GXS GSR GTIM GDL GMGSF GPRO GMAN GRC GOP GOVNI GWA GPIA GPX GPTGF GHM GCM GTE GTX GRAM LOPE GPW BUS GXO GRA'H GPH GRVY GTN GBSN GC FULLL GECC GLDD GLK GPR GQ GSBC GWG'H GNBC GRBK GDOT

T US T US US US T US T T US T T US T US T T US T T T T T T US T US US US US US US T T T T T US T US US US US T US T US US US US T T T US US T T T T T US US US T US US US T T T US T US US US

Loan Value (No Loan Value below $3.00)

50% 50% 25% 0% 50% 50% 25% 50% 25% 0% 50% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 50% 25% 0% 0% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 50% 25% 0% 25% 25% 50% 25% 25% 25% 50% 25% 25% 50% 25% 25% 25% 0% 25% 25% 50% 25% 25% 25% 25% 25% 25% 50% 25% 50% 25% 25% 25% 50%

Security Name Greenbriar Capital Corp Greencastle Res Ltd Greene County Bancorp Inc Greenfields Petro Corp Greenhunter Res 10%-c Pfd Greenhunter Resources Inc Greenshield Explor Ltd Greenville Federal Fncl Grenville Strategic Rylty Griffin Industrial Realty Grifols S A Adr-new Grizzly Discoveries Inc Groundstar Res Ltd Group 1 Automotive Inc Groupe Bruxelles Lambert Groupon Inc Grubhub Inc Grupo Aeropor Del Pac Adr Grupo Aeroport Sur-adr Grupo Aeroportuario Adr Grupo Fin Galicia Adr Grupo Financiero Spon Adr Grupo Simec Sab De Cv-adr Grupo Supervielle Spn Adr Grupo Televisa Sa De Glb Gs Yuasa Corp Gse Systems Inc Gsi Technology Inc Gstaad Capital Corp Gsv Capital Corp Gta Resources And Mining Gtt Communications Inc Gtx Inc Gty Technology Hldgs Cl-a Guangshen Railway-spd-adr Guanwei Recycling Corp Guaranty Bancorp-new Guaranty Fed Bncshs Inc Guardian Cap Group-a Nv Guardian Capital Grp Ltd Guess? Inc Guestlogix Inc Gug Blt 2016 Hy Cp Bd Etf Gug Blt 2017 Hy Cp Bd Etf Gug Blt 2018 Hy Cp Bd Etf Gug Blt 2019 Hy Cp Bd Etf Guggenheim Bullet2020 Etf Guggenheim China Allcp Et Guggenheim China R/e Etf Guggenheim China S/c Etf Guggenheim Credit Loc Fnd Guggenheim Enh Eqty Etf Guggenheim Enhanced Eqty Guggenheim Eq Wgt Enh Etf Guggenheim Solar Etf-new Guggenheim Strategic Opp Guggenheim Tax Muni Mgd Guidance Software Inc Gulf & Pacific Equities Gulf Coast Ult Deep Rylty Gulf Island Fabrication Gulf Resources Inc Gulfmark Offshore Inc-a Gunpoint Exploration Ltd Guyana Goldfields Inc Gvic Comm Corp Cl-b Vtg Gvic Comm Corp Cl-c Nvs Gw Pharmaceuticals Adr Gwg Holdings Inc Gyrodyne Llc H & E Equipment Services H Lundbeck A/s Dkk 5 Habersham Banc Co Habit Restaurants Inc-a Hailiang Edu Group S/adr Halcon Resources Corp-new

Symbol

Major Market

GRB VGN GCBC GNF GRHPQ GRHHQ GRX'H GVFF GRC GRIF GRFS GZD GSA GPI GBLBF GRPN GRUB PAC ASR OMAB GGAL BSMX SIM SUPV TV GYUAF GVP GSIT GTD'H GSVC GTA GTT GTXI GTYH GSH GPRC GBNK GFED GCG'A GCG GES GUESF BSJG BSJH BSJI BSJJ BSJK YAO TAO HAO GGM GGE GPM GEQ TAN GOF GBAB GUID GUF GULTU GIFI GURE GLF GUN GUY GCT GCT'C GWPH GWGH GYRO HEES HLUKF HABC HABT HLG HK

T T US T US US T US T US US T T US US US US US US US US US US US US US US US T US T US US US US US US US T T US US US US US US US US US US US US US US US US US US T US US US US T T T T US US US US US US US US US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 50% 25% 25% 50% 25% 50% 50% 50% 50% 25% 0% 50% 25% 0% 50% 25% 25% 25% 0% 25% 25% 50% 0% 0% 25% 0% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 50% 50% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 0% 50% 0% 25%

Security Name Hallador Energy Company Hallmark Finl Svcs Halmont Pptys Corp-a Vtg Halogen Software Inc Halozyme Therapeutics Inc Hamilton Bancorp Inc Hamilton Cap Glb Bank Etf Hamilton Thorne Ltd Hammerson Plc Ord- 25p Hammond Manu Co Cl A Sv Hammond Power Sol-a Sv Hancock Hldg Co 5.95% Nts Hancock John Inc Secs Tr Hancock John Tax-advantag Handy & Harman Ltd Hang Lung Properties Ltd Hang Seng Bank Ltd -ordHanwei Energy Svcs Corp Hanwha Q Cells Co Adr-new Happy Creek Minerals Ltd Hardinge Inc Hardwoods Distrib Inc Hargreaves Lansdown Plc Harmony Gold Mining S/adr Harmony Merger Corp Harris & Harris Group Harsco Corp Harte Gold Corp Harte-hanks Inc Harvard Bioscience Inc Harvest Cap Cred 7% Pfd Harvest Capital Cred Corp Harvest Natural Res-new Harvest One Capital Inc Haverty Furniture Cos Inc Hawaiian Holdings Inc Hawaiian Telcom Holdco In Hawkins Inc Hawthorn Bancshares Inc Haynes International Hb Comex Gld Bulln Bear+ Hb Comex Gld Bulln Bull+a Hb Comex Silver Bull+ Etf Hb Comex Silvr Bear+etf-a Hb Nsd-100 Bull+ Cl-a Etf Hb Nsdq-100 Bear Plus Etf Hb Nym Crd Oil Bull+a Etf Hb Nymex Crude Oil Bear+a Hb Nymex Nat Gas Bear+ Tu Hb Nymex Nat Gas Bull+etf Hb S&p 500 Bear+ Cl-a Etf Hb S&p 500 Bull+ Cl-a Etf Hb S&p/tsx 60 Bull+a Etf Hb S&p/tsx Cap Bear+a New Hb S&p/tsx Cap Fnl Bl Etf Hb S&p/tsx Cp Fn Bear New Hb S&p500 Inverse Etf-new Hb S&p500 Vix S/t Fut Inv Hb S&p500vix St Fut-a Etf Hb S&ptsx Cap Bull+ A Etf Hb S&ptsx Gl Gld Bear+ A Hb S&ptsx Glb Gld Bul Etf Hb S&ptsx60 Bear Plus Etf Hb Us 30yr Bd Bear+ A Etf Hc2 Holdings Inc Hdfc Bank Ltd Adr Headwaters Incorporated Health Insurance Innov-a Healthcare Ldr Incm-a Etf Healthcare Spcl Opp-a T/u Healthways Inc Heat Biologics Inc Heatherdale Resources Ltd Hecla Mining Co Heco Cap Tr Iii 6.5%quips Heidelbergcement Ag

Symbol

Major Market

HNRG HALL HMT HGN HALO HBK HBG HTL HMSNF HMM'A HPS'A HBHCL JHS HTD HNH HLPPF HSNGF HE HQCL HPY HDNG HWD HRGLF HMY HRMN TINY HSC HRT HHS HBIO HCAPL HCAP HNR WON'H HVT HA HCOM HWKN HWBK HAYN HBD HBU HZU HZD HQU HQD HOU HOD HND HNU HSD HSU HXU HED HFU HFD HIU HVI HUV HEU HGD HGU HXD HTD HCHC HDB HW HIIQ HHL MDS.UN HWAY HTBX HTR HL HE.U HLBZF

US US T T US US T T US T T US US US US US US T US T US T US US US US US T US US US US US T US US US US US US T T T T T T T T T T T T T T T T T T T T T T T T US US US US T T US US T US US US

Loan Value (No Loan Value below $3.00)

50% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 0% 25% 25% 50% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 0% 50% 25% 25% 50% 25% 50% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 0% 0% 0% 35% 35% 35% 35% 35% 25% 50% 50% 25% 0% 25% 50% 0% 25% 50% 25% 25%

Security Name Heineken Nv Eur 1.6 Helen Of Troy Ltd Helical Corporation Inc Helijet Intl Inc Helio Resource Corp Helios&matheson Analytics Helius Medical Tec-a Regs Helix Biopharma Corp Helix Energy Solutions Gp Hellix Ventures Inc Hemisphere Energy Corp Hemisphere Media Group-a Hemispherx Biopharma-new Hempco Food And Fiber Inc Henderson Land Dev Co Ltd Hengan Intl Grp Co Hkd .1 Hennes & Mauritz-b Sek.25 Hennessy Advisors Inc Hennessy Cap Acq Corp Ii Herbalife Ltd Hercules Capital Inc Heritage Commerce Corp Heritage Financial Corp Heritage Oaks Bancorp Heritage-crystal Clean Heron Therapeutics Inc Heroux-devtek Inc Herzfeld Caribbean Basin Heska Corp Hfx Holding Corp Hhgregg Inc Hibbett Sports Inc Hi-crush Partners Lpu High Arctic Engy Svcs High North Resources Ltd High Rock Cdn H/y Bd-a Tu Highbank Resources Ltd Highbury Projects Inc Highland Copper Co Inc Highpower Intl Inc Highway 50 Gold Corp Highway Hldgs Ltd Hill International Inc Hillcrest Petroleum Ltd Hillman Group Cap Tst Pfd Himax Technologies Sp/adr Hino Motors Ltd, Tokyo Histogenics Corp Hitachi Construction Mach Hitachi Ltd Ord Hld Land Dev Lpu Hmg Courtland Properties Hmn Financial Inc Hms Holdings Corp Hnz Group Inc Comm & V/vt Hoegh Lng Partners Lp Hoku Corporation Holloway Lodging Corp Hollysys Automation Tech Holmen Ab-b-unspon Adr Homburg Invest-a Sv Home Bancorp Inc Home Capital Group Inc Home Federal Bancorp Inc Home Loan Finl Corp Hometown Bankshares Corp Hometuyrst Bancshares Inc Honey Badger Explor Inc Hong Kong China Gas Hk.25 Hong Kong Exch&cle Hkd1.0 Hongli Clean Energy-new Hooker Furniture Corp Hooper Holmes Inc-new Hopfed Bancorp Inc Horizn Cdn High Div-a Etf Horizon Bancorp (ind)

Symbol

Major Market

HINKF HELE HSIPF HJI HRC HMNY HSM'S HBP HLX HLLXF HME HMTV HEB HEMP HLDVF HEGIF HMRZF HNNA HCAC HLF HTGC HTBK HFWA HEOP HCCI HRTX HRX CUBA HSKA HXC HGG HIBB HCLP HWO HNTHF HHY.UN HBK HPI HI HPJ HWY HIHO HIL HRH HLM'PR HIMX HINOF HSGX HTCMF HTHIF HLD.UN HMG HMNF HMSY HNZ HMLP HOKUQ HLC HOLI HLMNY HIIAF HBCP HCG HFBL HLFN HMTA HTBI TUF HOKCF HKXCF CETC HOFT HH HFBC HXH HBNC

US US US T T US T T US US T US US T US US US US US US US US US US US US T US US T US US US T US T T T T US T US US T US US US US US US T US US US T US US T US US US US T US US US US T US US US US US US T US

Loan Value (No Loan Value below $3.00)

25% 50% 0% 0% 25% 0% 0% 0% 50% 0% 25% 25% 0% 0% 25% 25% 25% 25% 0% 25% 50% 50% 50% 25% 25% 25% 25% 25% 25% 0% 25% 50% 50% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 0% 25% 0% 25% 25% 0% 25% 25% 25% 0% 25% 25% 25% 0% 0% 25% 25% 50% 25% 0% 25% 25% 25% 25% 25% 0% 50% 25% 25% 0% 50%

Security Name Horizon Global Corp Horizon Nsdq100 Idx-a Etf Horizon Pharma Plc Horizon Tech 7.375% Sr Nt Horizon Techno Fin Corp Horizons Act Gl F/icm-adv Horizons Act Gl Fix Icm-e Horizons Act H/y Bd-e Etf Horizons Act H/y Bnd-adv Horizons Act Us Div-e Etf Horizons Act Us Dv-ad Etf Horizons Auspice-adv Etf Horizons Auspice-e Etf Horizons Cdn Doll Cur Etf Horizons China Hi Div Etf Horizons Mgd Gl Opp-e Etf Horizons Mrng Hdg-adv Etf Horizons Mrngst Hdg-e Etf Horizons S&p 500 Cov Call Horizons Seasonal Etf-adv Horizons Us 7-10 Yr-a Etf Horizons Us Doll Curr Etf Horizonte Minerals Plc Hornbeck Offshore Svcs In Hornby Bay Mnls Expor-new Hortonworks Inc Horzn Actv Cd M/b Etf-adv Horzn Mgd Glb Opp Etf-adv Horzn Mgd M/a Mom Etf-adv Horzn Mgd M/a Momnt Etf-e Horzns Glb Curr Opp-e Etf Hostess Brands Inc Cl-a Houghton Mifflin Harcourt Houlihan Lokey Inc Cl-a Houston American Energy Houston Wire & Cable Co Hovnanian Enterprises - A Hovnanian Entps Sr-a Pfd Howard Bancorp Inc Hoya Corp Hsn Inc Htc Purenergy Inc Htg Molecular Diagnostics Huaneng Pwr Intl Inc -adr Huaxing Machy Corp Hubspot Inc Hudbay Minerals Inc Hudson Global Inc Hudson Resources Inc Hudson Tech Inc Hudson's Bay Company Hugoton Royalty Trust Sbi Hurco Co Hutchison China Med S/adr Huttig Building Products Hydra Industries Acq Corp Hydralogic Systems Inc Hydrogenics Corp Hyduke Energy Svcs Inc Hyperdynamics Corp Iac/interactivecorp Iamgold Corp Iao Kun Group Holding Co Ibc Advanced Alloys Corp Iberdrola Sa Eur 0.75 Iberian Minerals Ltd Ibi Group Inc Ibio Inc Ic Potash Corp Icad Inc-new Ico Therapeutics Inc Iconix Brand Group Inc Id Systems Id Watchdog Inc Ideal Power Inc Identiv Inc

Symbol

Major Market

HZN HXQ HZNP HTF HRZN HAF'A HAF HYI HYI'A HAU'U HAU'A HMF'A HMF CAN HCN HGM HHF'A HHF HSPX HAC'A HTB DLR HZM HOS HBE HDP HMP'A HGM'A HMA'A HMA HGC TWNK HMHC HLI HUSA HWCC HOV HOVNP HBMD HOCPF HSNI HTC HTGM HNP HUA'H HUBS HBM HSON HUD HDSN HBC HGT HURC HCM HBP HDRA HYSYF HYG HYD HDYN IAC IMG IKGH IB IBDSF IML IBG IBIO ICP ICAD ICO ICON IDSY IDW IPWR INVE

US T US US US T T T T T T T T T T T T T US T T T T US T US T T T T T US US US US US US US US US US T US US T US T US T US T US US US US US US T T US US T US T US T T US T US T US US T US US

Loan Value (No Loan Value below $3.00)

50% 0% 25% 25% 25% 0% 0% 25% 25% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 50% 25% 25% 25% 50% 0% 0% 0% 0% 0% 0% 50% 50% 25% 25% 25% 25% 25% 25% 50% 25% 25% 50% 25% 50% 50% 25% 25% 25% 50% 25% 25% 25% 25% 25% 0% 25% 25% 25% 50% 50% 0% 25% 25% 25% 25% 0% 25% 25% 0% 50% 25% 25% 25% 25%

Security Name Idera Pharmaceuticals Idg Holdings Inc Idm Mining Ltd Iec Electronics Iemr Resources Inc If Bancorp Inc Ifabric Corp Ignite Restaurant Grp Inc Ignyta Inc Ihi Corp Ikang Healthcare Gp S/adr Ikonics Corp Ilg Inc Illumina Inc Ilookabout Corp Iluka Resources Ltd Imaflex Inc Image Sensing Sys Inc Imation Corp Imax Corp Imi Plc 28.57p I-minerals Inc Immersion Corporation Immucell Corp Immune Design Corp Immune Pharmaceuticals Immunocellular Therap-new Immunogen Inc Immunomedics Inc Immunotec Inc Immunovaccine Inc Impac Mtg Hldgs Inc Impact Silver Corp Impax Labs Inc Imperial Equities Inc Imperial Ginseng Prod-new Imperial Metals Corp Imperva Inc Imprimis Pharma Inc-new Imris Inc Imvescor Restaurant Group Inc Research Hldgs Inc-a Incitec Pivot Ltd Income Financial T/u Income Opp Realty Inv Inc Incyte Corporation Independence Contract Drl Independence Gold Corp Independence Hldg Co Independent Bank Group Independent Bnk Corp Mass Indexiq Iq Hdg Event-driv Indexiq Iq Hdg L/s Track Indexplus Income Fund T/u India Globaliztn Cap-new Indico Resources Ltd Indigo Books & Music Inc Indra Sistemas Sa Eur 0.2 Industria De Diseno Texti Industrial Svcs America Industrial&com Bk China-h Infinera Corp Infinity Pharmaceuticals Infor Acqs Corp-a Rst Vtg Information Svcs Corp-a Information Svcs Group Infosonics Corp Infowave Software Inc Infusystems Holdings Inc Ingevity Corp Inn Suites Hospitality Tr Innerworkings Inc Innexus Biotechnology Inc Innocoll Holdings Plc Innodata Inc Innophos Holdings Inc

Symbol

Major Market

IDRA IDH'H IDM IEC IRI IROQ IFA IRG RXDX IHICF KANG IKNX ILG ILMN ILA ILKAF IFX ISNS IMN IMAX IMIAF IMA IMMR ICCC IMDZ IMNP IMUC IMGN IMMU IMM IMV IMH IPT IPXL IEI IGP III IMPV IMMY IMRSQ IRG INCR ICPVF INC.UN IOT INCY ICD IGO IHC IBTX INDB QED QLS IDX.UN IGC IDI IDG ISMAF IDEXF IDSA IDCBF INFN INFI IAC'A ISV III IFON IWFSF INFU NGVT IHT INWK IXSBF INNL INOD IPHS

US T T US T US T US US US US US US US T US T US US US US T US US US US US US US T T US T US T T T US US US T US US T US US US T US US US US US T US T T US US US US US US T T US US US US US US US US US US US

Loan Value (No Loan Value below $3.00)

0% 0% 25% 25% 0% 25% 0% 25% 0% 25% 50% 25% 50% 50% 25% 0% 25% 25% 25% 50% 0% 25% 25% 0% 0% 0% 0% 0% 0% 25% 0% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 50% 25% 25% 25% 50% 25% 25% 25% 50% 25% 0% 0% 25% 25% 25% 25% 25% 25% 25% 25% 50% 0% 25% 25% 25% 25% 0% 25% 50% 25% 25% 0% 25% 25% 50%

Security Name Innospec Inc Innova Gaming Group Inc Innovaro Inc Innovative Indust Pptys-a Innovative Sol & Supp Innoviva Inc Inotek Pharmaceuticals Inovalis Reit T/u Inovalon Holdings Inc-a Inovio Pharmaceut Inc-new Inpex Corp Inphi Corp Inplay Oil Corp Input Capital Corp Inscape Corp Cl-b Sv Inseego Corp Insignia Systems Inc Insmed Inc Inspiremd Inc-new Installed Building Produc Institutional Finl Market Instructure Inc Insurance Australia Group Insys Thera Inc-new Intec Pharma Ltd Integer Holdings Corp Integra Gold Corp Integrated Asst Mgmt Corp Integrated Device Tech Intelgenx Techs Corp Inteliquent Inc Intellia Therapeutics Inc Intellicheck Mobilisa Inc Intelligent Sys Corp Intellipharmaceutics Intl Intelsat S.a Intema Solutions Inc Intercept Energy Svcs Inc Intercept Pharmaceuticals Intercloud Systems Inc Interconnect Ventures Crp Interdigital Inc Interfor Corporation Intergroup Corporation Interlink Electronics Intermap Techs Corp Intermolecular Inc Internap Corp Internet Gold-golden Line Interoil Corp Interpace Diagnostics Grp Interphase Corp Interrent Reit T/u Intersect Ent Inc Intersections Inc Interstate P&l 5.1%-d Pfd Intertain Group Ltd (the) Intertape Polymer Grp Inc Intertek Group Plc Intesa Sanpaolo Eur 0.52 Intest Corp Intevac Inc Intigold Mines Ltd Intl Barrier Tech Inc Intl Cons Airline Group Intl Frontier Resources Intl Game Technology Plc Intl Lithium Corp Intl Millennium Mng Corp Intl Montoro Res Inc Intl Road Dynamics Intl Shipholding Corp Intl Speedway Cl.a Intl Tower Hill Mines-new Intra-cellular Therapies Intralinks Holdings Inc

Symbol

Major Market

IOSP IGG INNI IIPR ISSC INVA ITEK INO.UN INOV INO IPXHF IPHI IPO INP INQ INSG ISIG INSM NSPR IBP IFMI INST IAUGF INSY NTEC ITGR ICG IAM IDTI IGX IQNT NTLA IDN INS I I ITM IES ICPT ICLD IVC IDCC IFP INTG LINK IMP IMI INAP IGLD IOC IDXG INPHQ IIP.UN XENT INTX IPL.D IT ITP IKTSF IITSF INTT IVAC IGD IBH BABWF IFR IGT ILC IMI IMT IRD ISHCQ ISCA ITH ITCI IL

US T US US US US US T US US US US T T T US US US US US US US US US US US T T US T US US US US T US T T US US T US T US US T US US US US US US T US US US T T US US US US T T US T US T T T T US US T US US

Loan Value (No Loan Value below $3.00)

50% 0% 25% 25% 25% 25% 0% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 50% 25% 25% 0% 50% 25% 25% 50% 0% 50% 25% 25% 25% 0% 50% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 50% 25% 25% 50%

Security Name Intrawest Resorts Hldgs Intrepid Potash Inc Intrexon Corp Intricon Corp Intrinsyc Technologies Cp Intu Properties Plc Inuvo Inc-new Inv Metals Inc Invacare Corp Invensense Inc Inventergy Global Inc-new Inventure Foods Inc Invesco Adv Mun Icm Tr Ii Invesco Bond Fund Invesco Cali Val Mun Incm Invesco Credit Dyn Opp Fd Invesco High Income Tr Ii Invesco Mun Incm Opp Etf Invesco Municipal Opp Tr Invesco Municipal Trust Invesco Penn Val Mun Incm Invesco Qlty Mun Incm Tr Invesco Senior Income Tr Invesco Tr Inv Grade Muni Invesco Tr Inv Grade Ny Invesco Val Muni Incm Trs Investar Holding Corp Investment Grd Mngd-t T/u Investment Technology Grp Investor Ab B Sek 6.25 Investor Title Co Invictus Financl Inc Invitae Corp Invivo Therapeutics Hldgs Invt Grade Infra Bond T/u Invuity Inc Inzinc Mining Ltd Ion Geophysical Corp-new Iona Energy Inc Ionis Pharmaceuticals Inc Iou Financial Inc Ipass Inc Ipath Asian Gulf Curr Etn Ipath Barclay Lng Bd Bear Ipath Barclay Lng Bd Bull Ipath Barclay Tsy 2y Bear Ipath Barclay Tsy 2y Bull Ipath Barclay Tsy10y Bear Ipath Barclay Tsy10y Bull Ipath Barclay Us Tsy Flt Ipath Barclay Us Tsy Stp Ipath Bloom Agri Sub Etn Ipath Bloom Alum Sub Etn Ipath Bloom Cocoa Sub Etn Ipath Bloom Coff Sub Etn Ipath Bloom Commodity Etn Ipath Bloom Coppr Sub Etn Ipath Bloom Cott Sub Etn Ipath Bloom Engy Sub Etn Ipath Bloom Grain Sub Etn Ipath Bloom Indus Mtl Etn Ipath Bloom Lead Sub Etn Ipath Bloom Livstk Subidx Ipath Bloom Nat Gas Subin Ipath Bloom Nickl Sub Etn Ipath Bloom Plat Sub Etn Ipath Bloom Prec Mtls Etn Ipath Bloom Softs Sub Etn Ipath Bloom Sugar Sub Etn Ipath Bloom Tin Sub Etn Ipath Cboe S&p 500 Buywrt Ipath Eur/usd Ex/rate Etn Ipath Gbp/usd Ex/rate Etn Ipath Gems Asia 8 Etn Ipath Gems Indx Etn Ipath Global Carbon Etn

Symbol

Major Market

SNOW IPI XON IIN ITC CCRGF INUV INV IVC INVN INVT SNAK VKI VBF VCV VTA VLT OIA VMO VKQ VPV IQI VVR VGM VTN IIM ISTR PFU.UN ITG IVSBF ITIC IVF'H NVTA NVIV IFB.UN IVTY IZN IO IONAF IONS IOU IPAS PGD DLBS DLBL DTUS DTUL DTYS DTYL FLAT STPP JJA JJU NIB JO DJP JJC BAL JJE JJG JJM LD COW GAZ JJN PGM JJP JJS SGG JJT BWV ERO GBB AYT JEM GRN

US US US US T US US T US US US US US US US US US US US US US US US US US US US T US US US T US US T US T US US US T US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US

Loan Value (No Loan Value below $3.00)

50% 25% 50% 25% 25% 25% 25% 25% 50% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 0% 25% 25% 25% 25% 25% 25% 50% 25% 25% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0%

Security Name Ipath Inv S&p500 Xiv Etn Ipath Invers Jan 2012 Etn Ipath Jpy/usd Ex/rate Etn Ipath Lx Russ 1000 Tr Ind Ipath Lx Russ 2000 Tr Ind Ipath Lx S&p 500 Tr Index Ipath Msci India Indx Etn Ipath Optimizer Cur Etn Ipath Pb Agriculture Etn Ipath Pb Aluminum Plc Etn Ipath Pb Bank Plc Etn Ipath Pb Broad Cmod Etn Ipath Pb Cocoa Plc Etn Ipath Pb Coffee Plc Etn Ipath Pb Copper Plc Etn Ipath Pb Crude Oil Etn Ipath Pb Energy Plc Etn Ipath Pb Grains Plc Etn Ipath Pb Industr Mtls Etn Ipath Pb Lead Plc Etn Ipath Pb Livestock Etn Ipath Pb Nickel Plc Etn Ipath Pb Precs Metals Etn Ipath Pb S&p Gsci Wt Etn Ipath Pb Softs Plc Etn Ipath Pb Sugar Plc Etn Ipath S&p Mlp Etn Ipath S&p Vix M/t Fut Etn Ipath S&p Vix S/t Fut Etn Ipath S&p500 Dyn Vix Etn Ipath Seas Nat Gas Etn Ipath Sr-b S&p Gsci Crude Ipath Us Treasury 5y Bear Ipath Us Treasury 5y Bull Ipg Photonics Corp Iplayco Corporation Ltd Iq Hdg Mkt Ntrl Trkr Etf Iq Hedge Macro Tracker Iq Hedge Multi-strat Etf Iq Merger Arbitrage Etf Iradimed Corp Iridex Corp Iridium Communicatns Inc Irobot Corp Ironhorse Oil & Gas Inc Ironwood Pharmaceut Cl-a Irsa Inversn Spon Gdr Irsa Propiedades Come Ads Isetan Mitsukoshi Hldgs Ishares 0-5 Year High Yld Ishares Alt Compl Ptf Etf Ishares B-ca Rated Cp Etf Ishares Brazil Sml Cp Etf Ishares Cdn Hybrid Cp Etf Ishares China Sml Cap Etf Ishares E/m Hi Yld Bd Etf Ishares E/m Local Bnd Etf Ishares Glb Compl Ptf Etf Ishares Global High Yield Ishares Gold Bullion Etf Ishares Iboxx $ Hi Yld Bd Ishares India 50 Etf Ishares Indonesia Etf Ishares Int Rte Hy Bd Etf Ishares Intl H/y Bnd Etf Ishares Msci Braz Cap Idx Ishares Msci Braz Ind Etf Ishares Msci Bric Idx Etf Ishares Msci China Etf Ishares Msci Eur Finl Etf Ishares Msci Frontier 100 Ishares Msci Mex Cap Etf Ishares Msci Saudi Arabia Ishares Msci Spain Etf Ishares Msci Thailand Etf Ishares Msci Turkey Etf

Symbol

Major Market

XXV IVOP JYN ROLA RTLA SFLA INP ICI DIRT FOIL CTNN BCM CHOC CAFE CUPM OLEM ONG WEET HEVY LEDD LSTK NINI BLNG SBV GRWN SGAR IMLP VXZ VXX XVZ DCNG OILB DFVS DFVL IPGP IPC QMN MCRO QAI MNA IRMD IRIX IRDM IRBT IOG IRWD IRS IRCP IMHDF SHYG XAL QLTC EWZS XHB ECNS EMHY LEMB XGC GHYG CGL'C HYG INDY EIDO HYGH HYXU EWZ XBZ BKF MCHI EUFN FM EWW KSA EWP THD TUR

US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US T US US US US US US US US T US US US US US T US US T US US US T US T US US US US US US T US US US US US US US US US

Loan Value (No Loan Value below $3.00)

0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 50% 0% 0% 50% 25% 0% 0% 0% 0% 25% 25% 50% 50% 25% 25% 0% 0% 25% 25% 0% 25% 0% 25% 50% 25% 50% 0% 25% 50% 25% 50% 0% 25% 25% 0% 0% 50% 50% 25% 50% 50% 25% 50% 50% 0%

Security Name Ishares S&p Latin Amer 40 Ishares Silver Bull-hdg Ishares Silver Bull-n/hdg Ishares Silver Trust Ishares Us Hi Div Eqt Etf Ishares Us Hi Yld Bnd Etf Ishares-msci Sth Afr Etf Ishr Edge Msci Min Vl E/m Ishr Msci All Ctry Asia Ishrs Adv Conv Bd Etf-adv Ishrs Adv Conv Bond Etf Ishrs Gold Bulln-hdg Etf Ishrs Msci Italy Capp Etf Ishrs Msci Russ Capp Etf Ishrs S/t Strat Fix/i Etf Ishrs Shrt Dur Hi Etf-adv Ishrs Shrt Dur Hi Icm Etf Ishrs Us Hy F/i C$hdg Etf Ishrs Us Hy F/i C$hdg-adv Ishs S&p Us Md-cp Idx Etf Isign Media Solutions Inc Isle Of Capri Casino Inc Isoray Inc Israel Chemicals Ltd Isramco Inc Issuer Direct Corp Itaa Corpbanca Spons Adr Itau Unibanco Hldgs S/adr Iteris Inc Ithaca Energy Inc Itochu Corp Jpy-50 Itt Educational Svcs Inc Ituran Location & Control Itus Corp Itv Plc Ivanhoe Energy Inc-new Ivanhoe Mines Ltd Cl-a Ivrnet Inc Ivy Energy Nextshares Ivy Focused Gwth Nextshrs Ivy Focused Value Nextshr Ivy High Income Opports Iwg Technologies Inc Ixys Corp Izea Inc J. Front Retailing Co Ltd J.a.g. Mines Ltd J.alexander's Hldgs Inc J.c Penney Company J.g. Wentworth Co (the) J.sainsbury Plc 28 4/7p Ja Solar Hldgs Co Adr-new Jacksonville Bancorp Jaguar Animal Health Inc Jaguar Mining Inc-new Jaguar Resources Inc Jakks Pacific Inc Jamba Inc-new James Hardie Inds Plc Adr Janus Vel Tail Rsk Hdg Lc Japan Smaller Cap Fnd Inc Japan Steel Works Ltd Npv Japan Tobacco Jpy-50000 Jason Industries Inc Jayden Resources Inc Jazz Pharmaceuticals Plc Jd.com Inc Spons Adr Jenex Corporation Jensyn Acquisition Corp Jericho Oil Corp Jernigan Capital Inc Jetblue Airways Corp Jetpay Corp Jewett-cameron Trading Co Jfe Holdings Inc Jft Strategies Fund-a T/u

Symbol

Major Market

ILF SVR SVR'C SLV XHU XHY EZA EEMV AAXJ CVD'A CVD CGL EWI ERUS XSI CSD'A CSD CHB CHB'A XMC ISD ISLE ISR ICL ISRL ISDR ITCB ITUB ITI IAE ITOCF ESINQ ITRN ITUS ITVPF IVANF IVN IVI IVENC IVFGC IVFVC IVH IWG IXYS IZEA JFROF JML'H JAX JCP JGWE JSNSF JASO JXSB JAGX JAG JRI JAKK JMBA JHX TRSK JOF JPSWF JAPAF JASN JDN JAZZ JD JEN'H JSYN JCO JCAP JBLU JTPY JCTCF JFEEF JFS.UN

US T T US T T US US US T T T US US T T T T T T T US US US US US US US US T US US US US US US T T US US US US T US US US T US US US US US US US T T US US US US US US US US T US US T US T US US US US US T

Loan Value (No Loan Value below $3.00)

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Security Name Jgc Corp Jinkosolar Hldg Co-sp Adr Jive Software Inc Jm Capital Ii Corp Jm Global Holding Co Jmp Group Inc 7.25% Pfd Jmp Group Inc 8% Pfd Jmp Group Llc John Han Tax-advtg Globl John Hancock Finl Opp Fd John Hancock Hdgd Eq&incm John Hancock Inv Trust John Hancock Pfd Inc Iii John Hancock Pfd Incm Ii John Hancock Pref Incm Fd John Hancock Prem Div Etf John Wood Group Plc Joint Corp (the) Jones Energy Inc Cl-a Journey Energy Inc Jp Energy Partners Lp Jpm Divsf Ret Us S/c Etf Jpm Dvsf Ret Eur Curr Hdg Jpm Dvsf Ret Intl Cur Etf Jpmorgan Alerian Mlp Indx Jpmorgan China Region Fnd Jpmorgan Diversfd Alt Etf Jrjr33 Inc Jsr Corp, Tokyo Jtekt Corp Julius Baer Gruppe Chf.02 Jumei Intl Hldg Ltd-a Adr June 2020 Corp Bond-t T/u Junex Inc Juniper Pharmaceuticals Juno Therapeutics Inc Jupai Holdings Ltd Sp/adr Jura Energy Corp Jx Holdings Inc K+s Aktiengesellschaft K12 Inc K2m Group Holdings Inc Kadmon Holdings Inc Kairos Cap Corp Kaiser Aluminum Corp Kaiyue Intl Inc Kaizen Discovery Inc Kajima Corp Kalvista Pharmaceuticals Kamada Ltd Kandi Technologies Group Kane Biotech Inc Kansai Electrc Pwr Jpy500 Kao Corporation - Ord Kapstone Paper&packaging Karmin Exploration Inc Karnalyte Resources Inc Karyopharm Therapeutics Katanga Mining Ltd-new Kate Spade & Company Kawasaki Heavy Inds Ltd Kawasaki Kisen Kaisha Ltd Kayne Anderson 3.5%-f Pfd Kayne Anderson Energy Dev Kayne Anderson Engy T/ret Kayne Anderson Midstream Kayne Anderson Mlp Invt Kaz Minerals Plc Kazax Minerals Inc Kb Home Kbc Groupe Sa K-bro Linen Inc Kbs Fashion Group Ltd Kcap Financial 7.375% Pfd Kcap Financial Inc Kddi Corp

Symbol

Major Market

JGCCF JKS JIVE JCI'H WYIG JMPC JMPB JMP HTY BTO HEQ JHI HPS HPF HPI PDT WDGJF JYNT JONE JOY JPEP JPSE JPEH JPIH AMJ JFC JPHF JRJR JSCPF JTEKF JBARF JMEI CBT.UN JNX JNP JUNO JP JEC JXHGF KPLUF LRN KTWO KDMN KRS KALU KYU KZD KAJMF KALV KMDA KNDI KNE KAEPF KAOCF KS KAR KRN KPTI KAT KATE KWHIF KAKKF KYN.F KED KYE KMF KYN KZMYF KZX KBH KBCSF KBL KBSF KAP KCAP KDDIF

US US US T US US US US US US US US US US US US US US US T US US US US US US US US US US US US T T US US US T US US US US US T US T T US US US US T US US US T T US T US US US US US US US US US T US US T US US US US

Loan Value (No Loan Value below $3.00)

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Security Name Keek Inc Keg Royalties Incm Fd T/u Kelly Services Inc Cl-a Kelly Services Inc Cl-b Kelso Technologies Inc Kelt Exploration Ltd Kemet Corp-new Kempharm Inc Kennady Diamonds Inc Kennedy-wilson 7.75% Pfd Kenon Holdings Ltd Kentucky First Fed Bank Kering Eur 4 Kerr Mines Inc-new Keryx Biopharmaceuticals Kew Media Group Inc-a Rvs Kewaunee Scientific Corp Key Energy Services Inc Key Tech Inc Key Tronic Corp Keyence Co Jpy 50.00 Keyw Holding Corp(the) Kfg Resources Ltd Khalkos Exploration Inc Kid Brands Inc Kikkoman Corp Kilkenny Cap Corp Cl-a Kilo Goldmines Ltd-new Kimball Electronics Inc Kindred Biosciences Inc Kindred Healthcare Inc Kinetex Resources Corp King George Fncl Corp Kingfisher Plc 15 5/7p Kingold Jewelry Inc Kingsland Energy Corp Kingstone Companies Inc Kingsway Finl Svcs-new Kingtone Wireless Adr-new Kinross Gold Corp Kintetsu Group Hldgs Co Kirin Holdings Co Ltd Kirkland Lake Gold Inc Kirklands Inc Kiska Metals Corp Kite Pharma Inc Kitov Pharmaceut Hldg Adr Kivalliq Energy Corp Kkr Financial 7.375%-a Pf Kkr Income Opportunities Klondex Mines Ltd Klondike Gold Corp-new Klondike Silver Corp-new Klr Energy Acquis Co Cl-a Kmg Chemicals Inc Knight Therapeutics Inc Knot Offshore Partners Lp Kobe Steel Ltd Kohls Corp Komatsu Ltd Kombat Copper Inc Komet Resources Inc Kona Grill Inc Konami Corp Kongzhong Corp Spons Adr Konica Minolta Hldgs-y50 Koninklijke Bos West-cva Koninklijke Dsm Nv Koninklijke Kpn Nv Kootenay Silver Inc Kopin Corp Koppers Holdings Inc Korea Equity Fund Kornit Digital Ltd Kosmos Energy Ltd Koss Corp

Symbol

Major Market

KEK KEG.UN KELYA KELYB KLS KEL KEM KMPH KDI KWN KEN KFFB PPRUF KER KERX KEW'A KEQU KEGXQ KTEC KTCC KYCCF KEYW KFG KAS KIDBQ KIKOF KIK'H KGL KE KIN KND KTXRF KGF KGFHF KGJI KLE KINS KFS KONE K KINUF KNBWF KLG KIRK KSK KITE KTOV KIV KFN. KIO KDX KG KS KLRE KMG GUD KNOP KBSTF KSS KMTUF KBT KMT KONA KNAMF KZ KNCAF KKWFF KDSKF KKPNF KTN KOPN KOP KEF KRNT KOS KOSS

T T US US T T US US T US US US US T US T US US US US US US T T US US T T US US US US T US US T US T US T US US T US T US US T US US T T T US US T US US US US T T US US US US US US US T US US US US US US

Loan Value (No Loan Value below $3.00)

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Security Name Kp Tissue Inc Kr Investment Ltd-new Kramer Cap Corp Kraneshs Csi Chna Internt Kraton Corporation Kratos Defense&sec-new Kronos Worldwide Inc Kubota Corp Kura Oncology Inc Kuraray Co Ltd Jpy 50.00 Kvh Industries Kwg Resources Inc Kyocera Corp Ord Jpy50.00 Kyocera Corp-adr Kyowa Hakko Kogyo La Jolla Pharma Co La Quinta Holdings Inc Labrador Iron Mns Holding Labrador Iron Ore Ryl Crp Lachlan Star Ltd Ladenburg Thal 8%-a Pfd Ladenburg Thalmann Fin Lake Shore Bancorp Inc Lake Sunapee Bank Group Lakeland Inds Inc Lakeview Hotel Invst Corp Land Sec Grp Plc Ord 10p Landcadia Holdings Inc-a Landec Corp Landmark Bancorp Inc Landmark Global Finl Corp Landmark Infra Prtns-a Pf Lands' End Inc Lanesborough Real Est T/u Lannett Company Inc Lansdowne Security Inc Lantronix Inc Lanxess Lara Exploration Ltd Laramide Resources Ltd Laredo Petroleum Inc Largo Resources Ltd Lassonde Inds Inc-a Sv Latam Airlines Grp Sp/adr Lattice Biologics Ltd Lawson Inc Lawson Products Layne Christensen Co Lazard Glob Tot Rt&inc Fd Lazard World Div&incm Fd La-z-boy Incorporated Lcnb Corp Le Chateau Inc Sv Leadfx Inc Leading Brands Inc Leaf Group Ltd Learning Tree Intl Led Medical Diagnos-new Lee Enterprises Inc Leeta Gold Corp Legacy Reserves Lpu Legacy Reserves Lpu-a Pfd Legacy Reserves-b 8% Pfd Legal & General 2.5p Legend Gold Corp-new Legend Power Systems Inc Legg Mason 5.45% Jr Nts Legg Mason Inc 6.375% Nts Legrand Holding Lehman Abs 3.5% S04-6 Leis Industries Ltd Leju Holdings Ltd Adr Lend Lease Corp Ltd Lending Tree Inc Lendingclub Corp Lentuo Intl Inc Spon Adr

Symbol

Major Market

KPT KR KRM'H KWEB KRA KTOS KRO KUBTF KURA KURRF KVHI KWG KYOCF KYO KYKOF LJPC LQ LBRMF LIF LSLCF LTS.A LTS LSBK LSBG LAKE LHR LSGOF LCA LNDC LARK LMGNF LMRKP LE LRT.UN LCI HGII LTRX LNXSF LRA LAM LPI LGO LAS'A LFL LBL LWSOF LAWS LAYN LGI LOR LZB LCNB CTU'A LFX LBIX LFGR LTRE LMD LEE LTA'H LGCY LGCYP LGCYO LGGNF LGN LPS LMHB LMHA LGRVF JBK LES LEJU LLESF TREE LC LASLY

T T T US US US US US US US US T US US US US US US T US US US US US US T US US US US US US US T US US US US T T US T T US T US US US US US US US T T US US US T US T US US US US T T US US US US T US US US US US

Loan Value (No Loan Value below $3.00)

25% 25% 0% 50% 50% 50% 50% 25% 0% 25% 25% 25% 25% 25% 25% 25% 50% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 0% 50% 25% 0% 25% 50% 25% 25% 0% 25% 0% 25% 25% 50% 25% 25% 50% 0% 25% 25% 25% 25% 25% 50% 25% 0% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 0% 0% 25% 25% 25% 25% 25% 50% 50% 0%

Security Name Leo Acquisitions Corp-new Leonovus Inc Leons Furniture Limited Leucrotta Exploration Inc Level 3 Comms Inc-new Levon Resources Ltd Lexam Vg Gold Inc Lexicon Pharma Inc-new Lgi Homes Inc Lgl Group Inc (the) Lgx Oil + Gas Inc Li & Fung Ltd Lianluo Smart Ltd Libbey Inc Liberty All Star Eq-fund Liberty All Star Grth Fnd Liberty Bancorp Inc Liberty Tax Inc Cl-a Liberty Tripadvisor Hld-a Life Partners Hldgs Inc Lifelock Inc Lifetime Brands Inc Lifevantage Corp-new Lifeway Foods Inc Ligand Pharmaceutical Inc Lightbridge Corp-new Lightinthebox Hldg Co Adr Lightpath Tech Inc-a Lightstream Resources Ltd Lignol Energy Corp Limbach Holdings Inc Limelight Networks Inc Limited Duration Cl-a T/u Limited Duration Cl-u T/u Limoneira Co Lincoln Educational Svcs Lincoln Mining Corp Lindblad Expeditions Hldg Lingo Media Corp Linkedin Corp Cl A Linn Energy Llc-units Lion Biotechnologies Inc Lion One Metals Ltd Lionbridge Tech Inc Lions Bay Capital Inc Lions Gate Entertainment Lipocine Inc Liqtech International Inc Liquid Holdings Group Inc Liquidity Svcs Inc Liquor Stores N.a. Ltd Lithia Motors Inc -aLive Oak Bancshares Inc Live Ventures Inc Liveperson Inc Lixil Group Corp Lizhan Environmental Crp Lm Funding America Inc Lmi Aerospace Inc Loandepot Inc Local Corp Logistec Corp Cl-a Mv Logistec Corp Cl-b Sv Logmein Inc Lombard Medical Inc Lomiko Metals Inc Loncor Resources Inc Lonestar Res Us Inc Cl-a Lonestar West Inc Long Island Iced Tea Corp Loral Space & Commun Inc L'oreal - Pv Eur 0.2 Lorne Park Cap Prtnrs Inc Los Andes Copper Ltd Lotus Pharmaceuticals-new Louisiana Pacific Corp

Symbol

Major Market

LEQ'H LTV LNF LXE LVLT LVN LEX LXRX LGIH LGL ROAOF LFUGF LLIT LBY USA ASG LBCP TAX LTRPA LPHIQ LOCK LCUT LFVN LWAY LGND LTBR LITB LPTH LTS LECFF LMBH LLNW PFD.UN PFD'U LMNR LINC LMG LIND LM LNKD LINEQ LBIO LIO LIOX LBI'H LGF LPCN LIQT LIQDQ LQDT LIQ LAD LOB LIVE LPSN JSGCF LZENF LMFA LMIA LDI LOCMQ LGT'A LGT'B LOGM EVAR LMR LN LONE LSI LTEA LORL LRLCF LPC LA LTUS LPX

T T T T US T T US US US US US US US US US US US US US US US US US US US US US T US US US T T US US T US T US US US T US T US US US US US T US US US US US US US US US US T T US US T T US T US US US T T US US

Loan Value (No Loan Value below $3.00)

0% 25% 25% 25% 50% 25% 25% 25% 50% 25% 25% 25% 0% 50% 25% 25% 0% 25% 50% 25% 50% 25% 25% 25% 25% 25% 0% 25% 25% 25% 0% 25% 25% 25% 50% 25% 25% 0% 25% 50% 50% 25% 25% 50% 0% 50% 0% 25% 25% 25% 50% 50% 50% 25% 50% 25% 0% 25% 25% 50% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 0% 50%

Security Name Low Volatility Us Eq T/u Low Volitility Cdn Eq T/u Loxo Oncology Inc Lpath Inc Cl-a - New Lrad Corporation Lsb Industries Lsi Industries Inc Luby's Inc Lucara Diamond Corp Lucas Energy Inc-new Lucky Minerals Inc Lumber Liquidators Hldgs Lumenpulse Inc Lumentum Holdings Inc Luminex Corp Luminor Medical Techs Inc Lumos Networks Corp Luna Gold Corp Luna Innovations Inc Lundin Gold Inc Lundin Petro Ab Sek 0.01 Lupaka Gold Corp Luxfer Hldgs Plc Spon Adr Luxottica Grp Spa-spn-adr Lvmh Moet Hennessy Louis Lwp Capital Inc Lydian International Ltd Lysander-slater Pref Etf M D C Holdings Inc M I Acquisitions Inc M Iii Acquisition Corp M/i Homes Inc Mabvax Therapeutics-new Macarthur Minerals Ltd Macatawa Bank Corp Mackenzie Master Lpu Mackenzie Max Dvs All Etf Mackenzie Max Dvs Cda Etf Mackenzie Max Dvs Eur Etf Mackenzie Max Dvs Wrl Etf Mackenzie Max Dvsf Us Etf Mackenzie Unconstr Bd Etf Mackinac Financial Corp Macquarie Emerg Mkts T/u Macquarie First Tr Gl Inf Macquarie Glb Inf Incm Tu Macquarie Global Infra Macro Enterprises Inc Macrocure Ltd Macrogenics Inc Mad Catz Interactive Madalena Energy Inc Madden Steve Ltd Madeira Minerals Ltd Madison Cov Call&eq Strat Madison Pac Ppts -bMadison Pac Pptys Inc-c Madison Strat Sector Prem Madrigal Pharmaceuticals Mag Silver Corp Magal Securities Magellan Aerospace Cp-new Magellan Petroleum Cp-new Magic Software Enterp-ord Magicjack Vocaltec Ltd Magindustries Corp Magnachip Semiconductor Magnegas Corp Magor Corporation Magyar Bancorp Inc Maiden Hldgs Ltd 6.625%nt Maiden Hldgs N/a 8% Pfd Maiden Hldgs Na 7.75% Pfd Main Street Capital Hldgs Mainfreight Limited Mainsource Financial Grp

Symbol

Major Market

LVU.UN LOW.UN LOXO LPTN LRAD LXU LYTS LUB LUC LEI LJ LL LMP LITE LMNX LMT LMOS LGC LUNA LUG LNDNF LPK LXFR LUX LVMHF LXWKF LYD PR MDC MACQ MIII MHO MBVX MMS MCBC MKZ.UN MXU MKC MEU MWD MUS MUB MFNC MQA.UN MFD MQI.UN MGU MCR MCUR MGNX MCZ MVN SHOO MDE'H MCN MPC MPC'C MSP MDGL MAG MAGS MAL MPET MGIC CALL MAAFF MX MNGA MCC MGYR MHLA MHNB MHNC MAIN MFGHF MSFG

T T US US US US US US T US T US T US US T US T US T US T US US US US T T US US US US US T US T T T T T T T US T US T US T US US US T US T US T T US US T US T US US US US US US T US US US US US US US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 0% 25% 25% 25% 25% 50% 25% 25% 50% 25% 50% 50% 0% 50% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 0% 50% 0% 0% 50% 0% 25% 50% 25% 0% 0% 0% 0% 0% 0% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 50% 0% 25% 25% 25% 25% 0% 50% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 0% 0% 0% 50% 0% 50%

Security Name Mainstay Dfndterm Mun Opp Mainstreet Equity Corp Mainstreet Health Invts Majesco Majesco Entertainment-new Majestic Capital Ltd Majestic Gold Corp Major Drilling Grp Intl Makemytrip Limited Malibu Boats Inc Cl-a Mallinckrodt Plc Malvern Bancorp Inc Mam Software Group Managed Durat Inv Grd Mun Mandalay Res Corp Manhattan Bridge Cap Inc Manitex Intl Inc Manitok Energy Inc Manitou Gold Inc Mannatech Inc-new Manning & Napier Inc-a Mannkind Corp Manulife F/r Sr Loan-a Manulife Us Reg Bk T/u-a Maple Leaf Green Wrld Inc Maplewood Intl Reit T/u Marathon Gold Corporation Marathon Patent Group Inc Marchex Inc Marchwell Ventures Ltd Marcus & Millichap Inc Marcus Corp Margaret Lake Diamonds Margaux Red Cap Inc Margaux Resources Ltd Marin Software Inc Marine Pete Units Ben Int Marine Products Corp Marinemax Inc Marinus Pharmaceuticals Maritime Resources Corp Market Vec Db Shrt Eu Etf Market Vect Db Lg Eur Etf Market Vect Renminbi Etf Market Vect Rupee/usd Etf Marks & Spencer Gp Plc25p Marksmen Energy Inc Marlin Business Svcs Inc Marlin Gold Mining Ltd Marquee Energy Ltd Marquest Cdn Eqt Incm T/u Marret High Yld Srt T/u-a Marret Multi-strat-a T/u Marret Resource Corp Marrone Bio Innovations Martin Midstream Prtn Lpu Martinrea Intl Inc Marubeni Corp Marui Co Ltd Mason Graphite Inc Mast Therapeutics Inc Mastech Digital Inc Masuparia Gold Corp-new Matachewan Cons Mines Matador Resources Co Matamec Expl Inc Match Group Inc Mateon Therapeutics Inc Materialise Nv Spons Adr Materion Corp Matirx Svce Inc Matrrix Energy Tech Inc Mattersight Corp Maudore Minerals Ltd Maui Land & Pineapple Co Mawson Resources Ltd

Symbol

Major Market

MMD MEQ HLP'U MJCO COOL MAJCQ MJS MDI MMYT MBUU MNK MLVF MAMS MZF MND LOAN MNTX MEI MTU MTEX MN MNKD MFR.UN MBK.UN MGW MWI.UN MOZ MARA MCHX MVE'H MMI MCS DIA MXC'H MRL MRIN MARPS MPX HZO MRNS MAE DRR URR CNY INR MAKSF MAH MRLN MLN MQL MIF.UN MHY.UN MMF.UN MAR MBII MMLP MRE MARUF MAURF LLG MSTX MHH MAS MCM'A MTDR MAT MTCH MATN MTLS MTRN MTRX MXX MATR MAOMF MLP MAW

US T T US US US T T US US US US US US T US US T T US US US T T T T T US US T US US T T T US US US US US T US US US US US T US T T T T T T US US T US US T US US T T US T US US US US US T US US US T

Loan Value (No Loan Value below $3.00)

25% 25% 25% 25% 25% 25% 25% 50% 25% 50% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 50% 50% 25% 0% 25% 25% 25% 25% 50% 0% 25% 0% 0% 0% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 50% 25% 25% 25% 0% 25% 25% 25% 50% 25% 50% 0% 25% 50% 50% 25% 25% 25% 25% 25%

Security Name Mawson West Limited Maxim Power Corp Maxim Resources Inc Maxlinear Inc Cl-a Maxpoint Interactive-new Maxwell Technologies Inc Maya Gold & Silver Inc Mays J.w. Inc Mazarin Inc Mazda Motor Corp-new Mbia Inc Mbn Corporation Mbt Financial Corp Mcan Mortgage Corp Mcbc Holdings Inc Mcchip Resources Inc Mcclatchy Company-a New Mccoy Global Inc Mcdermott Intl Inc Mcewen Mining Inc Mcorpcx Inc Mcw Energy Group Ltd Mdc Partners Inc Cl-a Sv Meadow Bay Gold Corp Mechel Pao Adr Pfd Mechel Pao Spn/adr-new Med Biogene Inc Medallion Financial Corp Medallion Finl Corp 9% Nt Medallion Res Ltd Medgenics Inc Medgold Resources Corp Media General Inc Hld-new Mediagrif Interact Tech Mediaset Espana Comm Sa Mediaset Spa Medical Transcr 11%-a Pfd Medical Transcription Bil Medicines Company Medicinova Inc Medicure Inc-new Medifast Inc Medifocus Inc Medigus Ltd Spon Adr Mediobanca Spa Mediolanum Spa Mediwound Ltd Medley Cap Corp 6.5% Nts Medley Capital Corp Medley Management Inc-a Medmira Inc Medovex Corp Medx Health Corp Meetme Inc Meg Energy Corp Mega Uranium Ltd Meggitt Plc Gbp5 Mei Pharma Inc-new Meiji Holdings Co Ltd Melco Crown Entainmnt Adr Melcor Developments Melcor Reit T/u Melior Resources Inc Melkior Resources Inc Melrose Bancorp Inc Memorial Production Lpu Mena Hydrocarbons Inc Mer Telemngmnt Sols Ltd Mercadolibre Inc Mercantile Bank Corp Mercator Minerals Ltd Mercer Intl Inc Merck Kgaa Meredith Corp Meritage Homes Corp Merrex Gold Inc

Symbol

Major Market

MWSWF MXG MXM MXL MXPT MXWL MYA MAYS MAZ'H MZDAF MBI MBN MBTF MKP MCFT MCS MNI MCB MDR MUX MCX MCW MDCA MAY MTL'PR MTL MBI MFIN MFINL MDL MDGN MED MEG MDF GETVF MDIEF MTBCP MTBC MDCO MNOV MPH MED MFS MDGS MDIBF MDLAF MDWD MCX MCC MDLY MIR MDVX MDX MEET MEG MGA MEGGF MEIP MEJHF MPEL MRD MR.UN MLR MKR MELR MEMP MNH'H MTSL MELI MBWM MLKKF MERC'U MKGAF MDP MTH MXI

US T T US US US T US T US US T US T US T US T US T T T US T US US T US US T US T US T US US US US US US T US T US US US US US US US T US T US T T US US US US T T T T US US T US US US US T US US US T

Loan Value (No Loan Value below $3.00)

25% 25% 25% 50% 25% 25% 25% 25% 0% 25% 50% 25% 25% 25% 25% 25% 25% 25% 50% 50% 0% 25% 50% 25% 0% 0% 0% 25% 0% 25% 0% 25% 50% 25% 25% 25% 25% 25% 25% 0% 0% 25% 25% 25% 25% 0% 0% 0% 50% 25% 25% 25% 25% 50% 50% 25% 0% 0% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 0% 50% 25% 50% 25% 50% 50% 25%

Security Name Merril Ly Depositor Pfd Merrill Lyn6.0518%ipt03-1 Merrimack Pharmaceuticals Merus B.v. Merus Labs Intl Inc Mesa Rty Trust Ubi Mesabi Trust Certificate Mesoblast Ltd Spons Adr Metabolix Inc-new Metaldyne Performance Grp Metalex Ventures Ltd-new Metallum Resources Inc Metalore Resources Ltd Metanor Resources Inc Methes Energies Intl Ltd Mettrum Health Corp Mexco Energy Corp Mexico Equity&incme Fd Mexico Fund Inc Mexivada Mining Corp Mfc Bancorp Ltd Mfri Inc Mfs Calif Municipal Fnd Mfs Charter Inc Tr Sbi Mfs Govt Mkts Income Tr Mfs High Income Muni Trst Mfs High Yield Muni Trust Mfs Inter High Income Fd Mfs Interim Income Sh Sbi Mfs Investmt Grade Mun Tr Mfs Multimarket Inc Trust Mfs Municipl Incme Tr Sbi Mfs Spl Value Tr Mgc Diagnostics Corp Mgt Capital Invst Inc-new Michael Kors Holdings Ltd Michelin Cl-b Ord Microbix Biosystems Inc Micronet Enertec Tech Inc Microplanet Technology Cp Microvision Inc-new Mid Penn Bancorp Inc Midas Gold Corp Midatech Pharma Plc Adr Midcoast Energy Ptnr-a Lp Mid-con Energy Prtnrs Lpu Middleburg Financial Corp Middlefield Banc Corp Middlefield Can Gbl Reit Middlefield Hlth&well T/u Midland Exploration Inc Midland Sts Bancorp Inc Midnight Sun Mining Corp Midpoint Holdings Ltd Midsouth Bancorp Midstates Petroleum Co Midway Gold Corp Midwestone Finl Group-new Milacron Holdings Corp Milestone Scientific Inc Millennial Esports Corp Miller Inds Inc Miller/howard High Icm Eq Mimecast Ltd Mimedx Group Inc Minaean Sp Construction Minaurum Gold Inc Minco Gold Corporation Minco Silver Corp Mincom Capital Inc Mind Cti Ltd Mindbody Inc Cl-a Mindoro Res Ltd Minebea Co Ltd Mineral Technology Minerva Neurosciences Inc

Symbol

Major Market

PYS IPB MACK MRUS MSL MTR MSB MESO MBLX MPG MTX MRV MET MTO MEIL MT MXC MXE MXF MNV'H MFCB MFRI CCA MCR MGF CXE CMU CIF MIN CXH MMT MFM MFV MGCD MGTI KORS MGDDF MBX MICT MP'H MVIS MPB MAX MTP MEP MCEP MBRG MBCN RCO.UN HWF.UN MD MSBI MMA MPT MSL MPO MDWCQ MOFG MCRN MLSS GAME MLR HIE MIME MDXG MSP MGG MMM MSV MOI MNDO MB MIO MNBEF MTX NERV

US US US US T US US US US US T T T T US T US US US T US US US US US US US US US US US US US US US US US T US T US US T US US US US US T T T US T T US US US US US US T US US US US T T T T T US US T US US US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 0% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 0% 25% 25% 25% 0% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 0% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 50% 25% 25% 50% 25%

Security Name Minnova Corp Minsud Resources Corp Mint Income Fund T/u Miranda Gold Corp Mirasol Resources Ltd Mirati Therapeutics Inc Mirna Therapeutics Inc Mirvac Group-stapled Sec Misonix Inc Mission Ready Svcs Inc Mississippi Pwr 5.25% Pfd Mitcham Inds Inc Mitcham Inds Inc-a 9% Pfd Mitek Systems Inc Mitsubishi Chemical Hldgs Mitsubishi Corp Mitsubishi Estate Co Ltd Mitsubishi Heavy Ind Comm Mitsubishi Material Mitsubishi Motors-new Mitsui & Co Ltd Mitsui Chemicals Ltd Mitsui Engineering & Ship Mitsui Fudosan Co Ltd Mitsui O.s.k. Lines Ltd Mix Telematics Ltd-sp/adr Mizhuho Financial Grp Adr Mma Capital Management Mnp Petroleum Corp Mobile Telesys Pjsc Adr Mobistar -ord Shs- Bel20 Mocon Inc Model N Inc Modine Mfgr Co Modsys Intl Ltd Moduslink Glb Solns-new Mogo Finance Technology Moko Social Media Ltd Adr Mol Global Inc Spons Adr Moleculin Biotech Inc Molson Coors-a Exch Shs Molson Coors-b Exch Shs Momenta Pharma Inc Momo Inc Spons Adr Monarch Casino & Resort Moneda Latam Corp-a T/u Moneda Latam Fixed-a T/u Moneta Porcupine Mns Inc Moneygram Intl Inc-new Mongolia Growth Group Ltd Monolithic Pwr Sys Inc Monroe Capital Corp Monster Digital Inc Montello Res Ltd Monument Mining Ltd Mood Media Corp Mooncor Oil & Gas Corp Morg St Inc Secs Morgan Resources Corp Morgan Stanley China Fd-a Morguard Corp Morguard N/amer Reit T/u Morguard Rl/est Inv T/u Morro Bay Resources Ltd Morumbi Resources Inc Mosaic Capital Corp Mosaic Capital Corp Pfd Mosys Inc Motif Bio Plc Spon/adr Motorcar Parts Of America Mountain China Resorts Hl Mountain Province Diamond Mountainview Energy Ltd Movado Group Inc Moxian Inc Mrv Communications Inc

Symbol

Major Market

MCI MSR MID.UN MAD MRZ MRTX MIRN MRVGF MSON MRS MP.D MIND MINDP MITK MTLHF MSBHF MITEF MHVYF MIMTF MMTOF MITSF MITUF MIESF MTSFF MSLOF MIXT MFG MMAC MNP MBT MBSRF MOCO MODN MOD MDSY MLNK MOGO MOKOY MOLGY MBRX TPX'A TPX'B MNTA MOMO MCRI MLD.UN MLF.UN ME MGI YAK MPWR MRCC MSDI MLORF MMY MM MOO ICB MOR'H CAF MRC MRG.UN MRT.UN MRB MOC M M.A MOSY MTFB MPAA MCG MPV MVW'H MOV MOXC MRVC

T T T T T US US US US T US US US US US US US US US US US US US US US US US US T US US US US US US US T US US US T T US US US T T T US T US US US US T T T US T US T T T T T T T US US US T T T US US US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 25% 25% 0% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 50% 25% 25% 0% 0% 25% 50% 50% 25% 25% 0% 25% 0% 0% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 50% 25% 25% 0% 25% 25% 25% 25% 25% 50% 25% 25% 50% 25% 0% 25% 25% 25% 0% 50% 0% 25% 25% 50% 25% 25%

Security Name Ms Cush Mlp Hi Income Etn Ms Strutured-a 7% Saturns Ms&ad Insurance Group Msb Financial Corp-new Msg Networks Inc Mtr Corp Ltd Mty Food Group Inc Muenchener Rueckver -regMulti Packaging Soln Intl Mundoro Capital Inc Murata Manufacturing Mustang Minerals Corp Mutualfirst Financial Inc Mv Oil Trust Mvc Capital Inc Mvc Capital Inc 7.25% Pfd My Size Inc Myers Industries Inc Myokardia Inc Myos Rens Technology Inc Myovant Sciences Ltd Myriad Genetics Inc N.l. Industries Inc Nabors Industries Ltd Nabriva Therapeutics Adr Naikun Wind Energy Group Naked Brand Group Inc Nam Tai Property Inc Namibia Rare Earths Inc Nano Dimension Ltd Sp/adr Nanotech Security Corp Nanoviricides Inc Nantkwest Inc Napco Security Techs Inc Napier Ventures Inc Natcore Technology Inc Natera Inc Nathans Famous Inc National Amer Univ Hldgs National Banshares Inc National Cinemedia Inc National Holdings Corp National Research Corp-a National Research Corp-b National Security Grp Inc National Westmin Pf-c-adr Nationstar Mtg Hldngs Inc Natixis Seeyond Intl Etf Natl Australia Bk Ltd Ord Natl Gen Hldgs 7.625% Pfd Natural Altern Intl Inc Natural Gas Services Grp Natural Grocers By Vitami Natural Health Trends Natural Res Ptnrs Lpu-new Naturally Splendid Entrps Natures Sunshine Prod Natuzzi Spa Adr Nautilus Inc Nautilus Minerals Inc Navidea Biopharmaceutical Navios Mar Hldg S/adr Pfd Navios Mari 8.75%pf-g Adr Navios Maritime Acquis Navios Maritime Hldgs Inc Navios Maritime Midstr Lp Navios Maritime Prtnr Lpu Navistar Intl Corp Nci Inc-a Ndx Growth & Incm-a T/u Neah Power Systems-new Nebo Capital Corp Nec Corp Ord Neenah Paper Inc Neff Corp Cl-a Nektar Therapeutics

Symbol

Major Market

MLPY HJV MSADF MSBF MSGN MTRJF MTY MURGF MPSX MUN MRAAF MUM MFSF MVO MVC MVCB MYSZ MYE MYOK MYOS MYOV MYGN NL NBR NBRV NKW NAKD NTP NRE NNDM NTS NNVC NK NSSC NAP NXT NTRA NATH NAUH NKSH NCMI NHLD NRCIA NRCIB NSEC NW.C NSM MVIN NAUBF NGHCZ NAII NGS NGVC NHTC NRP NSP NATR NTZ NLS NUS NAVB NM.H NM.G NNA NM NAP NMM NAV NCIT NGI.UN NPWZ NBO'H NIPNF NP NEFF NKTR

US US US US US US T US US T US T US US US US US US US US US US US US US T US US T US T US US US T T US US US US US US US US US US US US US US US US US US US T US US US T US US US US US US US US US T US T US US US US

Loan Value (No Loan Value below $3.00)

0% 25% 25% 25% 50% 25% 50% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 0% 25% 25% 25% 50% 0% 25% 25% 50% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 50% 0% 25% 0% 25% 50% 25% 25% 50% 25% 25% 0% 50% 25% 0% 0% 0% 0% 0% 0% 0% 50% 25% 25% 25% 0% 25% 50% 25% 25%

Security Name Nelnet Inc Cl-a Neonode Inc Neophotonics Corp Neos Therapeutics Inc Neothetics Inc Neovasc Inc Nephrogenex Inc Neptune Tech & Biores Inc Nesscap Energy Inc Net 1 Ueps Techs Inc Net Element Inc-new Netlist Inc Netscout Systems Inc Netsol Tech Inc-new Network Media Group Inc Network-1 Technologies Neuberger Ber H/yld Strat Neuberger Ber Mlp Incm Fd Neuberger Berm Ca Int Mun Neuberger Berm Int Mun Fd Neuberger Berm Ny Int Mun Neuberger Berman Real Est Neulion Inc Neuralstem Inc Neurocrine Biosciencs Inc Neuroderm Ltd Neurometrix Inc-new Nevada Clean Magnesium Nevada Copper Corp Nevada Gold & Casinos Inc Nevada Iron Ltd Nevada Sunrise Gold-new Nevro Corp Nevsun Resources Ltd New Amer High Incm Fd-new New Concept Energy Inc New England Rlty-d/r Lpu New Era Minerals Inc New Germany Fund Inc New Gold Inc New Home Co Inc (the) New Ireland Fund Inc New Look Vision Group New Media Investment Grp New Millennium Iron Corp New Oriental Ed&tech Adr New Oroperu Resources Inc New Relic Inc New Source En Lp 11%-a Pf New Source Energy Lpu New West Energy Svcs Inc New World Dev Co Ltd Ord New York & Co Inc New York Comm Cap V 6%pfd New York Times Co-aNew Zealand Energy Corp Newalta Corp Newcastle Inv Ser-c Pfd Newcastle Invt 8.375% Pfd Newcastle Invt 9.75% Pf-b Newcastle Invt Corp-new Newcrest Mining Ltd Npv Newfld Capital Crp-a Sv Newlink Genetics Corp Newmac Resources Inc Newmarket Gold Inc Newnorth Project Ltd Newpark Resources Inc Newport Exploration Ltd Newstar Financial Inc Newtek Business Svc 7% Nt Newtek Business Svcs Corp Newtek Busn Svcs 7.5% Nts Nexc Partners Corp Cl-a Nexeo Solutions Inc Nexgenrx Inc

Symbol

Major Market

NNI NEON NPTN NEOS NEOT NVC NRXGQ NEPT NCE UEPS NETE NLST NTCT NTWK NTE NTIP NHS NML NBW NBH NBO NRO NLN CUR NBIX NDRM NURO NVM NCU UWN NIROF NEV NVRO NSU HYB GBR NEN NEM GF NGD NWHM IRL BCI NEWM NML EDU ORO NEWR NUSPQ NSLPQ NWE NDVLF NWY NYCB.U NYT NZ NAL NCT.C NCT.D NCT.B NCT NCMGF NCC'A NLNK NER NMI NNP NR NWX NEWS NEWTL NEWT NEWTZ NXC NXEO NXG

US US US US US T US T T US US US US US T US US US US US US US T US US US US T T US US T US T US US US T US T US US T US T US T US US US T US US US US T T US US US US US T US T T T US T US US US US T US T

Loan Value (No Loan Value below $3.00)

50% 25% 0% 0% 0% 25% 0% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 50% 25% 25% 25% 25% 0% 25% 25% 50% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 50% 25% 0% 25% 50% 25% 25% 25% 25% 25% 25% 50% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 50% 25% 25% 0% 25% 0% 25% 25% 25%

Security Name Nexj Systems Inc Cl-a Nexpoint Credit Strat-new Nexstar Broadcasting Gp-a Next Generation Mgmt Corp Next Plc Ord 10p Nextera Egy 5.125%-i Pfd Nextera Egy Cap5.7%-g Pfd Nextera Egy5.25%-k Jr Deb Nextera Energy Capital Ho Nextera Engy Cap 5%-j Pfd Nextraction Energy Corp Nexvet Biopharma Plc Nf Energy Saving Corp Nfld Capital Corp Cl-b Mv Ngex Resources Inc Ngk Insulators Ltd Ngl Energy Partners Lpu Nhc Communications Inc Niagara Mohawk Pwr3.90%pr Niagara Mokawk Pwr3.60%pr Niagara Ventures Corp Nicholas Finl Inc Nickel North Explor Corp Nicolet Bankshares Inc Nidec Corp Pv Jpy 50 Nighthawk Gold Corp Nii Holdings Inc Niko Resources Ltd-com Nikon Corp Nimble Storage Inc Niocan Inc Niocorp Developments Ltd Nippon Dragon Res Inc Nippon Electric Glass Nippon Express Co Nippon Sheet Glass Co Ltd Nippon Steel Corp-new Nippon Suisan Kaisha Ltd Nippon Yusen Kabush Kaish Nissan Motor Co Ltd Nissin Food Holdings Co Nitto Denko Corp Nivalis Therapeutics Inc Nmi Holdings Inc Cl-a Noah Holdings Ltd-sp Ads Nobel Real Est Inv Tu-new Nobilis Health Corp Noble Corporation Plc Noble Iron Inc Noble Mineral Expl Inc Nomad Foods Ltd Npv Nomura Hldgs Inc Adr Noodles & Company Cl-a Noranda Aluminum Hldg Crp Noranda Income Fd -a T/u Nord Anglia Education Inc Nordea Bank Ab Nordic American Offshore Noront Res Ltd Norsat Intl Inc Nortech Systems Inc Nortel Inversora S.a. North Amer Pfd Share T/u North Amer Reit Incm T/u North American Engy Prtnr North American Nickel Inc North American Palladium North American Tungstn Cp North Arrow Mnls Inc-new North Atlantic Drill-new North Bluff Capital Corp North Sea Energy Inc Northcliff Resources Ltd Northeast Bancorp Northern Blizzard Res Inc Northern Dynasty Mnls Ltd

Symbol

Major Market

NXJ NHF NXST NGMC NXGPF NEE.I NEE.G NEE.K NEE.H NEE.J NE'H NVET NFEC NCC'B NGQ NGKIF NGL NHCMF NMK.C NMK.B NIA NICK NNX NCBS NNDNF NHK NIHD NKO NINOF NMBL NIO NB NIP NPEGF NPEXF NPSGF NISTF NISUF NYUKF NSANF NFPDF NDEKF NVLS NMIH NOAH NEL.UN NHC NE NIR NOB NOMD NMR NDLS NORNQ NIF.UN NORD NRDEF NAO NOT NII NSYS NTL NPF.UN NRF.UN NOA NAN PDL NTC'H NAR NADL NBK'H NUK NCF NBN NBZ NDM

T US US US US US US US US US T US US T T US US US US US T US T US US T US T US US T T T US US US US US US US US US US US US T T US T T US US US US T US US US T T US US T T T T T T T US T T T US T T

Loan Value (No Loan Value below $3.00)

25% 25% 50% 0% 25% 25% 25% 25% 25% 25% 25% 0% 0% 25% 25% 25% 50% 0% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 50% 50% 25% 50% 50% 25% 25% 0% 50% 25% 25% 25% 50% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 50% 0% 25% 25% 25% 50% 50%

Security Name Northern Graphite Corp Northern Iron Corp Northern Oil And Gas Inc Northern Power Systems Northern Shield Res Inc Northern Star Mining Corp Northern Superior Res Inc Northern Tech Intl Corp Northern Uranium Corp Northern Vertex Mng Corp Northfield Cap Cp Cla-rv Northisle Copper&gold Inc Northrim Bancorp Inc Northstar Realty Europe Northwest Biotherapeutics Northwest Pipe Co Norvista Capital Corp Norwood Financial Corp Norzan Enterprises Ltd Nouveau Monde Mng Entprse Nova Lifestyle Inc Nova Measuring Instrument Novabay Pharmaceutic-new Novadaq Technologies Inc Novagold Res Inc Novan Inc Novanta Inc Novavax Inc Novocure Ltd Novogen Ltd-sp Adr Novozymes A/s Dkk 2.0-b Novra Technologies Inc Novx21 Inc Nq Mobile Inc Adr Nsi Strategic Inv Ltd Nsk Ltd Ntg Clarity Networks Inc Nth European Oil Rlty Trs Ntn Buzztime Inc-new Nu Skin Enterprises Inc Nuance Communications Inc Nuinsco Resources Ltd Nulegacy Gold Corp Numerex Corp Nustar Grp Hldgs Llc-lpu Nustar Logistics 7.625%pf Nutanix Inc Cl-a Nutri/system Inc Nuvectra Corp Nuveen Diversified Commod Nuveen Glb Hi Incm Fd Etf Nuveen Lng/shrt Commodity Nuverra Environ Solutions Nuvista Energy Ltd Nuvo Pharmaceuticals Inc Nv Bekaert Sa Nve Corp Nxt Energy Solutions Inc Nxt-id Inc-new Nymox Pharmaceutical Corp Nyx Gaming Group Ltd O2micro Intl Ltd Spon Adr Oak Valley Bancorp Oakham Capital Corp Oasis Petroleum Inc Oasmia Pharmaceutical Adr Obalon Therapeutics Inc Obayashi Corp Obrascon Huarte Lain Sa Ocean Bio-chem Inc Ocean Power Techs Inc Ocean Rig Udw Inc Oceanagold Corp Oceaneering Intl Inc Oceanic Iron Ore Corp Oceanus Res Corp

Symbol

Major Market

NGC NFE NOG NPS NRN NSMSF SUP NTIC UNO NEE NFD'A NCX NRIM NRE NWBO NWPX NVV NWFL NRZ'H NOU NVFY NVMI NBY NDQ NG NOVN NOVT NVAX NVCR NVGN NVZMF NVI NOV'H NQ NLL NPSKF NCI NRT NTN NUS NUAN NWIFF NUG NMRX NSH NSS NTNX NTRI NVTR CFD JGH CTF NESC NVA NRI BEKSF NVEC SFD NXTD NYMX NYX OIIM OVLY OKM'H OAS OASM OBLN OBYCF OBSJF OBCI OPTT ORIG OGC OII FEO OCN

T T US T T US T US T T T T US US US US T US T T US US US T T US US US US US US T T US T US T US US US US US T US US US US US US US US US US T T US US T US US T US US T US US US US US US US US T US T T

Loan Value (No Loan Value below $3.00)

25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 50% 0% 25% 25% 25% 0% 25% 25% 25% 0% 50% 25% 25% 50% 25% 0% 0% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 50% 0% 50% 50% 0% 25% 25% 25% 25% 50% 0% 25% 25% 0% 25% 0% 0% 25% 25% 0% 25% 0% 25% 25% 0% 25% 25% 0% 50% 50% 25% 25%

Security Name Ocera Therapeutics Inc Oci Partners Lp Oconee Federal Financial Ocp Credit Strategy T/u Ocp Senior Credit Fd T/u Octant Energy Corp Ocular Therapeutix Inc Oculus Innovative Sci-new Ocwen Financial Corp Odakyu Electric Railway Odyssey Marine Explor-new Odyssey Resources Ltd Office Depot Inc Ofg Bancorp Ofg Bancorp 7% Ser-b Pfd Ofg Bancorp 7.125%-a Pfd Ofg Bancorp 7.125%-d Pfd Ofs Capital Corp Oha Investment Corp Ohio Valley Banc Corp Ohr Pharmaceutical-new Oi Sa Spon Adr-new Oil Dri Corp America -aOil Optimization Inc Oil Sands Sector Fd T/u Oil Search Ltd Pk Npv Oji Holdings Corp Oki Electric Industry Old Line Bancshares (md) Old Mutual Gbp0.114285714 Old Point Financial Corp Old Second Bancorp Inc Old Second Cap Tst 1 Pfd Olivut Resources Ltd Ollie's Bargain Outlet Hl Olympia Financial Group Olympic Steel Inc Olympus Corp Jpy50 Om Asset Mgmt 5.125% Nts Omega Flex Inc Omega Protein Corp Omeros Corp Omineca Mining And Metals Omni Lite Inds Cda Inc Omnova Solutions Inc On Deck Capital Inc On Track Innovations Ltd Oncobiologics Inc Oncocyte Corp Oncogenex Pharmaceutical Oncolytics Biotech Inc Oncomed Pharmaceuticals Onconova Therapeutics-new Oncosec Medical Inc One Group Hospitality Inc One Horizon Group Inc One Liberty Pptys Inc Onebeacon Insurance Group Onecap Investment Corp Onemain Holdings Inc Onereit T/u Oneroof Energy Group Inc Onesoft Solutions Inc Ono Pharmaceuticals #4528 Onvia Inc Ooma Inc Opexa Therapeutics-new Opgen Inc Ophthotech Corp Opko Health Inc Oppenheimer Esg Rev Etf Oppenheimer Gl Esg Rv Etf Oppenheimer Hldg Inc-a Nv Opsens Inc Optibase Ltd Optical Cable Corp

Symbol

Major Market

OCRX OCIP OFED OCS.UN OSL.UN OEL'H OCUL OCLS OCN ODERF OMEX ODX'H ODP OFG OFG.B OFG.A OFG.D OFS OHAI OVBC OHRP OIBR'C ODC OOI'H OSF.UN OISHF OJIPF OKIEF OLBK ODMUF OPOF OSBC OSBCP OLV OLLI OLY ZEUS OCPNF OMAA OFLX OME OMER OMM OML OMN ONDK OTIV ONS OCX OGXI ONC OMED ONTX ONCS STKS OHGI OLP OB OIC'H OMF ONR.UN ON OSS OPHLF ONVI OOMA OPXA OPGN OPHT OPK ESGL ESGF OPY OPS OBAS OCC

US US US T T T US US US US US T US US US US US US US US US US US T T US US US US US US US US T US T US US US US US US T T US US US US US US T US US US US US US US T US T T T US US US US US US US US US US T US US

Loan Value (No Loan Value below $3.00)

0% 25% 25% 25% 25% 25% 0% 0% 25% 25% 25% 0% 50% 0% 0% 0% 0% 25% 25% 25% 0% 0% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 50% 25% 0% 25% 50% 25% 25% 25% 50% 25% 25% 0% 0% 0% 0% 25% 0% 25% 25% 0% 50% 50% 0% 50% 25% 25% 25% 25% 25% 25% 0% 0% 25% 50% 0% 0% 25% 25% 25% 25%

Security Name Optimumbank Holdings-new Oracle Energy Corp Oracle Mining Corp Oragenics Inc Oramed Pharmaceuticals Orbit Garant Drilling Inc Orca Exploration Group-a Orca Exploration Grp-b Sv Orca Gold Inc Orchid Island Capital Inc Ord Mountain Res Corp Orefinders Resources Inc Orex Exploration Inc Orex Minerals Inc Orexigen Therapeutics-new Orezone Gold Corp Organigram Holdings Inc Organovo Holdings Inc Oriana Resources Corp Orica Limited Npv Orient Paper Inc-new Oriental Land Co Ltd Origin Agritech Limited Origin Energy Ltd Origo Acquisition Corp Orion Energy Systems Inc Orion Engineered Carbons Orion Group Holdings Inc Oroco Resource Corp Orocobre Ltd Orosur Mining Inc Orrstown Fincl Svcs Inc Orsu Metals Corp Orsus Xelent Tech Inc Orvana Minerals Corp Oryx Petroleum Corp Osaka Gas Co Ltd Osi Systems Inc Osiris Therapeutics Inc Osisko Gold Royalties Ltd Osisko Mining Inc Ossen Innovation Co Adr Otelco Inc Cl-a Otis Gold Corp Otonomy Inc Otsuka Holdings Co Ltd Ottawa Bancorp Inc Ovascience Inc Overseas Shiphldg-a New Overstock.com Inc Owens Realty Mortgage Inc Oxbridge Re Holdings Ltd Oxford Immunotec Global Oxford Industries Inc Oxford Lane Cap 7.5% Pfd Oxford Lane Cap 8.125% Pf Oxford Lane Cap Corp Oyster Oil And Gas Ltd P & F Industries Inc Cl-a P A M Transn Svcs Inc P&p Ventures Inc Pab Bankshares Inc Pac Gas&elec 4.8% 1st Pr Pac.gas & Elec.4.36% Pr. Pac.gas & Elec.4.50% Pf-h Pac.gas & Elec.5%rd.1stpr Pac.gas & Elec5% 1st Pr-a Pac.gas&elec 5.50 1st Pr Pace Holdings Corp Cl-a Pacholder High Yield Fd Pacific Biosciences Of Ca Pacific Booker Minls Inc Pacific Cascade Mnls Inc Pacific Coast Oil Trust Pacific Continental Corp Pacific Drilling S.a-new

Symbol

Major Market

OPHC OEC OMCCF OGEN ORMP OGD ORC'A ORC'B ORG ORC OMR'H ORX OX REX OREX ORE OGI ONVO OUP'H OCLDF ONP OLCLF SEED OGFGF OACQ OESX OEC ORN OCO ORL OMI ORRF OSU ORSX ORV OXC OSGSF OSIS OSIR OR OSK OSN OTEL OOO OTIC OTSKF OTTW OVAS OSG OSTK ORM OXBR OXFD OXM OXLCO OXLCN OXLC OY PFIN PTSI PPV'H PABK PCG.G PCG.I PCG.H PCG.D PCG.E PCG.B PACE PHF PACB BKM PCV'H ROYT PCBK PACD

US T US US US T T T T US T T T T US T T US T US US US US US US US US US T T T US T US T T US US US T T US US T US US US US US US US US US US US US US T US US T US US US US US US US US US US T T US US US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 0% 0% 25% 0% 0% 25% 25% 0% 25% 25% 25% 0% 25% 0% 25% 25% 25% 0% 25% 0% 25% 0% 25% 50% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 50% 0% 50% 50% 0% 25% 25% 25% 25% 25% 0% 50% 50% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 0% 0% 25% 25% 25% 25% 25% 25% 25% 25% 50% 0% 25% 25% 50% 25%

Security Name Pacific Ethanol Inc-new Pacific Explor&prod Corp Pacific Gas & Elec 5% Pfd Pacific Gas & Elec 6% Pfd Pacific Geoinfo Corp Pacific Imperial Mines Pacific Insight Electrs Pacific Link Mining Corp Pacific Mercantile Bancrp Pacific Safety Products Pacific Special Acq Corp Pacific State Bancorp Pacific Wildcat Res Corp Pacira Pharmaceuticals In Pain Therapeutics Inc Painted Pony Petroleum Paladin Energy Ltd Palatin Technologies-new Palladon Ventures Ltd Palliser Oil & Gas Corp Paloma Res Inc Pampa Energia Sa Adr Pan Global Resources Inc Pan Orient Energy Corp Panasonic Corporation Panda Capital Inc Pandora A/s Pandora Media Inc Pangaea Logistics Solns Pangolin Diamonds Corp Panhandle Oil And Gas Inc Panorama Petroleum Inc Panoro Minerals Ltd Papa Murphy's Hldgs Inc Par Technology Corp Paragon Commercial Corp Paragon Offshore Plc Paragon Shipping Cl-a New Parallel Energy Trust T/u Paramount Gold Nevada Crp Paratek Pharmaceuticals Pareteum Corp Parex Resources Inc Park City Group Inc Park Electrochemical Park Lawn Company Ltd Park Lawn Corp Park Ohio Hldgs Corp Park Sterling Corp Parke Bancorp Inc Parker Drilling Co Parkervision Inc-new Parkit Enterprise Inc Parmalat Spa Eur 1 Parnell Pharma Hldgs Ltd Partner Communication Adr Partner Jet Corp Partnerre Ltd 5.875%-f Pf Partnerre Ltd 5.875%-i Pf Partnerre Ltd 6.5%-g Pfd Partners Reit T/u Partners Val Invs Lpu Pfd Partners Val Split Aa3 Pf Partners Val Split Aa5 Pf Partners Val Split Aa6 Pf Partners Val Split Aa7 Pf Partners Value Invs Lpu Party City Holdco Inc Passport Potash Inc Pathfinder Bancorp Inc Pathfinder Income Fnd T/u Patient Home Monitoring Patriot National Banc-new Patriot National Inc Patriot Transportatn Hldg Pavmed Inc

Symbol

Major Market

PEIX PEN PCG.C PCG.A PGO'H PPM PIH PKC'H PMBC PSP PAAC PSBC PAW'H PCRX PTIE PPY PDN PTN PLLVF PSLRF PLO'H PAM PGZ POE PCRFF PDA'H PNDZF P PANL PAN PHX PPA PML FRSH PAR PBNC PGNPQ PRGNF PEYTF PZG PRTK TEUM PXT PCYG PKE PRL PLC PKOH PSTB PKBK PKD PRKR PKT PLATF PARN PTNR PJT PRE.F PRE.I PRE.G PAR.UN PVF.U PVS.B PVS.C PVS.D PVS.E PVF.UN PRTY PPI'H PBHC PCD.UN PHM PNBK PN PATI PAVM

US T US US T T T T US T US US T US US T T US US US T US T T US T US US US T US T T US US US US US US US US US T US US T T US US US US US T US US US T US US US T T T T T T T US T US T T US US US US

Loan Value (No Loan Value below $3.00)

50% 0% 25% 25% 0% 0% 25% 0% 25% 25% 0% 0% 25% 25% 0% 50% 25% 0% 25% 25% 0% 0% 25% 25% 25% 0% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 0% 25% 25% 50% 50% 25% 25% 25% 50% 25% 25% 25% 25% 0% 0% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25%

Security Name Paylocity Holding Corp Payment Data Systems Inc Pb Bancorp Inc Pbf Energy Inc Cl-a Pbf Logistics Lp Pc Connection Inc Pcm Inc Pc-tel Inc Pdc Energy Inc Pdl Biopharma Inc Pd-rx Pharmaceuticals Inc Peak Positioning Tech Inc Peak Resorts Inc Peapack Gladstone Fin Crp Pearl River Holdings Ltd Pebble Creek Mining Ltd Pedevco Corp Pediapharm Inc Pelangio Exploration Inc Pele Mountain Res Inc Pendrell Corp Cl-a New Pengrowth Energy Corp Penn Natl Gaming Inc Penn West Petroleum Ltd Pennantpark Floating Rate Pennantpark Investment Cp Pennine Petroleum Corp Penns Woods Bancorp Inc Penntex Midstream Prtn Lp People Corp Peoples Bancorp Inc Peoples Bancorp Of North Peoples Financial Svcs Cp Peoples Finl Corp Miss People's Utah Bancorp Perceptron Inc Peregrine Diamonds Ltd Peregrine Phar-e 10.5% Pf Peregrine Pharma Inc-new Performance Sports Group Performant Financial Corp Perfumania Holdings Inc Perion Network Ltd Perk Inc Perma-fix Environmntl-new Permian Basin Ryl Tr Unts Pernix Therapeutics-new Pernod-ricard Perry Ellis Intl Inc Perseus Mining Ltd Pershimco Res Inc-a Pershing Gold Corp Persimmon Plc Petmed Express Inc Petrichor Energy Inc Petro Rio Sa Spon Gdr-new Petro Vista Energy Corp Petrobras Argentina Adr Petrocorp Group Inc Petrofac Ltd Petrofrontier Corp Petrolia Inc Petrolympic Ltd Petromaroc Corp Plc Petroquest Energy Inc-new Petroshale Inc Petro-victory Enrgy Crp-a Petrowest Corp Cl-a Petrox Resources Corp Petrus Resources Ltd Pfb Corp Pfenex Inc Pfsweb Inc-new Pharmathene Inc Pharmerica Corp Phaserx Inc

Symbol

Major Market

PCTY PYDS PBBI PBF PBFX CNXN PCMI PCTI PDCE PDLI PDRX PKK SKIS PGC PRH PBLEF PED PDP PX GEM PCO PGF PENN PWT PFLT PNNT PNN PWOD PTXP PEO PEBO PEBK PFIS PFBX PUB PRCP PGD PPHMP PPHM PSG PFMT PERF PERI PER PESI PBT PTX PDRDF PERY PRU PRO PGLC PSMMF PETS PTP PRJ PTV PZE PCG'H POFCF PFC PEA PCQ PMA PQ PSH VRY PRW PTC PRQ PFB PFNX PFSW PIP PMC PZRX

US US US US US US US US US US US T US US T US US T T T US T US T US US T US US T US US US US US US T US US T US US US T US US US US US T T US US US T T T US T US T T T T US T T T T T T US US US US US

Loan Value (No Loan Value below $3.00)

50% 25% 25% 50% 25% 50% 50% 25% 50% 25% 0% 25% 25% 50% 25% 0% 25% 25% 25% 25% 25% 50% 25% 50% 50% 50% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 0% 0% 25% 25% 25% 25% 25% 25% 50% 0% 25% 50% 25% 25% 25% 25% 50% 25% 0% 25% 0% 0% 0% 25% 25% 25% 0% 25% 25% 0% 25% 25% 25% 25% 0% 25% 0% 50% 0%

Security Name Phh Corp Phi Inc Phi Inc Non-voting Phibro Animal Health Cl-a Phoenix Canada Oil Ltd Phoenix Cos 7.45% Quibs Phoenix New Media Ltd-adr Photomedex Inc-new Photon Control Inc Phx Energy Svcs Corp Physicians Realty Trust Pico Holdings Inc Picton Mahoney Tact T/u-a Pier 1 Imports Inc Pieris Pharmaceuticals Pilot Gold Inc Pimco 0-5y High Yld Etf Pimco Glb Incm Opp-a T/u Pine Valley Mining Corp Pinebridge Inv Grd Pf T/u Pinetree Capital Ltd Ping An Insurance (group) Pingtan Marine Enterprise Pinnacle Entertainment Pioneer Corporation Pioneer Diversified Hi/in Pioneer Energy Svcs Corp Pioneer Floating Rate Tr Pioneer High Income Trust Pioneer Mun High Incm Adv Pioneer Muni High Incm Tr Pioneer Pwr Sols Inc Pioneering Tech Corp Pirelli & C.spa Npv Pitney Bowes Inc 6.7% Pfd Pivot Technology Solns Pixelworks Inc-new Pizza Pizza Royalty Corp Pjx Resources Inc Plains All Amer Ppln Lp Plains Gp Hldgs Lp-a New Planet Fitness Inc Cl-a Planet Mining Explor Inc Planet Payment Inc Plantronics Inc Plata Latina Minerals Crp Platform Specialty Prods Platinum Group Metals-new Plaza Retail Reit T/u Plug Power Inc Plumas Bancorp Pluristem Therapeutic Inc Poage Bankshares Inc Poet Technologies Inc Point.360 Pointer Telocation Ltd Points Intl Ltd Polaris Infrastructure Polaris Materials Corp Pollard Banknote Ltd Polonia Bancorp Inc-new Polymet Mng Corp Polymetal Intl Plc Poniard Pharm Inc Pope Res Lpu (delaware) Popular Cap Tr Ii 6.125% Popular Cap Tr Inc 6.7%pf Popular Inc-new Porter Bancorp Inc Portola Pharmaceuticals Portola Resources Inc Poseidon Containers Hldgs Posera Ltd Postmedia Net Cda-nc V/vt Postmedia Ntwk Cda-c Vtg Postrock Energy Corp

Symbol

Major Market

PHH PHII PHIIK PAHC PCO PNX3814338 FENG PHMD PHO PHX DOC PICO PMB.UN PIR PIRS PLG HYS PGI.UN PVMCF PRF.UN PNP PIAIF PME PNK PNCOF HNW PES PHD PHT MAV MHI PPSI PTE PPAMF PBI.B PTG PXLW PZA PJX PAA PAGP PLNT PXI PLPM PLT PLA PAH PLG PLZ.UN PLUG PLBC PSTI PBSK PTK PTSX PNTR PTS PIF PLS PBL PBCP POM POYYF PARD POPE BPOPM BPOPN BPOP PBIB PTLA PZ PCON PAY PNC'B PNC'A PSTRQ

US US US US T T US US T T US US T US US T US T US T T US US US US US US US US US US US T US US T US T T US US US T US US T US US T US US US US T US US T T T T US T US US US US US US US US T US T T T US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 50% 25% 50% 0% 25% 25% 50% 0% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 0% 25% 25% 25% 25% 50% 50% 50% 25% 25% 50% 25% 50% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 0% 25% 25% 25% 0% 25% 25% 25% 0% 25% 25% 25% 25%

Security Name Potash Ridge Corp Potbelly Corp Pounder Venture Cap Corp Power Assets Holdings Ltd Power Reit Power Solutions Intl Powersh Fste Rafi U.s Etf Powersh Ftse Raf Gl U$etf Powersh Ftse Raf Us U$etf Powersh Ftse Rafi Cdn Etf Powersh Ftse Rafi Glb Etf Powersh Ladder Us 0-5y C$ Powersh Ladder Us 0-5y U$ Powershares Low Volat Etf Powershares S&p Downside Powersharse S&p 500 Buywr Powershr Db Base Metals Powershr Db Gold Fund Powershr Db Oil Fund Powershr Db Precious Mtls Powershr Db Silver Fund Powershr Dev Europac Etf Powershr Eur Curr Low Vol Powershr Ftse Rafi Emg Mk Powershr India Ptf Powershr Jpn Curr Hdg Etf Powershr Mlt-stra Alt Ptf Powershrs Fndmtl High Etf Powershrs S&p E/m Low Etf Powershrs S&p Intl Dv Etf Powershs Glb S/t High Yld Ppl Cap Funding 5.9%-b Pf Pplus Tr Ser Gsc 2 F/rte Pra Group Inc Prairie Provident Res Inc Prana Biotech Spn Adr-new Prd Energy Inc Precious Metals & Mng T/u Precious Metals Bull T/u Precipitate Gold Corp Precision Drilling Corp Preferred Pl Czn-1 8.375% Preformed Line Products Premier Financial Bancorp Premier Gold Mines Ltd Presbia Plc Prestige Brands Hldgs Inc Pretium Resources Inc Prgx Global Inc Prima Biomed Spon Adr-new Prime City One Cap Corp Primeenergy Corp Primeline Engy Hldgs Inc Primero Mining Corp Prince Resource Corp Princeton National Bancrp Principal Real Est Incm Prism Resources Inc Prism Technologies Group Priszm Income Fund T/u Privatebac Iv 10% Pfd Pro Real Estate Invt Trst Pro-dex Inc-new Professional Div Ntwk-new Profire Energy Inc Progenics Pharmaceuticals Prometic Life Sciences Pronai Therapeutics Inc Prontoforms Corp Prophase Labs Inc Prophecy Development Corp Proqr Therapeutics N.v. Prosh Shrt S&p Reg Bk Etf Prosh Ultrashrt Sc600-new Proshares 1-7-10 Tsy Etf Proshares 2-3-7 Tsy Etf

Symbol

Major Market

PRK PBPB PDR'H HGKGF PW PSIX PXS PXG'U PXS'U PZC PXG USB USB'U PLV PHDG PBP DBB DGL DBO DBP DBS FXEP FXEU PXH PIN FXJP LALT PFH ELV ILV PGHY PPX PYT PRAA PPR PRAN PREGF MMP.UN PBU.UN PRG PD PIY PLPC PFBI PG LENS PBH PVG PRGX PBMD PMO'H PNRG PEH P PNR'H PNBC PGZ PRS PRZM PSZMF PVTBP PRV.UN PDEX IPDN PFIE PGNX PLI DNAI PFM PRPH PCY PRQR KRS SDD TBX TBZ

T US T US US US T T T T T T T T US US US US US US US US US US US US US T T T US US US US T US US T T T T US US US T US US T US US T US T T T US US T US US US T US US US US T US T US T US US US US US

Loan Value (No Loan Value below $3.00)

25% 50% 0% 25% 25% 25% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 50% 50% 50% 50% 50% 0% 0% 50% 50% 0% 0% 25% 0% 0% 25% 0% 25% 50% 0% 0% 25% 0% 25% 25% 50% 25% 25% 25% 25% 25% 25% 50% 25% 0% 0% 25% 25% 50% 0% 0% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 0% 25% 0% 25% 0% 0% 35% 0% 35%

Security Name Proshares Hedge Rep Etf Proshares Rafi L/s Etf Proshares Short Fncls-etf Proshares Short Msci Eafe Proshares Short O&g-etf Proshares Short Qqq-new Proshares Shrt 20+yr Trsy Proshares Shrt Bas Mt Etf Proshares Shrt Dow 30 Proshares Shrt Midcap 400 Proshares Shrt Rl Est Etf Proshares Tr Short Euro Proshares Ul7-10y Trs Etf Proshares Ult Con Etf-new Proshares Ult Europe Etf Proshares Ult Mexico Etf Proshares Ult Nsd Bio Etf Proshares Ult Nsd Bio-new Proshares Ult R/e Etf-new Proshares Ult Yen Etf-new Proshares Ult20+y Trs Etf Proshares Ultra Basic Mat Proshares Ultra Cons Good Proshares Ultra Cons Svcs Proshares Ultra Dow 30 Proshares Ultra Euro Proshares Ultra Finls-new Proshares Ultra Fncls-new Proshares Ultra Gold Proshares Ultra H/y Etf Proshares Ultra Hlthcare Proshares Ultra Indust Proshares Ultra Midcp 400 Proshares Ultra Msci Eafe Proshares Ultra Msci Emrg Proshares Ultra Msci Jpn Proshares Ultra Msci Mex Proshares Ultra Oil & Gas Proshares Ultra Qqq Proshares Ultra R/est-new Proshares Ultra Russ 2000 Proshares Ultra S&p 500 Proshares Ultra Semic-new Proshares Ultra Semiconds Proshares Ultra Silvr-new Proshares Ultra Sm/cap600 Proshares Ultra Techno Proshares Ultra Telecom Proshares Ultra Utilities Proshares Ultrapro Proshares Ultrapro Qqq Proshares Ultrapro S&p500 Proshares Ultras Msci-new Proshares Ultrash O&g Etf Proshares Ultrash O&g-new Proshares Ultrashort Euro Proshares Ultrashrt Aud Proshares Ultrast Yen-new Proshares Ultshr Bb Crude Proshares Ultshr Util-new Proshares Ultshrt Tec-new Proshares Ushrt Tips Etf Proshares Vix Mid-trm-new Proshr Ult Blmbrg Etf-new Proshr Ult Hlthcr Etf-new Proshr Ult S&p Reg Bk Etf Proshr Ult Vix St Fut Etf Proshr Ultra Gld Mine Etf Proshr Ultra M/cap400 Etf Proshr Ultra Nsdq Bio Etf Proshr Ultrapro Dow30 Etf Proshrs Shrt Msci Emg Etg Proshrs Ult Bloom Crd-new Proshrs Ult Finl Sel Etf Proshrs Ult Gld Miner Etf Proshrs Ult Jr Miners Etf

Symbol

Major Market

HDG RALS SEF EFZ DDG PSQ TBF SBM DOG MYY REK EUFX UST SCC UPV UMX UBIO BIS SRS YCL UBT UYM UGE UCC DDM ULE SKF UYG UGL UJB RXL UXI MVV EFO EET EZJ SMK DIG QLD URE UWM SSO SSG USD AGQ SAA ROM LTL UPW URTY TQQQ UPRO EEV SOP DUG EUO CROC YCS SCO SDP REW TPS VIXM BOIL RXD KRU UVXY GDXS UMDD BIB UDOW EUM UCO FINU GDXX GDJJ

US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US

Loan Value (No Loan Value below $3.00)

0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 35% 35% 35% 35% 0% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 0% 0% 0% 35% 35% 35% 35% 35% 35% 35% 35% 35% 35% 0% 35% 35% 35% 0% 0% 0% 35% 0% 0% 35% 0% 25% 25%

Security Name Proshrs Ult Msci Bra Etf Proshrs Ult O&g Expl Etf Proshrs Ult Shrt Finl Etf Proshrs Ult Shrt Nsdq Bio Proshrs Ultrash Leh7-10yr Proshrs Vix S/t Fut Etf Proshs High Yld Intrs Etf Proshs Short S/c600-new Proshs Short Vix S/t Etf Proshs Shrt Ftse China 50 Proshs Ult Basic Mat-new Proshs Ult Cons Goods-new Proshs Ult Dow 30 Etf-new Proshs Ult Msci Brazl-new Proshs Ult Shrt Silvr-new Proshs Ultr 20+y Tres-new Proshs Ultr Ftse China 50 Proshs Ultra Ftse China50 Proshs Ultrapro Mc400-new Proshs Ultrapro Qqq-new Proshs Ultrapro Russ-new Proshs Ultrapro Sp500-new Proshs Ultrashort Qqq-new Proshs Ultrashort S&p 500 Proshs Ultrashrt Eur-new Proshs Ultrashrt Gold-new Proshs Ultrashrt Inds-new Proshs Ultrashrt Jpn-new Proshs Ultrashrt Russ-new Proshs Ultrshrt Mc400-new Proshs Ults Msci Eafe-new Proshs Ultsh 20+y Etf-new Proshs Ultshrt Bb Nat Gas Proshs Ultshrt Dow 30-new Prospect Cap Corp 6.25%nt Prospect Capital Corp Prospect Global Resources Prosper Gold Corp Protagonist Therapeutics Protalix Biotherapeutics Protective Life 6% Pfd Protective Life 6.25% Pfd Proteon Therapeutics Inc Proteostasis Therapeutics Prothena Corp Plc Proto Labs Inc Provectus Biopharmaceutic Provident Bancorp Inc Provident Financial Hldgs Proximus Prudential Bancorp-new Prudential Finl 5.7% Pfd Prudential Glb Sh Dur H/y Prudential Infl Lkd Retl Prudential Short Dur H/y Prysmian S.p.a. Ps E/m Low Volatility Etf Psav Inc Psivida Corp Psychemedics Corp Pt Telekomunikasi Adr Ptc Therapeutics Inc Publicis Groupe Sa Eur.40 Puda Coal Inc Pulmatrix Inc Pulse Biosciences Inc Pulse Seismic Inc Puma Biotechnology Inc Puma Exploration Inc Pure Cycle Corp Pure Gold Mining Inc Pure Multi-fam Reit Lpu-a Pure Storage Inc Cl-a Pure Techs Ltd Purepoint Uranium Group Purpose Dvsfd Rl Asst Etf

Symbol

Major Market

UBR UOP FINZ ZBIO PST VIXY HYHG SBB SVXY YXI SMN SZK SDOW BZQ ZSL TBT XPP FXP SMDD SQQQ SRTY SPXU QID SDS EPV GLL SIJ EWV TWM MZZ EFU TTT KOLD DXD PBB PSEC PGRX PGX PTGX PLX PL.E PL.C PRTO PTI PRTA PRLB PVCT PVBC PROV BGAOF PBIP PRH GHY PFK ISD PRYMF EELV PSAV PSDV PMD TLK PTCT PGPEF PUDA PULM PLSE PSD PBYI PUM PCYO PGM RUF.UN PSTG PUR PTU PRA

US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US T US US US US US US US US US US US US US US US US US US US US US US US US US US US US T US T US T T US T T T

Loan Value (No Loan Value below $3.00)

0% 35% 0% 0% 35% 0% 25% 0% 0% 0% 35% 35% 0% 0% 35% 35% 35% 35% 0% 0% 0% 0% 35% 35% 35% 35% 35% 35% 35% 35% 35% 0% 35% 35% 0% 50% 25% 25% 25% 0% 25% 25% 0% 0% 25% 50% 0% 25% 25% 25% 25% 0% 25% 0% 25% 25% 50% 50% 25% 25% 0% 0% 25% 0% 0% 25% 25% 25% 25% 25% 25% 25% 50% 25% 25% 0%

Security Name Purpose Enhanced Us Eqty Purpose Intl Tact Hdg Etf Purpose Multi-str Mkt Etf Purpose Premium Yield Etf Purpose Tact Hdg Eqty Etf Purpose Tact Hdg Eqty Etf Purpose Tact I/g Bond Etf Purpose Tot Ret Bond Etf Putnam High Incm Sec Fund Putnam Mastr Interm Incme Putnam Mgd Mun Inc Tr Putnam Mun Trust Sh Ben Putnam Premier Income Tr Pwc Capital Inc Pwc Capital Inc Cl-a Pfd Pwc Capital Inc Cl-b Pfd Pwrshr Fund Hy Crp Bd Etf Pyrogenesis Canada Inc Pyxis Tankers Inc Pzena Investmnt Mgt Inc-a Q2 Holdings Inc Qad Inc Cl-a Qam Equtiy Hedge Etf Qc Hldgs Inc Qcr Holdings Inc Qiwi Plc Spon/adr Qkl Stores Inc Quad/graphics Inc Cl-a Quaker Chemical Corp Quality Care Properties Quality Sys Inc Qualstar Corp-new Qualys Inc Quanta Resources Inc Quantenna Communications Quantshares Hdg Div Incm Quantum Crp-dlt&storage Questfire Energy Corp-a Quicklogic Corp Quinpario Acquisitn Crp 2 Quinstreet Inc Quinto Real Capital Corp Qumu Corp Qunar Cayman Islands Adr Quorum Health Corp Quotient Ltd Quotient Technology Inc Qwest Corp 6.125% Pfd Qwest Corp 6.5% Nts Qwest Corp 6.625% Nts Qwest Corp 6.875% Nts Qwest Corp 7% Pfd Qwest Corp 7% Notes Qwest Corp 7% Notes Pfd Qwest Corp-a 7.5% Pfd Ra Pharmaceuticals Inc Rada Electronics Inds-new Radcom Ltd Radiant Logistics Inc Radiant Logstc 9.75%-a Pf Radient Technologies Inc Radio One Inc Radio One Inc Cl-d Radisson Mining Res-a Radisys Corp Radius Gold Inc Radius Health Inc Radnet Inc Rainier Pacific Finl Grp Rainmaker Entertnmnt Inc Raise Production Inc Ralph Lauren Corp Rambler Mtls&mng Gbp 0.01 Rambus Inc Rand Capital Corp Rand Logistics Inc

Symbol

Major Market

PEU PHW PMM PYF PHE'B PHE BND PBD PCF PIM PMM PMO PPT PWC PWC.A PWC.B PHB PYR PXS PZN QTWO QADA QEH QCCO QCRH QIWI QKLS QUAD KWR QCP QSII QBAK QLYS QR'H QTNA DIVA QTM Q'A QUIK QPAC QNST QIT QUMU QUNR QHC QTNT QUOT CTY CTBB CTZ CTV CTX CTAA CTU CTW RARX RADA RDCM RLGT RLGT.A RTI ROIA ROIAK RDS RSYS RDU RDUS RDNT RPFG RNK RPC RL RAB RMBS RAND RLOG

T T T T T T T T US US US US US T T T US T US US US US US US US US US US US US US US US T US US US T US US US T US US US US US US US US US US US US US US US US US US T US US T US T US US US T T US T US US US

Loan Value (No Loan Value below $3.00)

0% 0% 0% 0% 0% 0% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 25% 50% 50% 0% 25% 50% 0% 0% 50% 50% 25% 50% 25% 50% 0% 25% 0% 25% 0% 25% 25% 25% 0% 25% 25% 25% 0% 50% 0% 0% 0% 0% 0% 0% 0% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 0% 25% 25% 50% 25% 25% 25% 25%

Security Name Randgold Resources Lt Adr Randgold Resources Ltd Randolph Bancorp Inc Randstad Holdings Range Res Corp Ranger Equity Bear Etf Rare Element Resource Ltd Rathdowney Resources Ltd Rave Restaurant Group Inc Ravensource Fund T/u Rayonier Adv Materials Rb Energy Inc Rbc Lk Yorkville Mlp Dist Rbc Quant E/m Div Ldr Cad Rbc Quant E/m Div Ldr Usd Rbc Quant E/m Eq Ldrs Etf Rbc Quant E/m Eqty U$ Etf Rbc Quant Eafe Div C$ Hdg Rbc Quant Glb Infr Etf U$ Rbc Strat Glb Div Ldr Etf Rbc Strat Glb Eq Ldrs Etf Rci Hospitality Hldgs Inc Rcm Techologies Inc Rdm Corp Reading Intl - A Real Asset Incm&grow-a Tu Real Goods Solar Cl-a New Real Industry Inc Real Time Measurements Reality Shares Divs Etf Realnetworks Inc Reata Pharmaceuticals-a Reaves Util Incm Tr Fd Reckitt Benckiser Grp 10p Recon Cap Usa Mgd Rsk Etf Recon Technology Ltd Recro Pharma Inc Red Eagle Mining Corp Red Electrica Corp Sa Red Lion Hotels Corp Red Robin Gourmet Burgers Red Rock Resorts Inc Cl-a Red Tiger Mining Inc Redhawk Resources Inc Redhill Biopharma Ltd Adr Rediff.com India Ltd-adr Redishred Capital Corp Redknee Solutions Inc Redline Comm Grp Inc Redquest Capital Corp Redstar Gold Corp Reed's Inc Reg Technologies Inc Regeneron Pharm Inc Regent Pacific Properties Regenxbio Inc Regional Management Corp Regis Corp Regulus Therapeutics Inc Reis Inc Reit Indexplus Incm T/u Reitmans (cda) Ltd Reitmans (cda)ltd-a Nv Reko Intl Group Inc Relentless Resources Ltd Reliv Intl Inc-new Relm Wireless Corp Remark Media Inc Renaissance Gold Inc Renault Sa Pv Eur 3.81 Renesola Ltd Adr Renn Fund Inc Rennova Health Inc Renoworks Software Inc Renren Inc Cl-a Spon Adr Rent-a-center Inc

Symbol

Major Market

GOLD RGORF RNDB RANJF RRC HDGE REEMF RTH RAVE RAV.UN RYAM RBEIF YGRO RXD RXD'U RXE RXE'U RHI RIG'U RLD RLE RICK RCMT RC RDI RAI.UN RGSE RELY RTY'H DIVY RNWK RETA UTG RBGPF USMR RCON REPH R RDEIF RLH RRGB RRR RMN RDK RDHL REDFY KUT RKN RDL RQM'H RGC REED RRE REGN RPP RGNX RM RGS RGLS REIS IDR.UN RET RET'A REK RRL RELV RWC MARK REN RNSDF SOL RCG RNVA RW RENN RCII

US US US US US US US T US T US US US T T T T T T T T US US T US T US US T US US US US US US US US T US US US US T T US US T T T T T US T US T US US US US US T T T T T US US US T US US US US T US US

Loan Value (No Loan Value below $3.00)

0% 0% 25% 25% 50% 0% 25% 25% 25% 25% 50% 25% 0% 0% 0% 0% 0% 0% 0% 0% 0% 25% 25% 25% 50% 25% 25% 25% 0% 0% 25% 25% 25% 25% 0% 0% 0% 25% 25% 25% 50% 25% 25% 25% 0% 0% 25% 25% 25% 0% 25% 25% 25% 50% 25% 25% 50% 50% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 50% 50%

Security Name Rentech Inc-new Repligen Corp Repros Therapeutics Inc Repsol Sa Republic Awys Hldgs Inc Republic Bancorp Ky Cl A Republic First Bancorp Research Frontiers Inc Reservoir Cap Corp Resolute Energy Corp-new Resolute Forest Prod Inc Resolve Ventures Inc-new Resona Holdings Inc,osaka Resonant Inc Response Biomedical Corp Response Genetics Inc Restaurant Acquistn Prtns Restaurant Brands Lpu Exc Restoration Hardware Hldg Resverlogix Corp Retailmenot Inc Retractable Technologies Retrophin Inc Reunion Gold Corp Revance Therapeutics Inc Reven Housing Reit-new Revive Therapeutics Ltd Revolution Light Tech-new Rewalk Robotics Ltd Rex Energy Corp Rexahn Pharmaceuticals Rf Industries Ltd Rgc Resource Inc Rhyolite Resources Ltd Rhys Resources Ltd Rice Midstream Prtns Lpu Ricebran Technologies Richards Packg Incm Fd Tu Richardson Electrs Ltd Richelieu Hardware Ltd Richmond Road Capital Crp Richmont Mines Inc Ricoh Co Ltd Ridgewood Cdn I/gr Bd T/u Rifco Inc Rigel Pharmaceuticals Rightside Group Ltd Rignet Inc Ring Energy Inc Ringcentral Inc Cl-a Rino Intl Corp Rio Novo Gold Inc Rio Tinto Ltd Ripper Oil And Gas-new Rit Techs Ltd Ritter Pharmaceuticals Rivernorth Oppty Fund Inc Rivernorth/doubleline Str Riverside Resources Inc Riverview Bancorp Inc Rlj Entertainment Inc-new Rmg Networks Holding Corp Rmr Real Estate Incm Fund Roadrunner Transport Sys Robex Resources Inc Roca Mines Inc Rock Creek Pharmaceut-new Rockefeller Hughes Corp Rocket Fuel Inc Rockhaven Resources Ltd Rockwell Diamonds Inc Rockwell Medical Inc Rocky Brands Inc Rocky Mountain Dealership Rocky Mountain Liquor Inc Rocky Mtn Choc Factry-new

Symbol

Major Market

RTK RGEN RPRX REPYF RJETQ RBCAA FRBK REFR REO REN RFP RSV RSNHF RESN RBM RGDXQ RAQP QSP.UN RH RVX SALE RVP RTRX RGD RVNC RVEN RVV RVLT RWLK REXX RNN RFIL RGCO RYE RYS'H RMP RIBT RPI.UN RELL RCH RRD'H RIC RICOF RIB.UN RFC RIGL NAME RNET REI RNG RINO RN RTNTF RYP'H RITT RTTR RIV OPP RRI RVSB RLJE RMGN RIF RRTS RBX ROCAF RCPIQ RHC FUEL RK RDI RMTI RCKY RME RUM RMCF

US US US US US US US US T US T T US US T US US T US T US US US T US US T US US US US US US T T US US T US T T T US T T US US US US US US T US T US US US US T US US US US US T US US T US T T US US T T US

Loan Value (No Loan Value below $3.00)

25% 25% 0% 25% 0% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 0% 25% 50% 0% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 0% 25% 25% 25% 25% 50% 0% 50% 25% 25% 25% 0% 25% 50% 50% 50% 0% 25% 25% 0% 25% 0% 25% 25% 25% 25% 25% 25% 25% 50% 25% 0% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25%

Security Name Rohm Co Roka Bioscience Inc-new Rokmaster Resources Corp Rolls-royce Hldgs Plc 20p Rome Res Ltd Romios Gold Resources Inc Romulus Res Ltd Rooster Energy Ltd Roscan Minerals Corp Rosetta Genomics Ltd-new Rosetta Stone Inc Rotation Minerals Ltd Roughrider Exploration Lt Route1 Inc Rowan Companies Ltd-a Roxgold Inc Royal Bancshares Of Penns Royal Bank Cda Etn S&p500 Royal Lifescience Crp-new Royal Nickel Corp Royale Energy Inc Royce Global Value Tr Inc Royce Micro-cap Tr Inc Royce Value Trust Inc Rtg Mining Inc-new Rti Surgical Inc Rts-andina Acq Ii Tba Rts-arowana Inc 1jan17 Rts-e-compass Acq Crp Tba Rts-jensyn Acq Corp Tba Rts-origo Acq Corp 16dc16 Rts-pacific Spl Acq Tba Rubicon Minerals Corp Rubicon Technology Inc Ruby Tuesday Inc Rugby Mining Ltd Rupert Res Ltd Rusoro Mining Ltd Russell Breweries Inc Ruths Hospitality Grp Inc Rwe Ag Npv A Rxi Pharmaceuticals-new Ryanair Hldgs Plc Adr-new Rye Patch Gold Corp Ryerson Holding Corp Ryman Healthcare Ltd Npv S&w Seed Co Saber Cap Corp Sabina Gold & Silver Corp Sabmiller Plc Ord Us$0.10 Sacyr Vallehermoso Sa Saexploration Hldgs-new Safe Bulkers 8% Ser-c Pfd Safe Bulkers Inc Safe Bulkers Inc 8%-b Pfd Safe Bulkers Ser-d 8% Pfd Safeguard Scientific-new Safran Sa Saga Communications-a New Sage Group Plc 1p Sage Therapeutics Inc Sagittarius Capital Corp Sahara Energy Ltd Saint Gobain Cie De Saipem Saizen Reit T/u-new Sajan Inc Salazar Resources Ltd Salem Media Group Inc-a Salient Midstream&mlp Fnd Salisbury Bancorp Inc Salvatore Ferragamo S.p.a Sama Res Inc/res Sama Inc Samco Gold Limited Samoth Oilfield Inc San Gold Corp

Symbol

Major Market

ROHCF ROKA RKR RYCEF RMR'H RG ROM'H COQ ROS'H ROSG RST ROT REL ROI RDC ROG RBPAA TALL RLS'H RNX ROYL RGT RMT RVT RTG RTIX ANDAR ARWAR ECACR JSYNR OACQR PAACR RMX RBCN RT RUG RUP RML RB RUTH RWNFF RXII RYAAY RPM RYI RHCGF SANW SAB'H SBB SBMRF SYRVF SAEX SB.C SB SB.B SB.D SFE SAFRF SGA SGGEF SAGE SCX'H SAH CODGF SAPMF SZRRF SAJA SRL SALM SMM SAL SFRGF SME SGA SCD SGRCF

US US T US T T T T T US US T T T US T US US T T US US US US T US US US US US US US T US US T T T T US US US US T US US US T T US US US US US US US US US US US US T T US US US US T US US US US T T T US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 25% 25% 25% 25% 25% 0% 0% 25% 25% 25% 25% 50% 25% 25% 0% 0% 25% 25% 25% 25% 25% 25% 25% 0% 0% 0% 25% 0% 0% 50% 25% 25% 25% 25% 25% 25% 50% 25% 0% 50% 25% 50% 25% 25% 0% 25% 25% 25% 0% 0% 0% 0% 0% 25% 25% 25% 25% 25% 0% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25%

Security Name San Juan Basin Ryl Tr Unt Sanatana Resources Inc Sanchez Energy Corp Sanchez Prod Prtns Lp-new Sandridge Energy Inc-new Sandridge Mississip Tr Ii Sandridge Mississipp Tr I Sandridge Permian Trust Sands China Ltd Usd.01 Sandstorm Gold Ltd-new Sandvik Ab Sangamo Biosciences Inc Sangoma Technologies Corp Santa Fe Metals Corp Santa Rosa Res Corp-new Santacruz Silver Mng Ltd Santander Fin 6.5%-c Pfd Santander Fin S4 Gtd Pfd Santander Fin S6 Gtd Pf Santander Fin-6.41% S1 Pf Santander Hldgs Usa Pfd Santos Ltd Shs Sapiens Intl Corp Nv Sarama Resources Ltd Saratoga Inv Crp 7.5% Pfd Saratoga Invest Corp-new Saratoga Resources Inc Tx Sarepta Thereapeutics Inc Sasol Ltd Adr Saturn Minerals Inc Savant Explorations Ltd Savaria Corporation Savary Gold Corp Sb Financial Group Inc Sb Finl Grp Inc 6.5%-a Pf Sbm Offshore Nv Eur 0.25 Sce Trust Ii 5.1% Pfd Sce Trust Iii Fix-fltg Pf Sce Trust Iv 5.375%-fr Pf Sceptre Ventures Inc Schmitt Inds Inc Schneider Elect Se-eur 8 Schnitzer Stl Inds - A Scholastic Corp Schroders Plc Schulman A Inc Schwab Emrg Mkt Eqt Etf Schwab Fndml E/m Lrg Co Schwabo Capital Corp Schweitzer-mauduit Intl Sciclone Pharmaceuticals Scientific Games Corp-a Scio Diamond Tech Corp Sciti Trust T/u Scorpio Bulkers 7.5% Nts Scorpio Bulkers Inc-new Scorpio Gold Corp Scorpio Tankers 6.75% Nts Scorpio Tankers 7.5% Nts Scorpio Tankers Inc Scorpion Resources Inc Scr Trust V Fix-fl/rt Pfd Scripps E W Company Cl A Scynexis Inc Sea Breeze Power Corp Seabridge Gold Inc Seachange Intl Inc Seadrill Limited Seadrill Partners Llc Seair Inc Seanergy Maritime Hld-new Search Minerals Inc Sears Canada Inc Sears Holdings Corp Sears Hometown And Outlet Seaspan Corp 6.375% Pfd

Symbol

Major Market

SJT STA SN SPP SD SDR SDT PER SCHYF SSL SDVKF SGMO STC SFM'H STR'H SCZ SAN.C SAN.A SAN.B SAN.I SOV.C STOSF SPNS SWA SAQ SAR SARA SRPT SSL SMI SVT SIS SCA SBFG SBFGP SBFFF SCE.G SCE.H SCE.J SVP'H SMIT SBGSF SCHN SCHL SHNWF SHLM SCHE FNDE SBO'H SWM SCLN SGMS SCIO SIN.UN SLTB SALT SGN SBNA SBNB STNG SR'H SCE.K SSP SCYX SBX SEA SEAC SDRL SDLP SDS SHIP SMY SCC SHLD SHOS SSWN

US T US US US US US US US T US US T T T T US US US US US US US T US US US US US T T T T US US US US US US T US US US US US US US US T US US US US T US US T US US US T US US US T T US US US T US T T US US US

Loan Value (No Loan Value below $3.00)

50% 25% 50% 25% 0% 25% 25% 25% 25% 50% 25% 25% 25% 25% 0% 25% 0% 0% 0% 0% 25% 25% 0% 25% 0% 25% 25% 25% 50% 25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 50% 50% 25% 50% 50% 50% 0% 50% 25% 25% 0% 25% 0% 0% 25% 0% 0% 0% 0% 25% 50% 0% 25% 25% 25% 25% 50% 25% 0% 25% 25% 25% 25% 0%

Security Name Seaspine Holdings Corp Seattle Genetics Inc Seaworld Entertainment Secom Co Jpy 50.0 Second Cup Ltd Second Sight Medical Prod Secure Energy Svcs Inc Secureworks Corp Cl-a Securitas Ab -b- Sek 1 Security Devices Intl Security Natl Finl Cp - A Sed Intl Hldgs Inc Sega Sammy Holdings Inc, Sego Resources Inc Sekisui House Ltd Select Asset 7% Jc Penny Select Bancorp Inc Select Comfort Corp Selecta Biosciences Inc Semafo Inc Semgroup Corp Cl-a Semiconductor Mfg Int Adr Semileds Corp-new Semler Scientific Inc Senior Housing 5.625% Nt Senior Housing 6.25% Nts Senior Secured Ft Rt-a Senomyx Inc Senseonics Holdings Inc Sensio Technologies Inc Sensus Healthcare Inc Sentry Sel Primary Mtls-a Senvest Cap Inc Sequans Commun Sa Spn/adr Sequential Brands Grp Inc Serabi Gold Plc Serco Group Plc 2p Serengeti Resources Inc Seres Therapeutics Inc Serica Energy Plc Serinus Energy Inc Seritage Growth Ppty Cl-a Sernova Corp Servicenow Inc Servicesource Intl Inc Servotronics Inc Sevcon Inc Seven & I Holdings Co Ltd Seven Generations Engy-a Severn Bancorp Inc Severn Trent 97 17/19 P Sfx Entertainment Inc Sgoco Group Ltd-new Sgs Sa Sgx Resources Inc Shake Shack Inc Cl-a Shamaran Petroleum Corp Sharp Corp Sharps Compliance Corp Sharpspring Inc Shaw Communications Inc A Shear Diamonds Ltd Shelby Ventures Inc-new Shelton Greater China Fnd Sherritt Intl Corp Shiloh Ind Inc Shimizu Corp Shineco Inc Shin-etsu Chemical Co Ltd Shinsei Bank Ltd, Tokyo Shionogi & Co Ltd Shire Plc Adr Shiseido Co Ltd Shizouka Bank Shoe Carnival Inc Shopify Inc Cl-a Svs

Symbol

Major Market

SPNE SGEN SEAS SOMLF SCU EYES SES SCWX SCTBF SDZ SNFCA SEDN SGAMF SGZ SKHSF JBR SLCT SCSS SELB SMF SEMG SMI LEDS SMLR SNHNI SNHNL FRL.UN SNMX SENS SNIOF SRTS PME SEC SQNS SQBG SBI SECCF SIR MCRB SQZZF SEN SRG SVA NOW SREV SVT SEV SVNDF VII SVBI SVTRF SFXEQ SGOC SGSOF SXR SHAK SNM SHCAF SMED SHSP SJR'A SRM'H SLY'H SGCFX S SHLO SHMUF TYHT SHECF SKLKF SGIOF SHPG SSDOF SZKBF SCVL SHOP

US US US US T US T US US T US US US T US US US US US T US US US US US US T US US US US T T US US T US T US US T US T US US US US US T US US US US US T US T US US US T T T US T US US US US US US US US US US T

Loan Value (No Loan Value below $3.00)

25% 50% 50% 25% 25% 25% 50% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 50% 25% 25% 50% 0% 25% 25% 0% 0% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 0% 25% 25% 25% 25% 50% 0% 50% 25% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 50% 25% 0% 25% 25% 25% 0% 0% 0% 25% 25% 25% 0% 25% 25% 25% 50% 25% 25% 50% 50%

Security Name Shore Bancshares Inc Shore Gold Inc Shoreline Energy Corp Showa Denko Kk Jpy50 Showa Shell Sekiyu Kk Shutterfly Inc Shutterstock Inc Si Financial Group Inc Sibanye Gold Ltd-spn/adr Siebert Financial Corp Siemens Ag Npv Reg Shrs Sientra Inc Sierra Bancorp Sierra Metals Inc Sierra Wireless Inc Sifco Industries Sify Technologies Ltd-adr Sigma Designs Inc Sigmatron Intl Inc Signal Genetics Inc-new Silk Road Energy Inc Silver Bear Res Inc Silver Bull Etf Curr Hdg Silver Bull Resources Inc Silver Predator Corp Silver Range Res Ltd Silver Recycling Co (the) Silver Spring Ntwks Inc Silver Standard Res Inc Silvercorp Metals Inc Silvercrest Ast Mgmt Gp-a Silvercrest Metals Inc Silvermet Inc Simba Energy Inc Simulations Plus Inc Sina Corp Sino Land Co Ltd Sino-global Shipping Amer Sinopec Sh/hai Spons-adr Sinovac Biotech Ltd Sir Royalty Incm Fnd T/u Sirios Resources Inc-new Sirius Xm Cda Hldgs Inc Sirona Biochem Corp Sito Mobile Ltd Skandinavia Ensk Bk Ord-a Skanska Ab Sr-b Swkrio Fr Skechers Usa Inc Skeena Resources Ltd Skf Ab Ser-bSky Network Television Sky Solar Hldgs Ltd Adr Skycity Entertainment Grp Skyline Corp Skyline Medical Inc-new Skylon Gwth & Incm T/u Skypeople Fruit Juice-new Skystar Bio-pharma Co Skywest Inc Slate Office Reit T/u Slate Retail Reit Cl-u Tu Sleep Country Cda Hld Inc Slm Corp Cpi Lkd Nt Pfd Slm Corp Med Trm/nt-a Cpi Slyce Inc Sm Energy Co Smart Employee Benefits Smart Sand Inc Smartcool Systems Inc Smartfinancial Inc Smartheat Inc Smc Corp-y50 Smc Ventures Inc Smith & Wesson Holding Smith Micro Software-new Smiths Group Plc 37.5p

Symbol

Major Market

SHBI SGF SHGCF SHWDF SWSKF SFLY SSTK SIFI SBGL SIEB SMAWF SIEN BSRR SMT SW SIF SIFY SIGM SGMA SGNL SLK SBR SBT SVB SPD SNG TSRCF SSNI SSO SVM SAMG SIL SYI SMB SLP SINA SNLAF SINO SHI SVA SRV.UN SOI XSR SBM SITO SVKEF SKSBF SKX SKE SKUFF SYKWF SKYS SKYZF SKY SKLN SKG.UN SPU SKBI SKYW SOT.UN SRT'U ZZZ OSM ISM SLC SM SEB SND SSC SMBK HEAT SMECF SMV'H SWHC SMSI SMGKF

US T US US US US US US US US US US US T T US US US US US T T T T T T US US T T US T T T US US US US US US T T T T US US US US T US US US US US US T US US US T T T US US T US T US T US US US T US US US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 25% 25% 50% 50% 25% 25% 25% 25% 25% 25% 25% 50% 25% 0% 50% 25% 0% 25% 25% 0% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 50% 0% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 0% 0% 25% 50% 50% 50% 0% 0% 25% 50% 25% 50% 25% 25% 0% 25% 0% 50% 25% 25%

Security Name Smoofi Inc Smtc Corporation Sniper Resources Ltd Snipp Interactive Inc Snow Eagle Res Ltd Social Reality Inc-a Societe General Eur 1.25 Socket Mobile Inc Sodastream Intl Ltd Softbank Corp Ord Softrock Minerals Ltd Sohu.com Inc Sojitz Corp Tokyo Ord Sojourn Ventures Inc Solar Capital Ltd Solar Senior Capital Ltd Solaredge Technologies Solarvest Bioenergy Inc Solitario Explor&royalty Solium Capital Inc Solvay Sa, Bruxelles Sonde Resources Corp Sonic Automotive Inc Sonic Corp Sonic Foundry Inc Sonic Healthcare Limited Sonor Inv.ltd 9% 1st Pr Sony Financial Holdings Sophiris Bio Inc-new Sorl Auto Parts Inc Sorrento Therapeutics Inc Sotheby's Del Sotherly Hotels Inc Sotherly Hotels Lp 7% Pfd Sotherly Hotels-b 8% Pfd Sound Financial Bancorp Source Capital Inc Southcross Energy Lpu Southern Cal Ed 5.625% Pf Southern Co 2015a 6.25%nt Southern Co S16a 5.25% Nt Southern First Bancshares Southern Mo Bancorp Inc Southern Natl Bancorp(va) Southern Pacific Res Corp Southgobi Resources Ltd Southwest Airlines Co Southwest Bancorp - Okla Southwest Ga Finl Corp Southwestern Energy Sp Plus Corp Spackman Equities Grp Inc Span Amer.med.sys Inc Spanish Broadcastg Sys-a Spanish Mountain Gold Ltd Spar Group Inc Spark Networks Inc Spark Therapeutics Inc Spartan Energy Corp Spartan Motors Inc Sparton Corp Spdr Blm Barc E/m Loc Bnd Spdr Blm Barc H/y Bnd Etf Spdr Blm Barc S/t H/y Bnd Spdr Emrg Mkts Div Etf Spdr Indx S&p China Etf Spdr Nuveen Hy Muni Etf Spdr S&p Asia Pac Emr Etf Spdr S&p Emerg S/cap Etf Spdr S&p Emerging Eur Etf Spdr S&p Russia Etf Special Opp Fd 3.5% Pfd Special Opportunities Fnd Spectra7 Microsystems Inc Spectranetics Corp Spectrum Pharmaceuticals

Symbol

Major Market

SMFI SMTX SIP'H SPN SEG'H SRAX SCGLF SCKT SODA SFTBF SFT SOHU SZHFF SOJ SLRC SUNS SEDG SVS SLR SUM SVYSF SOQDF SAH SONC SOFO SKHCF SNI.A SYFHF SPHS SORL SRNE BID SOHO SOHOM SOHOB SFBC SOR SXE SCE.F SOJA SOJB SFST SMBC SONA STPJF SGQ LUV OKSB SGB SWN SP SQG SPAN SBSA SPA SGRP LOV ONCE SPE SPAR SPA EBND JNK SJNK EDIV GXC HYMB GMF EWX GUR RBL SPE.B SPE SEV SPNC SPPI

US US T T T US US US US US T US US T US US US T T T US US US US US US T US US US US US US US US US US US US US US US US US US T US US US US US T US US T US US US T US US US US US US US US US US US US US US T US US

Loan Value (No Loan Value below $3.00)

0% 25% 25% 25% 0% 25% 25% 25% 50% 25% 0% 50% 25% 0% 50% 25% 50% 25% 25% 25% 25% 25% 50% 50% 25% 25% 25% 25% 0% 0% 25% 50% 25% 0% 25% 25% 25% 25% 25% 0% 0% 25% 25% 25% 25% 25% 50% 50% 0% 50% 50% 25% 25% 25% 25% 25% 25% 25% 50% 50% 25% 50% 25% 25% 50% 50% 50% 50% 50% 50% 0% 25% 25% 25% 50% 25%

Security Name Speedus Corp Speedway Motor Sports Sphere 3d Corp-new Sphere Resources Inc Spherix Inc-new Spi Energy Co Ltd Spn Adr Spie Sa Spin Master Corp Sub Vtg Spirit Airlines Inc Spirit Bear Capital Corp Splunk Inc Spok Holdings Inc Sportscene Group Inc-a Mv Sportsman's Warehouse Hld Spot Coffee (canada) Ltd Sprague Resources Lpu Spring Bank Pharmaceuticl Sprott Focus Trust Inc Sprott Inc Sprott Resource Corp Spruce Ridge Res Ltd Sps Commerce Inc Spyglass Resources Corp Sqi Diagnostics Inc Square Inc Cl-a Sse Plc St Augustine Gold&copper St Elias Mines Ltd Staar Surgical Co Staffing 360 Solns Inc Stage Stores Inc Stamps.com Inc Standard Chart Plc Us$.50 Standard Exploration Ltd Standard Life Plc 12 2/9p Standard Motor Prods Inc Stanley Furniture Inc Stans Energy Corp Star Bulk Carriers 8% Nts Star Bulk Carriers Cp-new Star Gas Partners Ltd-lpu Star Navigation Sys Group Star Yield Managers T/u Starcore Intl Mines-new Starlight Us Mult-5 Cre-a Starlight Us Mult-5 Cre-u Starrett L.s. Co Cl-a Startek Inc Starz Ser-a State Auto Finl Corp State Bank Financial Corp State National Cos Inc Steadymed Ltd Stealthgas Inc Steel Partners Hldgs Lpu Stein Mart Stellar Acquisition Iii Stellar Biotechnologies Stellus Cap Invt 6.5% Nts Stellus Capital Investmnt Stemline Therapeutics Inc Stepan Co Stereotaxis Inc Stericycle Inc Sterling Bancorp Sterling Construction Co Stetson Oil & Gas Ltd Stewardship Financial Cp Sthn Cal Ed 4.24$ Cm Pfd Sthn Cal Edison4.78% Pr-e Sthn Calif Edison4.08% Pr Stillwater Mining Stina Resources Ltd Stingray Digital Group Sv Stingray Digital-var Sv Stockland

Symbol

Major Market

SPDE TRK ANY SPHUF SPEX SPI SPIWF TOY SAVE SBG'H SPLK SPOK SPS'A SPWH SPP SRLP SBPH FUND SII SCP SHL SPSC SGLRF SQD SQ SSEZF SAU SELSF STAA STAF SSI STMP SCBFF SDE SLFPF SMP STLY HRE SBLKL SBLK SGU SNA XYM.UN SAM SUA'A SUA'U SCX SRT STRZA STFC STBZ SNC STDY GASS SPLP SMRT STLR SBOT SCQ SCM STML SCL STXS SRCL STL STRL SSN SSFN SCE.C SCE.E SCE.B SWC SQA RAY'A RAY'B STKAF

US US US US US US US T US T US US T US T US US US T T T US US T US US T US US US US US US T US US US T US US US T T T T T US US US US US US US US US US US US US US US US US US US US T US US US US US T T T US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 0% 25% 0% 25% 50% 50% 0% 50% 50% 25% 50% 25% 25% 0% 25% 50% 50% 25% 50% 25% 25% 50% 25% 25% 25% 50% 25% 25% 50% 25% 25% 25% 50% 25% 25% 0% 0% 25% 25% 25% 25% 25% 25% 25% 25% 50% 50% 50% 25% 0% 0% 25% 50% 0% 0% 0% 25% 0% 50% 0% 50% 0% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25%

Security Name Stockport Exploration Inc Stone Energy Corp-new Stone Harb E/m Total Incm Stone Harbor Emerg Mkts Stonecastle Financial Crp Stonegate Agricom Ltd Stonegate Mortgage Corp Stoneridge Inc Storagevault Canada Inc Storm Resources Ltd Strad Energy Svcs Ltd-a Straight Path Comm Cl-b Strata Minerals Inc Strata Skin Sciences Inc Stratasys Ltd Strateco Resources Inc Strategem Cap Corp Cl-a Strategic Incm Alloca T/u Strategic Metals Ltd-new Strategic Oil & Gas Ltd Strattec Security Corp Stratton Resources Inc Stratus Properties Inc Strayer Education Inc Streamline Health Solns Street Capital Group Inc Stria Lithium Inc Strongbridge Biopharma Strongco Corp Stt Enviro Corp Stuart Olson Inc Sturm Ruger & Co Inc Subaye Inc Sucampo Pharmaceutcl Cl-a Suffolk Bancorp Sumco Corp, Tokyo Sumitomo Chemical Co Ltd Sumitomo Corp Sumitomo Electric Industr Sumitomo Heavy Industries Sumitomo Metal Mining Co Sumitomo Mitsui Tr Hldgs Sumitomo Osaka Cement Co Sumitomo Realty & Develop Summer Infant Inc Summit Finl Group Inc Summit Indus Icm Reit-new Summit Materials Inc Cl-a Summit Midstream Part Lpu Summit State Bank Summit Therapeutics Adr Sumtra Diversified Inc Sun Bancorp Inc-new Sun Hung Kai Properties Suncoke Energy Inc Suncoke Energy Prtnrs Lpu Suncorp Group Ltd Sundance Energy Aust Adr Sunedison Inc Sunesis Pharmaceut-new Sunlink Health Systems In Sunoco Logistics Ptnr Lpu Sunora Foods Inc Sunpower Corp-new Sunridge Gold Corp Sunrun Inc Sunset Pacific Petroleum Sunshine Agri-tech Inc Sunshine Bancorp Inc Sunshine Heart Inc Sunwah International Ltd Sunworks Inc Super Micro Computer Inc Supercom Ltd-new Superconductor Techs-new Superior Drilling Product

Symbol

Major Market

SPT SGY EDI EDF BANX ST SGM SRI SVI SRX SDY STRP SMP'H SSKN SSYS RSC'H SGE SIF.UN SMD SOG STRT SI STRS STRA STRM SCB SRA SBBP SQP STT SOX RGR SBAY SCMP SCNB SUMCF SOMMF SSUMF SMTOF SOHVF STMNF CMTDF SUCEF SURDF SUMR SMMF SMU.UN SUM SMLP SSBI SMMT SDV'H SNBC SUHJF SXC SXCP SNMYF SNDE SUNEQ SNSS SSY SXL SNF SPWR SGCNF RUN SPK SAI SBCP SSH SWH SUNW SMCI SPCB SCON SDPI

T US US US US T US US T T T US T US US T T T T T US T US US US T T US T T T US US US US US US US US US US US US US US US T US US US US T US US US US US US US US US US T US US US T T US US T US US US US US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 0% 50% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 0% 0% 25% 50% 50% 0% 25% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 50% 25% 0% 0% 25% 25% 50% 50% 25% 25% 0% 0% 25% 50% 25% 50% 25% 50% 25% 0% 25% 25% 25% 25% 50% 25% 25% 25%

Security Name Superior Energy Svcs Superior Ind Intl Inc Superior Uniform Group Supernus Pharmaceut Inc Support.com Inc Supreme Inds Cl A Supremex Inc Surge Energy Inc Surrey Capital Corp Sussex Bancorp Sutor Technology Grp Ltd Sutter Gold Mining Inc Svb Capital Trst Ii 7%pfd Svenska Cellulosa-b Sek10 Svenskt Stal Ab-a Swatch Group Ord Chf 2.25 Swed Exp Elem Rogers Intl Swedbank Ab-a Swedish Exp Cred-rogers Swedish Match Ab Sek1.20 Swire Pac Cl-aSwiss Helvetia Fund Inc Swisscom Ag - Reg Sydney Airport Npv Sylogist Ltd Symbility Solutions Inc Symphony Fltg Rt Sr-a T/u Synacor Inc Synalloy Corp Synaptics Inc Synchronoss Technologies Syndax Pharmaceuticals Synergy Pharma Inc Synergy Resources Corp Syneron Medical Ltd Synex International Inc Synodon Inc Cl-a Syntel Inc Synthesis Energy Sys Inc Synthetic Biologics Inc Synthetic Fix-incm S06-1 Synthetic Fix-incm S06-3 Synthetic Fix-incm S06-4 Synthetic Fix-incm Strat Synthetic Fix-incm Strats Synthetic Fxd-incm Strats Synthetic Fx-icm 06-2 Pfd Synutra International Inc Sypris Solutions Inc Syros Pharmaceuticals Inc Sysorex Global Systemax Inc T.m.t. Resources Inc T2 Biosystems Inc Tableau Software Inc Cl-a Tabula Rasa Healthcare Tag Oil Ltd Tahoe Res Inc Taiga Building Products Taiheiyo Cement Corp Tailored Brands Inc Taisei Corp Taitron Components Cl-a Taiwan Fund Inc Taiyo Yuden Co Ltd Takashimaya Co Ltd Takeda Pharmaceutical Co Talon Metals Corp Tamarack Valley Engy Ltd Tanager Energy Inc Tandem Diabetes Care Inc Tandy Brands Accessories Tandy Leather Factory Inc Tangoe Inc Tantech Holdings Ltd Tanzanian Royalty Explor

Symbol

Major Market

SPN SUP SGC SUPN SPRT STS SXP SGY SYC SBBX TORZ SGM SIVBO SVCBF SSAAF SWGAF RJA SWDBF RJN SWMAF SWRAF SWZ SWZCF SYDDF SYZ SY SSF.UN SYNC SYNL SYNA SNCR SNDX SGYP SYRG ELOS SXI SYD SYNT SYMX SYN GJR GJT GJV GJP GJO GJH GJS SYUT SYPR SYRS SYRX SYX TMT'H TTOO DATA TRHC TAO THO TBL THYCF TLRD TISCF TAIT TWN TYOYF TKSHF TKPHF TLO TVE TAN TNDM TBACQ TLF TNGO TANH TNX

US US US US US US T T T US US T US US US US US US US US US US US US T T T US US US US US US US US T T US US US US US US US US US US US US US US US T US US US T T T US US US US US US US US T T T US US US US US T

Loan Value (No Loan Value below $3.00)

50% 50% 25% 25% 25% 25% 25% 50% 0% 25% 0% 25% 25% 25% 25% 25% 0% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 50% 0% 25% 50% 25% 25% 25% 50% 25% 0% 25% 25% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 0% 50% 25% 25% 25% 25% 50% 0% 25%

Security Name Tapimmune Inc Targa Res Ptns-a Perp Pfd Target Capital Inc Taro Pharmaceutical Inds Taseko Mines Ltd Tat Technologies Ltd Tata Motors Ltd-spn Adr Tate & Lyle Plc Ord 25p Taylor Devices Inc Taylor Morrison Home Cl-a Taylor N/amer Eqy Opp T/u Tbg Diagnostics Ltd Tcp Intl Hldgs Ltd Tcw Strategic Incm Fd Inc Tdc A/s Dkk 1.0 Tdk Corp Tearlab Corp Tech Achievers Gw&incm Tu Tech Leaders Incm Fnd T/u Technical Comm Corp Technip Techtarget Inc Tecnicas Reunidas Sa Tecnoglass Inc Tecogen Inc Tecsys Inc Teekay Corporation Teekay Lng Partners Lpu Teekay Offshore Prtnr Lpu Teekay Tankers Ltd Teijin Ltd Tejon Ranch California Tekla Healthcare Investor Tekla Healthcare Opps Fnd Tekla Life Sci Investors Tekla World Healthcare Fd Tel Instrumnt Elec Cp Teladoc Inc Telecom Argentina Adr Sa Telecom It Spa Adr Telefonica Brasilsa Adr Telehop Communications Telenav Inc Telenet Group Holding Nv Telestone Technologies Co Telia Co Ab Teligent Inc Tellza Communications Inc Telstra Corp Tembec Inc-new Tembo Gold Corp Temecula Valley Bancorp Temple Hotels Inc Templeton China World Fd Ten Peaks Coffee Co Inc Tenax Therapeutics Inc Tengasco Inc-new Tenn Vly Auth A Pfd Tennessee Vl Auth-parrs-d Terago Inc Teras Res Inc Terex Corp Terna Spa Terra Energy Corp Terra Firma Capital Corp Terrace Energy Corp Terraco Gold Corp Terraform Global Inc Cl-a Terraform Power Inc Cl-a Terrapin 3 Acquis Co Cl-a Terravest Capital Inc Terravia Holdings Inc Terrax Minerals Inc Territorial Bancorp Inc Terumo Corp Tesaro Inc

Symbol

Major Market

TPIV NGLS.A TCI TARO TKO TATT TTM TATYF TAYD TMHC TOF.UN TDLAF TCPI TSI TDCAF TTDKF TLB HTA.UN TLF.UN TCCO TNHPF TTGT TNISF TGLS TGEN TCS TK TGP TOO TNK TINLF TRC HQH THQ HQL THW TIK TDOC TEO TI VIV HOP TNAV TLGHF TSTC TLSNF TLGT TEL TTRAF TMB TEM TMCV TPH TACWX TPK TENX TGC TVE TVC TGO TRA TEX TERRF TTRHF TII TZR TEN GLBL TERP TRTL TVK TVIA TXR TBNK TRUMF TSRO

US US T US T US US US US US T US US US US US T T T US US US US US US T US US US US US US US US US US US US US US US T US US US US US T US T T US T US T US US US US T T US US US T T T US US US T US T US US US

Loan Value (No Loan Value below $3.00)

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Security Name Tesco Corporation Tesco Plc - Ord Gbp.05 Tesla Exploration Ltd Tesla Motors Inc Tesoro Minerals Corp Tessco Techs Inc Tethys Petroleum Ltd Tetra Technologie Inc-del Tetralogic Pharmaceutical Tetraphase Pharmaceuticls Teucrium Comm Soybean Etp Teucrium Commod Wheat Etp Teucrium Corn Fund Textainer Group Hldgs Ltd Tg Therapeutics Inc The Container Store Group The Rubicon Project Inc The Wharf (holdings) Ltd The9 Ltd Adr Theia Resources Ltd Themac Resources Grp Ltd Theralase Tech Inc Therapeuticsmd Inc Theratechnologies Inc Theravance Biopharma Inc Thermal Energy Intl Inc Thescore Inc-a Sv Thestreet.com Inc Thl Credit Inc Thl Credit Inc 6.75% Nts Thl Credit Inc 6.75% Nts Thl Credit Senior Loan Fd Thor Explorations Ltd Threshold Pharmaceut-new Tht Heat Transfer Techno Thunder Mountain Gold Inc Thunderstruck Res Ltd Thyssen Krupp Ag Tianyin Pharmaceuticals Tibet Pharmaceuticals Inc Ticc Capital Corp Tidewater Inc Tidewater Midstream & Inf Tiger Intl Res Inc Tigerlogic Corp Tile Shop Holdings Inc Till Capital Ltd Tilly's Inc Cl-a Tilting Capital Corp Tim Participacoes S A-new Timbercreek Financial Crp Timbercreek Gl R/es T/u-a Timberland Bancorp Inc Time Inc Timkensteel Corp Tingyi (cayman Isl)hldgs Tinka Resources Ltd Tinkerine Studios Ltd Tintina Resources Inc Tio Networks Corp Tiptree Financial Inc-a Tirex Resources Ltd Titan Logix Corp Titan Machinery Inc Titan Medical Inc Titan Pharmaceuticals Inc Titanium Corporation Inc Titanium Transportation Titanstar Properties Inc Tivo Corp Tmac Resources Inc Tnr Gold Corp-new Tnt Express Nv Eur 0.08 Toa Corp Tokai Pharmaceuticals Inc Tokio Marine Holdings Inc

Symbol

Major Market

TESO TSCDF TXLZF TSLA TES TESS TPL TTI TLOG TTPH SOYB WEAT CORN TGH TGTX TCS RUBI WARFF NCTY THH MAC TLT TXMD TH TBPH TMG SCR TST TCRD TCRX TCRZ TSLF THX THLD THTI THM AWE TYEKF TPIY TBET TICC TDW TWM TGR TIGR TTS TIL TLYS TLL'H TSU TF TGF.UN TSBK TIME TMST TCYMF TK TTD TAU TNC TIPT TXX TLA TITN TMD TTNP TIC TTR TSP TIVO TMR TNR TNTEF TOAFF TKAI TKOMF

US US US US T US T US US US US US US US US US US US US T T T US T US T T US US US US US T US US T T US US US US US T T US US T US T US T T US US US US T T T T US T T US T US T T T US T T US US US US

Loan Value (No Loan Value below $3.00)

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Security Name Tokyo Electric Power Co Tokyo Electron Ltd Tokyo Gas Co Ltd Tokyu Corp Tolima Gold Inc Tomagold Corp Tonengeneral Sekiyu K.k. Tonix Pharma Hldg Corp Top 10 Canadian Finl T/u Top 20 Dividend T/u Top 20 Eur Dividend T/u Top 20 Us Dividend-a T/u Top Image Systems Ltd-ord Top Ships Inc-new Topbuild Corp Tor Minerals Intl Inc Toray Industries Inc Torc Oil & Gas Ltd-new Torchlight Energy Res Inc Torex Gold Resources Inc Torstar Corp Cl-b Nv Tortoise Energy Indep Fd Tortoise Energy Infrastru Tortoise Mlp Fund Inc Tortoise Pipeline&egy Fnd Tortoise Pwr&en Infra Etf Toscana Energy Income Crp Toshiba Corp Pv Y50 Tosoh Corp Total Energy Services Inc Totally Hip Technologies Toto - Jpn Touchstone Exploration Tower International Inc Tower Resources Ltd Towerstream Corp Town Sports Intl Hldgs Townsquare Media Inc Cl-a Toyota Industries Corp Toyota Tsusho Corp Tracon Pharmaceuticals Trade Me Group Ltd Trans Gas Del Sur Adr-b Trans World Entmnt Corp Transact Technologies Inc Transamerica Flex Incm-i Transat A.t. Vtg&var Vtg Transatlantic Mining Corp Transatlantic Pete-new Transcat Inc Transcontl Rlty Invstors Transeastern Power Tr T/u Transenterix Inc Transeuro Energy Corp Transgaming Inc Transgenomic Inc Transglobe Energy Corp Transition Metals Crp-new Transmontaigne Prtner Lpu Transocean Ltd Transocean Partners Llc Transurban Group Transwitch Corp-new Travelcenters Am 8.25% Pf Travelcenters Amer 8% Nts Travelcenters Amer 8% Pfd Travelcenters Amer Llc Travelzoo Inc-new Traverse Energy Ltd Travis Perkins Plc Trc Co's Inc Treasury Metals Inc Trecora Resources Tredegar Corporation Tree Island Steel Ltd Tremor Video Inc

Symbol

Major Market

TKECF TOELF TKGSF TOKUF TOM LOT TGRLF TNXP TCT.UN TTY.UN TTE.UN TUT.UN TISA TOPS BLD TORM TRYIF TOG TRCH TXG TS'B NDP TYG NTG TTP TPZ TEI TOSBF TOSCF TOT THP TOTDF TXP TOWR TWR TWER CLUB TSQ TYIDF TYHOF TCON TRMEF TGS TWMC TACT TFXIX TRZ TCO TNP TRNS TCI TEP.UN TRXC TSUAF TNG TBIO TGL XTM TLP RIG RIGP TRAUF TXCCQ TANNI TANNZ TANNL TA TZOO TVL TVPKF TRR TML TREC TG TSL TRMR

US US US US T T US US T T T T US US US US US T US T T US US US US US T US US T T US T US T US US US US US US US US US US US T T T US US T US US T US T T US US US US US US US US US US T US US T US US T US

Loan Value (No Loan Value below $3.00)

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Security Name Trend Micro Inc Trevena Inc Trez Capital Mic Cl-a Trez Capital Sr Mic Cl-a Tri Continental Corp Tri Pointe Group Inc Triangle Cap Crp 6.375%nt Triangle Capital Corp Triangle Inds Ltd Triangle Petroleum Cp-new Triax Divf High-yield T/u Tribune Media Co Cl-a Tribute Res Inc Trico Bancshares Tri-continental$2.50 Pfd Trigen Resources Inc Trillium Therapeutics-new Trilogy Energy Corp Trilogy Metals Inc Trimas Corp Trimetals Mining Cl-b N/v Trimetals Mining Inc Trina Solar Ltd Sp/adr Trinet Group Inc Trinidad Drilling Ltd Trinity Biotech S/adr Trinity Place Holdings Trinseo Sa Trio Tech Intl Inc Triplepoint Vent Grow Bdc Triplept Ven Gwth 6.75%nt Triple-s Management Crp-b Tri-river Ventures Inc Tristar Gold Inc Triumph Bancorp Inc Triumph Group Inc Trius Investments Inc Tronc Inc Tronox Ltd-a Trovagene Inc-new Troy Energy Corp Troy Resources Ltd Truck Hero Inc True Grit Res Ltd-new True North Comm Reit-new True North Gems Inc Truecar Inc Truett-hurst Inc Cl-a Trust Ct 01-31 Toys 7.75% Tsakos Energy 8% Ser-b Pf Tsakos Energy 8.75% Pfd Tsakos Energy 8.875%-c Pf Tsakos Energy Navigation Tso3 Inc Tsodilo Resources Ltd Tsr Inc Ttm Technologies Tubemogul Inc Tucows Inc-new Tudor Corporation Ltd Tuesday Morning Corp Tullow Oil Plc Ord 10p Tuniu Corp Spons Adr Turkcell Ilet Hiz Adr Turkish Investment Fd Inc Turning Point Brands Inc Turquoise Hill Res Ltd Turtle Beach Corporation Tuscany Energy Ltd Tuttle Tact Mgmt Mult Etf Tva Group Inc Cl-b Nv Tvi Pacific Inc Twc Enterprises Ltd Twilio Inc Cl-a Twin Butte Energy Twin Disc Inc

Symbol

Major Market

TMICF TRVN TZZ TZS TY TPH TCCB TCAP TIA'H TPLM TRH.UN TRCO TRB TCBK TY'PR TRG'H TR TET TMQ TRS TMI'B TMI TSL TNET TDG TRIB TPHS TSE TRT TPVG TPVZ GTS TVR'H TSG TBK TGI TRU TRNC TROX TROV TEG'H TRYRF TRUK TGI'H TNT.UN TGX TRUE THST XKE TNP.B TNP.D TNP.C TNP TOS TSD TSRI TTMI TUBE TC TDR'H TUES TUWLF TOUR TKC TKF TPB TRQ HEAR TSCAF TUTI TVA'B TVI TWC TWLO TBTEF TWIN

US US T T US US US US T US T US T US US T T T T US T T US US T US US US US US US US T T US US T US US US T US US T T T US US US US US US US T T US US US T T US US US US US US T US US US T T T US US US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 25% 25% 50% 0% 50% 0% 25% 25% 50% 25% 50% 25% 0% 0% 50% 25% 25% 25% 25% 50% 25% 50% 25% 25% 50% 25% 25% 0% 0% 25% 25% 25% 50% 25% 50% 50% 0% 0% 25% 50% 0% 25% 25% 50% 25% 25% 0% 0% 0% 0% 25% 25% 25% 50% 50% 50% 0% 25% 0% 50% 0% 0% 25% 25% 25% 25% 0% 25% 25% 25% 50% 25% 25%

Security Name Twitter Inc Two River Bancorp Twyford Ventures Inc Tyhee Gold Corp Tyner Resources Ltd Typhoon Expl Inc Cl-a U S Antimony Corp U S Global Investors-cl A U.s. Fincls Incm Fd T/u-a U.s. Geothermal Inc-new U308 Corp Ube Industries Ltd Ubiquiti Networks Inc Ubs 2x Lev Long Etracs-b Ubs Ag Etracs 2x Hi Div Ubs Ag Etracs 2x Mthy Etn Ubs Ag Etracs 2xm Alerian Ubs Ag Etracs Alerian S-b Ubs Ag E-tracs Bb Commod Ubs Ag Etracs M/p 2x Etf Ubs Ag Etracs Mthly Pay Ubs Ag Etracs Mthy Pay 2x Ubs Ag Etracs Mthy Reset Ubs Ag E-tracs Wells Bdc Ubs Ag Fi Enh Euro 50 Etn Ubs Ag Fi Enh Glb H/y Etn Ubs Ag Fi Enh L/c Gwt Etn Ubs Ag Jersey Brh E-tracs Ubs Etracs 2x Bdc Etn Ubs Etracs Alerian Mlp-b Ubs Etracs Mthy Pay 2xlev Ubs Etracs Mthy Pay2x S-b Ubs Etracs Mthy Reset Etn Ubs Etracs Ubs Bloombrg-b Ubs Etracs Wells Far Sr-b Ubs Mlp Short Exchg Etn Ubs Natural Gas Mlp Etn Ucb Ord Bef Ucore Rare Metals Inc Ucp Inc Cl-a Uex Corporation Ufp Technologies Inc Uge International Ltd Ultragenyx Pharmaceutical Ultralife Corp Ultrapar Particpac-sp Adr Ultrapetrol Bahamas Ltd Umh Properties Inc Umicore Sa Unibail-rodamco Se Uni-charm Corp Unico American Corp. Unicredit Spa Unifi Inc-new Unilife Corporation-new Union Bankshares Inc/vt Union Gas 5.5% Pr-a Union Gas Ltd 6%pfd Ser-b Uni-pixel Inc Unique Fabricating Inc Uniqure N.v. Unirex Corporation Uni-select Inc Unisync Corp Cl-b Unisys Corp-new Unit Corporation United Bancorp Inc Ohio United Bancshares Inc, Oh United Community Banc-new United Community Fincl United Contl Hldgs Inc United Corporations Ltd United Corps 1st Pr $1.50 United Finl Bancorp-new United Guardian Inc United Insurance Hlds Crp

Symbol

Major Market

TWTR TRCB TWY TDC'H TIP'H TYP UAMY GROW USF.UN HTM UWE UBEOF UBNT LBDC HDLV MLPZ MLPQ AMUB DJCI SDYL MORL LRET HOML BDCS FIEE FIHD FBGX MLPI BDCL MLPB LMLP MRRL SPLX UCIB BDCZ MLPS MLPG UCBJF UCU UCP UEX UFPT UGE RARE ULBI UGP ULTR UMH UMICF UNBLF UNCHF UNAM UNCFF UFI UNIS UNB UNG.C UNG.D UNXL UFAB QURE URTX UNS UNI UIS UNT UBCP UBOH UCBA UCFC UAL UNC UNC.A UBNK UG UIHC

US US T T T T US US T US T US US US US US US US US US US US US US US US US US US US US US US US US US US US T US T US T US US US US US US US US US US US US US T T US US US US T T US US US US US US US T T US US US

Loan Value (No Loan Value below $3.00)

50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 25% 25% 25% 25% 25% 25% 25% 25% 0% 0% 50% 25% 25% 25% 25% 25% 50% 25% 25% 25% 25% 25% 25% 0% 0% 50% 25% 50% 50% 25% 25% 25% 25% 50% 25% 25% 0% 25% 50%

Security Name United Rentals Inc United Security Banchares United Silver Corp United States 12m Oil Fd United States Gas Lp Etf United States Oil Fund Lp United Sts 12mnth Nat Gas United Sts Short Oil Etf United Therapeutics Corp United Utilities Grp 5p Units-andina Acq Corp Ii Units-arowana Inc Units-avista Healthcare Units-axar Acquisition Cp Units-barington/hilco Acq Units-boulevard Acquis Cp Units-capitol Acq Crp Iii Units-cf Corporation Units-conyers Park Acquis Units-double Eagle Acq Cp Units-dt Asia Invts Ltd Units-easterly Acquis Crp Units-e-compass Acquis Cp Units-electrum Spl Acq Cp Units-galectin Therapeut Units-global Partner Acq Units-gp Investments Acq Units-gty Tech Hldgs Inc Units-harmony Merger Corp Units-hennessy Cap Acq Units-hunter Maritime Acq Units-hydra Indust Acq Cp Units-jensyn Acq Corp Units-jm Global Hldg Co Units-klr Energy Acq Corp Units-landcadia Hldgs Inc Units-m I Acquisitions Units-m Iii Acquisition Units-nexeo Solutions Inc Units-origo Acq Corp Units-pace Holdingg Corp Units-pacific Special Acq Units-saban Capital Acq Units-stellar Acq Iii Inc Units-synergy Pharma Inc Units-terrapin 3 Acq Corp Units-trovagene Inc Unity Bancorp Inc Unity Energy Corp Universal American-new Universal Display Universal Electrs Inc Universal Logistics Hldgs Universal Sec Instruments Universal Stainless&alloy Universal Technical Inst Universal Ventures Inc Univest Corp Of Pa Untd Corps 1.50 2nd Pr-59 Untd Corps 1.50 2nd Pr-63 Upland Software Inc Upper Canyon Mnls Corp Uqm Technologies Inc Uracan Resources Ltd-new Uranium Energy Corp Uranium Participation Crp Uranium Resources Inc-new Uravan Minerals Inc Urban Select Captal Corp Urbana Corp Urbana Corp-a Nv Urbanfund Corp Ur-energy Inc Urthecast Corp Us Auto Parts Networks Us Banks Income&grw-t T/u

Symbol

Major Market

URI UBFO USCZF USL UGA USO UNL DNO UTHR UUGWF ANDAU ARWAU AHPAU AXARU BHACU BLVDU CLACU CFCOU CPAAU EAGLU CADTU EACQU ECACU ELECU GALTU GPACU GPIAU GTYHU HRMNU HCACU HUNTU HDRAU JSYNU WYIGU KLREU LCAHU MACQU MIIIU NXEOU OACQU PACEU PAACU SCACU STLRU SGYPU TRTLU TROVU UNTY UTY UAM OLED UEIC ULH UUU USAP UTI UN UVSP UNC.B UNC.C UPLD UCM'H UQM URC UEC U URRE UVN CH URB URB'A UFC URE UR PRTS PUB.UN

US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US T US US US US US US US T US T T US T US T US T US T T T T T T T US T

Loan Value (No Loan Value below $3.00)

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Security Name Us Brent Oil Fund Etf Us Concrete Inc Us Energy Corp-new Us Housing Recovery-a T/u Us Lime & Minerals Us Natural Gas Fd Lpu-new Us Oil Sands Inc Us Silica Holdings Inc Usa Compression Ptnrs Lpu Usa Technologies Inc Usa Techs Inc Cv Pfd-a Usa Truck Inc Uscf Etf Trust Usd Partners Lp Utah Medical Products Inc Utd China Intl Entpr Grp Utility Split Tr Cl-b Pfd Utility Split Tr T/u-cap Utstarcom Hldgs Corp-new Vaalco Energy Inc Valdor Technology Intl Vale S.a. Adr Vale S.a. Cl-a Pfd Adr Valeant Pharma Intl-new Valeura Enery Inc Valhi Inc Vallourec Eur 2 Value Line Inc Van Eck Merk Gold Shares Vanadiumcorp Resource Inc Vanc Pharmaceuticals-new Vanda Pharmaceuticals Inc Vaneck Vec Africa Idx Etf Vaneck Vec Brazil S/c Etf Vaneck Vec E/m H/y Bd Etf Vaneck Vec Egypt Idx Etf Vaneck Vec Fall Hy Bd Etf Vaneck Vec Glb Spin Etf Vaneck Vec India S/c Etf Vaneck Vec Indonesia Etf Vaneck Vec Intl Hy Bd Etf Vaneck Vec Jpm Em Loc Etf Vaneck Vec Russia Sml Etf Vaneck Vec Treas-hdg Etf Vaneck Vec Vietnam Etf Vaneck Vectors Russia Etf Vanguard Ftse Dv Asia Etf Vanguard Ftse Dv Euro Etf Vanguard Ftse E/m All Cap Vanguard Ftse Glb All Etf Vanguard Nat 7.875%-a Pfd Vanguard Nat Res Llc Lpu Vanguard Natl Rs-b Lpu Pf Vanguard Natl-c 7.75% Pfd Vanoil Energy Ltd Vanstar Mng Res Inc Vantex Resources Ltd-new Vasco Data Sec Intl Inc Vascular Biogenics Ltd Vbi Vaccines Inc-new Vecima Networks Inc Vector Ltd Vector Res Inc Vectrus Inc Vedanta Ltd Spon Adr Vedanta Resources Plc Velan Inc Sv Velocity 3x Long Natl Gas Velocitysh 3x Inv Crd Etn Velocityshares 3x Inverse Velocityshr Vix Short Etn Velocityshr Vix Tail Etn Velocityshr Vix Var Etn Velocityshs 3x Long Crude Velocityshs 3x Long Silvr Velocityshs Dly 2x Vix Mt

Symbol

Major Market

BNO USCR USEG USH.UN USLM UNG USO SLCA USAC USAT USATP USAK TOFR USDP UTMD UCG'H UST.B UST.UN UTSI EGY VTI VALE VALE'P VRX VLE VHI VLOUF VALU OUNZ VRB VANC VNDA AFK BRF HYEM EGPT ANGL SPUN SCIF IDX IHY EMLC RSXJ THHY VNM RSX VAH VEH VEE VXC VNRAP VNR VNRBP VNRCP VEL VSR VAX VDSI VBLT VBV VCM VETTF VCR'H VEC VEDL VDNRF VLN UGAZ DWTI DGAZ XIVH BSWN LSVX UWTI USLV TVIZ

US US US T US US T US US US US US US US US T T T US US T US US T T US US US US T T US US US US US US US US US US US US US US US T T T T US US US US T T T US US T T US T US US US T US US US US US US US US US

Loan Value (No Loan Value below $3.00)

50% 50% 25% 25% 25% 50% 25% 50% 50% 25% 25% 25% 0% 25% 25% 0% 25% 25% 0% 25% 25% 50% 50% 50% 25% 25% 0% 25% 50% 25% 0% 25% 0% 0% 25% 0% 25% 0% 50% 0% 25% 50% 0% 25% 0% 0% 0% 0% 50% 50% 25% 25% 25% 25% 25% 25% 25% 50% 0% 0% 25% 0% 0% 25% 50% 0% 25% 0% 0% 0% 0% 0% 0% 0% 0% 0%

Security Name Velocityshs Dly2x Vix S/t Velocityshs Vix S/t Etn Venaxis Inc-new Vendetta Mining Corp Ventas Realty Lpu 5.45%pf Veolia Environment Vera Bradley Inc Veracyte Inc Verastem Inc Verde Agritech Plc Vereit Inc Vereit Inc6.7%-f Cm Rd Pf Vericel Corp Verifone Systems Inc Verisante Technology Inc Veritex Holdings Inc Verizon Comm Inc 5.9% Pfd Vermillion Inc Versabank Versabank N/cm 5yr S1 Pfd Versabank N/cm Nvcc S3 Pf Versapay Corporation Versar Inc Versartis Inc Versatile Systems Inc Verso Corp Vertex Energy Inc Vertex Pharmaceutical Inc Vestas Wind Sys-dkk 1 Vestin Realty Mtg Ii-new Viavi Solutions Inc Vical Inc-new Vicon Inds Inc Vicor Corp Victoria Gold Corp Victory Resouces Corp Video Display Corp Videocon D2h Ltd Adr Vienna Insurance Group Viewray Inc Viewtran Group Inc Vigil Health Sols Inc-new Viking Therapeutics Inc Village Bank And Trst-new Village Farms Intl Inc Vina Concha Y Toro Sp/adr Vince Holding Corp Vinci S.a. Eur 10 Violin Memory Inc-new Viper Energy Partners Lp Vipshop Holdings Ltd Adr Viq Solutions Inc Virco Mfg Virgin America Inc Virginia Energy Res Inc Viridis Energy Inc-new Virnetx Holding Corp Virtus Glb Div & Incm Fnd Virtus Glbl Multi-sector Virtus Total Return Fd Viscofan Sa Viscount Mining Corp Vishay Precision Grp Inc Visible Gold Mines Inc Visionchina Media Adr-new Vista Gold Corp-reorg Shr Vistagen Therapeutics Inc Visteon Corp Vital Therapies Inc Vitality Products Inc Vitamin Shoppe Inc Vitreous Glass Inc Vivendi Sa Eur 5.5 Viveve Medical Inc Vivint Solar Inc Vivione Biosciences Inc

Symbol

Major Market

TVIX VIIX APPY VTT VTRB VEOEF VRA VCYT VSTM NPK VER VER.F VCEL PAY VRS VBTX VZA VRML VB VB.A VB.B VPY VSR VSAR VV VRS VTNR VRTX VWSYF VRTB VIAV VICL VII VICR VIT VR VIDE VDTH VNRGF VRAY VIEWF VGL VKTX VBFC VFF VCO VNCE VCISF VMEM VNOM VIPS VQS VIRC VA VUI VRD'H VHC ZTR VGI DCA VSCFF VML VPG VGD VISN VGZ VTGN VC VTL VPI VSI VCI VIVEF VIVE VSLR VBI'H

US US US T US US US US US T US US US US T US US US T T T T US US T US US US US US US US US US T T US US US US US T US US T US US US US US US T US US T T US US US US US T US T US T US US US T US T US US US T

Loan Value (No Loan Value below $3.00)

0% 0% 0% 25% 25% 25% 50% 25% 0% 25% 25% 25% 0% 50% 25% 25% 0% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 25% 25% 50% 0% 25% 25% 25% 25% 25% 25% 0% 25% 0% 25% 0% 25% 25% 25% 50% 25% 25% 50% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 0% 25% 0% 50% 0% 0% 50% 25% 25% 25% 50% 25%

Security Name Vivus Inc Vixs Systems Inc Voc Energy Trust Lpu Vocera Communications Inc Vogogo Inc Volcanic Metals Corp Volitionrx Ltd Volkswagen Ag -pfdVolt Information Sciences Voltari Corp-new Volvo Ab Fria Sh-b Voxeljet Ag Adr Voxx Intl Corp-a Voya Asia Pac Hi Div Eq Voya Dvsf Fr Sr Loan-a Tu Voya E/m Hi Incm Div Eq Voya F/r Sr Loan Fd-a T/u Voya F/r Sr Loan Fd-u T/u Voya Glb Adv & Prem Oppty Voya Glb Eq Div&prem Opp Voya High Incm F/r-a T/u Voya Infra,indus & Mat Fd Voya Intl Hi Div Eq Incm Voya Natural Res Eq Incm Voya Prime Rate Trust Voyager Therapeutics Inc Vse Corp Vtti Energy Partners Lpu Vtv Therapeutics Inc Cl-a Vuzix Corp Vvc Exploration Corp W & T Offshore Inc Wajax Corp Waldron Energy Corp Wall Financial Corp Wallbridge Mining Co Walmer Capital Corp Walter Energy Inc Walter Invst Mgt Corp Want Want China Hldgs Ltd Washingtonfirst Bankshare Watusi Capital Corp Wave Life Sciences Ltd Wavefront Technology Sols Wayfair Inc Cl-a Wayne Savings Bancshr Wayside Technology Group Wcb Resources Ltd Wcf Bancorp Inc Wci Communities Inc Weatherford Intl Plc-new Web.com Group Inc Webmd Health Corp Wecast Network Inc Weibo Corp Sponsored Adr Weight Watchers Intl Inc Weir Group Ltd-ord 12.5p Wellesley Bancorp Inc Wellgreen Platinum Ltd Wells Fargo Glb Div Opp Wells Fargo Incm Opp Fund Wells Fargo Multi-sec Icm Wells Fargo Util&high Icm Wesbanco Inc Wesfarmers Ltd West African Res Ltd West Bancorporation Inc West High Yield (why) Res West Japan Railway Co West Kirkland Mining Inc West Marine Inc West Mountain Environmntl Westaim Corp (the) Westbond Enterprises Corp Westbury Bancorp Inc Westell Techs Cl.a

Symbol

Major Market

VVUS VXS VOC VCRA VGO VOL VNRX VLKPF VISI VLTC VOLVF VJET VOXX IAE IFL.UN IHD ISL.UN ISL'U IGA IGD IHL.UN IDE IID IRR PPR VYGR VSEC VTTI VTVT VUZI VVC WTI WJX TTYGF WFC WM WAL'H WLTGQ WAC WWNTF WFBI WAS'H WVE WEE W WAYN WSTG WCB WCFB WCIC WFT WEB WBMD WCST WB WTW WEIGF WEBK WG EOD EAD ERC ERH WSBC WFAFF WAF WTBA WHY WJRYF WKM WMAR WMT WED WBE WBB WSTL

US T US US T T US US US US US US US US T US T T US US T US US US US US US US US US T US T US T T T US US US US T US T US US US T US US US US US US US US US US T US US US US US US T US T US T US T T T US US

Loan Value (No Loan Value below $3.00)

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Security Name Western All Banc 6.25%deb Western Alliance Bancorp Western Asset Glb High Fd Western Asset H/y Def Opp Western Asset Hi Inc Oppt Western Asset Income Fd Western Asset Premier Bnd Western Asst Hi Inc Ii Fd Western Asst/cla Infl Sec Western Asst/clay Infl Op Western Copper&gold Corp Western Energy Svcs Western Forest Products Western Gas Equity Lpu Western New England Banc Western Pacific Res Corp Western Pacific Tr Co Western Potash Corp Western Refining Inc Western Refining Logis Lp Western Union Company Westernone Inc Westernzagros Res Ltd Westhaven Ventures Inc Westlake Chemical Prt Lpu Westmoreland Coal Co Westmoreland Res Ptnr Lpu Westport Fuel Systems Inc Westshore Terminals Invst Westwood Holdings Group Weyco Group Wheeler Real Estate Invt Wheeler Reit 8.75%-d Pfd Wheeler Reit Inc-b 9% Pfd Whistler Gold Expl Inc Whitehorse Fin 6.5% Pfd Whitehorse Finance Inc Whitemud Resources Inc Whiting Petroleum Corp Whiting Usa Trust Ii T/u Wi2wi Corporation Widepoint Corp Wi-lan Inc Wilhelmina Intl Inc-new Willamette Valley Sr-a Pf Willamette Valley Vineyrd Willbros Group Inc Del Willdan Group Inc William Lyon Homes Cl-a Williams Companies Inc Williams Partners Lpu Willis Lease Finance Corp Wilmington Cap Mgmt Cl B Wilmington Cap Mgt-a Nv Wilton Resources Inc Windstream Hldgs Inc-new Windtree Therapeutics Inc Wingstop Inc Winmark Corp Winnebago Industries Inc Wins Finance Hldgs Inc Wipro Ltd Adr Wireless Telecom Group Wisdom Bofa Ml H/y Bd Neg Wisdom Bofa Ml Hy Bd Zero Wisdom Eur Hdg Eq Idx Etf Wisdom Intl Qlty Dyn Hdgd Wisdom Intl Qlty Etf-hdge Wisdom Intl Qlty Etf-n/hd Wisdom Us H/div Etf-n/hdg Wisdom Us Hi Div Etf-hdge Wisdom Us Qlty Div N/hdgd Wisdom Us Qlty Dv Etf-hdg Wisdom Us Qlty Dyn Hdgd Wisdomtree Bloomberg U$ Wisdomtree Cboe S&p 500

Symbol

Major Market

WALA WAL EHI HYI HIO PAI WEA HIX WIA WIW WRN WRG WEF WGP WNEB WRP WP WPX WNR WNRL WU WEQ WZR WHN WLKP WLB WMLP WPRT WTE WHG WEYS WHLR WHLRD WHLRP WGX'H WHFBL WHF WMK'H WLL WHZT YTY WYY WIN WHLM WVVIP WVVI WG WLDN WLH WMB WPZ WLFC WCM'B WCM'A WIL WIN WINT WING WINA WGO WINS WIT WTT HYND HYZD EHE DQI IQD IQD'B HID'B HID DGR'B DGR DQD USDU PUTW

US US US US US US US US US US T T T US US T T T US US US T T T US US US T T US US US US US T US US T US US T US T US US US US US US US US US T T T US US US US US US US US US US T T T T T T T T T US US

Loan Value (No Loan Value below $3.00)

25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 50% 25% 25% 25% 25% 50% 50% 25% 25% 25% 25% 50% 25% 25% 25% 50% 50% 25% 25% 25% 25% 0% 25% 25% 0% 50% 25% 25% 25% 25% 25% 25% 25% 25% 25% 50% 50% 50% 25% 25% 25% 25% 50% 0% 50% 25% 50% 25% 50% 25% 25% 25% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0%

Security Name Wisdomtree Em Mk High Div Wisdomtree Em S/c Div Etf Wisdomtree Emerg Curr Stg Wisdomtree Mgd Fut Strat Wisdomtree Tr India Earn Wisdomtree Western Asset Wix.com Ltd Wm. Morrison Sprmkt-gbp.1 Wns Hldgs Ltd Sp/adr Woden Venture Cap Corp Wolfden Resources Corp Wolseley Plc-new Wolters Kluwer Nv Wolverine Bancorp Inc Woodrose Ventures Corp Woodside Petroleum Ord Woolworths Hldgs Ltd-gdr Woolworths Ltd Ord Woori Bank Adr Workday Inc Cl-a Workhorse Group Inc Workiva Inc Cl-a World Accept Corp World Organics Inc World Point Terminals Lpu World Wrestling Entertnmt Worley Parsons Ltd Worthington Industries Wowo Ltd Spons Adr Wpcs Intl Inc-new Wpt Industrial Reit T/u Wpx Energy Inc Wright Medical Group Nv Wsi Inds Inc Wt Emrg Mkt Locl Debt Etf Wts-abeona Therapt 24dc19 Wts-ability Inc 19dec18 Wts-agrofresh Soln 31mr19 Wts-american Intl 19jan21 Wts-andina Acq Cp Ii4dc20 Wts-asterias Bio 15feb17 Wts-axar Acq Crp 28oct19 Wts-benitec Biophar14ag20 Wts-biondvax Pharma 1my19 Wts-boulevard Acq 25sep20 Wts-capitol Acq Iii19oc20 Wts-cardconnect Cp 19fb20 Wts-cellect Biotec 29jl21 Wts-cellectar Bio-a 8ap21 Wts-cellectar Biosci6fb19 Wts-centennial Res 11oc21 Wts-cerecor Inc-a 31oct18 Wts-cerecor Inc-b 30apr17 Wts-cf Corp 8jul21 Wts-china Lending 6jul21 Wts-combimatrix 18mar21 Wts-conyers Park Acq6sp21 Wts-cytori Therap 15dec18 Wts-dariohealth Crp 8mr21 Wts-double Eagle 16oct20 Wts-easterly Acquis 4ag20 Wts-electrum Spl Ac11jn21 Wts-eyegate Pharma 31jl20 Wts-gty Tech Hldgs 14nv21 Wts-harmony Merger 1jan21 Wts-hennessy Cap 11sep20 Wts-jensyn Acq Crp 26ap21 Wts-jm Glb Hldg Co 11sp20 Wts-kitov Pharma 20nov20 Wts-opgen Inc 5may20 Wts-sensus Health 25jul19 Wvs Finl Corp Xactly Corp Xbiotech Inc Xcel Brands Inc Xcerra Corporation

Symbol

Major Market

DEM DGS CEW WDTI EPI UBND WIX MRWSF WNS WOD'H WLF WOSCF WOLTF WBKC WRS'H WOPEF WLWHY WOLWF WF WDAY WKHS WK WRLD WOI'H WPT WWE WYGPF WOR JMU WPCS WIR'U WPX WMGI WSCI ELD ABEOW ABIWF AGFSW AIG' ANDAW AST' AXARW BNTCW BVXVW BLVDW CLACW CCNWW APOPW CLRBZ CLRBW CDEVW CERCW CERCZ CFCOW CLDCW CBMXW CPAAW CYTXW DRIOW EAGLW EACQW ELECW EYEGW GTYHW HRMNW HCACW JSYNW WYIGW KTOVW OPGNW SRTSW WVFC XTLY XBIT XELB XCRA

US US US US US US US US US T T US US US T US US US US US US US US T US US US US US US T US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US US

Loan Value (No Loan Value below $3.00)

50% 50% 0% 0% 50% 0% 50% 25% 25% 0% 25% 25% 25% 25% 0% 25% 0% 25% 25% 50% 25% 50% 50% 0% 25% 50% 0% 50% 25% 25% 50% 50% 50% 25% 50% 0% 25% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 25% 25% 0% 0% 0% 0% 0% 25% 0% 0% 0% 0% 0% 0% 0% 0% 25% 25% 50% 25% 25% 50%

Security Name Xcite Energy Ltd Xebec Adsorption Inc Xencor Inc Xenetic Biosciences Inc Xenith Bankshares Inc-new Xenon Pharmaceuticals Inc Xerium Techs Inc-new Xg Technology Inc-new Ximen Mining Corp Xinyuan Real Est Co S/adr Xmet Inc Xo Group Inc Xoma Corporation-new Xpel Technologies Corp Xplore Technologies Corp Xtant Medical Hldgs Inc Xtera Communications Inc Xtierra Inc Xtl Biopharmaceut-spn Adr Xtra-gold Res Corp-new Xtreme Drilling Corp Xunlei Ltd Cl-a Spon Adr Xylitol Canada Inc Yahoo Japan Corp Yakult Honsha Co Ltd Yamada Denki Co (jpy) Yamaha Corp #7951 Yamana Gold Inc Yamato Holdings Co Ltd Yandex Nv Cl-a Yangaroo Inc Yangarra Res Ltd-new Yanzhou Coal Mining Adr Yaskawa Electric Corp Yellow Pages Ltd Yellowhead Mining Inc Yelp Inc Yieldplus Income Fd T/u Yingli Green En Hldg Adr Yintech Invt Hldgs Sp Adr Yirendai Ltd Spons Adr Yokogawa Electric Corp Yongsheng Capital Inc Yorbeau Res Inc Cl-a York Water Co Yorkton Ventures Inc Ypf Soc Anonima Sp/adr-d Yrc Worldwide Inc Yuhe Intl Inc Yulong Eco-materials Ltd Yum China Hldgs Inc Yuma Energy Inc-new Yume Inc Yuntone Capital Corp Yy Inc Adr Zafgen Inc Zagg Inc Zais Group Hldgs Inc Cl-a Zargon Oil & Gas Ltd Zaza Energy Corp-new Zazu Metals Corp Zcl Composites Inc Zecotek Photonics Inc Zedge Inc Cl-b Zena Mining Corp Zendesk Inc Zenyatta Ventures Ltd Zeox Corporation Zephyr Minerals Ltd Zhaopin Ltd Cl-a Spon Adr Zidane Cap Corp Zillow Group Inc Cl-a Zillow Group Inc Cl-c Zimtu Capital Corp Zinco Mining Corp Zion Oil & Gas Inc

Symbol

Major Market

XCTGF XBC XNCR XBIO XBKS XENE XRM XGTI XIM XIN XME'H XOXO XOMA DAP'U XPLR XTNT XCOMQ XAG XTLB XTG XDC XNET XYL YAHOF YKLTF YMDAF YAMCF YRI YATRF YNDX YOO YGR YZC YASKF Y YMI YELP YP.UN YGE YIN YRD YOKEF YSC'H YRB'A YORW YVI YPF YRCW YUII YECO YUMC YUMA YUME YTC'H YY ZFGN ZAGG ZAIS ZAR ZAZA ZAZ ZCL ZMS ZDGE ZCC ZEN ZEN ZOXCF ZFR ZPIN ZZE'H ZG Z ZC ZIM'H ZN

US T US US US US US US T US T US US T US US US T US T T US T US US US US T US US T T US US T T US T US US US US T T US T US US US US US US US T US US US US T US T T T US T US T US T US T US US T T US

Loan Value (No Loan Value below $3.00)

0% 25% 25% 0% 25% 0% 25% 25% 25% 0% 25% 50% 0% 25% 25% 25% 25% 25% 0% 25% 25% 25% 25% 25% 25% 0% 25% 50% 25% 25% 25% 0% 25% 25% 50% 25% 25% 25% 0% 25% 50% 25% 0% 25% 50% 0% 0% 50% 0% 0% 25% 25% 25% 0% 50% 0% 25% 25% 25% 25% 25% 50% 25% 25% 25% 50% 25% 0% 25% 25% 0% 50% 50% 25% 25% 25%

Security Name Zions Bancorp 6.95% Pfd Ziopharm Oncology Inc Ziplocal Inc Zix Corp Zoe's Kitchen Inc Zoetis Inc-a Zogenix Inc-new Zomedica Pharmaceuticals Zoom Technologies Inc Zoomermedia Limited Zoommed Inc Zosano Pharma Corp Zto Express Cayman Adr Zumiez Inc Zuoan Fashion Ltd Adr-new Zurich Insurance Group Ag Zweig Fund Inc-new Zynerba Pharmaceuticals Zynga Inc Cl-a

Symbol

Major Market

ZBK ZIOP ZIP'H ZIXI ZOES ZTS ZGNX ZOM ZOOM ZUM ZMD ZSAN ZTO ZUMZ ZAHLY ZFSVF ZF ZYNE ZNGA

US US T US US US US T US T T US US US US US US US US

Loan Value (No Loan Value below $3.00)

0% 25% 0% 25% 50% 50% 0% 0% 0% 25% 25% 25% 25% 50% 0% 25% 25% 0% 25%

The information contained herein is current as of December 16th, 2016. Using borrowed money to finance the purchase of securities involves greater risk than a purchase using cash resources only. If you borrow money to purchase securities, your responsibility to repay the loan and pay interest as required by its terms remains the same even if the value of the securities purchased declines. TD Waterhouse Canada Inc. is a subsidiary of The Toronto-Dominion Bank. TD Waterhouse Canada Inc. – Member of the Canadian Investor Protection Fund. ® The TD logo and other trade-marks are the property of The Toronto-Dominion Bank.