Scale Up & Processing. Cosmetic Formulations. David Yacko

Scale Up & Processing Cosmetic Formulations David Yacko Scale Up Communication 3 Copying of this Information Prohibited without Permission 7 Co...
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Scale Up & Processing Cosmetic Formulations

David Yacko

Scale Up Communication

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Scale up??

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Scale Up Getting New products To Market Main Causes of Problems Research & Development

Manufacturing

Store Dates are Set

Prototype Changes

Cost Estimates

Product Approval

Greatest Product

Break Even Cost

Date Commitments

Better Mouse Trap

Marketing

Past Experiences

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Scale Up 4 Keys to Success Keep Process Cooling Time Constant Equalize High Shear Mixing Energy Transfer apply the same high shear energy WHAT ?????? SURE !!!! at the sameHOW?????? batch temperature for the same amount of time

Maintain Uniformity - Good Mixing Keep Transfer Times Constant (rate of Dilution )

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The Energy Box

Temperature Heating/Cooling

Times

Transfer/ Mixing Times High Energy Mixing 11 Copying of this Information Prohibited without Permission

Scale Up Full Spectrum of Product Types

Easy Products

Products From Hell

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Scale Up Generic - High Viscosity Mixing Vessel Domed Cover for Pressure and Vacuum Processing

Countra-sweep Drive/Motor

Outer Blade

Kettle Jacket

Inner Blade

Scraper Blades

Temperature Probe

High Shear Mixer

Product Outlet High Shear Drive/Motor Copying of this Information Prohibited without Permission

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Scale Up High Flow and High Shear Homogenizer Heads

Stator Rotor

Stator Rotor

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Scale Up Time Constant Process Operations Maintain Uniformity - Good Mixing Cooling Time

Emulsification / transfer time High Shear Mixing

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Scale Up

Pumping Capacity 1.5 Pitch gpm Lightnin Mixing Company 350 rpm Prop Size

Single Prop

4.5

Single

Dual

1150 rpm

1750 rpm

Single

Dual

Single

Dual

0.261

300

600

457

914

4.7

0.3

345

690

525

1050

5.2

0.42

483

966

735

1470

600 Liters @200 rpm .67 X 200 = 134 gpm Keep BTO Constant 600 134

5.6

0.54

6

0.67

234

6.5

0.87

304

=

1000 X

621

1240

945

1890

X = 223.3 gpm

398

771

1540

1170

2340

That’s

517

1000

2000

1520

3040

223.3 gpm@ 200 rpm 223.3/200 = 1.116 gpr

6.9

1.05

368

626

1210

2420

7.7

1.48

518

880

1700

3400

8.9

2.32

812

1380

2670

5340

1840

3680

OR 0.67

600 9.4

2.74

959

1630

10

3.31

1160

1970

10.5

3.84

1340

3150

=

X

1000

6300

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X = 1.116

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Scale Up Volume vs Heat Transfer Area

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Scale Up Heat Transfer Rate

Q = (Uo) x (A) x (delta t) lm Q = Quantity of Heat per unit Time Uo = rate factor (overall heat transfer coefficient)

A = heat transfer surface Area delta t = mean temperature differential between batch and cooling media

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Scale Up Surface Area/Liter vs Vessel Size Sq.Feet of Surface Area/Liter of Volume vs Kettle Volume (liters) 0.180 0.160

Sq.Ft/Liter

0.140

Q = (Uo) x (A) x (delta t)

lm

0.120 0.100 0.080 0.060 0.040 0.020 0.000 0

500

1000

1500

2000

2500

3000

3500

4000

Kettle Volume (Liters)

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Scale Up Manufacturing Temperature Profile

Temperature (Deg C

Batch temperature vs Time 90 80 70 60 50 40 30 20 10 0 Time 20 Copying of this Information Prohibited without Permission

Scale Up Pilot Plant Temperature Profile

Temperature (Deg C

Batch temperature vs Time 90 80 70 60 50 40 30 20 10 0 Time

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Scale Up Manufacturing and Pilot Plant Temperature Profile

Temperature (Deg C

Batch temperature vs Time 90 80 70 60 50 40 30 20 10 0

•Surface Area •Installation •Kettle •Cooling System •Cooling Media

Time 22 Copying of this Information Prohibited without Permission

Scale-up Cooling “The Double-edged Sword”



Cooling Times are the Same No Shock Out at Kettle Wall

Cooling Times Are Not the Same Shorter mix time Crystalline or wax structure could be different

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Scale Up High Shear Mixing - Homogenizers Only Homogenizers? No - Also large diameter props in large kettles Adverse Effects Particle identity loss Gum breakdown Structural breakdown

emulsion crystalline structure 24 Copying of this Information Prohibited without Permission

Scale Up Types of Homogenizers In-Line Advantages

Can Control Work Input accurately - if used with a positive displacement feed pump Can easily be used across many batch sizes if using a two kettle operation

Back Pressure valve

Positive Displacement Pump

Inline Homogenizer

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Scale Up Types of Homogenizers In Kettle Advantages Very High Batch Turn Over (as long as viscosity is low)

Remember Both types act like a centrifical pump - as viscosity increases flow rate through the homogenizer decreases



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Scale Up Developing Energy Translation Data Select Equipment and Batch Size Select Homomixer Speed Measure Batch Parameter Changes with Time (particle size, viscosity,etc.)

Develop Energy Curve (Based on Several Speeds) Result: Known energy capabilities of different Brands of Equipment at Company’s Plant sites and at Subcontractors

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Reference (Equivalent Energy Input)

RPM

29

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Kettle B Reference

Reference

Kettle A

RPM

30

1350

RPM

2400

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Scale Up Equivalent Mixing Energy HOMOMIXER SHAFT RPM Lee Tri-Mix

Greerco

50L/50kg

50L/50kg

Greerco 1200L/1200kg

Unimix 2000L/2000Kg

2000

1500

630

1025

3650

3060

1220

1740

4480

3580

1493

2100

5050

4137

5620

2420 2890

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Scale Up

Equivalent Mixing Energy HOMOMIXER SHAFT RPM Lee Tri-Mix

Greerco

Greerco

50L/50kg

50L/50kg

1200L/1200kg

2000L/2000Kg

2000

1500

630

1025

3650

3060

1220

1740

4480

3580

1493

2100

5050

4137

5620 32

Unimix

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Homogenizer Speed

Homogenizer Speed RPM

Pilot Lab

15

0

50

55

65

120

120

Time (Minutes)

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Scale Up

Equivalent Mixing Energy HOMOMIXER SHAFT RPM Lee Tri-Mix

Greerco

Greerco

50L/50kg

50L/50kg

1200L/1200kg

Unimix 2000L/2000Kg

3 2000

1500

630

1025

2 3650

3060

1220

1740

1 4480

3580

1493

2100

5050

4137

5620 34

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Pilot Lab

Homogenizer Work Input

Work Input

Manufacturing

15

55

120

Equivalent Energy Input 0

50

65

120

Time (Minutes)

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Pilot Lab

Homogenizer Speed

Homogenizer Speed RPM

Manufacturing

15

0

50

55

65

120

120

Time (Minutes)

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Scale Up Summary: Equivalent Cooling Time Match Cooling Curves of Plant Equipment Q = Uo x A x (delta T) Surface Area limits Cooling Capacity with increasing Batch Size Hold time Constant: Realistic Production Cycle time Controls crystallization growth rate Keeps Shear Energy Rate constant over the same temperature range

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Scale Up Summary: Equivalent High Shear Energy Match Shear Energy of Plant Equipment Hold Time Constant when applying High Shear Mixing: Based on equivalent mixing energy Select Homomixer Shaft speed

Maintain Macro-mixing to ensure batch uniformity Horse Power limits Mixing Blade Diameter and Speed as Batch Size Increases

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Scale Up Benefits of applying the 4 keys of Scale up

Smoother transition of Manufacturing Procedures from lab to plant

Fewer failures on First Production Batches Quick Production Start-up with less scrap/rework

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