®

®

CHARTERED FINANCIAL ANALYST (CFA ) PROGRAM

Registration & Enrollment Package •

Registration and Enrollment Information for New Candidates

•

Enrollment Information for Returning Level I and II Candidates

INSIDE THIS PACKAGE

STEPS FOR REGISTERING FOR THE CFA PROGRAM

About the CFA Program

1-2

• Read this entire Registration & Enrollment Package carefully

Work Experience Guidelines

1-2

and understand the conditions, requirements, policies, and

Registration Information

3-4

procedures that will govern your participation in the CFA Program. You must adhere to these conditions, requirements,

Prerequisites

policies, and procedures as a condition of participation in the

Examinations

CFA Program.

Basic Entrance Requirements Application Processing

• If you are not certain whether you should register for the CFA

Incomplete Applications

Program, try taking the CFA Candidate Self-Assessment Test on

Participating in the CFA Program

4

Textbooks

the CFA Institute website at www.cfainstitute.org/cfaprogram. • Answer all questions on both sides of the accompanying

CFA Study Groups

Registration & Enrollment Form. Complete and sign the

Results Reporting

Professional Conduct Inquiry and the Candidate Responsibility

Registering for the CFA Program

5

Frequently Asked Questions

5-6

previously registered candidate, you must also complete the

Candidate Responsibilities

6-7

Professional Conduct Statement.

Country/Territory of Residence Codes

8

• Enclose payment for the correct amount (either a check or

Professional Information Codes

9

money order made payable to CFA Institute or your credit card

Statement located on the last page of the form. If you are a

information). • All CFA Institute policies go into effect immediately upon submission of an application to CFA Institute. Once you submit

CONTACTING CFA Institute

your form for the CFA Program to CFA Institute, your registration and enrollment fees are non-refundable and non-

Mail

CFA Institute (mail completed Registration & Enrollment Form to “Department A”) P.O. Box 3638 Charlottesville, VA 22903-0638 USA If sending your completed Registration & Enrollment Form to CFA Institute by an overnight carrier, please address to: CFA Institute Department A 560 Ray C. Hunt Drive Charlottesville, VA 22903-2981 USA

transferrable. • Enclose a current business card if you have one. Do not staple or tape the card to the form. • Keep a copy of the Registration & Enrollment Form for your records. • Mail all correspondence separately from the Registration & Enrollment Form. • Mail the Registration & Enrollment Form in the enclosed preaddressed envelope. If no envelope is enclosed, mail your

Website

E-mail

www.cfainstitute.org

[email protected]

800-247-8132 434-951-5499

(US & CANADA)

Institute is not responsible for lost shipments or mail that is not received by deadlines. To ensure that your form can be

INFORMATION CENTRAL

Telephone

Registration & Enrollment Form to the address at the left. CFA

Facsimile

tracked if not received by CFA Institute, it is strongly

434-951-5686

suggested that you use an overnight carrier.

HOURS OF OPERATION:

6:00AM - 9:00PM EST (11:00AM - 2:00AM UTC/GMT) ©2004 by CFA Institute. The CFA Registration Package may be copied provided it is copied in full and includes credit to CFA Institute. Chartered Financial Analyst , CFA , and the CFA Institute logo are just a few of the trademarks owned by CFA Institute. For a list of CFA Institute trademarks and a guide for their use, visit the CFA Institute website at www.cfainstitute.org. ®

®

All information and correspondence must be submitted in English.

ABOUT THE CFA PROGRAM

FOR

THOSE CANDIDATES WHO WERE REGISTERED BEFORE THE

PROGRAM BY

1 JULY 2007,

2005

EXAMINATION YEAR AND WHO SUCCESSFULLY COMPLETE THE

THE FOLLOWING REQUIREMENTS AND WORK EXPERIENCE GUIDELINES APPLY.

Requirements to Be Awarded and Maintain the Use of the CFA Charter

To be awarded the CFA charter, a candidate must: 1. Sequentially pass the Level I, Level II, and Level III

examinations; 2. Have at least three years of acceptable professional

experience working in the investment decision-making process; and 3. Join CFA Institute as a member. As part of the application for

CFA Institute membership, a candidate must: • Provide current completed sponsor forms; • Sign and complete the Professional Conduct Statement; • Sign and agree to comply with the terms of the Member’s Agreement; and • Exhibit a high degree of ethical and professional conduct.

4. Apply concurrently for membership in a CFA Institute

Society of your choice. Your active membership in CFA Institute Societies is an important part of continuing advancement in your profession. 5. Once a candidate becomes a CFA charterholder, he or she

must comply with the CFA Institute conditions, requirements, policies and procedures of a CFA charterholder and CFA Institute member, including those set forth in the CFA Institute Articles of Incorporation, Bylaws, Code of Ethics, Standards of Professional Conduct, Rules of Procedure for Proceedings Related to Professional Conduct, and other conditions, requirements, policies and procedures that may be established and amended from time to time, including the submission of an annual Professional Conduct Statement and the payment of membership dues. Failure to comply with the CFA Institute conditions, requirements, policies and procedures can result in disciplinary sanctions, including suspension or revocation of the right to use the CFA designation.

Work Experience Guidelines For Eventual Award of the CFA Charter

Three years of acceptable professional work experience are required before the CFA charter can be awarded. This experience may be accrued while the candidate is in the CFA Program, after the candidate has passed all three levels of examinations, or from previous positions. Acceptable work experience includes activities that consist to a significant extent of collecting, evaluating, or applying financial, economic, or statistical data (as appropriate) as part of the investment decision-making process; or supervising, directly or indirectly, persons who practice such activities; or the teaching of such activities. The investment decision-making process is the Accountant Actuary Auditor Bank Examiner Bank Lending (corporate) Business Appraiser Client Services Manager Compliance Examiner Consultant on Investment Manager Selection/ Investment Policy Corporate Chief Financial Officer Corporate Controller (not finance/not investment) Derivatives Analyst Director of Finance Director of Mutual Funds Economist (involved in investment decision-making process)

professional practice of financial analysis, investment management, securities analysis, or other similar activities. CFA CANDIDATES ARE REQUIRED TO SPEND AT LEAST 40 PERCENT OF THEIR TIME IN THESE ACTIVITIES TO ACCRUE THE REQUIRED PROFESSIONAL WORK EXPERIENCE. Summer, part-time, and internship positions do not qualify. The following job titles are provided as a guide only. Job titles alone cannot convey the true nature of the underlying job duties. Therefore, to assess professional work experience, evaluate the nature of your job activity, as described previously, rather than merely the job title.

Financial Journalist (Editor/Reporter/Publisher) Financial Planner Internal Corporate Planning Analyst Internal Management of Investment Firm Investment Banking/Corporate Finance Consultant Investment Sales (consultative) Investment Strategy Formulation Investor Relations Management Consultant (excluding personnel) Marketer (of investment management services, funds, securities, etc.) Mutual Fund Sales/Trainer Options/Futures/Commodities Analyst Portfolio Administrator Portfolio Manager Portfolio Performance Evaluator Portfolio Strategist

Product/Software Developer (of investmentrelated products/services) Professor/Instructor (investment, finance, and economics, or non-financial business administration) Quantitative Investment Analyst Real Estate Investment Manager Risk Analyst (securities related) Securities and Investment Analyst Securities Regulation Securities Trader Securities Underwriter Stockbroker/Registered Representative Valuator of Closely Held Business Valuator of Mergers/Acquisitions Venture Capital Investment (not securities)

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FOR

THOSE WHO ARE REGISTERING FOR THE

PROGRAM AFTER

1 JULY 2007,

2005

PROGRAM FOR THE FIRST TIME AND FOR ALL CANDIDATES WHO REMAIN IN THE

THE FOLLOWING REQUIREMENTS AND WORK EXPERIENCE GUIDELINES APPLY.

Requirements to Be Awarded and Maintain the Use of the CFA Charter

4. Apply concurrently for membership in a CFA Institute

Society of your choice. Your active membership in CFA Institute Societies is an important part of continuing advancement in your profession.

To be awarded the CFA charter, a candidate must: 1. Sequentially pass the Level I, Level II, and Level III

5. Once a candidate becomes a CFA charterholder, he or she

examinations;

must comply with the CFA Institute conditions, requirements, policies and procedures of a CFA charterholder and CFA Institute member, including those set forth in the CFA Institute Articles of Incorporation, Bylaws, Code of Ethics, Standards of Professional Conduct, Rules of Procedure for Proceedings Related to Professional Conduct, and other conditions, requirements, policies and procedures that may be established and amended from time to time, including the submission of an annual Professional Conduct Statement and the payment of membership dues. Failure to comply with the CFA Institute conditions, requirements, policies and procedures can result in disciplinary sanctions, including suspension or revocation of the right to use the CFA designation.

2. Have at least four years of acceptable professional

experience working in the investment decision-making process; and 3. Join CFA Institute as a member. As part of the application for

CFA Institute membership, a candidate must: • Provide current completed sponsor forms; • Sign and complete the Professional Conduct Statement; • Sign and agree to comply with the terms of the Member’s Agreement; and • Exhibit a high degree of ethical and professional conduct.

Work Experience Guidelines For Eventual Award of the CFA Charter

Four years of acceptable professional work experience are required before the CFA charter can be awarded. This experience may be accrued while the candidate is in the CFA Program, after the candidate has passed all three levels of examinations, or from previous positions.

The following job titles are provided as a guide only. Job titles alone cannot convey the true nature of the underlying job duties. Therefore, to assess professional work experience, evaluate the nature of your job activity, as described previously, rather than merely the job title.

Acceptable Professional Work Experience as it relates to applicants seeking to become Charterholder Members, or Regular Members, includes activities that consist to a majority extent of:

1. 2. 3. 4. 5. 6. 7. 8. 9.

(i) evaluating or applying financial, economic and/or statistical data as part of the investment decision-making process involving securities or similar investments, which includes, but is not limited to, publicly traded and privately placed stocks, bonds and mortgages and their derivatives; commodity-based derivatives and mutual funds; and other investment assets, such as real estate and commodities, if these other investment assets are held as part of a diversified, securities-oriented investment portfolio; or (ii) supervising, directly or indirectly, persons who practice such activities; or (iii) teaching such activities. CFA CANDIDATES ARE REQUIRED TO SPEND 50 PERCENT OR MORE OF THEIR TIME IN THESE ACTIVITIES TO ACCRUE THE REQUIRED PROFESSIONAL WORK EXPERIENCE. Summer, part-time, and internship positions do not qualify.

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10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20.

Client Service Representative or Relationship Manager Compliance Analyst/Officer Investment Consultant Corporate Chief Financial Officer Corporate Finance Analyst Investment Banking Analyst Derivatives Analyst Economist Institutional Sales Professional/Business Development (Buy & Sell Side) Investment Strategist Portfolio Manager Private Client Investment Advisor Professor/Instructor Quantitative Investment or Risk Analyst Real Estate Investment Manager Regulator/Supervisor of Investment Firm Security/Investment Analyst Securities Trader Valuator of Closely Held Business Venture Capital Analyst

REGISTRATION INFORMATION Prerequisites

The CFA Program is postgraduate. The readings assigned in the study program and the questions on the CFA examinations are designed for individuals who are prepared to deal with “masters” level course work. No specific prerequisite courses of study are prescribed for enrolling in the CFA Program, but applicants should be aware that assigned readings in many topic areas are beyond a basic, introductory level. Examinations

The CFA examination is offered at locations throughout the world. Candidates must complete three levels of examinations sequentially. Candidates who fail an examination are encouraged to repeat the level. The Level I examination is composed of multiplechoice questions, Level II is composed of item sets, and Level III consists of essays and item sets. The Level I examination is offered in June and December; Levels II and III are offered only in June. Candidates may enroll for only one examination at a time. Candidates must wait to receive their examination results before enrolling for the next examination, since the results will determine whether a candidate must repeat the current level or advance to the next level. Basic Entrance Requirements

To register for the CFA Program, an applicant must: • Have a US bachelor’s degree or comparable nonUS degree (the degree requirement is selfreporting); or • Be a college or university student scheduled to receive a US bachelor’s degree or comparable non-US degree no later than 31 December of the current CFA examination year. Degrees must be confirmed in writing to CFA Institute upon receipt of the degree. (If a student does not obtain his or her degree by the 31 December deadline, his or her candidacy will be cancelled, You can Register/Enroll online at www.cfainstitute.org

examination results will be voided, no refund of submitted registration and enrollment fees will be issued, and he or she will need to register again and pay all applicable fees to re-enter the program); or • Have at least four years of qualified professional work experience (this experience does not have to be investment related; summer, part-time, and internship positions do not qualify). Employment dates (month and year) and a detailed description of duties for all current and previous positions must be included with the Registration & Enrollment Form; or • Have a combination of college/university and professional work experience that total at least four years. (The work experience does not have to be investment related, and the four-year total must be accrued by the application date. Summer, part-time, and internship positions do not qualify.) Details must be included with the Registration & Enrollment Form. • Complete, sign, and return the Registration & Enrollment Form, including the Professional Conduct Inquiry and Candidate Responsibility Statement located on the back of the form. The eight questions on the Professional Conduct Inquiry comprise the professional conduct criteria for admission into the CFA Program. If you have any questions regarding whether an incident or matter requires disclosure and/or whether the matter will disqualify you from participating in the CFA Program, please send a written inquiry to [email protected]. • Pay the required fees. Application Processing

Processing may take up to three weeks. Study Guides are sent to applicants when payment is processed. Receipt of a Study Guide does not indicate acceptance into the program. Notify CFA Institute if your Study Guide is not received within four to six weeks. After receipt of the Study Guide, you also will need to obtain the assigned textbooks. After an application is approved, an official acceptance letter is 3

sent if all entrance requirements are met. If an official acceptance letter or notice of incomplete application is not received within six to eight weeks after mailing your application, it is your responsibility to contact Information Central (E-mail: [email protected]; telephone: 434951-5499; facsimile: 434-951-5262). Incomplete Applications

Applications are considered incomplete if any information required for entrance is not provided, if the Professional Conduct Inquiry and Candidate Responsibility Statement are not completed and signed, and/or if appropriate payment is not submitted along with the correct form. Applicants submitting incomplete applications will be sent only one notice from CFA Institute. Completed applications must be received by CFA Institute within 30 days of the date on the written notice, therefore missing information and/or items should be sent via overnight carrier to avoid postal-service delays. Applicants should check their status with Information Central within two weeks of mailing this information. If an applicant/candidate does not properly complete his or her application within the designated time period, or meet the entrance requirements, including the professional conduct criteria, the application will be cancelled and the applicant/candidate will receive a reimbursement of all current examination fees less a US$100 processing charge. Applicants/ candidates with denied credit cards or no payments will not receive a refund and will be cancelled from the program. Applicants/candidates with cancelled applications will not be eligible to sit for the current examination unless a new complete Registration & Enrollment Form is submitted by the stated deadlines and all current fees are paid.

PARTICIPATING IN THE CFA PROGRAM Textbooks

using the Candidate Services Section of the CFA Institute website. Book order forms and study outlines are also available on the CFA Institute website. The cost of textbooks is not included in registration and enrollment fees. Textbooks are not ordered through CFA Institute. Textbooks are available through: • PBD Worldwide Fulfillment Services P.O. Box 931788, Atlanta, GA 31193-1788 USA tel: 800-789-2467 or 770-280-4187 fax: 770-280-4145 E-mail: [email protected] website: www.cfabookstore.com CFA Study Groups

Although the CFA Program is essentially one of individual study, study-group programs are also available through a variety of sources, including CFA Institute Member Societies. Many CFA candidates live in areas with a local study-group program. Where distance makes large groups prohibitive, candidates might organize study programs with one or more associates in their localities. Information on Member Society study groups is available in the Candidate Services section of the CFA Institute website (www.cfainstitute.org). Results Reporting

Examination results are reported as “pass” or “fail.” Actual examination scores are not released. Results are posted on the CFA Institute website usually within 90 days of the examination date. Examination results are never released over the telephone. A summary of examination results may be distributed without candidate identification to CFA Institute Member Societies, CFA examination prep-course sponsors, and others. All examination materials, including answers, are the property of CFA Institute and will not be returned to the candidate in either original or copied form.

Order forms for assigned textbooks are provided in the back of the Study Guide. Enrolled candidates can access Study Guides, and other relevant information, 4

Save mailing time and costs by using Online Candidate Registration at www.cfainstitute.org

REGISTERING FOR THE CFA PROGRAM Examination Information

Test Center Code. You must select a test center and enter the test center code in the boxes provided. Sunday examinations will be given at test centers noted with an asterisk (*). NOTE: If you do not select a test center, your application is considered incomplete. Optional Requests. You may request one or more special accommodations by marking the appropriate box(es) in Section 1 of the Registration & Enrollment Form.

to complete and mail your form as early as possible. Personal Information

National Identification Number. (E.g.: Social Security Number, Canadian Social Insurance Number, Other Country Number.) This number will be used as a secondary identification for the CFA Program. Although you are not required to disclose this number, providing the last four digits would be helpful for CFA Institute to avoid duplicate registrations. Name. CFA Institute strongly suggests that you provide your name exactly as it appears on your government-issued photo identification.

• “Special Test Center” (June only)—Candidates

may request a special test center for the examination in a locality where CFA Institute does not currently offer the examination. If you check this box, you must write in the name of your requested city and state/country. CFA Institute has sole discretion to approve special test centers. Approvals will be announced 75 days prior to the June examination. • “Disability Accommodations”— CFA Institute attempts to provide reasonable accommodations for disabled candidates who cannot be tested under ordinary conditions. If you check this box, you must read the instructions and information sheet located in the CFA Program section of the CFA Institute website. The request form and all supporting documentation must be received by CFA Institute at least 75 days before the examination. • “Religious Alternative Date”—Candidates whose religious obligations or beliefs prevent them from taking the examination on the scheduled date may request an alternate examination date. If you check this box, you are requesting an alternate examination date due to conflicting religious obligations or beliefs and certifying that your request for the religious alternative date is valid. All optional requests with any necessary supporting documentation must be received by CFA Institute at least 75 days before the chosen examination date. Because these requests may require significant processing time, you are urged

You can Register/Enroll online at www.cfainstitute.org

Use of Contact Information

If you do not want certain personal information, such as name and address, released to various parties (including CFA examination preparatory course providers, other related service providers, regulatory authorities or Member Societies), please check the appropriate box[es] located in section 10 of the Registration & Enrollment Form or follow the procedures described in the CFA Institute privacy policy. To learn more about the CFA Institute information policies, please visit our website at www.cfainstitute.org.

FREQUENTLY ASKED QUESTIONS

Can you provide guidance in helping me to determine if my degree is comparable to a US bachelor’s degree? Generally, applicants must have reached a level of study that qualifies them for acceptance to university graduate programs in the countries where they earned their undergraduate degrees. If you need assistance to determine whether or not your degree is comparable to a US bachelor’s degree, CFA Institute suggests that you contact your college or university to make an inquiry.

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Am I required to buy all the books? CFA Institute does not require candidates to purchase all books used in the curriculum, but we strongly believe that studying the prescribed curriculum is the best way to prepare for the examinations. Remember that the examinations are developed directly from the curriculum and are consistent with the Learning Outcome Statements (LOS) prescribed by CFA Institute. There is no substitute for studying the original material. How much time should I plan to dedicate to preparing for the examination? CFA Institute estimates that you will need to devote 10 – 15 hours per week for 18 weeks to prepare adequately for the Level I or the Level II examination. Registering late may place you at a disadvantage in relation to candidates who are already enrolled and have been studying for several months. The questions and guideline answers to the Level III essay questions are provided to candidates on the CFA Institute website. Where can I get copies of the questions and the answers for the Level II and III item sets? Neither the Level II and III item set questions and answers nor the Level I questions and answers are released to the public. A Level I sample examination and Level II and III sample examinations are made available on the CFA Institute website, usually in February preceding the June administration of the CFA examinations. If I am a candidate, am I also a CFA Institute member? No. Candidates who wish to earn the CFA charter must first join CFA Institute and apply for membership in a CFA Institute Member Society. You will find more information on CFA Institute membership on the CFA Institute website at www.cfainstitute.org. I am calling from the accounting department of XYZ Investments. May I verify the status of an employee’s application? CFA Institute will verify the status of the payment; however, all other information is confidential. Please have this individual contact us directly for further assistance. 6

What is the CFA Institute contingency plan for the examination in the event of inclement weather? CFA Institute will make every effort to administer the examination as scheduled. Please refer to “Reservation of Right to Cancel Examination” on page 7. Since CFA Institute has a no-refund policy, may I apply my enrollment fees to the next examination date? Candidates cannot carry forward (defer) enrollment fees. In addition, registration or enrollment fees cannot be transferred from one applicant/candidate to another applicant/candidate. When will I receive specific details on my test center location? The exact location of your test center will be provided on your examination admission ticket. Tickets are issued in April for the June examinations and in October for the December Level I examination.

CANDIDATE RESPONSIBILITIES Code and Standards

When you enroll in the CFA Program, and ultimately if you are to become a CFA charterholder, you are doing more than simply mastering a Body of Knowledge, you are committing to the CFA Institute Code of Ethics and Standards of Professional Conduct. This commitment is not to be taken lightly; it demands that, above all else, you put the interests of your clients first. There is nothing that CFA Institute does as an organization that is of greater importance than promoting the use of its Code and Standards by investment professionals and enforcing the Code and Standards among CFA Institute members and CFA candidates. These are standards of integrity that you must abide by as long as you are a CFA candidate and/or a CFA Institute member. Sponsors

To be awarded the CFA charter, candidates must supply CFA Institute with acceptable professional sponsors. Candidates will be provided with complete

Save mailing time and costs by using Online Candidate Registration at www.cfainstitute.org

information regarding sponsors upon enrolling for the Level III examination. Address and Test Center Changes

Address changes may be submitted to Information Central via fax, mail, e-mail, phone or the CFA Institute website. Failure to notify CFA Institute of an address change may prevent or delay receipt of important information. Changing your address will not change your test center. To request a test center change, complete and submit the Test Center Change Request form available on the CFA Institute website. Your request must be received in writing by CFA Institute at least 60 days before the chosen examination date. Travel Documents

If you need to apply for a VISA to travel to a distant test center, please make arrangements well in advance. It is your responsibility to secure any necessary travel documents. Tickets and Identification

Admission tickets for the examinations will be distributed in April for the June examinations and in October for the December Level I examinations. Candidates must present their ticket and a current government-issued photo identification to be seated for the examination. Tickets will indicate the examination date, candidate number, candidate name, level, test center code, room/section, and test center address. Candidates should carefully examine their tickets and notify CFA Institute immediately by phone, fax, or email of any problems. Candidates will not be permitted entry to the testing room without a ticket and valid identification. To be considered acceptable, candidate identification must meet all of the following criteria: it must be current and valid, contain your photo, be issued by a government agency and be a single document. There are no exceptions to this policy. The CFA Institute preferred form of identification is a valid passport.

invalid ticket and/or invalid identification, his or her examination results will be voided. Before the Examination

As a CFA Candidate, you are responsible for understanding and following all rules associated with the examination, including test center regulations. Violations of examination rules and regulations can result in the voiding of your examination results. To ensure compliance, please carefully review all issues of the CFA Candidate Bulletin and other candidate information on the CFA Institute website. Reservation of Right to Cancel Examination

CFA Institute, in its sole discretion, may determine that it is necessary to change the date, time, or conditions of the administration of the examination or cancel the administration of the examination to protect the integrity of the CFA Program. Such alterations or cancellations may also occur if the administration of the examination is hindered by any cause that could not be reasonably prevented by CFA Institute, including acts of God such as fire, flood, earthquake, storm, or other natural disaster; or, by acts of military, political or government authority. If alterations or cancellations occur, candidates will be notified as soon as possible. However, candidates should be aware that if the examination proceeds as scheduled, those who fail to attend will be ineligible for a refund. Policy Changes

CFA Institute may change its conditions, requirements, policies, and procedures governing the CFA Program and CFA Institute membership from time to time. Candidates and members are required to adhere to the revised conditions, requirements, policies, and procedures which will be published in various CFA Institute publications including the CFA Candidate Bulletin, CFA Magazine, CFA Institute newsletters, CFA Institute Bylaws, and on the CFA Institute website at www.cfainstitute.org.

Candidates who present invalid identification will not be allowed to sit for the examination. If a candidate is inadvertently admitted to the examination with an You can Register/Enroll online at www.cfainstitute.org

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COUNTRY/ TERRITORY OF RESIDENCE CODES If your country is not listed, leave the field blank.

Afghanistan . . . . 238 Albania, Rep of . 142 Algeria . . . . . . . . 143 American Samoa . 27 Andorra . . . . . . . . 35 Angola . . . . . . . . 144 Anguilla . . . . . . . 138 Antigua & Barbuda . . . 147 Argentina . . . . . . . 57 Armenia . . . . . . . 140 Aruba . . . . . . . . . . 90 Ascension Island 148 Australia . . . . . . . . . 6 Austria . . . . . . . . . 65 Azerbaijan . . . . . 149 Bahamas . . . . . . . . 3 Bahrain . . . . . . . . 21 Bangladesh, Peoples Rep of . 80 Barbados . . . . . . . 66 Belarus . . . . . . . . 150 Belgium . . . . . . . . 36 Belize . . . . . . . . . . 18 Benin, Peoples Rep of 151 Bermuda . . . . . . . . 4 Bhutan . . . . . . . . 113 Bolivia . . . . . . . . . 32 Bosnia & Herzegovina, Rep of . . . . . . . 152 Botswana . . . . . . . 53 Brazil . . . . . . . . . . 19 Brunei . . . . . . . . . 79 Bulgaria . . . . . . . 104 Burkina Faso . . . 153 Burundi . . . . . . . 154 Cambodia . . . . . 155 Cameroon, United Rep of . . . . . . . 156 Canada . . . . . . . . . . 2 Canary Islands . . 85 Cape Verde . . . . 157 Cayman Islands . 33 Central African Republic . . . . . 158 Chad Republic . 159 Channel Islands 124 Chile . . . . . . . . . . 98 China, People’s Rep of 46 China, Rep of (ROC) . . 40 Christmas Island & Cocos Island 160

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Colombia . . . . . . . . 7 Comoros . . . . . . 239 Congo, Dem Rep of . . 228 Congo, Rep of . . 161 Cook Islands . . . 162 Costa Rica . . . . . . 37 Croatia, Rep of . 163 Cuba . . . . . . . . . 240 Cyprus . . . . . . . . . 97 Czech Republic . 78 Denmark . . . . . . . 56 Diego Garcia . . . 164 Djibouti, Rep of 107 Dominica . . . . . . 165 Dominican Republic . . . . . 139 Ecuador . . . . . . . . 24 Egypt, Arab Rep of . . . 88 El Salvador . . . . . 92 Equatorial Guinea, Rep of . . . . . . . 167 Eritrea . . . . . . . . 166 Estonia . . . . . . . . . 96 Ethiopia . . . . . . . 168 Falkland Islands 169 Faroe Islands . . . 170 Fiji . . . . . . . . . . . . 87 Finland . . . . . . . . 51 France . . . . . . . . . 13 French Guiana . 171 French Polynesia 232 Gabon Republic 172 Gambia . . . . . . . 173 Georgia . . . . . . . 174 Germany, Fed Rep of . . . . 74 Ghana . . . . . . . . 108 Gibraltar . . . . . . 137 Greece . . . . . . . . . 55 Greenland . . . . . 175 Grenada . . . . . . . 105 Grenadines, The 231 Guadeloupe . . . . 176 Guam . . . . . . . . . 129 Guantanamo Bay 177 Guatemala . . . . . 133 Guinea, Rep of . 235 Guinea-Bissau . . 178 Guyana . . . . . . . 123 Haiti . . . . . . . . . . 179 Honduras . . . . . . 180 Hong Kong . . . . . 20 Hungary . . . . . . . . 77

Iceland . . . . . . . . 131 India . . . . . . . . . . . 47 Indonesia . . . . . . . . 8 Iran . . . . . . . . . . . . 59 Iraq . . . . . . . . . . . 181 Ireland, Rep of . . 64 Israel . . . . . . . . . . 71 Italy . . . . . . . . . . . 42 Ivory Coast, Rep of . . . . . . . 126 Jamaica . . . . . . . . 63 Japan . . . . . . . . . . 10 Jordan . . . . . . . . . 76 Kazakhstan . . . . 127 Kenya, Rep of . . 109 Kiribati . . . . . . . . 182 Korea, Rep of . . . 26 Kuwait . . . . . . . . . 16 Kyrgyzstan . . . . . 183 Laos . . . . . . . . . . 184 Latvia . . . . . . . . . 120 Lebanon . . . . . . 121 Lesotho . . . . . . . 185 Liberia . . . . . . . . 186 Libya . . . . . . . . . . 70 Liechtenstein . . . 75 Lithuania . . . . . . 106 Luxembourg . . . . 52 Macao . . . . . . . . . 72 Macedonia . . . . . 234 Madagascar, Dem Rep of . . 189 Malawi . . . . . . . . 187 Malaysia . . . . . . . . 31 Maldives, Rep of 188 Mali Republic . . 190 Malta . . . . . . . . . 130 Marshall Islands 191 Mauritania, Islamic Rep of . . . . . . . 193 Mauritius . . . . . . 115 Mayotte . . . . . . 192 Mexico . . . . . . . . . 39 Micronesia, Fed States of . . 69 Moldova . . . . . . . 194 Monaco . . . . . . . . 60 Mongolia . . . . . . 195 Montserrat . . . . . 196 Morocco, Kingdom of . . . 117 Mozambique . . . 197 Myanmar . . . . . . 198 Namibia . . . . . . . . 93 Nauru . . . . . . . . . 199

Nepal . . . . . . . . . 112 Netherlands . . . . . 9 Netherlands Antilles . . . . . . 100 Nevis . . . . . . . . . 200 New Caledonia . 201 New Zealand . . . 54 Nicaragua . . . . . 202 Niger, Rep of . . 203 Nigeria, Fed Rep of . . . . 41 Niue . . . . . . . . . . 204 Norfolk Island . . 205 Norway . . . . . . . . 43 Oman . . . . . . . . . . 44 Pakistan . . . . . . . . 38 Palau, Rep of . . 206 Panama, Rep of . 114 Papua New Guinea . . . 30 Paraguay . . . . . . 103 Peru . . . . . . . . . . 116 Philippines, The . 12 Poland . . . . . . . . . 99 Portugal . . . . . . . . 61 Qatar . . . . . . . . . . 68 Reunion . . . . . . . 207 Romania . . . . . . . 118 Russia . . . . . . . . . 95 Rwanda . . . . . . . 208 Saipan . . . . . . . . 211 Samoa . . . . . . . . 227 San Marino . . . . 212 Sao Tome & Principe . . . 213 Saudi Arabia . . . . 23 Scotland . . . . . . . . 67 Senegal, Rep of . 214 Seychelles, Rep of . . . . . . . 215 Sierra Leone . . . . 29 Singapore . . . . . . . 15 Slovakia . . . . . . . 101 Slovenia, Rep of . 48 Solomon Islands 216 Somalia . . . . . . . 241 South Africa, Rep of . . . . . . . . 22 Spain . . . . . . . . . . 28 Sri Lanka, Dem Soc Rep of . . . . . . . . 34 St. Helena . . . . . 209 St. Kitts . . . . . . . 119 St. Lucia . . . . . . 134

St. Pierre & Miquelon . . 210 St. Thomas . . . . 136 St. Vincent . . . . . 230 Sudan . . . . . . . . . 236 Suriname, Rep of . . . . . . . 217 Swaziland . . . . . . 73 Sweden . . . . . . . . 45 Switzerland . . . . . 11 Syrian Arab Republic . . . . . 132 Tajikistan . . . . . . 218 Tanzania . . . . . . . 219 Thailand . . . . . . . 62 Togo, Rep of . . . 220 Tonga . . . . . . . . . 242 Trinidad and Tobago, Dem Rep of . . . 82 Tunisia . . . . . . . . . 81 Turkey . . . . . . . . . 86 Turkmenistan . . 221 Turks & Caicos Island . . . . . . . 135 Tuvalu . . . . . . . . 222 Uganda . . . . . . . 141 Ukraine . . . . . . . 110 United Arab Emirates . 50 United Kingdom . . 5 United States of America . . . . . . . . 1 Uruguay . . . . . . . 111 Uzbekistan . . . . 223 Vanuatu, Rep of 224 Vatican City . . . . 225 Venezuela . . . . . . 58 Vietnam . . . . . . . 102 Virgin Islands . . . 84 Wallis & Futuna Islands . . . . . . . 226 Yemen, Rep of . . 83 Yugoslavia, Fed Rep of . . . . 25 Zambia . . . . . . . . 128 Zimbabwe . . . . . 122

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PROFESSIONAL INFORMATION CODES Please make every effort to find codes that come close to describing your professional information before choosing “Other.”

Industry Classification (choose one)

CEO/Chair/Partner /Principal (E) Chief Investment Officer (F) Academic Institution (2) Compliance Officer (G) Bank (all) (3) Consultant Broker-Dealer, Investment Management (BB) Banking (1) Pension (YY) Consulting (4) Corporate Financial Financial Publisher (6) Officer (I) Foundation/Endowment (7) Corporate Pension Officer (J) Government/Regulatory Derivatives Specialist (L) Agency (8) Director of Research (M) Insurance Company (9) Economist (N) Investment Company/ Financial Journalist (Q) Mutual Fund (10) Financial Planner (R) Investment Management Government (U) Counseling (11) Investment Administrator (W) Plan Sponsor Corporate (5) Investment Banker (X) Public (13) Investment Counselor (Y) Union (15) Investment Firm Retired (14) Manager (Z) Other (16) Mutual Funds (ZZ) Performance Measurement Title and Occupation Specialist (DD) Classification Portfolio Manager (EE) Portfolio Strategist (FF) (choose up to two) Retired (VV) Academic (RR) Sales and Marketing Accountant/Auditor (A) Representative Actuary (B) Institutional (V) Analyst Investment Services (AA) Closely Held Companies (SS) Retail (II) Credit (K) Emerging Markets (WW) Student (MM) Trader/Securities Equity (O) and Other (KK) Fixed Income (S) Mergers Other (XX) and Acquisitions (TT) Options and Futures (CC) Industry Specialty Quantitative (choose up to three) Research (GG) Advertising (AD) Real Estate (HH) Aerospace (AE) Venture Capital (UU) Apparel/Textiles (AP) Attorney (C) Asset Backed Securities (AB) Bank Automobiles Examiner/Regulator (D) & Accessories (AU) Trust Administrator (QQ) Banks (BA) Trust Investments (AB)

You can Register/Enroll online at www.cfainstitute.org

Beverages (BE) Bonds (all) (BO) Cash Equivalents (CE) Chemicals (CH) Communications (CM) (Newspaper/Periodicals/ Radio/TV) Computers (Hardware/Software) (CP) Construction (CO) Construction BuildingMaterials (BU) Construction Manufact. Housing (MH) Consulting (C) Consumer Products (Durable/Non-Durable) (DN) Containers (CT) Cosmetics (CU) Diversified Companies (DV) Drugs (DR) Electronics/Electrical Equipment (EL) Energy Natural Gas Pipeline (G) Nuclear & Solar (EN) Oil & Gas Producers (OI) Oil Services (OS) Entertainment (ET) Environmental Control (EV) Food Processing (FO) Generalist (follow 3 or more industries) (GN) Health Care and Maintenance (HC) Lodging & Food Services (LF) Machinery (MA) Metals (MI) Non-Bank Financial Institutions Insurance (IS) Savings & Loan (SA) Security Brokerage (SB) Non-US Securities (NU) Office Equipment (OF)

Paper & Forest Products (PA) Publishing (PU) Real Estate (RL) Retail Trade (RT) Retired (R) Special/ Emerging Situations (SS) Steel (ST) Technology (TH) Telecommunications (TC) Tobacco (TO) Transportation (Common Carrier) (T) Utilities (all) (UT) Other (YY)

9

Registration & Enrollment Package CANDIDATE CHECKLIST

Complete all sections on both sides of the form. (There are a total of eleven sections). Sign and date the form (Section 11 located on the back of the form). Enclose payment for the correct amount. Enclose your current business card if you have one. (Please do not staple or tape the card to your form). Write your candidate number on the Registration & Enrollment Form in the spaces provided (do this if you have previously registered for the examination and have been assigned a candidate number). Keep a copy of your Registration & Enrollment Form for your records. Consider using an overnight carrier so that your Registration & Enrollment Form can be tracked if it is not received by CFA Institute. Keep this booklet for future reference.

IF ONE IS PROVIDED, AFFIX MAILING LABEL TO APPLICATION FORM.

Before mailing your Registration & Enrollment Form, please make sure that you:

For your records, enter the date your Registration & Enrollment Form was mailed:

DAY

MONTH

YEAR

Your overnight carrier: _______________________________________ (if chosen for sending the form to CFA Institute)

Tracking number: ____________________________________________

You can Register/Enroll online at www.cfainstitute.org

c3

2005 J U N E

EXAMINATION DATES CFA® PROGRAM REGISTRATION & ENROLLMENT FORM (New candidates and returning Level I & II candidates) Enter your candidate number (previously registered candidates only)

PRINT LEGIBLY OR TYPE 1

EXAM INFORMATION

(see following page for codes) 2

You MUST select a test center. TEST CENTER CODE

PERSONAL INFORMATION

Mr. Mrs.

CHECK ONE

Ms.

CHECK ONE

Miss Dr.

Male Female

FIRST (GIVEN) NAME

3

If you check Special Test Center, write in the

US Social Security No.

Other

(see page 8 for codes)

LAST NAME (SURNAME)

SUFFIX

Preferred Communication To:* Home Business

Providing a business address is highly encouraged as a preferred address. STREET ADDRESS

STATE/PROVINCE

HOME TELEPHONE

COUNTRY CODE

Country of Residence Code

Canadian Social Insurance No.

MIDDLE NAME OR INITIAL

CITY

Special Test Center Disability Accommodations Religious Alternative Date

National Identification Number (check one box below)

MAILING INFORMATION: Some carriers will not deliver to Post Office boxes.

HOME

OPTIONAL REQUESTS:

city, state/country. For disability accommodations, get forms and instructions on the CFA Institute website.

Examination Results To: Home Business

APARTMENT NUMBER

POST OFFICE BOX NUMBER

COUNTRY

ZIP+4/POSTAL CODE

HOME FAX

AREA /CITY CODE

LOCAL NUMBER

COUNTRY CODE

AREA /CITY CODE

LOCAL NUMBER

HOME EMAIL

BUSINESS NAME

BUSINESS

CHECK HERE IF YOU ARE SELF-EMPLOYED

STREET ADDRESS

CITY

STATE/PROVINCE

BUSINESS TELEPHONE

COUNTRY CODE

SUITE/FLOOR

POST OFFICE BOX NUMBER

COUNTRY

ZIP+4/POSTAL CODE

BUSINESS FAX

AREA /CITY CODE

LOCAL NUMBER

COUNTRY CODE

AREA /CITY CODE

LOCAL NUMBER

BUSINESS EMAIL

4

EDUCATION (indicate only highest degree received)

5

BIRTH DATE (enter the day, month, year)

19 DAY

All Applicants Must Select One of These Statements:

MONTH

YEAR

Transcripts are not required, but random checks may be made.

(CHECK ONLY ONE)

My completed college/university degree is a US bachelor’s degree or higher (or comparable non-US degree). Date Highest College/University Degree Received:

Name of College/University: MONTH

YEAR

I am a student and will receive my US bachelor’s degree (or comparable non-US degree) by 31 December 2005. Number of full-time College/University Years Completed: I expect to receive my degree:

(Date must be 31 December 2005 or before)

MONTH

Name of College/University:

YEAR

I have no degree, but I have a combination of at least four years of college/university and professional work experience or a total of at least four years of professional work experience. Number of full-time College/University Years Completed: If you do not have a degree, you must attach a detailed description of all current and previous full-time professional employment, including employment dates (month/year). Summer, part-time, and internship positions do not qualify. 6

PROFESSIONAL INFORMATION

7

PAYMENT METHOD (US Dollars)

INDUSTRY CLASSIFICATION:

Make check or money order payable to CFA Institute.

TITLE

AND

OCCUPATION:

INDUSTRY SPECIALTY:

(see page 9 for codes)

CFA Institute only accepts Visa, MasterCard, American Express, Diners Club, and JCB. CFA Institute does not accept Discover or debit cards. CFA Institute does not invoice for payments. Name as it appears on card:

Paid by Applicant’s Business – Check No. Paid by Applicant – Check No. Card Number:

Expiration Date MONTH

SIGNATURE

YEAR

REMEMBER!

X

The above information must be completed correctly in order to process. *While CFA Institute uses reasonable efforts to communicate with you at your preferred address, at times we may need to send materials to your secondary address.

THIS FORM IS FOR THE JUNE 2005 EXAMINATION ONLY

COMPLETE SECTIONS 8–11

Enter your candidate number (previously registered candidates only). 8

PROFESSIONAL CONDUCT INQUIRY

CANDIDATE PROFESSIONAL CONDUCT STATEMENT

(to be completed only by previously registered candidates)

Please answer the following eight questions by marking the appropriate boxes. Failure to meet the professional conduct criteria, answer all eight questions or to sign the Candidate Responsibility Statement may result in cancellation of your application. A. Expulsion or Suspension: Within the last five years, have you been,

or are you currently, expelled or suspended from membership or participation in, or barred or suspended from being associated with an investment advisor, broker, dealer, bank, municipal securities dealer, government securities broker or dealer, a self-regulatory organization, an exchange, contract market, futures association, or equivalent entity or organization of any of the foregoing, or have you been denied trading privileges on any securities or contract market? Yes

No

Please answer Questions A and B by marking one of the appropriate boxes. You must mark an affirmative response if either one of the questions applies. Any matter described in Questions A and B must be disclosed, even if the matter is still pending. Since becoming a candidate in the CFA Study and Examination Program, have you been: A. The subject of, a defendant to, or respondent in any investigation, civil litigation, arbitration, or other action or proceeding in which your professional conduct, in either a direct or supervisory capacity, was at issue, or B. The subject of a written complaint regarding your professional conduct in either a direct or supervisory capacity?

Within the last five years, have you by your conduct while associated with any of the entities described in #A above, been found to be a cause of any expulsion, suspension, or order of the character described in #A above?

B. Caused Suspension, Expulsion, or Order:

Yes

No

C. Convictions: Have you ever been convicted of (a) any felony or crime punishable by more than one year in prison or (b) a misdemeanor involving moral turpitude (lying, cheating, stealing, or other dishonest conduct) or any substantially equivalent crime in any court of law? If yes, provide the date of conviction, whether conviction was for a felony (or equivalent) or misdemeanor, and description of the conduct for which you were convicted. Yes No

Within the last five years, have you been prevented by any government, self-regulatory organization, contract market, exchange, futures association, or equivalent entity or organization from: (a) acting as an investment advisor, underwriter, broker, dealer, banker, municipal securities dealer, government securities broker or dealer, transfer agent, or person required to be registered under any law or regulation; (b) acting as an affiliated person or employee of any investment company, bank, insurance company, or similar entity required to be registered under any law or regulation; or (c) engaging or continuing any conduct or practice in connection with any such activity or in connection with the purchase or sale of a security?

D. Injunctions:

Yes

No

Within the last five years, have you been found by any court, regulatory or self-regulatory agency, contract market, exchange, futures association, or equivalent entity or organization to have violated or aided, abetted, counseled, commanded, induced, or procured the violation by any person of any securities- or commodities-related law or regulation or any rule adopted pursuant to those laws or regulations? Yes No E. Assisting in Violation:

F. Litigation or Arbitration: Within the past five years, have you been a defendant or respondent in any securities- or commodities-related civil litigation or arbitration in which your professional conduct, in either a direct or supervisory capacity, was at issue, which has been disposed of by judgment, award, or settlement for any amount exceeding US$20,000? Yes

No

G. Damage Claims: Within the past five years, have you been the subject of any claim for damages by a customer, broker, or dealer that was settled for an amount exceeding US$20,000? Yes No

Within the past five years, have you been the subject of any disciplinary action taken by a self-regulatory organization against any member of, or person associated with, such self-regulatory organization involving suspension, termination, the withholding of commissions or imposition of fines in excess of US$20,000, or any other significant limitation of activities? Yes No H. Monetary Fine:

11

SIGNATURE

PRINT NAME

No Yes, matter currently under investigation by CFA Institute Yes, not previously disclosed to CFA Institute Yes, matter previously investigated by CFA Institute; review concluded

9

CANDIDATE RESPONSIBILITY STATEMENT

I understand, accept, and agree to comply with all conditions, requirements, policies and procedures for the CFA Program established by CFA Institute, and as amended from time to time. I understand that such conditions, requirements, policies and procedures include all material set forth in the CFA Registration and Enrollment Package for this year’s examination as well as CFA Institute and its subsidiary organization’s Articles of Incorporation and Bylaws, Code of Ethics, Standards of Professional Conduct, Rules of Procedure for Proceedings Related to Professional Conduct and other conditions, requirements, policies and procedures, which may be established and amended from time to time, information about which is available by contacting CFA Institute at 800-247-8132 or 434-951-5499 or on the CFA Institute website. I understand that CFA Institute has the authority to enforce its conditions, requirements, policies and procedures against me and may reject, suspend, or terminate my candidacy at any time or decline to award me the right to use the CFA designation for my failure to satisfactorily meet any such conditions, requirements, policies and procedures. I understand that all registration and enrollment fees are non-refundable and non-transferrable. I understand that any dispute arising from the CFA Institute conditions, requirements, policies and procedures shall be governed in all respects by the law of the Commonwealth of Virginia. The exclusive forum for any such disputes shall be the state and federal courts located in the Commonwealth of Virginia. I represent that the information contained in my application, including my response to the Professional Conduct Inquiry and Candidate Professional Conduct Statement, is truthful and complete, and I agree to notify CFA Institute of any material changes to my responses to any of the questions on this form including my current address(es). 10

USE OF CONTACT INFORMATION

Do not release my personal information to: CFA examination preparatory course providers Others that offer financially related services and products Regulatory authorities for the purpose of obtaining exemption from various regulatory examinations Member Societies

X

11

DATE

PLEASE REVIEW THIS FORM TO MAKE SURE ALL INFORMATION IS COMPLETE AND RETAIN A COPY FOR YOUR RECORDS. THIS FORM IS FOR THE JUNE 2005 EXAMINATION ONLY

2005 REGISTRATION AND ENROLLMENT FEE SCHEDULE AND FORM for June Examination Dates PAYABLE IN US FUNDS

Failure to pay correct amount will result in cancellation of application. Application and payment must be received by CFA Institute by Midnight EST on the dates indicated

Received

Received

Received

on or before

on or before

on or before

15 September 2004

15 February 2005

15 March 2005

US$375

US$375

US$450

360

440

670

US$735

US$815

US$1120

Registration (first time candidates only)

Enrollment (all candidates)

Total fee

CFA INSTITUTE POLICY ON REFUNDS All registration and enrollment fees are nonrefundable with the exception of incomplete applications as noted on page 4. Candidates may not carry forward (defer) enrollment fees. In addition, registration or enrollment fees may not be transferred from one applicant/candidate to another applicant/candidate.

FEE SCHEDULE Registration & Enrollment Fees Applicants pay an initial registration fee upon entering the CFA Program. In addition to the initial registration fee, applicants are required to pay an enrollment fee for each examination. New registrants pay both the registration and enrollment fees. Returning candidates pay only the enrollment fee. To avoid bank charges, international applicants may wish to pay their fees by credit card or money order rather than by check. Only Visa, MasterCard, American Express, Diners Club, and JCB may be used. CFA Institute does not accept Discover, debit cards, or other cards, and does not invoice for payment.

2005 JUNE TEST CENTERS Please select a test center from the list below and write the corresponding code in the spaces provided in Section 1 of the Registration & Enrollment Form. Test centers are located in, or within reasonable travel distance of, these cities. CFA Institute will make every effort to place candidates in the test center selected, however, space considerations may require placement at an alternate site. Final test center confirmation will be the examination admission ticket. The examination will be given on Sunday, 5 June, at test centers noted by an asterisk (*). AFRICA/MIDDLE EAST

Abu Dhabi, UAE . . . . . . ABD Accra, Ghana . . . . . . . . . GHN Amman, Jordan . . . . . . . AMN Beirut, Lebanon . . . . . . . BEI Cairo, Egypt . . . . . . . . . . CAI Cape Town, So. Africa . CAP Harare, Zimbabwe . . . . . ZIM Jeddah, Saudi Arabia. . . . JED Johannesburg, So. Africa JOH Manama, Bahrain . . . . . . MAN Muscat, Oman . . . . . . . . MUS Nairobi, Kenya . . . . . . . . NAI Port Louis, Mauritius . . MAU Riyadh, Saudi Arabia . . . RYD Safat, Kuwait . . . . . . . . . KUW *Tel Aviv, Israel . . . . . . . . ISR Windhoek, Namibia . . . . NAM

CENTRAL & SOUTH AMERICA/ THE CARIBBEAN/BERMUDA

Barbados, West Indies . . BAR Bogata, Columbia . . . . . . BOG Buenos Aires, Argentina BUE Caracas, Venezuela . . . . . CAR Cayman Islands, BWI . . CAY Guatemala City, Guatemala . . . . . . . . . . GUA Hamilton, Bermuda . . . . HAM Kingston, Jamaica . . . . . KIN Lima, Peru . . . . . . . . . . . LIM Mexico City, Mexico . . . MEX Nassau, Bahamas . . . . . . NAS Panama City, Panama . . PAN Port-of-Spain, Trinidad . PSP San Juan, Puerto Rico . . SNJ Santiago, Chile . . . . . . . . STG Sao Paulo, Brazil . . . . . . SPB

Luxembourg . . . . . . . . . . LUX Madrid, Spain . . . . . . . . . MAS Malta . . . . . . . . . . . . . . . . MAL Milan, Italy . . . . . . . . . . . MIT Moscow, Russia . . . . . . . MOS Munich, Germany . . . . . MUN Nicosia, Cyprus . . . . . . . NIC Paris, France . . . . . . . . . . PAR Prague, Czech Republic PRG Reykjavik, Iceland . . . . . ICE Riga, Latvia . . . . . . . . . . RIG Skopje, Macedonia . . . . SKP Sofia, Bulgaria . . . . . . . . SOF Stockholm, Sweden . . . . STO Vienna, Austria . . . . . . . . VNA Vilnius, Lithuania . . . . . VIL Warsaw, Poland . . . . . . . WAR Zagreb, Croatia . . . . . . . CRO Zurich, Switzerland . . . . ZUR

CANADA

Calgary, AB . . . . . . . . . . . CAL Edmonton, AB . . . . . . . . EDM Fredericton, NB . . . . . . . NBF Halifax, NS . . . . . . . . . . . HAL Kelowna, BC . . . . . . . . . . KEL London, ON . . . . . . . . . . .LND Montreal, PQ . . . . . . . . . MON Ottawa, ON . . . . . . . . . . OTA Quebec, PQ . . . . . . . . . . QUE Regina, SK . . . . . . . . . . . REG St. Johns, NF . . . . . . . . . STJ Toronto, ON . . . . . . . . . . TOR Vancouver, BC . . . . . . . . VAN Victoria, BC . . . . . . . . . . . VIC Winnipeg, MB . . . . . . . . WIN Yellowknife, NT . . . . . . YKF

EUROPE

Amsterdam, the Netherlands . . . . AMS Athens, Greece . . . . . . . ATH Baku, Azerbaijan . . . . . . . BAZ Belgrade, Serbia . . . . . . . BEL Bilbao, Spain . . . . . . . . . BIL Brussels, Belgium . . . . . BRU Bucharest, Romania . . . . BUC Budapest, Hungary . . . . BUD Copenhagen, Denmark . COP Dublin, Ireland . . . . . . . DUB Edinburgh, Scotland . . . EDN Frankfurt, Germany . . . GER Geneva, Switzerland . . . GEN Helsinki, Finland . . . . . HEF Istanbul, Turkey . . . . . . IST Kiev, Ukraine . . . . . . . . . UKR Lisbon, Portugal . . . . . . LIS London, England . . . . . LON

ASIA/OCEANIA

*Almaty, Kazakhstan . . . . ALM *Auckland, New Zealand AUK *Bangkok, Thailand . . . . BAK *Beijing, PRC . . . . . . . . . BJG *Brunei . . . . . . . . . . . . . . . BRN *Chennai (Madras), India CHE *Colombo, Sri Lanka . . . SRI *Dhaka, Bangladesh . . . . DHK *Guangzhou, PRC . . . . . . GHZ *Ho Chi Minh City, Vietnam HCM *Hong Kong . . . . . . . . . . . HNK *Jakarta, Indonesia . . . . . JAK *Karachi, Pakistan . . . . . . KAR *Kuala Lumpur, Malaysia KUL *Lahore, Pakistan . . . . . . LAH *Manila, the Philippines . MLA *Melbourne, Australia . . . MEL *Mumbai, India . . . . . . . . BOM *New Delhi, India . . . . . NDL

*Perth, Australia . . . . . . . . PER *Seoul, Korea . . . . . . . . . . SEO *Shanghai, PRC . . . . . . . . SHG *Singapore . . . . . . . . . . . . SNG *Sydney, Australia . . . . . . SYD *Taipei, ROC . . . . . . . . . . TAI *Tokyo, Japan . . . . . . . . . TOK *Wellington, New Zealand . WEL UNITED STATES

Albuquerque, NM . . . . . ALB Anchorage, AK . . . . . . . . ANC Atlanta, GA . . . . . . . . . . . ATL Austin, TX . . . . . . . . . . . AUS Baltimore, MD . . . . . . . . BAL Birmingham, AL . . . . . . BIR Boise, ID . . . . . . . . . . . . . BOI Boston, MA . . . . . . . . . . BOS Buffalo, NY . . . . . . . . . . BUF Charlotte, NC . . . . . . . . CHL Chattanooga, TN . . . . . . CHA Chicago, IL . . . . . . . . . . CHI Cincinnati, OH . . . . . . . CIN Cleveland, OH . . . . . . . . CLE Columbia, SC . . . . . . . . . CSC Columbus, OH . . . . . . . . COL Dallas, TX . . . . . . . . . . . DAL Denver, CO . . . . . . . . . . DEN Des Moines, IA . . . . . . . DES Detroit, MI . . . . . . . . . . . DET Grand Rapids, MI . . . . . GRM Hartford, CT . . . . . . . . . HAR Helena, MT . . . . . . . . . . HEL Honolulu, HI . . . . . . . . . HNL Houston, TX . . . . . . . . . HOU Indianapolis, IN . . . . . . . IND Jackson, MS . . . . . . . . . . JAC Jacksonville, FL . . . . . . . JAX Juneau, AK . . . . . . . . . . . JUN Kansas City, MO . . . . . . KC

Save mailing time and costs by using Online Candidate Registration at www.cfainstitute.org

Las Vegas, NV . . . . . . . . . LAS Little Rock, AR . . . . . . . LRK Los Angeles, CA . . . . . . LOS Louisville, KY . . . . . . . . LOU Madison, WI . . . . . . . . . . MAD Memphis, TN . . . . . . . . MEM Miami, FL . . . . . . . . . . . MIA Milwaukee, WI . . . . . . . MIL Minneapolis, MN . . . . . MIN Montpelier, VT . . . . . . . MOP Naples, FL . . . . . . . . . . . NAP Nashville, TN . . . . . . . . NSH New Orleans, LA . . . . . . NOR New York Metro Area: Long Island . . . . . . . . NYL New York City . . . . . . NYC Northern New Jersey NYJ Westchester County . NYW Omaha, NE . . . . . . . . . . OMA Philadelphia, PA . . . . . . PHL Phoenix, AZ . . . . . . . . . . PHX Pittsburgh, PA . . . . . . . . PIT Portland, ME . . . . . . . . . POM Portland, OR . . . . . . . . . POR Providence, RI . . . . . . . . PRO Richmond, VA . . . . . . . . RIC Rochester, NY . . . . . . . . ROC Sacramento, CA . . . . . . . SAC Salt Lake City, UT . . . . SLC San Antonio, TX . . . . . . SAN San Diego, CA . . . . . . . . SD San Francisco, CA . . . . . SF Seattle, WA . . . . . . . . . . . SEA Spokane, WA . . . . . . . . . . SPO St. Louis, MO . . . . . . . . STL Tampa, FL . . . . . . . . . . . TAM Washington, DC . . . . . . WAS Wilmington, DE . . . . . . WIL

2005 J U N E

EXAMINATION DATES CFA® PROGRAM REGISTRATION & ENROLLMENT FORM (New candidates and returning Level I & II candidates)

DATES REGARDING THE JUNE 2005 CFA EXAMINATION

15 July 2004

Study Guides available and mailed to applicants

15 July

Textbooks available for purchase from book distributor

15 September

Initial deadline for new registrations and enrollments to be received by CFA Institute

November

Past years’ essay examination questions/guideline answers for Level III available from book distributor

15 February 2005

Second deadline for new registrations and enrollments to be received by CFA Institute

15 March

Final deadline for new registrations and enrollments to be received by CFA Institute

21 March

Final deadline for special test center requests, disability accommodation requests, and requests for religious alternative dates to be received by CFA Institute

4 April

All test center change requests must be received by CFA Institute

Late April

Examination Admission tickets distributed

4 June

2005 Examination Day

5 June

2005 Examination Day in Eastern Asia and Oceania

June-July

Examination papers graded

Late July

Examination results distributed to Level I candidates

Mid-August

Examination results distributed to Level II and III candidates

September

CFA charterholders announced for year 2005

THIS FORM BOOKLET PERTAINS TO THE JUNE 2005 EXAMINATION ONLY.

PLEASE NOTE: Candidates who are enrolled for an examination may not enroll for a subsequent examination until results are released.

You can Register/Enroll online at www.cfainstitute.org