PROFESSOR ELLEN K. PIKITCH EXECUTIVE DIRECTOR Institute for Ocean Conservation Science School of Marine and Atmospheric Sciences Stony Brook University Stony Brook, New York Phone: (631) 632-9325 main office; (631) 632-9599 direct line Mobile: (631) 626-2090 e-mail: [email protected]; http://www.oceanconservationscience.org www.somas.stonybrook.edu/people/pikitch.html

Education Ph.D. M.S. M.A. B.S.

Indiana University, 1983, Zoology Indiana University, 1982, Zoology The City College of C.U.N.Y., 1977, Mathematics The City College of C.U.N.Y., 1977, Summa cum laude, Mathematics

Professional Background Stony Brook University, School of Marine and Atmospheric Sciences, Professor, 2008-present Stony Brook University, School of Marine and Atmospheric Sciences, Professor (Adjunct) 2007-2008 Institute for Ocean Conservation Science (Founded as the Pew Institute for Ocean Science) Founder and Executive Director, 2003-present University of Miami, Rosenstiel School of Marine and Atmospheric Sciences Professor, Marine Biology and Fisheries, 2003-2008 Wildlife Conservation Society, [Founded in 1895 as the New York Zoological Society] New York, NY Founder and Director of Ocean Strategy, 2002-2003 Founder and Director of Marine Conservation Programs, 1998-2002 Founder and Director of Fisheries Programs, 1996-1998 Senior Research Scientist, 1996-2003 Columbia University, Center for Environmental Research and Conservation, New York, NY Research Associate (Adjunct), 1999-present University of Washington, School of Fisheries, Seattle, WA Director, Fisheries Research Institute, 1992-1996 Associate Director of Research, School of Fisheries, 1992-1996 Associate Professor, University of Washington, 1990-1996 Assistant Professor, University of Washington, 1987-1990 Oregon State University, Department of Fisheries and Wildlife, Newport, OR Assistant Professor, 1983-1987 Indiana University, Department of Zoology, Bloomington, IN Eigenmann Fellow, 1982-1983 Associate Instructor, 1978-1982

Ellen K. Pikitch, Ph.D. Page 2 of 26 Michigan Department of Natural Resources, Ann Arbor, MI Graduate Assistant, 1981-1982 Lawler, Matusky and Skelly Engineers, Pearl River, NY Environmental Consultant, 1977-1978 Current and Recent Professional Service and Leadership Service to Stony Brook University: Search Committee Member: Provost, Stony Brook University, 2011 Search Committee Member: Dean of SoMAS, Stony Brook University, May 2010 to March 2011 Search Committee Member: Vice President for Research, Stony Brook University, Fall 2009 M.A. in Marine Conservation and Policy, School of Marine and Atmospheric Sciences, Steering Committee Member, Spring 2010 to present Dean’s Council, School of Marine and Atmospheric Sciences, helped shape agenda, attended and presented at each meeting of the Dean’s Council since 2008; helped identify and recruit members of Dean’s Council. Service to the Profession – External to Stony Brook University National Academy of Sciences, http://dels.nas.edu/ “Evaluating the Effectiveness of Stock Rebuilding Plans of the 2006 Fishery Conservation and Management Reauthorization Act” Committee Member 2011. Pew Fellows in Marine Conservation Advisory Committee (Chair – 2009; voting member 2009present; Chair; non-voting 2003- 2008) Shark Savers, http://www.sharksavers.org/, Board of Directors, 2009-present Lenfest Forage Fish Task Force, http://www.oceanconservationscience.org/foragefish/, Chair, 2008-present Oceans of Abundance Working Group, member. http://www.edf.org/article.cfm?contentID=8791 2008-present Sea Change Investment Fund, http://www.seachangemanagement.com/fund/ Conservation Committee, 2005-present Conservation, Editorial Board, (2005-present) IUCN Sturgeon Specialist Group, Member and Chair, Stock Assessment and Recovery SubCommittee, 2002-present Prior Professional Service and Leadership (Selected Examples) EUR-OCEANS (European network of excellence for Ocean Ecosystems Analysis) Scientific Council (2007-2008) ADVANCE committee – National Science Foundation/Columbia University 2005-2008 Animal Conservation. Editorial Board, 2003-2007 Millennium Project Task Force on Environmental Sustainability, commissioned by the United Nations Secretary-General Kofi Annan, member, 2003-2005. Marine Stewardship Council, Quality and Consistency Panel, 2006, South Georgia Patagonian Toothfish Longline Fishery Certification Objections Review Panel, 2003-2004

Ellen K. Pikitch, Ph.D. Page 3 of 26 National Academy of Sciences, National Research Council. Committee on Cooperative Research and the National Marine Fisheries Service, 2002-2004. World Summit on Sustainable Development (WSSD), Johannesburg, South Africa. Head of Delegation, Wildlife Conservation Society, 2002; member, Informal Coordinating Group on Oceans, Coasts and Islands at the WSSD, 2002. Caviar Emptor, Lead Scientist and Co-founder, 2000-2007 Pew Fellow in Marine Conservation, 2000 – 2003 President Clinton’s Panel on Ocean Exploration, 2000-2001 NOAA Science Advisory Board, Member, 2000-2001 International Commission for the Conservation of Atlantic Tunas. U.S. Advisory Committee Member – 2000-2002; U.S. delegation member: Working Group on Bycatch (1999), Swordfish Working Group (1999), Standing Committee on Research and Statistics (1999) New England Fishery Management Council, Overfishing definition review panel, member 19971998; Scientific and Statistical Committee, member 1992; Chairman, 1998-2000. International Pelagic Shark Symposium, Asilomar, CA, co-convener February 2000 Ocean Wildlife Campaign (A Coalition of Wildlife Conservation Society, Natural Resources Defense Council, The Ocean Conservancy, National Coalition for Marine Conservation, National Audubon Society, World Wildlife Fund) to conserve ocean wildlife. Steering committee member and lead stock assessment scientist. 1996-2002. Shark Evaluation Workshop (convened by National Marine Fisheries Service), Participant, 1998 National Academy of Sciences, National Research Council. Committee on Ecosystem Management and Sustainable Marine Fisheries 1995-1998. National Academy of Sciences, National Research Council. Committee on Porpoise Mortality from Tuna Fishing. 1989-1992. New England Aquarium, Aquatic Forum Series, Establishing an agenda for responsible fishing, Working Group Chair. 1996. Boston, MA. National Fisheries Conservation Center, Member, Advisory Board, 1994-1996. Pacific Fishery Management Council, Scientific and Statistical Committee, 1989-1994; Chair, Groundfish Subcommittee, 1993-1994. North American Journal of Fisheries Management, Associate Editor, 1989-1992. Resource Modeling Association, Board of Directors, 1986-1989 Honors and Awards Who’s Who in America 2007, 2008 Who’s Who in the World 2008 Who’s Who in Science and Engineering 2008 Wilmer Shields Rich Award for Excellence in Communications (2004); Gold, Public Information Campaign, Council on Foundations, for Caviar Emptor Silver Anvil Award 2004, Public Relations Society of America for Caviar Emptor (Best Public Information Campaign) LOGO 2004 (in recognition of Pew Institute for Ocean Science logo design) Global Corporate Identity 2, Certificate of Excellence (for Pew Institute for Ocean Science logo design) Pew Fellows Program: Pew Fellow in Marine Conservation 2000-2003; Pew Fellows Program: Aqua Oscar: Media Maven of the Year 2002.

Ellen K. Pikitch, Ph.D. Page 4 of 26 Distinguished Service Award, College of Ocean and Fishery Sciences, University of Washington, 1992 Emerging Scholar Award, Phi Kappa Phi, Oregon State University Chapter, 1987 Outstanding Young Woman of America, 1986 Breckenridge Fellowship, Indiana University, 1982 Eigenmann Fellowship, Indiana University, 1982-1983 Kenyon Prize for Excellence in Pure and Applied Mathematics, The City College of C.U.N.Y., 1977 Nehemiah Gittleson Award, The City College of C.U.N.Y, 1977, Awarded to that member of the graduating class who "best exemplifies the spirit of the search for truth." Special Recognition of Publications: Pikitch, E.K. 1987. Use of a mixed-species yield-perrecruit model to explore the consequences of various management strategies for the Oregon flatfish fishery. Can. J. Fish. Aquat. Sci. 44 (Suppl. 2):349-359. This paper was recognized as an outstanding achievement of the National Sea Grant Program. Teaching and Public Speaking Courses Taught. Stony Br ook Univer sity (2008-pr esent): MAR 507. Marine Conservation (Graduate Course), Fall 2010, 2011 Ecosystem Based Fisher ies Management Discussion Gr oup Weekly meeting with the following graduate students attending: Natasha Gownaris, Konstantine Rountos, Tess Geers, Jessica Stevens. 2011 Weekly meeting with the following graduate students attending: Martha Divver, Natasha Gownaris, Konstantine Rountos, Charles Perretti, Tess Geers. 2010 MAR 315. Marine Conservation (Undergraduate course). Fall 2009. MAR 488-T50 Undergraduate Internship. Kayla Montanye (Spring 2010); Sze Chun Chan (JC), two-credits (Summer 2009), Jon Romano, 1 cr.,Courtney Blankenship, 2 cr, Heather Watson (Spring 2009) Tiffany Haufe. Approx. 8 hours per week, through CUNY. (Spring 2008) Cour ses taught pr ior to 2008: I have developed and taught courses at both undergraduate and graduate levels on topics including General Biology, Ecology, Biostatistics, Population Dynamics, Fisheries Science and Fisheries Management at Indiana University (1978-1983), Oregon State University (1984-1987) the University of Washington (1987-1996), and Columbia University (2002 - 2003). Graduate Student Advising. I have served on the thesis or dissertation committees of more than 30 graduate students, who have pursued advanced study on a wide range of topics related to

Ellen K. Pikitch, Ph.D. Page 5 of 26 ocean and fisheries science and management. I have been major professor and chair of the committees for about half these students. Virtually all of the students I have supervised are now employed in their field of interest, and hold positions in academia, governmental and nongovernmental organizations throughout the U.S. and in several other countries. Graduate Students - Committee Member (Major Professor denoted by *) 2011 Jessica Stevens* M.S. Student. Expected completion: 2014. Keith Dunton Ph.D. Student (Committee Member) Shannon O’Leary Ph.D. Student. (Committee Member) Natasha Gownaris* Ph.D. Student. Completed Qualifying Exam - 2010. Dissertation Title (tentative): Understanding the Impacts of Climate Change and Hydroelectric Power Development on the Lake Turkana Ecosystem. School of Marine and Atmospheric Sciences, Stony Brook University. Expected completion: 2014 Konstantine Rountos* Ph.D. Student. Completed Qualifying Exam - 2009. Dissertation Title (tentative): Forage fish contributions to marine fisheries and ecosystems worldwide and the potential impacts of harmful algal blooms in Long Island, NY. School of Marine and Atmospheric Sciences, Stony Brook University. Expected completion: 2013 Tess Geers* M.S. Student, Thesis Title (tentative): Ecosystem-based management of the Gulf menhaden (Brevoortia patronus) fishery: determining safe harvest levels using ecosystem modeling, School of Marine and Atmospheric Sciences, Stony Brook University. Expected completion: 2012 Anna Webb*, Understudied Species in Coastal U.S. Waters: Issues, Solutions, and Implications for Ecosystem-Based Fishery Management. M.S. Student, School of Marine and Atmospheric Sciences, Stony Brook University. June 20, 2011 2010 Charles Perretti, Novel methods for ecosystem management: non-parametric approaches to multi-species stock assessment and regime shift prediction. M.S. Thesis School of Marine and Atmospheric Sciences, Stony Brook University. 2007 Leandro Castello. A socio-ecological synthesis on the conservation of the pirarucu (Arapaima) in floodplains of the Amazon. Ph.D. Dissertation. State University of New York, Syracuse, New York. 190 p. Demian Chapman. From microsatellite DNA profiling to satellite telemetry: integrating behavioral ecology into shark conservation. Oceanographic Center, Nova Southeastern University, Dania Beach, Florida. 134 p. 1998 Elizabeth Babcock*, School of Fisheries, University of Washington.

Ellen K. Pikitch, Ph.D. Page 6 of 26 Dynamic programming models of fishermen’s choice of target species assemblage in the U.S. west coast groundfish trawl fishery. Ph.D. Dissertation. University of Washington. 144p. Geir Oddsson*, Ph.D. Candidate, School of Fisheries, University of Washington UW. Artisanal fisheries in Cape Verde, West Africa. (ABD). 1997 William Patton*. Origins of the North Pacific chum salmon (Oncorhynchus keta) I the incidental catch of the 1994 eastern Bering Sea Pollock trawl fishery. M.S. Thesis. University of Washington. 1996 Jose Antonio Perez-Comas*. Assessment of mesh size selectivity under commercial fishing conditions. Ph.D. Dissertation. University of Washington. John Warren Schlecte. Stage-structured analysis and modeling of the Pacific razor clam (Siliqua patula) in a changing environment: Investigation of population dynamics and harvest strategies using process models and simulation. Ph.D. Dissertation. University of Washington. Michael Guttormsen. An analysis of bycatch reduction techniques for juvenile walleye Pollock in the eastern Bering Sea. M.S. Thesis. University of Washington. 77 p. 1995 Geir Oddsson*. Physiological stress and survival in trawl caught and discarded Pacific halibut (Hippoglossus stenolepis Schmidt 1904). M.S. Thesis, University of Washington. 111p. Ramon J. Conser. Stock assessment methods designed to support fishery management decisions in data-limited environments: development and application. Ph.D. Dissertation. University of Washington. 291 p. 1994 Murdoch McAllister*. A Bayesian framework for evaluating joint harvesting, assessment, and monitoring strategies. Ph.D. Dissertation. University of Washington. 293 p. Jean B. Rogers*. Assemblages of groundfish caught using commercial fishing strategies off the coasts of Oregon and Washington from 1985 to 1987. Ph.D. Dissertation. Oregon State University. 133 p. Raul Palacios. Individual growth and dynamics of living and extinct soft shell clam (Mya arenaria) populations in Grays Harbor (Washington) and ecological interactions with Dungeness crab (Cancer magister). Ph.D. Dissertation. University of Washington. 210 p. (Reading Committee Member). 1993

Ellen K. Pikitch, Ph.D. Page 7 of 26 Craig Rose*. Trawl width variation and its effects on bottom trawl survey results. Ph.D. Dissertation. University of Washington. 218 p. Miguel A. Pascual. The estimation of salmon population parameters from coded wire tag data. Ph.D. Dissertation. University of Washington. 149 p. Geof H. Givens. A Bayesian framework and importance sampling methods for synthesizing multiple sources of evidence and uncertainty linked by a complex mechanistic model. Ph.D. Dissertation. University of Washington. 157 p. 1992 Neil Nikirk*. The effect of recruitment correlation on long-term average yield and choice of optimal harvest strategy. M.S. Thesis, University of Washington. 183 p. Darren M. Gillis. Decision dynamics at sea: an application of foraging theory to the study of fishing effort. Ph.D. Dissertation. Simon Fraser University, British Columbia, Canada. 107 p. (ex-officio committee member). 1991 Caroline Peterschmidt. Brood stock rearing and reproductive success of coho salmon. M.S. Thesis. University of Washington. 138 p. 1990 Daniel Nichol*. Life history examination of darkblotched rockfish (Sebastes crameri) off the Oregon Coast. M.S. Thesis. Oregon State University. 124 p. Jose Antonio Perez-Comas*. Biology and Distribution of Argentine hake (Merluccius hubbsi): Considerations on its stock structure, Migrations and Dynamics of its Nursery Ground at San Jorge Guld (Argentina). M.S. Thesis. University of Washington. 179 p. 1988 Cyrus Parse Zabetian. Phylogenetic relationships within the Tracinoidei (Pisces: Perciformes): Evidence extracted from scale structure and epidermal morphology. M.S. Thesis: University of Washington. 106 p. 1986 Patricio B. Pavez-Carrera. Proposed minimum mesh size for managing the common Chilean hake fishery. M.S. Thesis. Oregon State University. 82 p. 1984 W. Waldo Wakefield. Feeding relationships within assemblages of nearshore and midcontinental shelf benthic fishes off Oregon. M.S. Thesis. Oregon State University. 102 p. 1983 Gordon H. Kruse. A simulation model of English sole (Parophrys vetulus) recruitment mechanisms. M.S. Thesis. Oregon State University. 103 p.

Ellen K. Pikitch, Ph.D. Page 8 of 26 Conferences and Symposia. I currently serve as Chair of the Lenfest Forage Fish Task Force, and in that capacity convened four task force meetings over the two-year duration of the Task Force. From 2004 through 2008 I convened the annual meeting of the Pew Fellows Program in Marine Conservation, attended by more than 100 participants from around the globe, in various locations including the Florida Keys, USA (2004), Nova Scotia, Canada (2005); Punta Cana, Dominican Republic (2006), Morro Bay California (2007), and Gulf of Papagayo, Costa Rica (2008). I have co-convened two other major international symposia (Fisheries Management: Global Trends, Seattle, WA 1994; International Pelagic Shark Symposium, Asilomar, CA, 2000), and two conferences of regional or national scope (Western Groundfish Symposium, WA, 1990, Resource Modeling Conference, 1985). I have served on numerous conference organizing committees and frequently give presentations at venues of regional, national and international scope. Public Outreach Activities. I have assumed a leadership role in broadening the reach of marine scientific information by integrating and transferring knowledge about problems facing fish to scientists, policy makers, and the general public. For example, I co-founded and served as lead scientist of the Caviar Emptor initiative (www.caviaremptor.org) an effort to promote recovery of sturgeon and increase consumer awareness of the problems facing sturgeon and other fish. This program led to the listing of the beluga sturgeon in 2004 under the US Endangered Species Act and a ban on U.S. imports of beluga sturgeon products in 2005. Following these events, the worldwide trade in sturgeon caviar of all species was halted in January 2006 by the Convention on International Trade in Endangered Species, and Romania declared a national 10-year moratorium on sturgeon fishing. The Caviar Emptor program has been recognized with the 2004 Silver Anvil Award by the Public Relations Society of America, and with the Wilmer Shields Rich Award by the Council on Foundations for excellence in public communication. I have appeared on TV numerous times (including segments on CNN, CNBC, NBC News, Discovery News, EXTRA, and Wild about Animals), given many radio interviews, and have been quoted in thousands of newspaper articles. My outreach activities have included Op-Ed’s, articles, and letters in newspapers, magazines, scientific journals, books, and technical reports (see examples in section on Publications below). PUBLICATIONS I. BOOKS AND EDITED VOLUMES (REFEREED) Camhi, M. D., E. K. Pikitch and E. A. Babcock, editors. 2008. Sharks of the Open Ocean: Biology, Fisheries and Conservation. Blackwell Publishing, Oxford, UK. 536 p. Pikitch, E. K., Huppert, D. D. and M. P. Sissenwine. 1997. Global Trends: Fisheries Management. American Fisheries Society Symposium 20. Bethesda, Maryland. 328 p. II.

JOURNAL ARTICLES AND BOOK CHAPTERS (REFEREED)

Doukakis, P., E.K. Pikitch, A. Rothschild, R. DeSalle, G. Amato, S.O. Kolokotronis (in preparation). Testing the effectiveness of caviar trade regulation through a forensic genetics marketplace survey. Submitted Sept. 2011 to Conservation Letters.

Ellen K. Pikitch, Ph.D. Page 9 of 26 Bond, M.E., Babcock, E.A., Pikitch, E.K., Abercrombie, D.L., Lamb, N.F. and Chapman, D.D. 2011. Reef sharks exhibit site-fidelity and higher relative abundance in marine reserves on the Mesoamerica Barrier Reef. Accepted. Estes, J.A., J. Terborgh, J.S. Brashares, M. E. Power, J. Berger, W.J. Bond, S.R. Carpenter, T. Essington, R.D. Holt, Jeremy B.C. Jackson, R.J. Marquis, L. Oksanen, T. Oksanen, R.T. Paine, E.K. Pikitch, W. J. Ripple, S. Sandin, M. Scheffer, T. Schoener, J.B. Shurin, A.R.E. Sinclair, M.E. Soule, R. Vertanin, and D.A. Wardle. 2011. Trophic Downgrading of Planet Earth. Science 333: 301-306. Erickson, D.L., A. Kahnle, M. J. Millard, E.A. Mora, G. Bryja, A. Higgs, J. Mohler, M. DuFour, G. Kenney, J. Sweka, and E.K. Pikitch. 2011. Use of pop-off satellite archival tags to identify oceanic-migratory patterns for adult Atlantic Sturgeon Ascipenser oxyrinchus oxyrinchus Mitchell, 1815. J. Appl Ichthyo 27:356-365. Doukakis, P., E.A. Babcock, E.K. Pikitch, A.R. Sharov, M. Baimukhanov, S. Erbulekov,Y. Bokova, and A. Nimatov. 2010. Management and recovery options for Ural River beluga sturgeon. Conservation Biology 24(3): 769-777. Pikitch. E.K. (2010). Prologue. Trophic Cascades. Edited by J. Terborgh and J. Estes. Island Press. Chapman, D.D., E.A. Babcock, S.H. Gruber, J.D. DiBattista, B.R. Franks, S.A. Kessel, T. Guttridge, E.K. Pikitch and K.A. Feldheim. 2009. Long term natal site-fidelity by immature lemon sharks (Negaprion brevirostris) at a subtropical island. Molecular Ecology 18: 3500 – 3507. Doukakis, P., D. Erickson, M. Baimukhanov, Y. Bokova, S. Erbulekov, A, Nimatov, E.K. Pikitch. 2008. Field and genetic approaches to enhance knowledge of Ural River sturgeon biology. Pages:277-292. In Lagutov, V. ed. Rescue of Sturgeon Species in the Ural River Basin. Springer. Camhi, M. D., Lauck, E., E.K. Pikitch and E.A. Babcock. 2008. A global overview of commercial fisheries for open ocean sharks. Pages 166-192 in M. D. Camhi, E.K. Pikitch and E.A. Babcock, editors. Sharks of the Open Ocean: Biology, Fisheries and Conservation. Blackwell Publishing, Oxford, UK. McAllister, M. K., E. K. Pikitch and E.A. Babcock. 2008. Why are Bayesian methods useful for the stock assessment of sharks? Pages 351-368 in M. D. Camhi, E.K. Pikitch and E.A. Babcock, editors. Sharks of the Open Ocean: Biology, Fisheries and Conservation. Blackwell Publishing, Oxford, UK. Pikitch, E. K., M. D. Camhi and E. A. Babcock. 2008. Introduction to Sharks of the Open Ocean. Pages 3-13 in M. D. Camhi, E. K. Pikitch and E. A. Babcock, editors. Sharks of the Open Ocean: Biology, Fisheries and Conservation. Blackwell Publishing, Oxford, UK.

Ellen K. Pikitch, Ph.D. Page 10 of 26 Pikitch, E. K. and C. Santora. 2008. Decision frameworks and reconciling fisheries with conservation. Pages 1135-1138 in J. L. Nielsen, J.J. Dodson, K. Friedland, T. R. Hamon, J. Musick, and E. Verspoor, editors. Reconciling Fisheries and Conservation: Proceedings of the Fourth World Fisheries Congress. American Fisheries Society, Symposium 49, Bethesda, Maryland. Skomal, G., E. A. Babcock and E. K. Pikitch. 2008. Blue and mako shark catch rates in U.S. Atlantic recreational fisheries as potential indices of abundance. Pages 205-212 in M. D. Camhi, E. K. Pikitch and E. A. Babcock, editors. Sharks of the Open Ocean: Biology, Fisheries and Conservation. Blackwell Publishing, Oxford, UK. Pikitch, E.K., Santora, C. and E. A. Babcock. 2008. New frameworks for reconciling conservation with fisheries: incorporating uncertainty and ecosystem processes into fisheries management. Pages 1177-1187 in J. L. Nielsen, J.J. Dodson, K. Friedland, T. R. Hamon, J. Musick, and E. Verspoor, editors. Reconciling Fisheries and Conservation: Proceedings of the Fourth World Fisheries Congress. American Fisheries Society, Symposium 49, Bethesda, Maryland. Babcock, E. A., M. K. McAllister, and E. K. Pikitch. 2007. Comparison of harvest control policies for rebuilding overfished populations within a fixed rebuilding time frame. North American Journal of Fisheries Management 27:1326-1342 Chapman, D. D., E. K. Pikitch, E. A. Babcock and M. S. Shivji. 2007. Deep-diving and diel changes in vertical habitat use by Caribbean reef sharks, Carcharhinus perezi. Marine Ecology Progress Series 344: 271–275. Erickson, D., K. Kappenman, M. Webb, N. Ryabinin, A. Shmigirilov, B. Belyaev, G. Novomodny, A. Mednikova, E. Pikitch and P. Doukakis. 2007. Sturgeon conservation in the Russian Far East and China. Endangered Species Bulletin XXXII: 28-32. Magnussen, J. E, Pikitch, E. K, Clarke, S. C., Nicholson, C., Hoelzel, A. R. and M. S. Shivji. 2007. Genetic tracking of basking shark products in international trade. Animal Conservation 10 (2):199–207. Boersma, D., Ogden, J., Branch, G., Bustamante, R., Campagna, C., Harris, G. and E. K. Pikitch. 2006. LÍMITES EN EL OCÉANO: Planificación de su uso en el marco de los grandes ecosistemas marinos, Caso de estudio del Mar Patagónico. Conservation International and Fundación Ecocentro. 14 pp. Clarke, S., McAllister, M. K., Milner-Gulland, E. J., Kirkwood, G. P., Michielsens, C. G. J., Agnew, D. J., Pikitch, E. K., Nakano, H. and M. S. Shivji. 2006. Global estimates of shark catches using trade records from commercial markets. Ecology Letters 9:1115– 1126. Chapman, D. D., Pikitch, E. K., and E. A. Babcock. 2006. Marine parks need sharks? Letter to the Editor. Science 312: 527.

Ellen K. Pikitch, Ph.D. Page 11 of 26 Babcock, E.A., Pikitch, E.K., McAllister, M.K., Apostolaki P. and C. Santora. 2005. A perspective on the use of spatialized indicators for ecosystem-based fishery management through spatial zoning. ICES Journal of Marine Science 62:469-476. Chapman, D. D., Pikitch, E. K., Babcock, E. A. and M.S. Shivji. 2005. Marine reserve design and evaluation using automated acoustic telemetry: a case study involving coral reefassociated sharks in the Mesoamerican Caribbean. Marine Technology Society Journal 39 (1):42-55. Pikitch, E.K. 2006. The gathering wave of ocean extinctions. Pages 195- 201 in State of the Wild, Volume 1. Island Press. Pikitch E. K., Chapman, D. D., Babcock, E. A. and M. S. Shivji. 2005. Habitat use and demographic population structure of elasmobranchs at a Caribbean oceanic atoll (Glover’s Reef, Belize). Marine Ecology Progress Series. 302:187-197. Pikitch E.K., Doukakis P., Lauck L., Chakrabarty P. and D.L. Erickson. 2005. Status, trends and management of sturgeon and paddlefish fisheries. Fish and Fisheries. 6:233–265. Shivji, M. S., Chapman, D. D., P. W. Raymond and Pikitch,E.K. 2005. Genetic profiling reveals illegal international trade in fins of the great white shark, Carcharodon carcharias. Conservation Genetics 6:1035-1039. Babcock, E.A. and E.K. Pikitch. 2004. Can we reach agreement on a standardized approach to ecosystem-based fishery management? Bulletin of Marine Science 74:685-692. Boersma, D., Ogden, J., Branch, G., Bustamante, R., Campagna, C., Harris, G. and E.K. Pikitch. 2004. Chapter 6: Lines on the Water: Ocean-Use Planning in Large Marine Ecosystems. Pages 125-138 in Glover, L.K. and S.A. Earle, editors. Defying Ocean’s End: An Agenda for Action. Island Press, Washington, D.C. Doukakis, P., Pikitch, E. K., Alpeisov, S. A., Baimukhanov, M., Sissengaliyeva, G., Melnikov, V., Yerbulekov, S. and S. Crownover. 2004. Caspian caviar and conservation: Kazakhstan’s Ural River beluga. Caucasus Environment 6(1):21-23. Pikitch, E. K., Doukakis, P. and C. Santora. 2004. Caspian sturgeons and captive caviar production: understanding conservation benefits. Fish Farmer 27(3):31-33. Pikitch, E. K., Santora, C., Babcock, E. A., Bakun, A., Bonfil, R., Conover, D. O., Dayton, P., Doukakis, P., Fluharty, D., Heneman, B., Houde, E. D., Link, J., Livingston, P., Mangel, M., McAllister, M. K., Pope, J. and K. J. Sainsbury. 2004. Ecosystem-based fishery management. Science 305:346-347. Pikitch, E. K., Santora, C., Babcock, E. A., Bakun, A., Bonfil, R., Conover, D. O., Dayton, P., Doukakis, P., Fluharty, D., Heneman, B., Houde, E. D., Link, J., Livingston, P., Mangel, M., McAllister, M. K., Pope, J., and K. J. Sainsbury. 2004. Letter to the Editor: Response to Fishery Management and Culling. Science 396:1892.

Ellen K. Pikitch, Ph.D. Page 12 of 26

Chapman, D. D., Abercrombie, D.L., Douady, C.J., Pikitch, E.K., Stanhope, M.J. and M.S. Shivji. 2003. A streamlined, bi-organelle, multiplex PCR approach to species identification: application to global conservation and trade monitoring of the great white shark, Carcharodon carcharias. Conservation Genetics 4:415-425. Pikitch, E. K. 2002. The scientific case for precautionary management: current fishery problems traced to improper use of science. Pages 59-63 in Managing Marine Fisheries in the United States: Proceedings of the Pew Oceans Commission Workshop on Marine Fishery Management. Pew Oceans Commission, Arlington, Virginia. McAllister, M.K., Pikitch, E.K. and E.A. Babcock. 2001. Using demographic methods to construct Bayesian priors for the intrinsic rate of increase in the Schaefer model and implications for stock rebuilding. Canadian Journal of Fisheries and Aquatic Sciences 58:1871–1890. Babcock, E.A. and E.K. Pikitch. 2000. A dynamic programming model of fishing strategy choice in a multispecies trawl fishery with trip limits. Canadian Journal of Fisheries and Aquatic Sciences 57:357-370. Munro, G., Bingham, N. and E.K. Pikitch. 1998. Individual transferable quotas, community based fisheries management systems and “virtual communities”. Fisheries 23:12-15. Perez-Comas, J.A., Erickson, D.L. and E.K. Pikitch. 1998. Cod-end mesh size selection for rockfish and flatfish off the U.S. west coast. Fisheries Research. 34:247-268. Pikitch, E.K., Wallace, J.R., Babcock, E.A., Erickson, D.L., Saelens, M. and G. Oddsson. 1998. Pacific halibut bycatch in the Washington, Oregon and California groundfish and shrimp trawl fisheries. North American Journal of Fisheries Management. 18:569-586. McAllister, M.K. and E.K. Pikitch. 1997. A Bayesian approach to choosing a design for surveying fisheries resources: application to the eastern Bering Sea trawl survey. Canadian Journal of Fisheries and Aquatic Science 54:301-311. Pikitch, E.K., Huppert, D.D., Sissenwine, M.P. and M. Duke. 1997. An overview of trends in fisheries, fisheries science and management Pages 275-278 in Pikitch, E.K., D.D. Huppert, and M. P. Sissenwine [eds]. Global Trends: Fisheries Management. American Fisheries Society Symposium 20. Bethesda, Maryland. Suuronen, P., Erickson, D.L. and E.K. Pikitch. 1997. Mesh-size management in pelagic trawl fisheries—potential solutions. Pages 563-567 In D.A. Hancock, D.C. Smith, A. Grant and J.P. Beumer [eds.] Developing and Sustaining World Fisheries Resources: The State of Science and Management. Proceedings of the Second World Fisheries Congress. CSIRO Publishing, Collingwood, VIC Australia.

Ellen K. Pikitch, Ph.D. Page 13 of 26 Erickson, D.L., Perez-Comas, J.A., Pikitch, E.K. and J. Wallace. 1996. Effects of catch size and codend type on the escapement of walleye pollock (Theragra chalcogramma) from pelagic trawls. Fisheries Research 28:179-196. Pikitch, E.K., Suuronen, P., Erickson, D.L. and J.A. Perez-Comas. 1996. Codend size selection - Good concept but does it really work? Pages 107-114 in Proceedings of the workshop: Solving Bycatch: Considerations for today and tomorrow. 25-27 September 1995. Wallace, J. R., Pikitch, E. K. and D. L. Erickson. 1996. Can changing codend mesh size or mesh shape affect the nearshore fishery? North American Journal of Fisheries Management 16(3):530-539. Gillis, D. M., Peterman, R.L. and E.K. Pikitch. 1995. Implications of trip regulations for highgrading: a model of the behavior of fishermen. Canadian Journal of Fisheries and Aquatic Sciences 52:402-415. Gillis, D. M., Pikitch, E.K. and R.L. Peterman. 1995. Dynamic discarding decisions: foraging theory for high-grading in a trawl fishery. Behavioral Ecology 6(2):146-154. Erickson, D.L., and E.K. Pikitch. 1994. Incidental catch of chinook salmon (Oncorhynchus tshawytscha) in commercial bottom trawls off the U.S. West Coast. North American Journal of Fisheries Management 14(3): 550-563. Hilborn, R., Pikitch, E.K. and M.K. McAllister. 1994. A Bayesian estimation and decision analysis for an age-structured model using biomass survey data. Fisheries Research 19:17-30. McAllister, M.K., Pikitch, E.K., Punt, A.E. and R. Hilborn. 1994. A Bayesian approach to stock assessment and harvest decisions using the sampling/importance resampling algorithm. Canadian Journal of Fisheries and Aquatic Sciences 51(12):2673-2687. Nichol, D.G. and E.K. Pikitch 1994. Reproduction of darkblotched rockfish off the Oregon Coast. Transactions of the American Fisheries Society 123:469-481. Perez-Comas, J.A. and E.K. Pikitch. 1994. The predictive power of empirical relationships describing size selectivity, with application to gadoid fish. Fisheries Research. 20:151164. Erickson, D.L. and E.K. Pikitch. 1993. A histological description of shortspine thornyhead, Sebastolobus alascanus, ovaries: structures associated with the production of gelatinous egg masses. Environmental Biology of Fishes 36: 273-282. Hilborn, R., Pikitch, E.K. and R.C. Francis. 1993. Current trends in including risk and uncertainty in stock assessment and harvest decisions. Canadian Journal of Fisheries and Aquatic Sciences 50 (44):874-880.

Ellen K. Pikitch, Ph.D. Page 14 of 26 Hilborn, R., Pikitch, E.K., McAllister, M.K. and A.E. Punt. 1993. A comment on "The use of risk analysis to assess fisheries management strategies: a case study using orange roughy (Hoplostethus atlanticus) on the Chatham Rise, New Zealand." Canadian Journal of Fisheries and Aquatic Sciences 50:1122-1125. Rogers, J.B., and E.K. Pikitch. 1992. Numerical definition of groundfish assemblages caught off the coasts of Oregon and Washington using commercial fishing strategies. Canadian Journal of Fisheries and Aquatic Sciences 49:2648-2656. Westrheim, S.J., Barss, W.H., Pikitch, E.K. and L.F. Quirollo. 1992. Stock delineation of Dover sole (Microstomus pacificus) in the California-British Columbia Region, based on tagging experiments conducted during 1948-79. North American Journal of Fisheries Management 12(1):172-181. Erickson, D.L., Pikitch, E. K. and J. W. Orr. 1991. Northern Range Extension for the squarespot rockfish, Sebastes hopkinsi. Calif. Fish and Game 77(1):51-52. Pikitch, E.K. 1991. Technological interactions in the U.S. West Coast groundfish fishery and their implications for management. ICES Marine Science Symposium 193:253-263. Bergh, M.O., Pikitch, E.K., Skalski, J.R. and J.R. Wallace. 1990. The statistical design of comparative fishing experiments. Fisheries Research. 9(2):143-163. Emlen, J.M., and E.K. Pikitch. 1989. Animal population dynamics: Identification of critical components. Ecological Modeling 44: 253-273. Nichol, D. G., Mark, O., Richmond, N. T. and E. K. Pikitch. 1989. Northern Range Extension of the Speckled Rockfish, Sebastes ovalis. Calif. Fish and Game 75(3):169-183. P 173. Pearcy, W.G., Stein, D.L., Hixon, M.A., Pikitch, E.K., Barss W.H. and R.M. Starr. 1989. Submersible observations of deep-reef fishes of Heceta Bank, Oregon. Fishery Bulletin 87(4):955-965. Yoklavich, M. M. and E. K. Pikitch. 1989. Reproductive status of Dover Sole, Microstomus pacificus, off Northern Oregon. Fishery Bulletin. U.S. 87:988-995. Jamieson, G. S. and E.K. Pikitch 1988. Vertical distribution and mass mortality of prawns, Pandalus platyceros, in Saanich Inlet, British Columbia. Fishery Bulletin 86(3):601-608. Pikitch, E.K.1988. Objectives for biologically and technically interrelated fisheries. Chapt. 5, Pages 107-136 in W.S. Wooster [ed.]. Fisheries Science and Management: Objectives and Limitations. Springer-Verlag, New York. Pikitch, E.K. (Rapporteur). 1988. Theme session on development and testing of statistical models. Proces-verbal de la Reunion, conseil International pour l’exploration de la Mer, 1987, pp. 126-128.

Ellen K. Pikitch, Ph.D. Page 15 of 26 Pikitch, E.K., and R.L. Demory. 1988. Assessment of scales as a means of aging Dover sole. Transactions of the American Fisheries Society 117:345-349. Erickson, D.L. and E.K. Pikitch. 1987. First Oregon record for the cowcod, Sebastes levis. 1987. Calif. Fish and Game 73(3):192. Pikitch, E.K. 1986. Impacts of management regulations on the catch and utilization of rockfish in Oregon. Pages 369-382 in: Proceedings of the International Rockfish Symposium, Univ. Alaska Sea Grant Report 87-2. Pikitch, E.K. 1987. Use of a mixed-species yield-per-recruit model to explore the consequences of various management strategies for the Oregon flatfish fishery. Canadian Journal of Fisheries and Aquatic Sciences 44(Suppl. 2):349-359. Rexstad, E.A., and E.K. Pikitch. 1986. Stomach contents and food consumption estimates of Pacific hake (Merluccius productus). Fishery Bulletin 84(4):947-956. Pikitch, E.K., Alevras, R.A., Hillegas Jr., J.M. and D.T. Logan. 1977. Possibilities for assessment of the effects of power plant operation at the ecosystem level. Pages 315-321 in L. D. Jenson, ed., Proceedings of 4th National Workshop on Entrainment and Impingement. EA communications, Melville, NY. Refereed Technical Reports Rosenberg, A.A., Agnew, D., Garrison K., Mogensen, C.B., Pikitch, E., Powers J., Powell M., O’Boyle, S., Roady E., Swasey, J.H. 2008. Best Practices in U.S. Fishery Management. A Report of the Lenfest Best Practices Working Group. Published by MRAG Americas. 47p. Skomal, G., Babcock, E. A. and E. K. Pikitch. 2005. Indices of blue and mako shark abundance derived from U.S. Atlantic recreational fishery data. Collective Volume of Scientific Papers, ICCAT 58(3):1034-1043. McAllister, M.K., Babcock, E. A., Apostolaki, P. and E.K. Pikitch. 2004. Outlining a statistical modeling framework to support the development of a new area-based management regime for Atlantic bluefin tuna. ICCAT Collective Volume of Scientific Papers 56(3):1134-1143. McAllister, M.K., Babcock, E.A. and E.K. Pikitch. 2001. Using Bayesian methods to improve stock assessment and management of stock rebuilding when there is uncertainty in processes affecting recruitment. International Commission for the Conservation of Atlantic Tunas, ICCAT Collective Volume of Scientific Papers Vol. LII: 1071-1093 (SCRS/00/103). McAllister, M. K., Babcock, E.A., and E. K. Pikitch. 2001. Evaluating the relative merits of alternative methods to weight different time series of abundance indices in stock

Ellen K. Pikitch, Ph.D. Page 16 of 26 assessment. International Commission for the Conservation of Atlantic Tunas, ICCAT Collective Volume of Scientific Papers Vol. LII: 1094-1115 (SCRS/00/104). McAllister, M. K., Babcock, E.A. and E. K. Pikitch. 2001. Using Bayesian methods and decision analysis as a rational basis for dealing with conflicting stock assessment results while providing management advice on stock rebuilding. International Commission for the Conservation of Atlantic Tunas, ICCAT Collective Volume of Scientific Papers Vol. LII: 1706-1728 (SCRS/00/34). Babcock, E.A., E.K. Pikitch, and M. McAllister. 2000. Catch rates of blue sharks (Prionace glauca) in the U.S. Atlantic recreational fishery (revised). SCRS/99/48. International Commission for the Conservation of Atlantic Tunas, ICCAT Collective Volume of Scientific Papers Vol. LI: 1850 – 1858. Polacheck, T., Pikitch, E.K. and N. Lo. 1998. Evaluation and recommendations for the use of aerial surveys in the assessment of Atlantic bluefin tuna. ICCAT Collective Volume of Scientific Papers. Vol. XLVIII (1):61-78. Rackowski, J.P., and E.K. Pikitch.1989. Species profiles: life histories and environmental requirements of coastal fishes and invertebrates (Pacific Southwest)--Pacific and speckled sanddabs. U.S. Fish and Wildlife Service Biological Report 82(11.107), U.S. Army Corps of Engineers, TR EL-82-4. 18 p. Rogers, J.B., and E.K. Pikitch.1989. Life history characteristics of commercially important groundfish species off California, Oregon and Washington. NOAA Technical Memorandum, NMFS F/NWC-166. 39 p.

III.

Books and Reports Authored by Committee

Oceans of Abundance. 2008. An Action Agenda for America’s Vital Fishing Future. Secretary Bruce Babbitt and Congressman James Greenwood, Co-chairs. 12 pps. OceansofAbundance.org. UN Millennium Project. 2005. Environment and Human Well-being: A Practical Strategy. Summary version of the report of the Task Force on Environmental Sustainability (E.K. Pikitch co-author and Task Force member). The Earth Institute at Columbia University, New York, USA. UN Millennium Project. 2005. Environment and Human Well-being: A Practical Strategy. Report of the Task Force on Environmental Sustainability (E.K. Pikitch co-author and Task Force member). Earthscan Publishers, London, UK,Virginia, USA, 139 pp. National Research Council. Committee on Cooperative Research in the National Marine Fisheries Service (Hilborn R, Dealteris J, Deriso R, Graham G, Iudicello S, Lundsten M, Pikitch E, Sylvia G, Williamson J, and K. Zwanenburg. 2004. Cooperative research in

Ellen K. Pikitch, Ph.D. Page 17 of 26 the National Marine Fisheries Service. The National Academies Press. Washington , D.C. USA.132 pp. President Clinton’s Panel on Ocean Exploration. 2000. Discovering Earth’s Final Frontier: A U.S. Strategy for Ocean Exploration. Report of the President’s Panel on Ocean Exploration. 52 p. National Research Council. 1999. Committee on Ecosystem Management for Sustaining Marine Fisheries. Sustaining Marine Fisheries. National Academy Press. Washington, D.C. National Research Council. 1992. Committee on Reducing Porpoise Mortality from Tuna Fishing. Dolphins and the Tuna Industry. National Academy Press. Washington, D.C. IV.

Popular Articles

Pikitch, E. K. 2010. Don’t fish don’t trade policy will save the sturgeon. Op-Ed. Newsday, April 9, 2010. Pikitch, E.K. and D.D. Chapman. 2009. Oh, the shark has (the middle fin salute). Dan’s papers. Letter to the Editor. August 7, 2009. Pikitch. E.K. 2009. Caviar Dreams and an Ancient Fish. Letter to the Editor. NY Times. April 26, 2009. Pikitch, E.K. 2007. What new international restrictions on seafood mean for Japan. Pages 40-42 in Newsweek Japan, 27 June 2007 edition. Pikitch, E.K. 2004. Child of the sea becomes witness to its decline. Fort Lauderdale Magazine . 4(2):14-16. Cerroni, R. and E.K. Pikitch. 2002. Go Fish! Announcing the new WCS/Audubon Seafood Pikitch, E. K. 2001. Caviar Emptor-Let the Connoisseur Beware. Wildlife Conservation. 104 (1):10. Pikitch, E. K. 2001. Sturgeon Stocks Gain Some Ground. Wildlife Conservation. 104 (5):10. Pikitch, E.K. 1999. A porthole of opportunity? (Op-ed that appeared in over 15 newspapers published along the Atlantic and Gulf Coasts addressing the need for shark conservation in the region). Pikitch, E. K. 1998. Our Limited Ocean. Wildlife Conservation. 101(4): 14-15. V.

Other Technical reports, letters and comments

Steele, J. (Chair), B. de Young, C. Lee, and E. Pikitch. 2007. EUROCEANS Network Program Review. Report of the Scientific Council to the EUROCEANS Steering Committee. 3 pps.

Ellen K. Pikitch, Ph.D. Page 18 of 26

Babcock, E. A., M. K. McAllister, and E. K. Pikitch. 2005. Evaluation of the time to rebuild overfished populations under various proposed rebuilding strategies. Report submitted to the National Marine Fisheries Service in comments to the proposed revisions in National Standard 1. October 20, 2005 Pikitch, E.K. and P. Doukakis. 2005. Recommendations for fisheries reform for São Tomé and Príncipe. Commissioned by The Earth Institute at Columbia University for the São Tomé e Príncipe Advisory Project on Sustainable Development Strategies. Pikitch E K. 2003. Comments on “Report on Results of Complex Interstate All-Caspian Sea Expedition on the Assessment of Sturgeon Species Stocks, 2002” published in the July 2, 2003 Federal Register (68 F.R. 39507). September 1, 2003 Pikitch, E.K. and E.W. Lauck. 2002. A Scientific Response to the CITES Justification for Setting the 2002 Total Allowable Catch of Beluga Sturgeon (Huso huso) in the Caspian Sea. 8 pps. Report to USFWS and CITES Babcock, E.A. and E.K. Pikitch. 2001 Bayesian methods in shark fishery management. Shark News 13:10-12. Speer, L., Lauck, L., Pikitch, E.K., Boa, S., Dropkin, L. and V. Spruill. 2000. Roe to Ruin: The Decline of Caspian Sturgeon and the Road to Recovery. Washington, D.C. 32 p. Bublitz, C.G., Miller, S.D., Erickson, D., Pikitch, E., Suuronen, P. and E. Lehtonen. 1999. Selectivity and mortality of walleye pollock escaping from the codend and intermediate section of a pelagic trawl. Final Report on Injury Assessment: Relationship Between Bruising and Mortality of Pollock Escaping From the Codend and Intermediate of Pelagic Trawl gear. Report submitted to National Marine Fisheries Service. (24 pp). Erickson, D., Pikitch, E., Suuronen, P., Lehtonen, E., Bublitz, C., Klinkert, C. and C. Mitchell. 1999. Selectivity and Mortality of Walleye Pollock Escaping from the Codend and Intermediate (=Extension) Section of a Pelagic Trawl. Final Report submitted to National Marine Fisheries Service. (67 pp). McAllister, M.K., Babcock, E.A., Pikitch, E.K. and M.H. Prager. 1999. Application of a nonequilibrium generalized production model to South and North Atlantic Swordfish: Combining Bayesian and demographic methods for parameter estimation. ICCAT Working Paper SCRS/99/85. Applegate, A., Cadrin, S., Hoenig, J., Moore, C., Muraski, S. and E.K. Pikitch. 1998. Evaluation of existing overfishing definitions and recommendations for new overfishing definitions to comply with the Sustainable Fisheries Act. Overfishing Definition Review Panel Final Report to the New England Fishery Management Council, Newburyport, Massachusetts. 179 pp.

Ellen K. Pikitch, Ph.D. Page 19 of 26 Babcock, E.A. and E.K. Pikitch. 1998. The effect of bag limits on shark mortality in the U.S. Atlantic recreational fishery. Shark Evaluation Workshop 1998. SB-IV-25. McAllister, M. K. and E.K. Pikitch. 1998. A Bayesian approach to assessment of sharks: fitting a production model to large coastal shark data. Shark Evaluation Workshop 1998. SBIV-26. McAllister, M. K. and E. K. Pikitch. 1998. Evaluating the potential for recovery of large coastal sharks: a Bayesian decision analysis. Shark Evaluation Workshop 1998. SB-IV-27. Pikitch, E.K., McAllister, M.K. and E.A. Babcock. 1998. Preliminary large coastal shark assessment results. Shark Evaluation Workshop 1998. SB-IV-41 Erickson, D.L., Pikitch, E.K., Babcock, E.A., Methot, R., Wallace, J., Builder, T., Crone, P., Brodziak, J., Rogers, J., and R. Conser. 1997. Survival of trawl caught and discarded sablefish (Anopoploma fimbria) off the U. S. west coast. ICES Annual Science Conference. ICES CM 1997/FF:06 Pikitch, E.K., Erickson, D.L., Mitchell, C. and J.Wallace. 1997. Practical applications of fishing and handling techniques in estimating the mortality of discarded trawl-caught pacific halibut (Hippoglosus stenolepis). 1997 ICES Annual Science Conference. CM 1997/FF:05. Pikitch, E.K., Erickson D.L., Oddsson, G., Wallace, J. and E.A. Babcock. 1996. Mortality of trawl-caught and discarded Pacific Halibut (Hippoglossus stenolepis). ICES Annual Science Conference . ICES CM 1996 /B:16. Erickson, D.L., Perez-Comes, J.A., Pikitch, E.K. and J.R. Wallace. 1995. Pollock (Theragra chalcogramma) trawl-codend mesh size study: Final Report to the Alaska Fisheries Development Foundation. NMFS’s Saltonstall-Kennedy Grant Program (NA36FD014901). Pikitch, E.K., Wallace, J.R. and D. L. Erickson. 1995. Incidental Catch of Pacific Halibut (Hippoglossus Stenolepis) in the US West Coast Trawl Fishery, 1985-1990. FRI-UW9508 (23 pp). Pikitch, E.K., Wallace, J.R., Erickson, D.L. and M. Saelens. 1995. A re-examination of the incidental catch of Pacific halibut (Hippoglossus stenolepsis) in the U.S. West Coast trawl fishery. Report to the Pacific Fishery Management Council, June 21, 1995. Babcock, E.A., McAllister, M.K. Oddson, G. Perez-Comas, J.A., Pikitch, E.K. and J.R. Wallace. 1994. Yield-per-recruit analysis of the U.S. West Coast groundfish fishery with varying codend mesh sizes. Fisheries Research Institute, University of Washington, Seattle, 56 pp. (Mimeo).

Ellen K. Pikitch, Ph.D. Page 20 of 26 Punt, A.E., McAllister, M.K., Pikitch, E.K., and R. Hilborn. 1994. Stock assessment and decision analysis for hoki (Macruronus novaezelandiae) for 1994. MAF Fisheries, New Zealand Fisheries Assessment Research Document 94/13. (47 pp). Gillis, D.M., Peterman, R.M. and E.K. Pikitch. 1993. Interactive decisions: modeling responses of fishing fleets to alternative management strategies. p. 811-815 In G. Kruse, D.M. Eggers, R.J. Marasco, C. Pautzke, and T.J.Quinn III [eds.] Proceedings of the International Symposium on Management Strategies for Exploited Fish Populations, Alaska Sea Grant College Program, AK-SG-93-02, University of Alaska, Fairbanks. Pikitch, E.K., and D.L. Erickson. 1993. Development and evaluation of a methodological approach for estimating the post-capture survival of trawl-caught Pacific halibut (Hippoglossus stenolepis). Univ. Washington, Fish. Res. Inst., FRI-UW-9304, Seattle, WA. Pikitch, E.K. and D. Erickson. 1993. Post-capture survival of trawl-caught Pacific halibut. Commercial Fisheries Bycatch Research Symposium. Pikitch, E.K., Hilborn, R., McAllister, M.K. and A.E. Punt.1993. Stock assessment and decision analysis for the western stock of hoki in 1992. New Zealand Fisheries Assessment Research Document 93/10 (46 pp). Punt, A.E., McAllister, M.K., Hilborn, R. and E.K. Pikitch. 1993. Further development of the UW stock assessment and decision analysis methods. Document submitted to the New Zealand Fishing Industry Board (25 pp). Punt, A.E., Pikitch, E.K., and M.K. McAllister. 1994. Some comments on the Minimum Integrated Average Expected Loss (MIAEL) estimation method. New Zealand Fisheries Assessment Research Document 94/15 (31 pp). Punt, A.E., Pikitch, E.K., McAllister, M.K. and R. Hilborn. 1993. Stock assessment and decision analysis for the western stock of hoki (Macruronus novaezelandie) for 1993. New Zealand Fisheries Assessment Research Document 93/13 (39 pp). Cordue, P.L., McAllister, M.K., Pikitch, E.K. and K.J. Sullivan. 1992. Stock assessment of hoki 1991 New Zealand Fisheries Assessment Research Document 92/10. 40 p. Pikitch, E.K. 1992. Potential for gear solutions to bycatch problems. Pages 128-138 in: Schoning et al. (eds.) Proceedings of the National Industry Bycatch Workshop, February 4-6, 1992, Newport, OR. Natural Resources Consultants. Colman, J.A., Stocker, M. and E. Pikitch. 1991. Assessment of hake (Merluccius australis) stocks for the 1991-1992 fishing year. New Zealand Fisheries Assessment Research Document 91/14. Pikitch, E.K., Erickson, D.L., Wallace, J.R. and J.R. Skalski. 1991. Final report on the results of the 1990 West Coast groundfish mesh size study. 40 p. Unpublished Technical Report.

Ellen K. Pikitch, Ph.D. Page 21 of 26

Pikitch, E.K., Erickson, D.L., Wallace, J.R. Skalski J.R. and M.O. Bergh. 1991. Final report on the results of the 1989 West Coast groundfish mesh size study. 40 p. Unpublished Technical Report. Pikitch, E.K., Bergh, M.O., Erickson, D.L., Wallace, J.R. and J.R. Skalski.1990. Final report on the results of the 1988 West Coast groundfish mesh size study. 103 p. Technical Report FRI-UW-9019, WSG-MR 90-02. Rackowski, J.P., Wallace J.R. and E.K. Pikitch. 1989. Results of Dover sole tagging projects conducted by the Washington Department of Fisheries, 1968 - 1971. State of Washington Department of Fisheries Technical Report No. 106. 17 p. Pikitch, E.K. 1989. West Coast Groundfish Mesh Size Study: A report on key experimental results of Phase II and their Implications for the design and implementation of future phases. Submitted to the program officer of Saltonstall-Kennedy Grant No. NA-88ABH-00017. 18 p. Pikitch, E.K. and J.B. Rogers. 1989. Life history characteristics of commercially important groundfish species off California, Oregon and Washington. Fisheries Research Institute Final Report FRI-UW-8907, July 1989. 38 p. Pikitch, E.K., Erickson, D.L. and J.R. Wallace. 1988. An evaluation of the effectiveness of trip limits as a management tool. NWAFC Processed Report 88-27, 33 pp. Pikitch, E.K., Francis, R.C. and D.R. Gunderson. 1988. Walleye Pollock (Theragra chalcogramma) investigations in 1987. Univ. Washington, Fish. Res. Inst., FRI-UW8804, Seattle, WA. Vaga, R., and E.K. Pikitch. 1988. West Coast groundfish mesh size study. Phase I Final Report to Saltonstall-Kennedy Foundation. Grant No. NA-86-ABH-00035. Demory, R.L. and E.K. Pikitch. 1986. A comparison of age determinations made by scales and broken and burned otoliths for Dover sole (Microstomus pacificus). Oregon Department of Fish and Wildlife Report. Golden, J.T., Demory, R.L., Pikitch, E.K. and W. H. Barss. 1986. Results of virtual population analysis of English sole in the INPFC Columbia-Vancouver areas. Oregon Department of Fish and Wildlife report to the Pacific Fishery management Council. Demory, R.L., Golden, J.T. and E.K. Pikitch. 1984. Status of Dover sole (Microstomus pacificus) in the INPFC Columbia-Vancouver areas in 1984. Appendix 11, pp. 1-72, in Status of Pacific Coast Groundfish Fishery and Recommendations for Management in 1985. Pacific Fishery Management Council, Portland, OR.

Ellen K. Pikitch, Ph.D. Page 22 of 26 Lawler, Matusky and Skelly Engineers. 1980. Methodology for assessing population and ecosystem level effects related to intake of cooling waters. Volume I: Handbook of population techniques. Electric Power Research Institute. EPRI EA 1402, 370 pp. Lawler, Matusky and Skelly Engineers. 1980. Assessment of impingement and entrainment of selected fish species at the J.R. Whiting Power Plant. Consumers Power Company, Jackson, Michigan. 120 p. Lawler, Matusky and Skelly Engineers. 1979. Methodology for assessing population and ecosystem level effects related to intake of cooling waters. For Electric Power Research Institute, EA 1238. Lawler, Matusky and Skelly Engineers. 1979. Review and sensitivity analysis of the Oak Ridge National laboratory striped bass life cycle model. Report to Consolidated Edison Company of New York, Inc. Lawler, Matusky and Skelly Engineers. 1979. Ecosystem effects of phytoplankton and zooplankton entrainment. Electric Power Research Institute, EA 1038. Lawler, Matusky and Skelly Engineers. 1977. Bowline Point Generating Station: Near-field effects of once-through cooling system operation on Hudson River biota. For Orange and Rockland Utilities, Inc. McFadden, J.T. and J.P. Lawler. 1977. Supplement I to influence of Indian Point Unit 2 and other stream electric generating plants on the Hudson River estuary, with emphasis on striped bass and other fish populations. Submitted to Consolidated Edison Company of New York, Inc. VI.

ABSTRACTS (PARTIAL LIST)

Pikitch, E., Santora, C. and Rountos, K. Changing the paradigm: An operational framework for the ecosystem-based management of forage fisheries. World Fisheries Congress, Sustainable Fisheries in a Changing World, Edinburgh, Scotland, May 7-11, 2012. Abstract #2382213 submitted October 2011. Pikitch, E.K., Santora, C., Boersma, D., Heppell, S., Essington, T., Boyd, I. Little Fish, Big Value: Managing Forage Fish in an Ecosystem Context. Symposium #5 Second International Marine Conservation Congress (IMCC), Victoria, B.C., Canada, May 14-18, 2011. Webb, AR, Frisk, MG and Pikitch, EK. Identifying and evaluating under-represented species in the northeast fishery management region. American Fisheries Society 2010 Annual Meeting, Pittsburgh, PA. September 12-16, 2010. Abstract 35-5. Doukakis, P., E K. Pikitch and D.L. Erickson. Caviar Dreaming? Evaluating the Success of Sturgeon Conservation Efforts and the Bold Steps Needed to Avert Extinction. 21st

Ellen K. Pikitch, Ph.D. Page 23 of 26 Annual Society for Conservation Biology, Port Elizabeth, South Africa, July 1-5, 2007. (Abstract). Erickson D., G. Bryja, S. Lindley, M. Moser, M. Belchik, A. Kahnle, M. Millard, J. Weber, J. Hightower, P. Doukakis and E. Pikitch. Spatial habitat use in anadromous North American sturgeons and its importance for conservation. 137th Annual American Fisheries Society Meeting, San Francisco, California, September 2-6, 2007. (Abstract). Shivji,M. E. Pikitch, J. Magnussen and D. Chapman. 2006. Application of genetic forensic tools in shark fishery monitoring and law enforcement. American Elasmobranch Society 22nd Annual Meeting, July, 2006. New Oreans, LA. (Abstract). Pikitch, E. and P.J. Boyle. 1997. The Wildlife Conservation Society’s Fisheries Programs. Proceedings of the AZA national Conference. (Abstract). Erickson, D., Pikitch, E., Perez-Comas, J.A. and J. Wallace. 1995. Effect of catch size and codend type on the escapement of walleye pollock (Theragra chalcogramma) from pelagic trawls. ICES Annual Science Conference, Aalborg, Denmark. 21 September 1995. C.M./B:37 Poster. Oddsson, G., Pikitch, E.K., Dickhoff W. and D.L. Erickson. 1994. Effects of towing, sorting and caging on physiological stress indicators and survival in trawl caught and discarded Pacific halibut (Hippoglossus stenolepis Schmidt 1904). p. 437-442 in MacKinlay, D.D., [ed.] High-performance-fish: Proceedings of the Fish Physiology Association international meeting. July-16-21-1994. Vancouver, BC, Canada. Gillis, D.M., Peterman, R.M. and E.K. Pikitch. 1992. Interactive decisions: modeling responses of fishing fleets to alternative management strategies. International symposium on management stragegies for exploited fish populations. Alaska Sea Grant college program. October 21-23, 1992. Anchorage, Alaska. Abstract. Pikitch, E.K. 1989. Technological interactions in the U.S. West Coast groundfish fishery and their implications for management. ICES 1989 MSM Symp./No. 22. Paper presented at the ICES Symposium on Multispecies Models relevant to Management of Living resources,. The Hague, Netherlands. 2-4 October 1989, 12 p. Pikitch, E.K. 1983. Differences in feeding patterns among three age groups of walleye in Western Lake Erie. Proceedings of the Indiana Academy of Sciences 92:471. Pikitch, E.K. and R.C. Haas. 1983. Frequency of structural deformities in the Western lake Erie walleye population and their impacts on growth and mortality. Abstracts of the 45th Midwest fish and Wildlife Conference, St. Louis, Missouri, December 3-5, 1983. Pikitch, E. K. 1982. Seasonal and annual changes in the diet of the walleye in Western Lake Erie. Abstracts of the 44th Midwest Fish and Wildlife Conference, Des Moines, Iowa, December 1982.

Ellen K. Pikitch, Ph.D. Page 24 of 26 Englert, T. L., Chen, H.Y., Alevras, R. A., Abood, K. A. and E. K. Pikitch. 1981. Impact of power plant induced mortality on the yellow perch population in Western lake Erie. Abstract of the 24th Conference on Great Lakes Research at Ohio State Univ., Columbus, Ohio, April 28-30, 1981. International Association for Great Lakes Research. VII.

SPEAKER/PRESENTATIONS (CURRENT YEAR: 2011)

Pikitch, E.K. Shark attack: Humankind at its worst. Society of Environmental Journalists’ 21st Annual Conference. October 19-23, 2011. Pikitch, E.K. Global management of forage fish: Advice from the Lenfest Forage Fish Task Force (Keynote). American Fisheries Society 141st Annual Meeting, Seattle WA. September 4-8, 2011. Session 86-1. Pikitch, E.K. Little Fish, Big Value: Managing Forage Fish in an Ecosystem Context. 2nd International Marine Conservation Congress. Victoria, BC, Canada. May 14-18, 2011. Session Fish 5-1. Pikitch, E.K. The current state of the oceans and marine development. United Nations, New York: Keeping the green economy blue. April 29, 2011. Pikitch, E.K. For the future of fishmeal and fish oil – managing forage fisheries. 9th Annual Seafood Summit 2011. Vancouver, Canada. January 31 – February 2, 2011. Pikitch, E.K. Maritime Aquarium. Norwalk, Connecticut. May 17, 2010. Pikitch, E.K. #2302 Decision Frameworks and Reconciling Fisheries to Conservation. AAAS 2010 Annual Meeting, San Diego, CA. February 18-22, 2010.

VIII. DISSERTATION: Pikitch, E.K. 1983. Feeding ecology of the walleye in Western Lake Erie. Ph.D. Dissertation, Indiana University, Bloomington, Indiana. 113p.

IX.

RESEARCH GRANTS (1998-PRESENT)

Shinnecock Bay Restoration Project. Stony Brook Foundation. Grant Duration: July 2010 – Present. Grant Amount: $126,353. Principal Investigators: Minghua Zhang, Ellen K. Pikitch. Determining the connectivity among and fine-scale habitat-use within Atlantic sturgeon aggregation areas in the Mid-Atlantic Bight: implications for gear restricted management areas to reduce bycatch and improve population status. NMFS 2010 PSCCG 09-1142009; 2010-2013; Grant Amount: Federal Budget: $2,442,460, State Cost Share: $273,256, Total Grant: $2,715,716, Principal Investigators: Michael G. Frisk, Adrian

Ellen K. Pikitch, Ph.D. Page 25 of 26 Jordaan, Keith Dunton, David O. Conover, Demian D. Chapman, Ellen K. Pikitch, Michael C. Melnychuk. Development of a New York State Marine Fishery Observer Program, Grant Agency: Department of Environmental Conservation; Grant Amount: $76,939. Grant Duration: 2009/2010; Principal Investigator: Ellen K. Pikitch. Institute for Ocean Conservation Science at Stony Brook University, Research Support. Grant Agency: Pew Charitable Trusts; Grant Amount: $3,000,000. Grant Duration: 7/1/20086/30/2013; Principal Investigator: Ellen K. Pikitch. Incorporating ecosystem considerations into the management of forage fish: The Lenfest Forage Fish Task Force. Grant Agency: Lenfest Ocean Program; Grant Amount: $750,000; Grant Duration: 7/1/2008-12/31/2011; Principal Investigator: Ellen K. Pikitch. Pew Institute for Ocean Science (Year 5), Grant Agency: Pew Charitable Trusts; Grant Amount: $3,000,000; Duration 10/1/2007-12/31/2008. Principal Investigator: Ellen K. Pikitch. Evaluating the status of understudied fish and shellfish populations of the United States. Grant Agency: Lenfest Ocean Program; Grant Amount: $479,000; Grant Duration: 6/1/20053/31/2011; Principal Investigator: Ellen K. Pikitch. Pew Institute for Ocean Science (Year 4), Grant Agency: Pew Charitable Trusts; Grant Amount: $3,000,000; Duration 10/1/2006-9/30/2010. Principal Investigator: Ellen K. Pikitch. Sturgeon Research in Kazakhstan’s Ural River. Grant Agency: AGIP KCO; Grant Amount: $422,760; Duration: 3/1/2006-8/15/2008; Principal Investigators: Ellen K. Pikitch and Phaedra Doukakis. Collaborative Initiatives for the Pew Fellowship Program. Grant Agency: Herbert W. Hoover Foundation; Grant Amount: $75,000; Duration: 2/1/2006-9/30/2009; Principal Investigator: Ellen K. Pikitch. Pew Institute for Ocean Science (Year 3), Grant Agency: Pew Charitable Trusts; Grant Amount: $3,240,000; Duration 10/1/2005-9/30/2009. Principal Investigator: Ellen K. Pikitch. Pew Institute for Ocean Science (Year 2), Grant Agency: Pew Charitable Trusts; Grant Amount: $3,200,000; Duration 10/1/2004-9/30/2008. Principal Investigator: Ellen K. Pikitch. Pew Fellows Program in Marine Conservation (Transfer Grant from New England Aquarium). Grant Agency: Pew Charitable Trusts; Grant Amount $795,193; Grant Duration: 3/1/2004 – 12/31/2007. Principal Investigator: Ellen K. Pikitch. Caviar Emptor: A program to address the global sturgeon conservation crisis; Granting Agency: SeaWeb (Pass through of Packard and Oak funding); Grant Amount: $180,000; Duration: 1/1/2004 – 1/31/2006; Principal Investigator: Ellen K. Pikitch.

Ellen K. Pikitch, Ph.D. Page 26 of 26 Pew Center for Marine Studies (Year 1); Granting Agency: Pew Charitable Trusts; Grant Amount: $2,923,000; Duration: 10/1/2003 – 9/30/2008; Principal Investigator: Ellen K. Pikitch. Ecosystem-Based Fishery Management; Granting Agency: Pew Charitable Trusts; Grant Amount: $ 427,000; Duration: 4/1/2002 – 12/31/2004; Principal Investigator: Ellen K. Pikitch. Caviar Emptor: A program to address the global sturgeon conservation crisis; Granting Agency: The David and Lucile Packard Foundation; Grant Amount: $500,000; Duration: 9/2001 – 12/2003; Co-Principal Investigators: Vikki Spruill (Seaweb), Ellen K. Pikitch (WCS) and Lisa Speer (NRDC). Wildlife Conservation Society Fisheries Program; Granting Agency: The David and Lucile Packard Foundation; Grant Amount: $750,000; Duration: 4/15/2000 – 9/30/2003; Principal Investigator: Ellen K. Pikitch. Caviar Emptor: A program to address the global sturgeon conservation crisis; Granting Agency: The Oak Foundation; Grant Amount: $250,000; Duration: 12/2001 – 12/2003; CoPrincipal Investigators: Vikki Spruill (Seaweb), Ellen K. Pikitch and Lisa Speer (NRDC). The Caribbean Seascape; Granting Agency: The Oak Foundation; Grant Amount: $750,000; Duration: 12/2000 – 12/2003; Principal Investigator: Ellen K. Pikitch. A Seascape Approach to Biodiversity Conservation and Fisheries Management Granting Agency: Pew Fellows Program in Marine Conservation; Grant Amount: $150,000; Duration: 6/2000 – 5/2004; Principal Investigator: Ellen K. Pikitch. Caviar Emptor: A program to address the global sturgeon conservation crisis; Granting Agency: The David and Lucile Packard Foundation; Grant Amount: 250,000; Duration: 4/2000 – 9/2001; Co-Principal Investigators: Vikki Spruill (Seaweb), Ellen K. Pikitch and Lisa Speer (NRDC). Wildlife Conservation Society Fisheries Program; Granting Agency: The David and Lucile Packard Foundation; Grant Amount: $150,000; Duration: 4/15/1999 – 4/14/2000; Principal Investigator: Ellen K. Pikitch. Wildlife Conservation Society Fisheries Program; Granting Agency: The David and Lucile Packard Foundation; Grant Amount: $75,000; Duration: 4/15/1998 – 4/14/1999; Principal Investigator: Ellen K. Pikitch.