ONLINE TRADING MANUAL SSI SMART TRADING

ONLINE TRADING MANUAL SSI SMART TRADING V2.0.20100120

Contents Login .........................................................................................................................................................2 Change Password: Shift+F9 .....................................................................................................................2 Switch To English: Ctrl + L .......................................................................................................................3 General Regulations .................................................................................................................................3 Buy Order Entry ........................................................................................................................................5 Sell Order Entry ........................................................................................................................................5 Input Buy Or Sell Order Data....................................................................................................................5 Cancel Order ............................................................................................................................................5 F9 1: Search For Trading Order Data ....................................................................................................8 F9 3: Search For Cash Balance .............................................................................................................8 Search For Other Functions .....................................................................................................................9 F1: Help Menu (The Main Menu Screen) .................................................................................................9 F2: Market By Price (Viewing Each Stock’s Price) .................................................................................10 F3: Most Active Stock .............................................................................................................................13 F4: Top Gain/Loss Stock: List Of Top Gain/Loss Stocks On Hostc/Hastc/Upcom ................................14 F6: Stock Transaction .............................................................................................................................15 F8: View Admin Message .......................................................................................................................19 F9: Customer Confirmation ....................................................................................................................20 F10: Market Indicators ............................................................................................................................28 F11: Stock Active ....................................................................................................................................30 F12: Best Price (Best Bid/Offer Price) ....................................................................................................34 Shift + F1: History Market (Securities Price History) ..............................................................................34 Shift + F4: Top Bid/Offer Stock ...............................................................................................................35 Ctrl + F5: Market All Trade .....................................................................................................................36 Ctrl +F6: Index / Stock Graph .................................................................................................................36 Alt + F1: Hot Key (Creat Hot Key) ..........................................................................................................38 Alt + F5: Candle Stick Graph ..................................................................................................................38 Alt + F8: Stock Quotes............................................................................................................................38 Installation And Technical Support .........................................................................................................41

1

ONLINE TRADING MANUAL SSI SMART TRADING

LOGIN - For customers who have not installed SSI Smart Trading: To access: http://support.ssi.com.vn/index.php?_m=knowledgebase&_a=viewarticle&kbarticleid =45&nav=0,1,11 for support. - For customers who have successfully installed SSI Smart Trading: To access: http://smarttrading.ssi.com.vn -

-

Login name: 7 characters: Account number + 1 or 6 Eg: Account number 003FIS2345, login name is 9023451 or 9023456 003FIA2345,login name is 9123451 or 9123456 Password: from 6 to 8 characters Select OK. Customers who do the first login to SSI Smart Trading will be requested to change the password.

CHANGE PASSWORD: SHIFT+F9 - In order for you to assure the confidentiality and safety of your account, you should change your password from time to time. - To change your password, just press Shift + F9 and see the below screen:

Input old password

Input new password Input new password again and enter

-

When the screen below appears, your password has been changed successfully:

2

ONLINE TRADING MANUAL SSI SMART TRADING

SWITCH TO ENGLISH: CTRL + L GENERAL REGULATIONS Unit -

Volume: 1 share Value: VND 1,000.

LOT: transaction unit, stock quantity of 1 lot - HOSTC: LOT = 10 shares - HASTC: LOT = 100 shares E.g: SSI is HOSE’s stock, 1LOT= 100 shares ACB is HNX’s stock, 1 LOT = 100 shares APS is UPCOM’s stock, 1 LOT = 1 share (minimum 10 shares) Time out To assure the security for your account, every 5 minutes, the warning message below appears: - If you want to continue, select OK - If you select CANCEL or no reply, automatic logout will be within 01 minute after that.

Authentication Device (token) Token is a user verification tool (electronic signature) - Function: create different codings. The customer uses the coding to verify the trading orders when trading on SSI Smart Trading. - Note: o 01 token is valid for only 01 account . o 01 coding is valid for only 01 trading order.

3

ONLINE TRADING MANUAL SSI SMART TRADING o

The coding will automatically disappear within 30 seconds or you may keep pressing the button on the token for 03 seconds to clear the coding.

Colours and symbols in the system Index colour White Green Red Stock colour White Green Red Black figure / red highlight Black figure / green highlight Order colour Green Red Yellow

Index unchanged Index increases comparing with the previous day Index decreases comparing with the previous day Stock price unchanged Stock price increases comparing with the reference price Stock price decreases comparing with the reference price Stock price falls to floor Stock price rises to ceiling Buy order Sell order Cancel order

Symbols related to stock price (+) Stock price increases comparing with the reference price (-) Stock price decreases comparing with the reference price Symbols related to the quantity of stocks in the portfolio management (+) Bought stocks (-) Sold stocks Symbols related to the cashflow in the portfolio management (+) Payable for buy transactions (-) Receivable from sell transactions In case you forget the function of any key when you are in any screen, press F1 to return to the main menu screen. VN-Index and HNX-Index are always displayed at the two bottom rows of all screen as below:

4

ONLINE TRADING MANUAL SSI SMART TRADING BUY ORDER ENTRY Three ways: - (1): Press “*” on the “Numpad” - (2): Press Ctrl+B - (3): Click the row “Buy Order Entry” on the main menu screen F1 Trading order data is displayed at the bottom of the screen:

SELL ORDER ENTRY Three ways: - (1): press “-“ on the “Numpad” - (2): press Ctrl+S - (3): click the row “Sell Order Entry” on the main menu screen F1 Trading order data is displayed at the bottom of the screen:

INPUT BUY OR SELL ORDER DATA -

STOCK: securities ticker VOLUME: stock quantity (unit: share) PRICE: trading order price (unit: VND 1,000), if ordering ATO input A; if ordering ATC input C

: password includes a range of figures from Token Press ENTER twice, the first time to verify the trading order, the second to transfer the order into the system. Note: Press “ENTER” or “Tab” or “ ” to go to the next blank when ordering. PRESS “” to return to the previous blank. When “Order is Sent,...” appears on the screen, the order trading has been successfully transferred.

CANCEL ORDER Online cancel order using OTP code with high speed as Bid/offer order 5

ONLINE TRADING MANUAL SSI SMART TRADING -

After sucessful order entry, press F9 1 to check the status of the order.

-

Select the order you want to cancel, click “Cancel order” or “Ctrl + C”

-

Input OTP from Token, enter

Select the order you want to cancel, click “Cancel order” or “Ctrl + C”

Cancel order is

6

ONLINE TRADING MANUAL SSI SMART TRADING

Inpurt OTP from Token, enter

Click “Confirm” or Enter to verify Cancel order

The status of successful Cancel order:

Successful Cancel

Term explanation -

CREDIT-AVA (credit available): (unit: VND 1,000) TOTAL-S (Total Selling Amount): Total Selling Amount during the day TOTAL-B (Total Buying Amount): Total Buying Amount during the day Time: the time when the trading order is input into the system BS (Bid/offer): Order Type S (Sell): Sell order B (Buy): buy order STOCK : ticker VOLUME: order volume PRICE/PRICE: giá đặt MATCHED: matched stock volume UNMATCHED: unmatched stock volume MVOLUME – MPRICCE: Matched Volume – Matched Price ORD_ST: Order Status OPEN: open order, (unmatched order or matched apart) MATCH: matched order PEND: the order pending cancel verification 7

ONLINE TRADING MANUAL SSI SMART TRADING -

CANCEL: cancelled order REJECT: rejected order because of time-out or wrong order S (Service Type): Order input way I (Internet): ordering via Internet D (Dealer):ordering via brokers Cancel Order OTP: password generated from Token Confirm: Verify cancel order

F9 1: SEARCH FOR TRADING ORDER DATA Details of bid/offer/cancel order, ordering time, matched/unmatched order status, price, matched volume, total selling/buying amount,order source,... Press F9 1: Order / Confirmations Full Screen: All trading orders during the day are displayed on the screen:

Term explanation - CREDIT-AVA (credit available): unit: VND 1,000 - TOTAL-S (Total Selling Amount): Total Selling Amount within a day - TOTAL-B(Total Buying Amount): Total Buying Amount within a day - Time: the time when the trading order is input into the system - BS (Bid/offer): Order Type - S (Sell): Sell order - B (Buy): buy order - STOCK : ticker - VOLUME: order volume - PRICE - MATCHED: matched stock volume - UNMATCHED: unmatched stock volume - MVOLUME – MPRICCE: Matched Volume – Matched Price - ORD_ST: Order Status - OPEN: open order, (unmatched order or matched apart) - MATCH: matched order - PEND: the order pending cancel verification - REJECT: rejected order because of time-out or wrong order - S (Service Type): Order input way - I (Internet): ordering via Internet - D (Dealer):ordering via brokers

F9 3: SEARCH FOR CASH BALANCE Search for buying value during the day, credit available Press F9

3: Credit Available 8

ONLINE TRADING MANUAL SSI SMART TRADING

Total buying amount

Credit Available

Term explanation: -

CREDIT AVAILABLE: cash credit CUSTOMER ID: Account number, account owner’s name A/O : Account Management officer’s code. ACCOUNT: account number INITIAL_CREDIT: this service has not been applied yet, default is 10,000,000.00 USED: total blocked cash amount for buy orders during the day, includingtrading fee that is debited right after ordering. AVAILABLE: 2 rows o Upper row, yellow, green shading: always equal to the total amount at “USED” with “-” o Lower row, white, black shading: cash credit available

Note: unit for credits in this part: VND 1,000

SEARCH FOR OTHER FUNCTIONS F1: HELP MENU (THE MAIN MENU SCREEN)

Functions Explanation of SSI Smart Trading 9

ONLINE TRADING MANUAL SSI SMART TRADING Short Key

Function

Explanation

F1

Help Menu

Returning to the main menu screen

F2

Market By Price

F3

Most Active Stock

F4

TopGain/Loss Stock

Watching market price of each stock Sorting stocks by trading value By % price change By trading volume Highest gain/loss stocks

F6

Stock Transaction

Detailed matched transactions

F8

View Admin Message

Report/News from HOSE/HASTC/UPCOM

F9

Customer Confirmation

Clients’ account data

F10

Market Indicators

Indicating market

F11

Stock Active

Detailed Information on each stock

F12

Best Price

The best bid/offer

Shift+F1

History Market

The histoy of stock price

Shift+F4

Top Buy/Sell Stock

Stocks with top bid/offer volumes

Shift+F9

Change Password

Change login password

Ctrl+F5

Market All Trade

Watching market all trade

Ctrl + F6

Index / Stock Graph

Watching market/stock trade graph by real time

Alt+F1

Hot key

Create hot key

Alt+F5

Candle Stick Graph

Watching candle stick graph

Alt + F8

Stock Quotes

Watching stock quotes’ price

Minus (-)

Sell Order Entry

Sell order entry

Star (*)

Buy Order Entry

Buy order entry

Ctrl + C

Cancel Order

Cancel order

-

Click the functions you want to use on the screen F1 Press short keys to select the needed functions Example: Click “Market By Price” or press F2 to view stock price

F2: MARKET BY PRICE (VIEWING EACH STOCK’S PRICE) 3 best bid/offer bid/offer prices; average price, matched price, trading volume and value of each stock, all put-through transactions,...

10

ONLINE TRADING MANUAL SSI SMART TRADING

Input ticket

enter

MARKET BY PRICE has 3 menu screens, press Insert to move from this menu screen to the other. MARKET BY PRICE (menu screen 1)

Expected mathced price with volume

The stock’s 7 latest matched transactions

Red: foreign investor remained room Room còn lại của NĐT nước ngoài White: Foreign investors’ buy 11

ONLINE TRADING MANUAL SSI SMART TRADING

Term explanation: -

-

LAST: Latest matched price VOLUME – BID: 3 best bids with equivalent volumes OFFER – VOLUME: 3 best offers with equivalent volumes CEIL: ceiling price FLR: floor price P.CL: closing price PRIOR: reference price OPEN: opening price HI./LO: highest/lowest matched price AVG: average matched price (weighted price based on matched price and volume) LOT: transaction unit, stock quantity of 1 lot E.g: SSI is HOSE’s stock, 1LOT= 100 shares ACB is HASTC’s stock, 1 LOT = 100 shares MKT : % transaction comparing with market all BUYVOL : buy volume, % buy comparing with total matched volume SELVOL : sell volume, % sell comparing with total matched volume MDEAL: total matched transaction quantity MVALUE: Total matched transaction value MVOLUME : Total matched transaction volume BDEAL: total successful put-through transaction quantity BVALUE: total successful put-through transaction value (mio VND) BVOLUME : total successful put-through transaction volume

MARKET BY PRICE (menu screen 2) 3 best bid/offfer bid/offer price and data are also displayed on this screen as MARKET BY PRICE (menu screen 1)

The stock’s 7 latest matched transactions on HOSTC/HAST C/UPCOM

Gain/loss point index % the stock’s gain/loss

Gain/loss point index on HOSTC/ HSATC/UPCOM

MARKET BY PRICE (menu screen 3) 3 best bid/offer price and data are also displayed on this screen as MARKET BY PRICE (menu screen 1) but in other ranks. -

MAIN : matched transaction

-

BIG : big-lot transaction 12

ONLINE TRADING MANUAL SSI SMART TRADING

F3: MOST ACTIVE STOCK Stocks are in descending rank by trading value, pice change limit within a day, trading volume,...on HOSE/HASTC/UPCOM HOSTC/HASTC/OTC To view the most active stocks, press F3

At the bottom of the screen, the yellow row is numbered from 1 to 3 Press from 1 to 3 on the clipboard to watch the stocks on your own purpose -

1-Most Act: (Most Active Stock By Value) 2-Most Vola: (Most Volatile Stocks) 3-Most Vol: (Most Active Stocks By Volume)

All stocks can not be displayed on 1 page; therefore, press Page up, Page Down or click the symbol at the top right corner of the screen to move to the next page 13

ONLINE TRADING MANUAL SSI SMART TRADING

Term explanation: -

TOTAL MARKET: total market all transaction value (unit: VND 1,000) PAGE STOCK: ticker VOLUME: matched volume DONG; matched value (unit: VND 1,000) %MKT: % transaction value comparing with market all AVERAGE : average price HIGH: highest matched price LOW: lowest matched price LAST: last matched price CHANGE: price change % CHG: % price change comparing with reference price BID: top bid price OFFER: top offer price SWING: price change within a day %SWING: % price change within a day comparing with reference price

F4: TOP GAIN/LOSS STOCK: LIST OF TOP GAIN/LOSS STOCKS ON HOSTC/HASTC/UPCOM To watch top gain/loss stocks, press F4 HOSTC/HASTC/UPCOM

The screen is divided into 2 parts, the upper(green figures) expresses gain stocks, the below (red figures) expresses loss stocks in the descending rank. 14

ONLINE TRADING MANUAL SSI SMART TRADING -

HOSTC: to watch gainers/losers stocks at HOSE HASTC: to watch gainers/losers stocks at HASTC UPCOM: to watch gainers/losers stocks at UPCOM

All stocks can not be displayed on 1 page; therefore, press Page up, Page Down or click the symbol at the top right corner of the screen to move to the next page

Term explanation -

STOCK: ticker VOLUME: matched volume AVERAGE : average price HIGH: highest matched price LOW: lowest matched price BID: top bid price OFFER: top offer price LAST: last matched price CHANGE: price change % CHG (% CHANGE): % price change comparing with reference price

F6: STOCK TRANSACTION Watching each stock’s detailed data during matching time -

Detailed list of matched deal

-

Each matched price with its volume, value and deal number

-

Trading order book statistics by time

-

Trading results (matching, big-lot, odd-lot)

15

ONLINE TRADING MANUAL SSI SMART TRADING

Stock Transaction: 4 different menu screens, press 1, 2, 3, 4 to move from this screen to the other TRANSACTION BY TIME (F6

1): Detailed list of each matched deal with price, volume and time.

16

ONLINE TRADING MANUAL SSI SMART TRADING

In order to get information, input stock in the blank Enter Symbol and time in From Time… To Time After inputting necessary data, the stock’s transaction details including matched price, volume and time will be displayed on the screen by time. Term explanation -

LAST: last matched price AVG: average matched price (by average rate based on matched price and volume) TOTAL VALUE : total matched transaction value TOTAL VOLUME: total matched transaction volume VOLUME : matched volume PRICE: matched price by time TIME : matched time (hour:minute:second)

TRANSACTION BY PRICE (F6 deal quantity.

2) - Each matched price with bid/offer volume, transaction value,

17

ONLINE TRADING MANUAL SSI SMART TRADING

In order to get information, input stock in the blank Enter Symbol and time in From Time… To Time After inputting necessary data, the stock’s transaction details including matched price, volume and time will be displayed on the screen by price. Term explanation -

LAST: last matched price AVG: average matched price (by average rate based on matched price and volume) PRICE: Descending matched price VOLUME: Matched volume by price VALUE (M): transaction value by matched price (unit: mil VND) DEAL: matched deal quantity

SUMMARY TRANSACTION BY TIME (F6

3): Summary transaction by Time

18

ONLINE TRADING MANUAL SSI SMART TRADING After inputting stock, summary transaction by time will be displayed on the screen Term explanation: -

LAST: last matched price AVG: average matched price (by average rate based on matched price and volume) END-TIME - START-TIME: Time (hour:minute:second) PRICE:mathced price VOLUME: matched volume

TOTAL BY PERIOD (F6

4): Summary transaction (matching, big-lot, odd-lot) by selected time.

After inputting stock and time FROM… TO…, summary transaction data will be displayed on the screen by selected time. Term explanation: -

-

LAST: last matched price AVG ; average matched price (by average rate based on matched price and volume) FROM - TO: Time (hour:minute:second) BOARD: o MAIN: matched transaction o BIGLOT: big-lot transaction o ODDLOT: oddlot transaction o TOTAL: toatal transaction o LOCAL + FOREIGN: local and foreign transaction VOLUME: matched volume by selected time AVG.PR: average price by selected time CURRENT VOLUME: matched volume to the current time CURRENT AVG.PR: average price to the current time

Note: -

You can move between pages by pressing at top corner of the screen or press Page up/ Page Down. If you do not fulfill at From Time… To Time, the stock’s all transaction will be displayed on the screen.

F8: VIEW ADMIN MESSAGE Providing data/news from HOSTC/HASTC/UPCOM: Opening/closing time, big-lot offering advertising, bond transactions, successful big-lot transactions by time… In order to get data sent to HOSTC/HASTC/UPCOM by time, press F8. In order to move to the next page, press Page up, Page down or click the symbol at top right corner of the screen.

19

ONLINE TRADING MANUAL SSI SMART TRADING

F9: CUSTOMER CONFIRMATION Information on amount, securities, trading order, gain/loss portfolio, customer data, coming/going amount and securities within T0 – T+3, printing customer account transaction report. In order to get customer account data, press F9, all detailed functions will be displayed on the screen. In order to view each detailed function, press equivalent number on the clipboard.

Detailed function explantion on F-9 Customer Confirmation Short key

Detailed function

Function explanation

1

Order / Confirmations Full Screen:

Trading order data within a day

2

Order / Confirmations After Close:

under construction

3

Credit Available:

Credit available

4

Portfolio Status:

Portfolio

5

Due Information:

Transaction waitng for settlement

6

Customer Information:

Customer information

7

Print Report Menu:

Printing reports

8

Customer Summary Menu:

Customer transaction summary

9

Credit Balance and Purchasing

Margin account information

In order to view every detailed function, press equivalent number on the clipboard

F9 2: Order / Confirmations After Close: (being built) F9 4: Portfolio Status: (Search for securities credit) 20

ONLINE TRADING MANUAL SSI SMART TRADING Press F9 4 to check portfolio status, 2 options will be displayed on the below screen:

F9 4 1 Portfolio: current stock credit and each stock’s estimated gain/loss

Term explanation: -

A/O: account management officer’s code, name ACC (Account):account number, account owner’s name CREDIT-AVAI (credit available): unit VND 1,000 TOTAL-S (Total Selling Amount) TOTAL-B (Total Buying Amount) STOCK: stock code TY (Types of stock): 3 types (only used for daily transactions) U (Wait to receive):securities waiting to receive /U (Wait to receive): chứng khoán chờ mua, W (Wait to send): securities waiting to send L (Loan): pledged securities ACT-POS (Active Position): actual securities credit in the account AVAIL-POS (Available Position): securities credit available COST: average cost (buy average price including transaction fee) SH-SELL (short sell): not applied BID: the highest, best bid price OFFER: the lowest offer price UNREALIZED: estimated gain/loss = total market value – toatl cost – transaction fee REALIZED: Actual gain/loss (of matched transactions within a day) = total sell value - - total buy cost – transaction fee

F9 4 2 Position Gain/Loss: all portfolio ‘s current market value and total estimated profit (gain/loss) 21

ONLINE TRADING MANUAL SSI SMART TRADING

Term explanation - MKT-PRI (Market Price): market price (by the highest bid) - AMOUNT: total buy cost including transaction fee - COST: average cost Total cost/share quantity ) get 2 decimals - VALUE: total market value = share quantity x market price - GAIN/LOSS: estimated gain/loss, “-“ is loss, “no mark” is gain = total market value – total cost - transaction fee - %G/L (% Gain/Loss): % estimated gain/loss = %estimated value/total cost Note: currency unit: VND 1,000 Stock Unit: share F9 5 Due Information: matched order status has not come to settlement day By rule, settlement will be completed after 3 days since sucessful matched transaction

Amount has not come to settlement day

Securities have not come to settlement

Term explanation: -

ACC (Account): account number, account owner’s name A/O: account management officer’s code, name Amount has not come to settlement day, “-“ is amount to receive, “no mark” is amount to send ACCOUNT: account pin AVAILABLE: credit available PAYMENT: total buy amount to send including transaction fee. OVERDUE: overdue loan (not applied) T+1: 1 day to come to settlement day T+2: 2 days to come to settlement day T+3: 3 days to come to settlement day 22

ONLINE TRADING MANUAL SSI SMART TRADING Securities have not come to settlement day: “-“ is sell transaction, “no mark” is buy transaction - STOCK: ticker - AVAILABLE: securities credit available for sell order - MKTVALUE (Market Value): total market value - WTR (Wait to receive): buy stock volume within a day - WTS (Wait to send): sell stock volume within a day - NET: traded stock volume within a day - T+1: 1 day to come to settlement day - T+2: 2 days t come to settlement day - T+3: 3 days to come to settlement day F9 6: Customer Information: customer information In the part F9 6: account customer’s personal data

Term explanation: - Branch ID: account management branch ID - A/O: account management officer ‘s code - Branch: account management branch - TRADER_ID: account management officer ID - TRADER_NAME: account management officer ‘ s name - Min Comm./Ord: min transaction fee/1 trading order - Min Comm./Day: min transaction fee/1 day - Init.LineAvail: credit available - Cashbalance = credit availbale (F9-3) + Block Amount (Buying Amount from T0 – T2) - SETTLEMENT DATE:(if today transaction) - HOME_TELNO: Home Telephone Number - OFFICE_TELNO: Office Telephone Number - ATTENTION: account owner’s name - CARD_ID:personal ID or passprt number 23

ONLINE TRADING MANUAL SSI SMART TRADING -

AUTHORIZE_NAME: authorized person’s name AUTHORIZE_CARD: authorized person’s ID or passport number AUTHORIZE_CARD: ID or Passport number AUTHORIZE_TELNO: authorized person’s telephone number

F9 7: Print Report Menu: printing reports Press F9 7 , 4 options will be displayed on the below screen, press equivalent number key to select report type.

-

Customer confirmation: verifying trading order within a day ( including matched, unmatched, cancel order). - Today confirmation By Stock By Price: temporary matched transaction results wthin a day (including transaction fee). - Customer Positon: account status, expressing estimated gain/loss, similar to the screen F9/4/2 - Due Information (number 4): securities transactions have not come to settlement day, similar to the screen F9/5 You can print or save these reports by selecting the symbols at top left corner of the screen. F9 8. Customer Summary Menu: summary transactions Press F8, 3 options will be displayed on the below screen, press equivalent number key.

F9 8 1: Order Summary By Stock By Price: Summary

24

ONLINE TRADING MANUAL SSI SMART TRADING

Term explanation: - A/O: account management officer’s code, name - ACC (Account): account number, account owner’s name - CREDIT-AVAI (credit available): unit thoud VND - TOTAL-S (Total Selling Amount):(stock quantity X matched price) - TOTAL-B (Total Buying Amount): (stock quantity X matched price) - STOCK: ticker - BS (Bid/offer): order type - ORD.VOL: order volume - MATCHED: matched stock volume - AMOUNT: transaction value (stock quantity X matched price) - UNMATCHED: unmatched stock volume - CANCEL: cancelled stock volume - ACL.VOL - :total matched stock volume - MKT_AVG: average matched price on the market F9 8 2: Customer Confirm By Stock By Price: trading matching summary

Term explanation: -

ORDER #: the number of the order on the system VOLUME – PRICCE (1): volume with equivalent price MATCHED: total matched stock volume 25

ONLINE TRADING MANUAL SSI SMART TRADING -

VOLUME – PRICCE (2): matched volume with matched price STATUS - ST: order status OPEN (O): open order (unmatched or matched one part) MATCH (M): matched order PEND (P): wait to verify cancel CANCEL (X): cancelled order REJECT (R): rejected order

F9 8 3 Account Confirm summary: matched order summary by order type

Term explanation: VOLUME – AVG PRICE: matched volume with average matched price - AMOUNT: matched value (stock quantity X matched price) - COMMISSION + VAT: transaction fee + VAT - NET: settlement value (after adding/eliminating transaction fee) o Amount to send if buy trade o Amount to receive if sell trade - MKT_AVG: average matched price on the market F9 9: Credit balance and purchasing:

26

ONLINE TRADING MANUAL SSI SMART TRADING

1. PP (Purchasing Power) = EE / IM 2. IM (Initial Margin) = account margin rate 3. EE (Excess Equity) = EQUITY - MARGIN_REQUIREMENT = Equity - MR - BuyMR - SellMR Equity = ASSET – LIABILITY + AP + AP_T1 + AP_T2 = CashBalance + LMV + Collateral - Debt - SMV + AP + AP_T1 + AP_T2 4. LMV (Long Market Value) = actual_vol x mark_price 5. SMV (Short Market Value) = lending_vol x mark_price 6. MR (Margin Requirement) = SUM(LMV x TodayMargin) + SUM(SMV x TodayMargin) + Collateral 7. BuyMR = margin required for unmatch buy transaction = ((order_vol x order_price x TodayMargin) + commission) 8. SellMR = margin required for unmatch sell lending transaction = ((lending_order_vol x order_price x TodayMargin) + commission) 9. BuyUnmatch = amount for unmatch buy transaction = ((order_vol x order_price) + commission) 10. SellUnmatch = amount for unmatch sell lending transaction = ((lending_order_vol x order_price) + commission) 11. AR_T1 = amount will be paid on T+1 (tomorrow) 12. AR_T2 = amount will be paid on T+2 (day after tomorrow) 13. AR = amount will be paid on T+3 (two days after tomorrow) 14. AP_T1 = amount will be received on T+1 (tomorrow) 15. AP_T2 = amount will be received on T+2 (day after tomorrow) 16. AP = amount will be received on T+3 (two days after tomorrow) 17. CashBalance (for MarginT3) = cash - AR - AR_T1 - AR_T2 be zero if CashBalance < 0 18. CashBalance (for MarginT1) = cash be zero if CashBalance < 0 19. Debt (for Margin T3) = ABS(cash - AR - AR_T1 - AR_T2) be zero if (cash - AR - AR_T1 - AR_T2) > 0 20. Debt (for Margin T) = ABS(cash) be zero if cash > 0 21. Collateral = cus_collateral + stk_collateral

27

ONLINE TRADING MANUAL SSI SMART TRADING 22. stk_collateral = actual_vol x mark_price x PercentPledge cus_collateral = Dividend Amount – XD (From Xdate – Company Paydate(Before 1 day)) 23. AvailablePP = maximum purchasing power which can available = CreditLimit + CashBalance - Debt - BuyUnmatch - SellUnmatch 24. BuyCr = available credit can be use = Minimum( PP, AvailablePP ) 25. Cash Withdraw = available cash can be withdraw = Minimum (CashBalance - Debt - BuyUnmatch SellUnmatch, EE) if Minimum (CashBalance - Debt - BuyUnmatch - SellUnmatch, EE) > 0 26. ASSET = CashBalance + LMV + Collateral+ AP + AP_T1 + AP_T2 27. LIABILITY = Debt + SMV 28. CALL_MARGIN = amount required for maintenance margin level = (LMV x call_LMV) + (SMV x call_SMV) 29. CALL_FORCE = amount required for force sell level = (LMV x sell_LMV) + (SMV x sell_SMV) 30. SHORT CALL = shortage call amount = Equity - CALL_MARGIN 31. SHORT FORCE = shortage force amount = Equity - CALL_FORCE 32. ACTION = "Call Force Sell" if ((Equity - CALL_MARGIN) < 0.0) && ((Equity - CALL_FORCE) < 0.0))) = "Call Margin" if ((Equity - CALL_MARGIN) < 0.0)

F10: MARKET INDICATORS Detailed information on VN-Index/HASTC-Index including value, volume, highest, lowest time, rate %... This function enables us important indexes of VN-Index and HASTC – Index

HOSTC/HASTC/UPCOM

Market Indicators: 3 menu screens Important indexes of VN-Index: HOSTC Important indexes of HASTC-Index: HASTC Important indexes of UPCOM-Index: OTC

Menu screen 1 (HOSTC) HOSE’s total transaction volume

HOSE’s total transaction value

28

ONLINE TRADING MANUAL SSI SMART TRADING

Menu screen 2 (HASTC):

Menu screen 3 (OTC):

HASTC’s total transaction volume

UPCOM’s total transaction volume

HASTC’s total transaction value

UPCOM’s total transaction value 29

ONLINE TRADING MANUAL SSI SMART TRADING

Term explanation -

VNINDEX: VN-Index HASTC: HASTC-Index HIGH: highest index LOW: lowest index UP: up securities quantity DOWN: down securities quantity UNCHG: unchanged securities quantity VOLUME: successfully matched stock quantity VALUE: successfully matched stock value MAIN: matching transaction ODD:odd-lot transaction BIG: big-lot transaction FOREIGN: foreigners’ transaction

F11: STOCK ACTIVE Detailed information on each stock including matched price, deal quanlity, bid/offer quantity, average bid/offer price, bid/offer credit at different prices after the market closes... Stock Active: 2 different menu screens, press Insert to move between pages STOCK ACTIVE (menu screen 1)

30

ONLINE TRADING MANUAL SSI SMART TRADING

Input ticker

enter

31

ONLINE TRADING MANUAL SSI SMART TRADING

Market all matched buy volume by price

Market all stock bid/offer value

Deal Average bid/offer price

Equivalent percentage

Total market all matched bid/offer volume Highest/lowest matched price within 5 latest transaction days

Foreign investors’ remaining room

Foreign investors’ buy room

Average matched volume of 5 latest transaction days

32

ONLINE TRADING MANUAL SSI SMART TRADING The stock’s 5 latest matched transactions

Total matches volume

Total matched value

Total Deal

Term explanation: -

EXPECT: price with max matched volume LAST: latest matched price PAR: currency unit PRIOR: OPEN #1: opening price OPEN #2: Closing price HIGH:highest price LOW:lowest price CEIL: ceiling price FLOOR: floor price AVG: average price LOT: stock quantity/lot BIG_LOT: big-lot transacton ODD_LOT: odd-lot transaction

33

ONLINE TRADING MANUAL SSI SMART TRADING STOCK ACTIVE (menu screen 2)

Total bid/offer volume by price

The difference between 2 menu screens is menu screen 2 has no equivalent deal to each matched price. This screen has TOTAL EXE – Total bid/offer volume by price.

33

ONLINE TRADING MANUAL SSI SMART TRADING F12: BEST PRICE (BEST BID/OFFER PRICE) Enabling you to watch many securities on HOSE and HASC at the same time as a mini update information board. F12 has 10 pages with 22 stocks/page. You can watch 220 stocks via Page up/ Page Down. You can create your own securities board by pressing F12 and input stock in the column “Stock”.

Input ticker, enter

A row of best bid/offer price with equivalent volume is displayed in this part. F12 can be co-ordinated with other functions like F2, F8, F9 and order funtion to enable you to check account, order and watch securities price on the market as well.

SHIFT + F1: HISTORY MARKET (SECURITIES PRICE HISTORY) Detailed information on each stock’s market all transaction value, volume and price Shift+F1 and input stock, you can get the stock’s price in the privious transaction days. To move to the next page, press Page up, Page down or click the symbol at top right corner of the screen.

34

ONLINE TRADING MANUAL SSI SMART TRADING

Term explanation: -

DATE ; trading date HIGH: highest matced price LOW: lowest matched price OPEN: opening price LAST: closing price CHANGE: price change comparing with reference price %CHANGE: % price change comparing reference price AVERAGE: average matced price VOLUME: total matched volume VALUE: total matched value

SHIFT + F4: TOP BID/OFFER STOCK Securities are sorted by the market’s bid/offer trend (buy or sell is superior and %) Shift+F4 enables you to know stocks with % highest buy volume (the upper half-screen) and with % highest sell volume (the below one) in descending rank.

35

ONLINE TRADING MANUAL SSI SMART TRADING CTRL + F5: MARKET ALL TRADE • The upper part: detailed information on each stock’s 3 best bid/offer price; average price, matched price, transaction volume and value. • The below part: market all latest matched transactions Ctrl+F5 enables you watch market all latest matched transactions (on HOSE/HASTC/UPCOM).

CTRL +F6: INDEX / STOCK GRAPH Matched volume graph at spreads with rightaway data This function enables you to watch matched volume at equivalent prices by actual time Press Ctrl + F6, input stock

36

ONLINE TRADING MANUAL SSI SMART TRADING

Input ticker, Enter

Term explanation: -

Ceil: ceiling price Floor: floor price OPEN #1: opening price OPEN #2: closing price High:highest matched price Low: lowest matched price Avg: average price PRIOR reference price LastSale: last price CHG: price change % CHG: % price change Mdeal: matched deal quantity MVOL: matched volume MVAL: matched volume

37

ONLINE TRADING MANUAL SSI SMART TRADING ALT + F1: HOT KEY (CREAT HOT KEY) Enabling you to create hot keys for active stocks

Input abbreviation

Input ticker

ALT + F5: CANDLE STICK GRAPH Viewing securities price on the graph and some important indicators in Technic Analysis such as MACD, RSI, Stochastics, Moving Avg. Press Alt + F5 and input ticker

ALT + F8: STOCK QUOTES

38

ONLINE TRADING MANUAL SSI SMART TRADING Viewing securities price board on the order screen of Smart Trading

HOSTC/HASTC/UPCOM

Click “Lock Symbol”, we have the below window:

39

ONLINE TRADING MANUAL SSI SMART TRADING Stocks sorted from left to right

Select ticker and click OK

Select stock and click OK, we have a new price board with selected securiries. Term explanation: Note: -

TOTAL MARKET: Total market transaction value (HOSTC/HASTC/UPCOM) BID: 3 best bid price with equivalent volume OFFER: 3 best offer price with equivalent volume Scroll Time: scroll circle of price board Lock Symbol: fixed selection of securities Scroll: automotic scroll price board Lock Scroll: fixing price board 1 price board is defaulted as 20 stocks. If the quantity of stocks are fewer 20, remaining stocks will be displayed under selected stocks on the same screen. You can change scroll time by click Scroll Time and input any time (unit: second)

40

ONLINE TRADING MANUAL SSI SMART TRADING On this screen you can see a mini price board and bid/offer order as well.

Term explanation: - M: S - Market Session (Start Maket) - M: P - Market Preopen: session 1 - M: O - Market Open: session 2 - M: A - Call Market: session 3 - M: R - Run off - M: C - Market Close INSTALLATION AND TECHNICAL SUPPORT - Visit SSI Support for general assistance: http://support.ssi.com.vn -

Or contact: o Southern area: Head-Office: (08) 3824 2897 (Ext: 1603 or 1919) Nguyen Cong Tru Branch: (08)3821 8567 (Ext: 163) Vung Tau Branch: (064)352 1906 (Ext: 120) o Northern area: Ha Noi Branch: (04) 3936 6321 (Ext: 199 or 274) Tran Binh Trong Branch: (04) 3942 6718 (Ext: 83) Hai Phong Branch: (031) 356 9123 (Ext: 141)

41