NATIONAL BANK OF ROMANIA ORDER no. 13/2009 on reporting of the situations regarding the liquidity ratio and the large liquidity risk Having regard to the provisions of art. 51 para. (1) letter d, art. 77 para. (1), art. 150, art. 209, art. 289, art. 320, art. 324, art. 333 para. (2) and (3) of the Government Emergency Ordinance no. 99/2006 on credit institutions and capital adequacy, approved with amendments and supplements by Law no. 227/2007 as further amended and supplemented, By virtue of the provisions of art 25 para. (2) and of art. 48 of Law no. 312/2004 regarding the Statute of the National Bank of Romania and of art. 420 para. (1) of the Government Emergency Ordinance no. 99/2006, approved with amendments and supplements by Law no. 227/2007, as further amended and supplemented and of art. 30 of the National Bank of Romania’s Regulation no. 24/2009 on credit institutions’ liquidity, the National Bank of Romania issues the present order.

CHAPTER I General provisions Art. 1 – The present order establishes the form and the content of the reporting forms of the situations which are submitted to the National Bank of Romania according to the provisions of art. 30 para. (1) of the National Bank of Romania’s Regulation no. 24/2009 on credit institutions’ liquidity, by the credit institutions, Romanian legal persons, and branches from Romania of foreign credit institutions. (2) This order also establishes the frequency and the possibilities of submitting the forms mentioned at para. (1) to the National Bank of Romania by the credit institutions and branches from Romania of foreign credit institutions.

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(3) Central body of the credit cooperatives is responsible for drawing up and submitting the reporting forms referred to in para. (1) at the level of the credit cooperative network too. Art. 2 – The designs of the reporting forms regarding the liquidity ratio are featured in appendixes no. 1a) – 1d) and, respectively, in appendix no. 2. (2) The forms referred to in para. (1) shall be filled in taking into account the following: a) shall enclose all the branches and other secondary units of the credit institution, opened on the Romania’s territory or abroad; b) shall be filled in as follows: - for all the operations, in all currencies, in order to determine the liquidity ratio in lei equivalent. For this purpose, the operations denominated in foreign currency shall be evaluated in lei equivalent at the exchange rate in force disclosed by the National Bank of Romania in the last working banking day of the period for which the reporting is prepared; - for all the operations in Euro, in order to determine the liquidity ratio in Euro. For this purpose, the provisions of art. 7 para. (3), (4) and (5) of the Regulation no. 24/2009 on credit institutions’ liquidity shall be taken into account; - for all the operations in lei, in order to determine the liquidity ratio in lei. Art. 3 – (1) The designs of the reporting forms regarding the large liquidity risk are featured in appendixes no. 3a) and 3b). (2) The forms referred to in para. (1) shall be filled in taking into account the following: a) shall enclose all the branches and secondary units of the credit institution, opened on the Romania’s territory or abroad; b) shall be filled in for all the operations, in all currencies, in lei equivalent. For this purpose, the operations denominated in foreign currency shall be evaluated in lei equivalent at the exchange rate in force communicated by the National Bank of Romania in the last working banking day of the period for which the reporting is prepared. Art. 4 – (1) Credit institutions shall submit to the National Bank of Romania – Supervision Department the forms referred to in art. 2 para. (1) monthly, filled in according to the provisions of para. (2) of the same article and the forms referred to in art. 3, filled in according

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to the provisions of para. (2) of the same article, both on paper and through Reporting IT System SIRBNR. (2) The reporting shall be submitted within 17 days from the end of the month for which this is prepared. (3) Where the due date to submit the reporting is a non-working day, the reporting shall be submitted no later than the first working day after. Art. 5 – The reporting forms referred to in art. 2 and art. 3 shall be prepared on the basis of the data from accounting and operational evidence and shall be signed by the authorized persons.

CHAPTER II Transitory and final provisions Art. 6 – (1) Credit institutions shall take the necessary measures in order to achieve compliance with the provisions of the present order regarding the filling of the reporting forms within 90 days from the date of entry into force of this. (2) Credit institutions shall submit to the National Bank of Romania, through the interbank communication network, the first reporting in electronic form, by Excel files, including those related to June 2010. Art. 7 – The non-observance of the provisions of the present order shall entail imposition of sanctions and/or measures referred to in art. 226, art. 227 and art. 229 of the Government Emergency Ordinance no. 99/2006 approved with amendments and supplements by Law no. 227/2007, as further amended and supplemented. Art. 8 – Appendixes no. 1 – 3 are part of the present order. President of Board of Directors of the National Bank of Romania, Mugur Constantin Isărescu

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Appendix no. 1a) Distribution of assets on maturities Name of credit institution ….. Reporting date: [ / / ] - lei equivalent/euro/leiResidual maturity Assets 0 CASH OPERATIONS AND OTHER INTERBANK OPERATIONS Cash in hand and other cash equivalents Current account with the National Bank of Romania Sight deposits with the National Bank of Romania Term deposits with the National Bank of Romania Related claims

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