Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

This brochure is intended for both Direct Clients and Clients with Financial Advisers and should not be distributed to or relied upon by any other person. James Hay Partnership's Investment Centre offers a simple way to invest in collective funds within a James Hay Modular GIA. James Hay Partnership relieves the administrative burden normally associated with dealing in Unit Trust and OEICs. There is no requirement to deal with individual fund managers - instead James Hay Partnership will:

• • • • • •

Allow Multi-Manager strategy with single point of contact Carry out investment instructions on your behalf Hold all records of your investments Carry out reconciliations Provide consolidated investment reports Pay initial adviser charges to your Financial Adviser (if applicable)

Adviser Charging (applicable to Clients with Financial Advisers only) Initial adviser charging is available up to a maximum of 5%. James Hay Partnership must hold sufficient authority on file from the client to pay the level of adviser charge requested. Adviser charges will be deducted from the amount sent to the fund manager to be invested. Any recurring adviser charging is payable at the product level and not on the individual funds.

Rebates

Minimum investment

The Fund Manager may rebate part of their standard Annual Management Charge (AMC) to us. We will use that rebate to purchase extra units in the fund, which will be credited to the product bank account and will be reflected in the relevant holding's transaction history. There may be exceptional circumstances, as permitted by regulation, when we will apply a rebate as cash to the product Bank Account.

The minimum individual investment is £1 per fund. This includes additional investments.

Fund Charges The GIA Funds List provides confirmation of the main charges for investing into each fund. Where the fund manager has provided the Total Expense Ratio (TER) and/or Ongoing Charges Figure (OCF), this will be disclosed in the Funds List. Both the TER and OCF show the overall total charge for investing in a fund and include the transaction charges for the buying and selling of investments within the fund. Please note that the TER and OCF may be different in certain circumstances. For further information on these charges please refer to the fund manager literature. If a fund's OCF or TER is quoted as -, James Hay Partnership does not currently hold this information. Please contact the fund manager for details. Additional charges can be levied by the fund managers. The pricing basis of the fund may also result in the initial level of investment being reduced. Details of the different pricing of Investment Centre funds can be found in the Key Features of the James Hay Investment Centre, available from www.jameshay.co.uk. Please make sure you are aware of all potential charges before investing. You can find out more by contacting the fund manager, or by accessing key fund literature such as fund fact sheets and KIIDs, available through James Hay Online.

Switches James Hay Partnership provides a switch facility. If you wish to change from one fund to another with the same fund manager or from one fund manager to another for single or multiple funds, simply send a switch instruction through James Hay Online. You will need to sign up to use James Hay Online using the appropriate online registration process found on our website at www.jameshay.co.uk/portal. Other forms of email instructions are not acceptable. The information concerning the funds has been provided to us and verified as correct by the third parties, and James Hay Partnership in reproducing this information have relied upon such verification. For further information, please call your Account Executive or James Hay Partnership on 03333 206 183.

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

7IM 7IM AAP Income C Acc 7IM AAP Income C Inc 7IM AAP Income D Acc 7IM AAP Income D Inc 7IM Adventurous C Acc 7IM Adventurous C Inc 7IM Adventurous D Acc 7IM Balanced C Acc 7IM Balanced C Inc 7IM Balanced D Acc 7IM Balanced D Inc 7IM Cautious C Acc 7IM Cautious C Inc 7IM Emerging Markets Equity Value C Inc 7IM European (ex UK) Equity Value C Inc 7IM Moderately Adventurous C Acc 7IM Moderately Adventurous C Inc 7IM Moderately Adventurous D Acc 7IM Moderately Adventurous D Inc 7IM Moderately Cautious C Acc 7IM Moderately Cautious C Inc 7IM Moderately Cautious D Acc 7IM Personal Injury C Acc 7IM Personal Injury C Inc 7IM Sustainable Balance C Acc 7IM Sustainable Balance C Inc 7IM UK Equity Value C Inc 7IM US Equity Value C Inc

Initial Mgmt Charge

% GB0033954024 GB0033953943 GB00B0438L11 GB00B0438H74 GB0033958009 GB0033957704 GB00B0438440 GB0033959742 GB0033959296 GB00B0438F50 GB00B0438B13 GB00BVYPGT82 GB00BVYPGS75 GB00BWBSHQ12 GB00BWBSHS36 GB0033956516 GB0033956391 GB00B0438P58 GB00B0438N35 GB0033953497 GB0033953273 GB00B0438T96 GB00B570T445 GB00B55W5449 GB00B1LBFZ86 GB00B1LBG003 GB00BWBSHV64 GB00BWBSHX88

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client

% 0.5000 0.5000 1.5500 1.5500 0.9000 0.9000 1.4000 0.9000 0.9000 1.4000 1.4000 0.5000 0.5000 0.2500 0.2500 0.9000 0.9000 1.4000 1.4000 0.9000 0.9000 1.4000 0.5000 0.5000 1.2500 1.2500 0.2500 0.2500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.5000 0.5000 1.0500 1.0500 0.9000 0.9000 0.9000 0.9000 0.9000 0.9000 0.9000 0.5000 0.5000 0.2500 0.2500 0.9000 0.9000 0.9000 0.9000 0.9000 0.9000 0.9000 0.5000 0.5000 1.2500 1.2500 0.2500 0.2500

0.8200 0.8200 1.3700 1.3700 1.4400 1.4400 1.4400 1.2600 1.2600 1.2600 1.2600 0.9000 0.9000 0.4700 0.3500 1.3400 1.3400 1.3400 1.3400 1.2600 1.2600 1.2600 0.7300 0.7300 1.4400 1.4400 0.3500 0.3500

-

Online Trading Cut-Off Time

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

7IM (Asset Allocated Passives) 7IM AAP Adventurous C Acc 7IM AAP Adventurous C Inc 7IM AAP Adventurous D Acc 7IM AAP Adventurous D Inc 7IM AAP Balanced C Acc 7IM AAP Balanced C Inc 7IM AAP Balanced D Acc 7IM AAP Balanced D Inc 7IM AAP Moderately Adventurous C Acc 7IM AAP Moderately Adventurous C Inc 7IM AAP Moderately Adventurous D Acc 7IM AAP Moderately Adventurous D Inc 7IM AAP Moderately Cautious C Acc 7IM AAP Moderately Cautious C Inc 7IM AAP Moderately Cautious D Acc 7IM AAP Moderately Cautious D Inc

% GB00B2PB2C75 GB00B2PB2B68 GB00B39LHH08 GB00B39LMN11 GB00B2PB3794 GB00B2PB2V64 GB00B39L9C92 GB00B39L9J61 GB00B2PB2M73 GB00B2PB2K59 GB00B39LB902 GB00B39LH586 GB00B2PB2168 GB00B2PB2051 GB00B39LMP35 GB00B39LMT72

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00BWK27863 GB00BWK27C09 GB00B0XWNJ21 GB00B0XWNK36 GB00B0XWNF82 GB00B1F7XT29 GB00B0XWNG99 GB00B88N7058 GB00B1BW3G86 GB00B1C42449 GB00BWK26H88 GB00BWK26G71 GB00BVTW3G06 GB00BVTW3267 GB00BVTW2W98 GB00BVTW3820 GB00B5MNDD51 GB00B6VCMV18 GB00B1BW3K23 GB00B1BW3J18 GB00B1C42779 GB00B1C42886 GB00B3MPT513 GB00B3NC3D74

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Aberdeen Aberdeen Absolute Return Bond A Acc Aberdeen Absolute Return Bond I Acc Aberdeen Asia Pacific & Japan Equity A Acc Aberdeen Asia Pacific & Japan Equity I Acc Aberdeen Asia Pacific Equity A Acc Aberdeen Asia Pacific Equity A Inc Aberdeen Asia Pacific Equity I Acc Aberdeen Asia Pacific Equity I Inc Aberdeen Cash A Inc Aberdeen Cash I Inc Aberdeen Corporate Bond I Inc Aberdeen Corporate Bond I Net Acc Aberdeen Diversified Core Adventurous I Acc Aberdeen Diversified Core Cautious I Acc Aberdeen Diversified Core Conservative I Acc Aberdeen Diversified Core Growth I Acc Aberdeen Diversified Growth I Acc Aberdeen Diversified Growth I Inc Aberdeen Diversified Income A Acc Aberdeen Diversified Income A Inc Aberdeen Diversified Income I Acc Aberdeen Diversified Income I Inc Aberdeen Eastern European Equity A Acc Aberdeen Eastern European Equity I Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.5000 0.5000 1.4000 1.4000 0.5000 0.5000 1.4000 1.4000 0.5000 0.5000 1.4000 1.4000 0.5000 0.5000 1.4000 1.4000

% 1.0000 0.5000 1.7500 1.0000 1.7500 1.7500 1.0000 1.0000 0.2000 0.1500 0.5000 0.5000 0.4000 0.4000 0.2000 0.4000 0.5000 0.5000 1.2500 1.2500 0.6000 0.6000 1.5000 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000

0.5000 0.5000 0.9000 0.9000 0.5000 0.5000 0.9000 0.9000 0.5000 0.5000 0.9000 0.9000 0.5000 0.5000 0.9000 0.9000

0.6300 0.6300 1.0300 1.0300 0.6000 0.6000 1.0000 1.0000 0.6000 0.5900 1.0000 1.0000 0.6400 0.6400 1.0400 1.0400

-

%

%

%

%

0.5000 0.0000 0.8750 0.0000 0.8750 0.8750 0.0000 0.0000 0.1000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.6250 0.6250 0.0000 0.0000 0.7500 0.0000

0.5000 0.5000 0.8750 1.0000 0.8750 0.8750 1.0000 1.0000 0.1000 0.1500 0.5000 0.5000 0.4000 0.4000 0.2000 0.4000 0.5000 0.5000 0.6250 0.6250 0.6000 0.6000 0.7500 0.7500

0.6300 0.6300 1.0750 1.2000 1.0750 1.0750 1.2000 1.2000 0.3300 0.2800 0.6300 0.6300 0.4500 0.4500 0.3000 0.4500 0.7600 0.7600 0.7450 0.7450 0.7200 0.7200 1.1300 1.1300

-

Online Trading Cut-Off Time

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Aberdeen Emerging Markets Equity A Acc Aberdeen Emerging Markets Equity I Acc Aberdeen Ethical World Equity A Acc Aberdeen Ethical World Equity A Inc Aberdeen Ethical World Equity I Acc Aberdeen Ethical World Equity I Inc Aberdeen European Corporate Bond I Acc Aberdeen European Corporate Bond I Inc Aberdeen European Equity A Acc Aberdeen European Equity I Acc Aberdeen European Property Share A Acc Aberdeen European Property Share A Inc Aberdeen European Property Share I Acc Aberdeen European Property Share I Inc Aberdeen European Smaller Companies Equity A Acc Aberdeen European Smaller Companies Equity I Acc Aberdeen Japan Equity A Acc Aberdeen Japan Equity I Acc Aberdeen Latin American Equity A Acc Aberdeen Latin American Equity Class I Acc Aberdeen Multi Asset I Acc Aberdeen Multi Asset I Inc Aberdeen Multi-Asset A Acc Aberdeen Multi-Asset A Inc Aberdeen North American Equity A Acc Aberdeen North American Equity I Acc Aberdeen Property Share A Acc Aberdeen Property Share I Acc Aberdeen Responsible UK Equity A Acc Aberdeen Responsible UK Equity I Acc Aberdeen Sterling Bond I Acc Aberdeen Sterling Bond I Inc Aberdeen Sterling Government Bond I Acc Aberdeen Sterling Government Bond I Inc Aberdeen Sterling Index Linked Bond I Acc Aberdeen Sterling Index Linked Bond I Inc Aberdeen Sterling Opportunistic Corporate Bond I Net Acc Aberdeen Sterling Opportunistic Corporate Bond I Net Inc Aberdeen Sterling Short Dated Corporate Bond I Acc Aberdeen Sterling Short Dated Corporate Bond I Inc Aberdeen Strategic Bond Net I Acc Aberdeen Strategic Bond Net I Inc Aberdeen UK Equity A Acc Aberdeen UK Equity A Inc Aberdeen UK Equity I Acc Aberdeen UK Equity I Inc Aberdeen UK Equity Income A Acc

ISIN Code

GB0033228197 GB0033227561 GB0006833718 GB0006833601 GB0006833932 GB0006833825 GB00BWK27V97 GB00BWK27W05 GB00B0LG6N13 GB00B0LG6P37 GB00BWK26675 GB00BWK26782 GB00BWK26907 GB00BWK26899 GB00B0XWN473 GB00B0XWN580 GB0004521620 GB0004521737 GB00B41QSW23 GB00B4R0SD95 GB0031682395 GB00B1GCQ869 GB0031682171 GB0031682288 GB00B0XWN143 GB00B0XWN259 GB00B0XWNM59 GB00B0XWNN66 GB00B131GB92 GB00B131GD17 GB00BWK27087 GB00BWK27194 GB00BWK26S93 GB00BWK26T01 GB00BWK27533 GB00BWK27640 GB00BWK27K82 GB00BWK27L99 GB00BDGNF645 GB00BDGNF538 GB00BWK27Z36 GB00BWK28051 GB00B0LG6H52 GB00B0LG6G46 GB00B0LG6K81 GB00B0LG6J76 GB00B0XWN705

Initial Mgmt Charge

2.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 1.7500 1.0000 1.5000 1.5000 1.0000 1.0000 0.5000 0.5000 1.5000 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 0.7500 1.5000 0.7500 1.7500 1.0000 0.7500 0.7500 1.5000 1.5000 1.5000 0.7500 1.5000 0.7500 1.5000 0.7500 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.3000 0.3000 0.5000 0.5000 1.5000 1.5000 0.7500 0.7500 1.5000

0.8750 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000 0.7500 0.0000 0.8750 0.0000 0.0000 0.0000 0.7500 0.7500 0.7500 0.0000 0.7500 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.8750 1.0000 0.7500 0.7500 1.0000 1.0000 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.8750 1.0000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.3000 0.3000 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500

1.1250 1.2500 0.8800 0.8800 1.1300 1.1300 0.6300 0.6300 0.9100 0.9100 0.8700 0.8700 0.8700 0.8700 0.9200 0.9200 0.8600 0.8600 1.1450 1.2700 0.9300 0.9300 0.9300 0.9300 0.8700 0.8700 0.8600 0.8600 0.8900 0.8900 0.6500 0.6500 0.6400 0.6400 0.6900 0.6900 0.6300 0.6300 0.3900 0.3900 0.6400 0.6400 0.8500 0.8500 0.8500 0.8500 0.8700

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Aberdeen UK Equity Income A Inc Aberdeen UK Equity Income I Acc Aberdeen UK Equity Income I Inc Aberdeen UK Mid Cap Equity A Acc Aberdeen UK Mid Cap Equity A Inc Aberdeen UK Mid Cap Equity I Acc Aberdeen UK Mid Cap Equity I Inc Aberdeen UK Smaller Companies Equity A Acc Aberdeen UK Smaller Companies Equity I Acc Aberdeen World Equity A Acc Aberdeen World Equity A Inc Aberdeen World Equity I Acc Aberdeen World Equity I Inc Aberdeen World Equity Income A Inc Aberdeen World Equity Income I Inc

ISIN Code

GB00B0XWN812 GB00B0XWN929 GB00B0XWNB45 GB00B0XWNR05 GB00B0XWNQ97 GB00B0XWNT29 GB00B0XWNS12 GB00B07T4636 GB00B07T4859 GB0031682403 GB0031682627 GB0031682734 GB00B83WC467 GB00B3N9CY25 GB00B3NG6H45

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00BWK26D41 GB0033309310 GB0033309757 GB00BWK25Y88 GB00BWK25Z95 GB00BWK26014 GB00BWK26Q79 GB00BWK26R86 GB00BWK27319 GB00BWK27H53 GB00BWK27J77 GB00BWK25H14 GB00BWK25J38 GB00BWK25K43 GB00BWK25L59 GB00BTLX1M90 GB00BTLX1N08 GB00BTLX1P22 GB00BTLX1Q39 GB00BWK25R12 GB00BWK25T36 GB00BWK25V57

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Aberdeen (formerly Scottish Widows) Aberdeen Corporate Bond A Acc Aberdeen Global Emerging Markets Quantitative Equity A Acc Aberdeen Global Emerging Markets Quantitative Equity B Acc Aberdeen Global High Yield Bond A Inc Aberdeen Global High Yield Bond I Acc Aberdeen Global High Yield Bond I Inc Aberdeen Sterling Government Bond A Acc Aberdeen Sterling Government Bond A Inc Aberdeen Sterling Index Linked Bond A Acc Aberdeen Sterling Opportunistic Corporate Bond A Acc Aberdeen Sterling Opportunistic Corporate Bond A Inc Aberdeen Sterling Short Term Government Bond A Acc Aberdeen Sterling Short Term Government Bond A Inc Aberdeen Sterling Short Term Government Bond I Acc Aberdeen Sterling Short Term Government Bond I Inc Aberdeen UK Property Feeder A Acc Aberdeen UK Property Feeder A Inc Aberdeen UK Property Feeder I Acc Aberdeen UK Property Feeder I Inc Aberdeen World Government Bond A Acc Aberdeen World Government Bond I Acc Aberdeen World Government Bond I Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 0.7500 1.5000 1.5000 1.0000 1.0000 1.5000 1.0000

% 1.0000 0.4000 0.4000 1.2500 0.6500 0.6500 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 0.5000 0.5000 1.3500 1.3500 0.7500 0.7500 1.0000 0.5000 0.5000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER (after rebate)

(after rebate)

(after rebate)

0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 1.0000 1.0000 0.7500 1.0000

0.8700 0.8700 0.8700 0.8600 0.8600 0.8600 0.8600 0.8500 0.8500 0.8900 0.8900 1.1400 1.1400 0.9000 1.1500

-

%

%

%

%

0.5000 0.0000 0.0000 0.6250 0.0000 0.0000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.0000 0.0000 0.6750 0.6750 0.0000 0.0000 0.5000 0.0000 0.0000

0.5000 0.4000 0.4000 0.6250 0.6500 0.6500 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.6750 0.6750 0.7500 0.7500 0.5000 0.5000 0.5000

0.6300 0.6500 0.6500 0.7450 0.7700 0.7700 0.6400 0.6400 0.6900 0.6300 0.6300 0.6200 0.6200 0.6200 0.6200 0.8050 0.8050 0.8800 0.8800 0.6700 0.6700 0.6700

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Aberdeen (PAIF) Aberdeen UK Property PAIF I Acc Aberdeen UK Property PAIF I Inc

% GB00BTLX1F24 GB00BTLX1G31

0.0000 0.0000

LU0925744665

0.0000

GB00B843VR45 GB00B83W7300 GB00B0LNTV16 GB00B0LNRF18 GB00B8GLGR18 GB00B6Z4Y178 GB0030672512 GB0030672405 GB00B7GQCS25 GB00B83VDH39 GB0030670912 GB0030670805 GB00B87TVT17 GB00B8868L21 GB00B0LNTT93 GB00B0LNRD93 GB00B8340374 GB00B8HP4451 GB00B0LNTS86 GB00B0LNRJ55

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B2941F80 GB00B7DZK008

0.0000 0.0000

Aberdeen Global Aberdeen Global Emerging Markets Infrastructure Equity R2 Acc

%

Aberdeen Multi Manager (formerly Credit Suisse Multi Manager) Aberdeen Multi Manager Balanced Managed Portfolio I Acc Aberdeen Multi Manager Balanced Managed Portfolio I Inc Aberdeen Multi Manager Balanced Managed Portfolio R Acc Aberdeen Multi Manager Balanced Managed Portfolio R Inc Aberdeen Multi Manager Cautious Managed Portfolio I Acc Aberdeen Multi Manager Cautious Managed Portfolio I Inc Aberdeen Multi Manager Cautious Managed Portfolio R Acc Aberdeen Multi Manager Cautious Managed Portfolio R Inc Aberdeen Multi Manager Equity Managed Portfolio I Acc Aberdeen Multi Manager Equity Managed Portfolio I Inc Aberdeen Multi Manager Equity Managed Portfolio R Acc Aberdeen Multi Manager Equity Managed Portfolio R Inc Aberdeen Multi Manager Ethical Portfolio I Acc Aberdeen Multi Manager Ethical Portfolio I Inc Aberdeen Multi Manager Ethical Portfolio R Acc Aberdeen Multi Manager Ethical Portfolio R Inc Aberdeen Multi Manager Multi Asset Distribution Portfolio I Acc Aberdeen Multi Manager Multi Asset Distribution Portfolio I Inc Aberdeen Multi Manager Multi Asset Distribution Portfolio R Acc Aberdeen Multi Manager Multi Asset Distribution Portfolio R Inc

%

Aberdeen Multi Manager (formerly SWIP Multi Manager) Aberdeen Multi Manager Diversity A Acc Aberdeen Multi Manager Diversity D Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.7500 0.7500

% 1.0000

% 0.5000 0.5000 1.5000 1.5000 0.5000 0.5000 1.5000 1.5000 0.5000 0.5000 1.5000 1.5000 0.5000 0.5000 1.5000 1.5000 0.5000 0.5000 1.5000 1.5000

% 1.2500 0.5000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000

0.7500 0.7500

0.8800 0.8800

-

%

%

%

%

0.0000

1.0000

1.3000

-

%

%

%

%

0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500

0.5000 0.5000 0.7500 0.7500 0.5000 0.5000 0.7500 0.7500 0.5000 0.5000 0.7500 0.7500 0.5000 0.5000 0.7500 0.7500 0.5000 0.5000 0.7500 0.7500

1.4400 1.4400 1.6900 1.6900 1.4000 1.4000 1.6500 1.6500 1.5500 1.5500 1.8000 1.8000 1.6300 1.6300 1.8800 1.8800 1.4400 1.4400 1.6900 1.6900

-

%

%

%

%

0.6250 0.0000

0.6250 0.5000

1.6650 1.5400

-

Online Trading Cut-Off Time

10:30AM 10:30AM

08:45AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Alliance Trust Alliance Trust Monthly Income Bond B Net Acc Alliance Trust Monthly Income Bond B Net Inc Alliance Trust SF Absolute Growth 2 Acc Alliance Trust SF Corporate Bond 2 Inc Alliance Trust SF European Growth 2 Acc Alliance Trust SF Global Growth 2 Acc Alliance Trust SF Managed 2 Inc Alliance Trust SF Managed 6 Acc Alliance Trust SF UK Growth 2 Acc Alliance Trust UK Ethical 2 Acc

% GB00B3S2PZ82 GB00B3X2MZ28 GB0030029622 GB0030029069 GB0030029390 GB0030030067 GB0030030398 GB00B8FDBQ23 GB0030028764 GB00B8HCSD36

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB0031382988 GB00B3Q8YX99 GB00B0WDH725 GB00B0WDH832 GB00B613Y526 GB00B613Y419 GB00B613Y740 GB00B613Y633 GB0031383283 GB0031383390 GB00B7V78Q03 GB00B7V79R84 GB00B7V78Y86 GB0031383408 GB00B06T9362 GB0031384257 GB00BVYJ2G95 GB00B1FRQV53 GB0031383952 GB00B82ZGC20 GB0031383846 GB0031383622 GB00B83YTF22 GB00B8BB9445 GB00B8NC2Z78 GB0031384034 GB00B4N1GS74

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Allianz Global Investors Allianz Continental European A Acc Allianz Continental European C Acc Allianz Emerging Markets Equity A Acc Allianz Emerging Markets Equity C Acc Allianz European Equity Income A Acc Allianz European Equity Income A Inc Allianz European Equity Income C Acc Allianz European Equity Income C Inc Allianz Gilt Yield C Inc Allianz Gilt Yield I Inc Allianz RiskMaster Conservative Multi Asset C Acc Allianz RiskMaster Growth Multi Asset C Acc Allianz RiskMaster Moderate Multi Asset C Acc Allianz Strategic Bond A Inc Allianz Strategic Bond C Inc Allianz Total Return Asian Equity A Acc Allianz Total Return Asian Equity C Acc Allianz Total Return Asian Equity C Inc Allianz UK Equity Income A Inc Allianz UK Equity Income C Inc Allianz UK Index C Acc Allianz UK Mid-Cap A Acc Allianz UK Mid-Cap C Acc Allianz UK Opportunities C Acc Allianz UK Unconstrained C Acc Allianz US Equity A Acc Allianz US Equity C Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.5000 0.5000 0.7500 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7000

% 1.5000 0.7500 1.7500 0.8800 1.5000 1.5000 0.7500 0.7500 0.5000 0.3000 0.7500 0.7500 0.7500 1.2500 0.6000 1.7500 0.8800 0.8800 1.2500 0.7500 0.5000 1.5000 0.7500 0.7500 0.7500 1.5000 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.5000 0.5000 0.7500 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7000

0.6400 0.6400 0.8500 0.6000 0.8500 0.8500 0.8500 0.8500 0.8500 0.8100

-

%

%

%

%

0.7500 0.0000 0.8750 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.6250 0.0000 0.8750 0.0000 0.0000 0.6250 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.7500 0.0000

0.7500 0.7500 0.8750 0.8800 0.7500 0.7500 0.7500 0.7500 0.5000 0.3000 0.7500 0.7500 0.7500 0.6250 0.6000 0.8750 0.8800 0.8800 0.6250 0.7500 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.9700 0.8800 1.1250 1.1100 1.4600 1.8800 1.2800 2.1000 0.5300 0.3200 0.9900 0.9900 0.9900 0.8350 0.7000 1.2450 1.2200 1.2300 0.7850 1.0100 0.8200 0.9100 0.8400 0.8900 1.1400 0.9700 0.9300

-

Online Trading Cut-Off Time

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Alquity Alquity Africa I Acc Alquity Africa U2 Acc Alquity Asia R Acc Alquity Future World Acc Alquity Indian Subcontinent R Acc Alquity Latin America R Acc

% LU0457370475 LU0727491382 LU1049766972 LU1049769133 LU1049768085 LU1049765818

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00BRKD9W23 GB00BLM7RZ92 GB00B6ZRLF91 GB00B88MN829 GB00B7T34843 GB00B7TS1K06 GB00B8HWD272 GB00B7WJTH36 GB00B7JBSW09 GB00B84QFC61 GB00B820T519 GB00B8KLDR64 GB00B85L1G65 GB00B8JY5364 GB00B8BMB189 GB00BNGNDL53 GB00BNGNDK47 GB00BNGNDH18 GB00BNGNDG01 GB00BNGNDJ32 GB00BNGNDM60 GB00BNGNDF93 GB00B8KC8M99 GB00B7KMK266

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B2PLJM64 GB0006795529 GB00B2PLJD73 GB0006600844 GB00B6WFCS60 GB00B6WFCV99

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Architas Architas Diversified Real Assets D Acc Architas Liquidity A Net Acc Architas MA Active Dynamic A Acc Architas MA Active Growth A Acc Architas MA Active Intermediate Income A Acc Architas MA Active Intermediate Income A Inc Architas MA Active Moderate Income A Net Acc Architas MA Active Moderate Income A Net Inc Architas MA Active Progressive A Acc Architas MA Active Reserve A Net Acc Architas MA Blended Growth A Acc Architas MA Blended Intermediate A Acc Architas MA Blended Moderate A Acc Architas MA Blended Progressive A Acc Architas MA Blended Reserve A Net Acc Architas MA Passive Dynamic D Acc Architas MA Passive Growth D Acc Architas MA Passive Intermediate D Acc Architas MA Passive Moderate D Acc Architas MA Passive Progressive D Acc Architas MA Passive Prudent D Acc Architas MA Passive Reserve D Acc Architas MM Monthly High Income A Net Acc Architas MM UK Equity A Acc

%

Artemis Artemis Capital I Acc Artemis Capital R Acc Artemis European Growth I Acc Artemis European Growth R Acc Artemis European Opportunities Hedged I Acc Artemis European Opportunities Hedged I Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 1.4000 1.1000 1.1000 1.1000 1.1000 1.1000

% 0.6500 0.2000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6000 0.6000 0.6000 0.6000 0.6000 0.3000 0.3000 0.3000 0.3000 0.3000 0.3000 0.3000 0.6000 0.6000

% 0.7500 1.5000 0.7500 1.5000 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

1.4000 1.1000 1.1000 1.1000 1.1000 1.1000

2.9000 1.9000 3.0000 3.0000 3.0000 3.0000

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.6500 0.2000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6000 0.6000 0.6000 0.6000 0.6000 0.3000 0.3000 0.3000 0.3000 0.3000 0.3000 0.3000 0.6000 0.6000

1.2100 0.2000 1.7900 1.7600 1.4300 1.4300 1.4600 1.4600 1.5400 1.0900 1.1800 1.0500 1.0200 1.0600 0.9900 0.5000 0.5000 0.4700 0.4700 0.4800 0.5000 0.4700 0.9700 1.2500

-

%

%

%

%

0.0000 0.7500 0.0000 0.7500 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.8900 0.8900 0.8800 0.8800 0.8600 0.8600

-

Online Trading Cut-Off Time

10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Artemis European Opportunities I Acc Artemis European Opportunities I Inc Artemis Global Emerging Markets I Acc Artemis Global Emerging Markets I Inc Artemis Global Energy I Acc Artemis Global Energy R Acc Artemis Global Growth I Acc Artemis Global Growth R Acc Artemis Global Income I Acc Artemis Global Income I Inc Artemis Global Income R Acc Artemis Global Income R Inc Artemis Global Select I Acc Artemis High Income I Inc Artemis High Income R Inc Artemis Income I Acc Artemis Income I Inc Artemis Income R Acc Artemis Income R Inc Artemis Monthly Distribution I Acc Artemis Monthly Distribution I Inc Artemis Pan European Absolute Return Hedged I Acc Artemis Strategic Assets I Acc Artemis Strategic Assets R Acc Artemis Strategic Bond MI Acc Artemis Strategic Bond MI Inc Artemis Strategic Bond MR Inc Artemis Strategic Bond QI Acc Artemis Strategic Bond QI Inc Artemis Strategic Bond QR Acc Artemis UK Select I Acc Artemis UK Select R Acc Artemis UK Smaller Companies I Acc Artemis UK Smaller Companies R Acc Artemis UK Special Situations I Acc Artemis UK Special Situations R Acc Artemis US Absolute Return Hedged I Acc Artemis US Equity I Acc Artemis US Extended Alpha I Acc Artemis US Extended Alpha I Hedged Acc Artemis US Select I Acc Artemis US Smaller Companies I Acc

ISIN Code

GB00B6WFCR53 GB00B6WFCT77 GB00BW9HL132 GB00BW9HL249 GB00B56FW078 GB00B5640222 GB00B2PLJP95 GB0006795743 GB00B5ZX1M70 GB00B5N99561 GB00B5V2MP86 GB00B5VLFH80 GB00B568S201 GB00B2PLJN71 GB0006838097 GB00B2PLJH12 GB00B2PLJJ36 GB0032567926 GB0006572464 GB00B75F9Z67 GB00B6TK3R06 GB00BMMV4J16 GB00B3VDD431 GB00B3VDDQ59 GB00BJT0KV40 GB00B2PLJS27 GB00B09DMM59 GB00B2PLJR10 GB00BJT0KT28 GB00B09DMJ21 GB00B2PLJG05 GB0002583267 GB00B2PLJL57 GB0002583598 GB00B2PLJQ03 GB0002192267 GB00BMMV5N27 GB00BMMV4S07 GB00BMMV5G59 GB00BYSZ0151 GB00BMMV5105 GB00BMMV5766

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.7500 0.7500 0.7500 0.7500 0.7500 1.5000 0.7500 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.6250 1.2500 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.7500 0.7500 1.5000 0.5000 0.5000 1.0000 0.5000 0.5000 1.0000 0.7500 1.5000 0.7500 1.5000 0.7500 1.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.6250 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.0000 0.5000 0.0000 0.0000 0.5000 0.0000 0.7500 0.0000 0.7500 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6250 0.6250 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.8500 0.8500 1.0000 1.0000 0.9500 0.9500 0.8600 0.8600 0.8100 0.8100 0.8100 0.8100 0.9600 0.6900 0.6950 0.7900 0.7900 0.7900 0.7900 0.8900 0.8900 1.0000 0.8700 0.8700 0.5800 0.5800 0.5800 0.5800 0.5800 0.5800 0.8200 0.8200 0.8400 0.8400 0.8100 0.8100 0.9000 1.0000 0.8800 0.8800 0.8600 1.0000

-

Online Trading Cut-Off Time 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Aviva Investors Aviva Investors UK Opportunities SC 1 Acc Aviva Investors UK Opportunities SC 2 Acc

% GB0030943236 GB0030944648

0.0000 0.0000

GB0004462957 GB0032494683 GB0033606590 GB0030442213 GB0030442320 GB0004461322 GB0032494246 GB0030441918 GB0030442098 GB00B3CGJJ86 GB0008531302 GB0032494576 GB0004459912 GB00B2NRNX53 GB0004459573 GB0004463039 GB00B7RBPT80 GB00B7RBPR66 GB0030443286 GB0030443518 GB00B1N94W01 GB00B7ZZR410 GB00B1N94Q41 GB00B8FV3N77 GB00B1N95279 GB00BQSBPF62 GB00BMJ6DT26 GB00B70FJQ29 GB00B3Z57P41 GB00B4XCWJ38 GB00B7JRQQ84 GB00B6X8K808 GB00B581Z480 GB00B4TVCM71 GB00B72W9168 GB00B4Y26M34 GB00B7FM5934 GB00B3CGG643

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Aviva Investors (OEICS) Aviva Investors Corporate Bond SC 2 Inc Aviva Investors Corporate Bond SC A Inc Aviva Investors Distribution SC 1 Acc Aviva Investors Distribution SC 1 Inc Aviva Investors Distribution SC 2 Inc Aviva Investors European Equity SC 2 Acc Aviva Investors European Equity SC A Acc Aviva Investors Global Equity Income SC 1 Acc Aviva Investors Global Equity Income SC 2 Acc Aviva Investors High Yield Bond 2 Inc Aviva Investors Higher Income Plus SC 2 Inc Aviva Investors Higher Income Plus SC A Inc Aviva Investors International Index Tracking SC 1 Acc Aviva Investors International Index Tracking SC 2 Acc Aviva Investors Managed High Income SC 1 Inc Aviva Investors Managed High Income SC 2 Inc Aviva Investors Monthly Income Plus R3 Acc Aviva Investors Monthly Income Plus R3 Inc Aviva Investors Monthly Income Plus SC 1 Acc Aviva Investors Monthly Income Plus SC 1 Inc Aviva Investors Multi Manager 20-60% Shares 2 Acc Aviva Investors Multi Manager 20-60% Shares 2 Inc Aviva Investors Multi Manager 40-85% Shares 2 Acc Aviva Investors Multi Manager 40-85% Shares 2 Inc Aviva Investors Multi Manager Flexible 2 Acc Aviva Investors Multi Strategy Target Income 2 Inc Aviva Investors Multi Strategy Target Return SC 2 Acc Aviva Investors Multi-Asset (1) R3 Acc Aviva Investors Multi-asset (I) 1 Acc Aviva Investors Multi-asset (II) 1 Acc Aviva Investors Multi-Asset (II) R3 Acc Aviva Investors Multi-asset (III) 1 Acc Aviva Investors Multi-Asset (III) R3 Acc Aviva Investors Multi-asset (IV) 1 Acc Aviva Investors Multi-Asset (IV) R3 Acc Aviva Investors Multi-asset (V) 1 Acc Aviva Investors Multi-Asset (V) R3 Acc Aviva Investors Strategic Bond SC 1 Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 1.5000 0.7000

% 0.5000 1.0000 1.2500 1.2500 0.6000 0.7000 1.5000 1.5000 0.7500 0.5000 0.5000 1.2500 0.6000 0.2000 1.2500 0.5000 0.5000 0.5000 1.0000 1.0000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.3500 1.1000 1.1000 0.3500 1.1000 0.3500 1.1000 0.3500 1.1000 0.3500 1.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.7500 0.0000

0.7500 0.7000

0.7800 0.7300

-

%

%

%

%

0.0000 0.5000 0.6250 0.6250 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.6250 0.3000 0.0000 0.6250 0.0000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.5500 0.5500 0.0000 0.5500 0.0000 0.5500 0.0000 0.5500 0.0000 0.5000

0.5000 0.5000 0.6250 0.6250 0.6000 0.7000 0.7500 0.7500 0.7500 0.5000 0.5000 0.6250 0.3000 0.2000 0.6250 0.5000 0.5000 0.5000 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.3500 0.5500 0.5500 0.3500 0.5500 0.3500 0.5500 0.3500 0.5500 0.3500 0.5000

0.6200 0.6200 0.7550 0.7550 0.7300 0.8400 0.8900 0.9200 0.9200 0.6300 0.6400 0.7750 0.3700 0.2700 0.7750 0.6500 0.6300 0.6300 0.6300 0.6300 1.4400 1.4400 1.4900 1.4900 1.5500 0.8500 0.8500 0.8100 1.0100 0.9500 0.7500 0.8900 0.6900 0.8600 0.6600 0.8500 0.6500 0.6300

-

Online Trading Cut-Off Time

10:00AM 10:00AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Aviva Investors Strategic Bond SC 2 Inc Aviva Investors UK Equity Income SC 2 Acc Aviva Investors UK Equity Income SC 2 Inc Aviva Investors UK Equity Income SC A Inc Aviva Investors UK Equity SC 2 Inc Aviva Investors UK Equity SC A Inc Aviva Investors UK Growth SC 2 Acc Aviva Investors UK Growth SC A Acc Aviva Investors UK Index Tracking SC 1 Inc Aviva Investors UK Index Tracking SC 2 Inc Aviva Investors UK Smaller Companies SC 1 Acc Aviva Investors UK Smaller Companies SC 2 Acc Aviva Investors US Equity Income II SC 2 Acc Aviva Investors US Equity Income II SC 2 Inc

ISIN Code

GB00B3CGHN82 GB00B6R51K64 GB0004460803 GB0032494022 GB00B7RBQX91 GB0032493834 GB0004460571 GB0032493941 GB0004459797 GB00B8XCGM21 GB0004457312 GB0004462171 GB00BCGD4Q00 GB00BCGD4P92

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB0033606483 GB0006486152 GB00B7RBQK62 GB00B7RBQM86

0.0000 0.0000 0.0000 0.0000

GB0005409379 GB0006160104 GB0006160542 GB0005409262 GB00B3FKKK57 GB0003509212 GB0003509105 GB00B5LXGG05 GB00B4152K59 GB00B784NS11 GB00B7KBNV36 GB00B8HHY295 GB0003509436 GB0003509329 GB00B4490M25 GB00B403RF05 GB0003499851 GB0003499745 GB00B7G8XW93 GB0003499414 GB0003499521

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Aviva Investors (Unit Trusts) Aviva Investors Property Trust (AIPT) 1 Acc Aviva Investors Property Trust (AIPT) 1 Inc Aviva Investors Property Trust SC 2 Acc Aviva Investors Property Trust SC 2 Inc

%

AXA AXA Defensive Distribution Z Net Acc AXA Distribution Z Acc AXA Distribution Z Inc AXA Ethical Distribution Z Acc AXA Ethical Distribution Z Inc AXA Framlington American Growth R Acc AXA Framlington American Growth R Inc AXA Framlington American Growth Z Acc AXA Framlington American Growth Z Inc AXA Framlington Biotech Z Acc AXA Framlington Blue Chip Equity Income Z Acc AXA Framlington Blue Chip Equity Income Z Inc AXA Framlington Emerging Markets R Acc AXA Framlington Emerging Markets R Inc AXA Framlington Emerging Markets Z Acc AXA Framlington Emerging Markets Z Inc AXA Framlington European R Acc AXA Framlington European R Inc AXA Framlington European Z Acc AXA Framlington Financial R Acc AXA Framlington Financial R Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client 0.5000 0.7000 0.7000 1.5000 0.7000 1.5000 0.7000 1.5000 0.6000 0.2000 1.2500 0.7500 0.7500 0.7500

% 1.2500 1.2500 0.6200 0.6200

% 0.7500 0.7500 0.7500 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.7500 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 1.5000 1.5000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER (after rebate)

(after rebate)

(after rebate)

0.0000 0.0000 0.0000 0.7500 0.0000 0.7500 0.0000 0.7500 0.3000 0.0000 0.6250 0.0000 0.0000 0.0000

0.5000 0.7000 0.7000 0.7500 0.7000 0.7500 0.7000 0.7500 0.3000 0.2000 0.6250 0.7500 0.7500 0.7500

0.6300 0.8100 0.8100 0.8600 0.8300 0.8800 0.8300 0.8800 0.3200 0.2300 0.7650 0.8900 0.8800 0.8800

-

%

%

%

%

0.6250 0.6250 0.0000 0.0000

0.6250 0.6250 0.6200 0.6200

0.7450 0.7450 0.7400 0.7400

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.7500 0.7500

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.7600 0.7600 0.7600 0.7800 0.7800 0.8200 0.8200 0.8200 0.8200 0.8300 0.8500 0.8500 0.8800 0.8800 0.8800 0.8800 0.8700 0.8700 0.8700 0.8700 0.8700

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

09:30AM 09:30AM 09:30AM 09:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

AXA Framlington Financial Z Acc AXA Framlington Global Opportunities R Acc AXA Framlington Global Opportunities R Inc AXA Framlington Global Opportunities Z Acc AXA Framlington Global Technology R Acc AXA Framlington Global Technology R Inc AXA Framlington Global Technology Z Acc AXA Framlington Global Technology Z Inc AXA Framlington Health R Acc AXA Framlington Health R Inc AXA Framlington Health Z Acc AXA Framlington Japan R Acc AXA Framlington Japan R Inc AXA Framlington Japan Z Acc AXA Framlington Managed Balanced R Acc AXA Framlington Managed Balanced R Inc AXA Framlington Managed Balanced Z Acc AXA Framlington Managed Balanced Z Inc AXA Framlington Managed Income R Net Acc AXA Framlington Managed Income R Net Inc AXA Framlington Managed Income Z Acc AXA Framlington Managed Income Z Inc AXA Framlington Monthly Income R Acc AXA Framlington Monthly Income R Inc AXA Framlington Monthly Income Z Acc AXA Framlington Monthly Income Z Inc AXA Framlington UK Growth R Acc AXA Framlington UK Growth R Inc AXA Framlington UK Growth Z Acc AXA Framlington UK Growth Z Inc AXA Framlington UK Mid Cap Z Acc AXA Framlington UK Mid Cap Z Inc AXA Framlington UK Select Opportunities R Acc AXA Framlington UK Select Opportunities R Inc AXA Framlington UK Select Opportunities ZI Acc AXA Framlington UK Select Opportunities ZI Inc AXA Framlington UK Smaller Companies R Acc AXA Framlington UK Smaller Companies R Inc AXA Framlington UK Smaller Companies Z Acc AXA Global Distribution Z Acc AXA Global Distribution Z Inc AXA Global High Income Z Acc AXA Global High Income Z Inc AXA Pan European High Yield Bond R Net Acc AXA Pan European High Yield Bond R Net Inc AXA Pan European High Yield Bond Z Acc AXA Pan European High Yield Bond Z Inc

ISIN Code

GB00B5BHKC62 GB0003502225 GB0003501920 GB00B7MMKJ14 GB0006598998 GB0006745243 GB00B4W52V57 GB00B5MQXC30 GB0003506424 GB0005753719 GB00B6WZJX05 GB0003500179 GB0003500062 GB00B7FSWP64 GB0003509659 GB0003509543 GB00B7MMHK16 GB00B7MQY793 GB0003501250 GB0003501144 GB00B6RPX228 GB00B7MJJR38 GB0003490595 GB0003500286 GB00B7MMK809 GB00B7MMK577 GB0003509873 GB0003509766 GB00B51R1233 GB00B55S4R83 GB00B64W4Q70 GB00B3SYV567 GB0003501581 GB0003501698 GB00B7FD4C20 GB00B703ZS07 GB0030310857 GB0030310741 GB00B7MMLM18 GB0008309063 GB0008308982 GB00B0T9V375 GB00B0T9V482 GB0005320089 GB0005315113 GB00B4T5HR93 GB00B43K0P90

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.7500 1.5000 1.5000 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 1.5000 1.5000 0.7500 1.2500 1.2500 0.6250 0.6250 1.0000 1.0000 0.5000 0.5000 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.7500 0.5000 0.5000 1.0000 1.0000 0.5000 0.5000

0.0000 0.7500 0.7500 0.0000 0.7500 0.7500 0.0000 0.0000 0.6000 0.6000 0.0000 0.7500 0.7500 0.0000 0.6250 0.6250 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.9000 0.9000 0.7500 0.7500 0.7500 0.7500 0.6250 0.6250 0.6250 0.6250 0.5000 0.5000 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000

0.8700 0.8600 0.8600 0.8600 0.8400 0.8400 0.8400 0.8400 0.9800 0.9800 0.8300 0.8800 0.8800 0.8800 0.6950 0.6950 0.7000 0.7000 0.6100 0.6100 0.6000 0.6000 0.8600 0.8600 0.8500 0.8500 0.8400 0.8400 0.8400 0.8400 0.8700 0.8700 0.8400 0.8400 0.8300 0.8300 0.8600 0.8600 0.8500 0.7600 0.7600 0.5300 0.5300 0.7700 0.7700 0.7800 0.7800

-

Online Trading Cut-Off Time 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

AXA Rosenberg Asia Pacific Ex Japan Z Acc AXA Rosenberg Global Z Acc AXA Sterling Credit Short Duration Bond Z Acc AXA Sterling Credit Short Duration Bond Z Inc AXA Sterling Index Linked Bond Z Net Acc AXA Sterling Strategic Bond Z Net Acc AXA US Short Duration High Yield Bond Z Net Acc

ISIN Code

GB0007704330 GB0007717159 GB00B5VLK178 GB00B5WB6639 GB00B02Y6C39 GB00B02Y6M37 GB00B596YF60

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB0005770432 GB0005770655 GB0005770762 GB0006061740 GB0006061963 GB0005924773 GB0005931356 GB0005946776 GB0005946669 GB0005947857 GB0005947741 GB0030491418 GB0030492044 GB00B39RMP13 GB00B39RMQ20 GB0006017825 GB0006020647 GB00B06HZM12 GB00B06HZN29 GB0006057284 GB0006058258 GB00B61DJ021 GB00B3PPZ729 GB0031761793 GB0031761801 GB0006059330 GB0005772362 GB0005771950 GB0005772479 GB0005772586 GB00B39RML74 GB00B39RMM81 GB0030816606 GB00B1W0GF10 GB0030816713 GB0005937932

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Baillie Gifford Baillie Gifford Active Gilt Plus A Acc Baillie Gifford Active Gilt Plus A Inc Baillie Gifford Active Gilt Plus B Acc Baillie Gifford American A Acc Baillie Gifford American B Acc Baillie Gifford British Smaller Companies A Acc Baillie Gifford British Smaller Companies B Acc Baillie Gifford Corporate Bond A Acc Baillie Gifford Corporate Bond A Inc Baillie Gifford Corporate Bond B Acc Baillie Gifford Corporate Bond B Inc Baillie Gifford Developed Asia Pacific A Acc Baillie Gifford Developed Asia Pacific B Acc Baillie Gifford Emerging Markets Bond A Inc Baillie Gifford Emerging Markets Bond B Inc Baillie Gifford Emerging Markets Growth A Acc Baillie Gifford Emerging Markets Growth B Acc Baillie Gifford Emerging Markets Leading Companies A Acc Baillie Gifford Emerging Markets Leading Companies B Acc Baillie Gifford European A Acc Baillie Gifford European B Acc Baillie Gifford Global Alpha Growth B Acc Baillie Gifford Global Alpha Growth B Inc Baillie Gifford Global Bond A Inc Baillie Gifford Global Bond B Inc Baillie Gifford Global Discovery B Acc Baillie Gifford Global Income Growth A Acc Baillie Gifford Global Income Growth A Inc Baillie Gifford Global Income Growth B Acc Baillie Gifford Global Income Growth B Inc Baillie Gifford Greater China A Acc Baillie Gifford Greater China B Acc Baillie Gifford High Yield Bond A Inc Baillie Gifford High Yield Bond B Acc Baillie Gifford High Yield Bond B Inc Baillie Gifford International A Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client 0.7500 0.7500 0.4000 0.4000 0.3000 0.5000 0.7500

% 1.0000 1.0000 0.3500 1.5000 0.5000 1.5000 0.6500 1.0000 1.0000 0.5000 0.5000 1.5000 0.6500 1.3000 0.6000 1.5000 0.7500 1.5000 0.7500 1.5000 0.6500 0.6500 0.6500 1.0000 0.3500 0.7500 1.5000 1.5000 0.6500 0.6500 1.5000 0.7500 1.0000 0.3500 0.3500 1.5000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER (after rebate)

(after rebate)

(after rebate)

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.4000 0.4000 0.3000 0.5000 0.7500

0.8200 0.7900 0.4300 0.4300 0.3300 0.5200 0.7600

-

%

%

%

%

0.6500 0.6500 0.0000 0.8500 0.0000 0.8500 0.0000 0.5000 0.5000 0.0000 0.0000 0.8500 0.0000 0.7000 0.0000 0.7500 0.0000 0.7500 0.0000 0.8500 0.0000 0.0000 0.0000 0.6500 0.0000 0.0000 0.8500 0.8500 0.0000 0.0000 0.7500 0.0000 0.6500 0.0000 0.0000 0.8500

0.3500 0.3500 0.3500 0.6500 0.5000 0.6500 0.6500 0.5000 0.5000 0.5000 0.5000 0.6500 0.6500 0.6000 0.6000 0.7500 0.7500 0.7500 0.7500 0.6500 0.6500 0.6500 0.6500 0.3500 0.3500 0.7500 0.6500 0.6500 0.6500 0.6500 0.7500 0.7500 0.3500 0.3500 0.3500 0.6500

0.3900 0.3700 0.3900 0.6800 0.6700 0.6800 0.6700 0.5300 0.5300 0.5300 0.5300 0.6900 0.6900 0.7400 0.7300 0.8500 0.8500 0.8200 0.8200 0.7000 0.7000 0.6800 0.6800 0.4000 0.4000 0.7800 0.6900 0.6800 0.6800 0.6800 0.8500 0.8500 0.3800 0.3800 0.3800 0.6900

-

Online Trading Cut-Off Time 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Baillie Gifford International B Acc Baillie Gifford International B Inc Baillie Gifford Investment Grade Bond A Inc Baillie Gifford Investment Grade Bond B Inc Baillie Gifford Japanese A Acc Baillie Gifford Japanese B Acc Baillie Gifford Japanese B Inc Baillie Gifford Japanese Smaller Companies A Acc Baillie Gifford Japanese Smaller Companies B Acc Baillie Gifford Japanese Smaller Companies B Inc Baillie Gifford Managed A Acc Baillie Gifford Managed A Inc Baillie Gifford Managed B Acc Baillie Gifford Managed B Inc Baillie Gifford Pacific A Acc Baillie Gifford Pacific B Acc Baillie Gifford UK Equity Alpha A Acc Baillie Gifford UK Equity Alpha A Inc Baillie Gifford UK Equity Alpha B Acc Baillie Gifford UK Equity Alpha B Inc

ISIN Code

GB0005941272 GB0005940316 GB0030816374 GB0030816481 GB0006010838 GB0006011133 GB0006010945 GB0006014475 GB0006014921 GB0006014582 GB0006007891 GB0006002397 GB0006010168 GB0006007909 GB0006063126 GB0006063233 GB0005857783 GB0005857569 GB0005858195 GB0005857908

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.6500 0.6500 1.0000 0.2500 1.5000 0.6500 0.6500 1.5000 0.6000 0.6000 1.5000 1.5000 0.4000 0.4000 1.5000 0.6500 1.5000 1.5000 0.6500 0.6500

0.0000 0.0000 0.7500 0.0000 0.8500 0.0000 0.0000 0.9000 0.0000 0.0000 1.1000 1.1000 0.0000 0.0000 0.8500 0.0000 0.8500 0.8500 0.0000 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.6500 0.6500 0.2500 0.2500 0.6500 0.6500 0.6500 0.6000 0.6000 0.6000 0.4000 0.4000 0.4000 0.4000 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500

0.6800 0.6800 0.2900 0.2800 0.6800 0.6800 0.6800 0.6300 0.6300 0.6300 0.4400 0.4500 0.4400 0.4400 0.7400 0.7300 0.6800 0.6800 0.6800 0.6800

-

Online Trading Cut-Off Time 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Barings Baring Dynamic Capital Growth Acc Baring Dynamic Capital Growth I Inc Baring Dynamic Capital Growth Inc Baring Eastern Acc Baring Eastern Trust I Acc Baring Eastern Trust I Inc Baring Europe Select Trust I Inc Baring Europe Select Trust Inc Baring European Growth Trust I Inc Baring European Growth Trust Inc Baring German Growth Acc Baring German Growth Trust I Acc Baring Global Growth Trust I Inc Baring Global Growth Trust Inc Baring Korea Trust Acc Baring Korea Trust I Acc Baring Korea Trust I Inc Baring Multi Asset Income I Inc Baring Strategic Bond I Inc Baring Strategic Bond Inc Baring UK Growth Trust I Inc Baring UK Growth Trust Inc

% GB0000804996 GB00B8DFR284 GB0000804665 GB0000799923 GB00B9M3QP66 GB00B85JKH42 GB00B7NB1W76 GB0000796242 GB00B8DDXV30 GB0000804335 GB0000822576 GB00B9M3QX41 GB00B8DF2345 GB0000807676 GB0000840719 GB00B9M3RQ49 GB00B8DD3Y69 GB00BWY4XM45 GB00B8DF1J32 GB0000831759 GB00B8DFR516 GB0000819085

0.2500 0.0000 0.2500 0.2500 0.0000 0.0000 0.0000 0.2500 0.0000 0.2500 0.2500 0.0000 0.0000 0.2500 0.2500 0.0000 0.0000 0.0000 0.0000 0.2500 0.0000 0.2500

GB0000798628 GB00B9M3QZ64 GB00B8DD3H94

0.2500 0.0000 0.0000

GB00B3VBC841 GB00B3VBC734 GB00B3VBCB75 GB00B3VBC957

0.0000 0.0000 0.0000 0.0000

GB00B7W4GQ69 GB00B618DS31 GB00B7VS8S56

0.0000 0.0000 0.0000

Barings (Japan Growth Trust) Baring Japan Growth Trust Acc Baring Japan Growth Trust I Acc Baring Japan Growth Trust I Inc

%

Barings (OEICS) Baring Multi Asset A Acc Baring Multi Asset A Inc Baring Multi Asset I Acc Baring Multi Asset I Inc

%

BlackRock BlackRock 100 UK Equity Tracker D Acc BlackRock Absolute Return Bond D Acc BlackRock Asia D Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.7500 0.5000 0.7500 1.5000 0.7500 0.7500 0.7500 1.5000 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.5500 0.6500 1.2500 0.7500 1.5000

% 1.5000 0.7500 0.7500

% 1.5000 1.5000 0.5500 0.5500

% 0.0550 0.5000 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.2500 0.0000 0.2500 0.5000 0.0000 0.0000 0.0000 0.5000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.0000 0.0000 0.2500 0.0000 0.5000

0.5000 0.5000 0.5000 1.0000 0.7500 0.7500 0.7500 1.0000 0.7500 1.0000 1.0000 0.7500 0.7500 1.0000 1.0000 0.7500 0.7500 0.5500 0.6500 1.0000 0.7500 1.0000

0.7200 0.7200 0.7200 1.3200 1.0900 1.0900 0.8100 1.0600 0.8900 1.1400 1.0700 0.8200 1.1700 1.4300 1.2100 0.9600 0.9600 0.9500 0.8000 1.1500 0.9600 1.2100

-

%

%

%

%

0.5000 0.0000 0.0000

1.0000 0.7500 0.7500

1.1800 0.9300 0.9300

-

%

%

%

%

0.7500 0.7500 0.0000 0.0000

0.7500 0.7500 0.5500 0.5500

1.1400 1.1400 0.9500 0.9500

-

%

%

%

%

0.0000 0.0000 0.0000

0.0550 0.5000 0.7500

0.0600 0.6100 0.9800

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM

09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

BlackRock Balanced Growth Portfolio A Acc BlackRock Balanced Growth Portfolio A Inc BlackRock Balanced Growth Portfolio D Acc BlackRock Balanced Growth Portfolio D Inc BlackRock Cash A Acc BlackRock Cash A Inc BlackRock Cash D Acc BlackRock Cash D Inc BlackRock Consensus 100 D Acc BlackRock Consensus 35 D Acc BlackRock Consensus 60 D Acc BlackRock Consensus 70 D Acc BlackRock Consensus 85 D Acc BlackRock Continental European A Acc BlackRock Continental European A Inc BlackRock Continental European D Acc BlackRock Continental European D Inc BlackRock Continental European Equity Tracker D Acc BlackRock Continental European Income A Acc BlackRock Continental European Income A Inc BlackRock Continental European Income D Acc BlackRock Continental European Income D Inc BlackRock Corporate Bond 1 to 10 Year D Acc BlackRock Corporate Bond A Acc BlackRock Corporate Bond A Inc BlackRock Corporate Bond D Acc BlackRock Corporate Bond D Inc BlackRock Corporate Bond Tracker D Acc BlackRock Corporate Bond Tracker D Inc BlackRock Dynamic Diversified Growth A Acc BlackRock Dynamic Diversified Growth A Inc BlackRock Emerging Markets A Acc BlackRock Emerging Markets A Inc BlackRock Emerging Markets D Acc BlackRock Emerging Markets D Inc BlackRock Emerging Markets Equity Tracker D Acc BlackRock European Absolute Alpha D Acc BlackRock European Absolute Alpha P Acc BlackRock European Dynamic FD Acc BlackRock European Dynamic FD Inc BlackRock Fixed Income Global Opportunities A Acc BlackRock Fixed Income Global Opportunities A Inc BlackRock Fixed Income Global Opportunities D Acc BlackRock Fixed Income Global Opportunities D Inc BlackRock Global Equity A Acc BlackRock Global Equity A Inc BlackRock Global Equity D Acc

ISIN Code

GB0005810774 GB0005810667 GB00B7XQBS82 GB00B7FKHX53 GB0005849467 GB0005849350 GB00B4V7NX18 GB00B42XLZ68 GB00B7KPX155 GB00B7W6H253 GB00B86VJL67 GB00B86MM213 GB00B8D0SR58 GB0005804728 GB0005804504 GB00B4VY9893 GB00B6YTYJ18 GB00B83MH186 GB00B3ZW3465 GB00B43MZ612 GB00B3S9LG25 GB00B3Y7MQ71 GB00B84DT147 GB0005769541 GB0003749982 GB00B4QC3311 GB00B4T5JV79 GB00B84DSW83 GB00B7J60R40 GB00B1577C37 GB00B1577H81 GB0005860944 GB0005860837 GB00B4R9F681 GB00B88T6625 GB00B84DY642 GB00B4Y62W78 GB00B4Y62T40 GB00BCZRNN30 GB00BCZRNM23 GB0005849798 GB0005849681 GB00B8DCRV88 GB00B80LD761 GB0000646421 GB0000645019 GB00B4XLYS34

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 1.5000 1.5000 0.7500 0.7500 0.5000 0.5000 0.2500 0.2500 0.2000 0.2000 0.2000 0.2000 0.2000 1.5000 1.5000 0.7500 0.7500 0.0800 1.5000 1.5000 0.7500 0.7500 0.1500 1.0000 1.0000 0.5000 0.5000 0.1500 0.1500 1.2500 1.2500 1.5000 1.5000 0.7500 0.7500 0.2000 0.7500 1.5000 0.7500 0.7500 1.0000 1.0000 0.5000 0.5000 1.5000 1.5000 0.7500

0.7500 0.7500 0.0000 0.0000 0.2500 0.2500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.0000 0.0000 0.6250 0.6250 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.7500 0.7500 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7500 0.7500 0.7500 0.7500 0.2500 0.2500 0.2500 0.2500 0.2000 0.2000 0.2000 0.2000 0.2000 0.7500 0.7500 0.7500 0.7500 0.0800 0.7500 0.7500 0.7500 0.7500 0.1500 0.5000 0.5000 0.5000 0.5000 0.1500 0.1500 0.6250 0.6250 0.7500 0.7500 0.7500 0.7500 0.2000 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.7500 0.7500 0.7500

0.9700 0.9700 0.9700 0.9700 0.3200 0.3200 0.3200 0.3200 0.2300 0.2300 0.2300 0.2300 0.9300 0.9300 0.9300 0.9300 0.1000 0.9300 0.9300 0.9300 0.9300 0.1700 0.5800 0.5800 0.5800 0.5800 0.1700 0.1700 0.7350 0.7350 0.9700 0.9700 0.9800 0.9800 0.2500 0.9500 0.9500 0.9200 0.9200 0.6500 0.6500 0.7000 0.6800 0.9500 0.9500 0.9500

0.2500 -

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

BlackRock Global Equity D Inc BlackRock Global Income A Acc BlackRock Global Income A Inc BlackRock Global Income D Acc BlackRock Global Income D Inc BlackRock Global Multi Asset Income A Acc BlackRock Global Multi Asset Income A Inc BlackRock Global Multi Asset Income D Acc BlackRock Global Multi Asset Income D Inc BlackRock Global Property Securities Equity Tracker D Acc BlackRock Global Property Securities Equity Tracker D Inc BlackRock Gold & General A Acc BlackRock Gold & General A Inc BlackRock Gold & General D Acc BlackRock Gold & General D Inc BlackRock Index Linked Gilt Tracker D Acc BlackRock Japan Equity Tracker D Acc BlackRock Mid Cap UK Equity Tracker D Acc BlackRock Mid Cap UK Equity Tracker D Inc BlackRock Natural Resources Growth & Income A Acc BlackRock Natural Resources Growth & Income A Inc BlackRock Natural Resources Growth & Income D Acc BlackRock Natural Resources Growth & Income D Inc BlackRock North American Equity Tracker D Acc BlackRock Overseas Corporate Bond Tracker D Acc BlackRock Overseas Corporate Bond Tracker D Inc BlackRock Overseas Government Bond Tracker D Acc BlackRock Pacific Ex Japan Equity Tracker D Acc BlackRock UK A Acc BlackRock UK A Inc BlackRock UK Absolute Alpha D Acc BlackRock UK Absolute Alpha P Acc BlackRock UK D Acc BlackRock UK D Inc BlackRock UK Equity Tracker D Acc BlackRock UK Gilts All Stocks Tracker A Acc BlackRock UK Gilts All Stocks Tracker A Inc BlackRock UK Gilts All Stocks Tracker D Acc BlackRock UK Gilts All Stocks Tracker D Inc BlackRock UK Income A Acc BlackRock UK Income A Inc BlackRock UK Income D Acc BlackRock UK Income D Inc BlackRock UK Smaller Companies A Acc BlackRock UK Smaller Companies A Inc BlackRock UK Smaller Companies D Acc BlackRock UK Smaller Companies D Inc

ISIN Code

GB00B8DDP952 GB00B3R9X560 GB00B45NTV55 GB00B3L7Q242 GB00B3VXK756 GB0005809990 GB0005800635 GB00B8C0VJ97 GB00B8BVBN77 GB00B5BFJG71 GB00B848DD97 GB0005852396 GB0001732584 GB00B5ZNJ896 GB00B5ZNJ904 GB00B83RVT96 GB00B6QQ9X96 GB00B7VT0938 GB00BNB74C03 GB00B3ZLCR97 GB00B3NP2M84 GB00B6865B79 GB00B46KYQ57 GB00B7QK1Y37 GB00B58YKH53 GB00BNB74B95 GB00B849C803 GB00B849FB47 GB0005773774 GB0005773881 GB00B5ZNQ990 GB00B11V7T69 GB00B5YKQK23 GB00B586CB96 GB00B7C44X99 GB00B66KJT74 GB00B66KJR50 GB00B83HGR24 GB00B89VCR08 GB0005804942 GB0005804835 GB00B67DWT67 GB00B67DWR44 GB0005811418 GB0005811301 GB00B4LHDZ30 GB00B8BS3324

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.2000 0.2000 1.7500 1.7500 1.0000 1.0000 0.1500 0.1500 0.1500 0.1500 1.5000 1.5000 0.7500 0.7500 0.0650 0.1500 0.1500 0.1500 0.1500 1.5000 1.5000 0.7500 1.5000 0.7500 0.7500 0.0550 0.4500 0.4500 0.1500 0.1500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500

0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.8750 0.8750 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.7500 0.0000 0.0000 0.0000 0.3000 0.3000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.2000 0.2000 0.8750 0.8750 1.0000 1.0000 0.1500 0.1500 0.1500 0.1500 0.7500 0.7500 0.7500 0.7500 0.0650 0.1500 0.1500 0.1500 0.1500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.0550 0.1500 0.1500 0.1500 0.1500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.9500 0.9300 0.9300 0.9300 0.9300 0.9200 0.9200 0.9200 0.9200 0.2200 0.2200 1.0450 1.0450 1.1700 1.1700 0.1600 0.1600 0.1700 0.1700 0.9900 0.9900 0.9900 0.9900 0.0700 0.1600 0.1600 0.1700 0.1800 0.9200 0.9200 0.9300 0.9300 0.9200 0.9200 0.0600 0.2100 0.2100 0.1600 0.1600 0.8800 0.8800 0.8800 0.8800 0.9200 0.9200 0.9200 0.9200

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

BlackRock UK Special Situations A Acc BlackRock UK Special Situations A Inc BlackRock UK Special Situations D Acc BlackRock UK Special Situations D Inc BlackRock US Dynamic A Acc BlackRock US Dynamic A Inc BlackRock US Dynamic D Acc BlackRock US Dynamic D Inc BlackRock US Equity Tracker D Acc BlackRock US Opportunities A Acc BlackRock US Opportunities A Inc BlackRock US Opportunities D Acc BlackRock US Opportunities D Inc

ISIN Code

GB0005805022 GB0005803977 GB00B3V1C060 GB00B3R25W66 GB0005804165 GB0005803191 GB00B87XJQ69 GB00B8GKJQ82 GB00B5VRGY09 GB0005811855 GB0005811749 GB00B8GMZS88 GB00B80S7M00

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

LU0827875260 LU1085282496 LU0949170855

0.0000 0.0000 0.0000

GB00B08HD927 GB00B08HDB43 GB00B08HDC59

0.0000 0.0000 0.0000

LU1117534401 LU1191062659 LU1191063624 LU1191063111

0.0000 0.0000 0.0000 0.0000

GB00B89QJK70 GB0006779101 GB00B8KDLX41 GB00B8KCZN97 GB00B8K6W529 GB0006778350 GB00B8L1Q109

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

BlackRock Global Funds (BGF) BlackRock (BGF) Asian Dragon D4RF Inc BlackRock (BGF) Asian Growth Leaders D2RF Acc BlackRock (BGF) European Equity D5GRF Hedged Inc

%

BlackRock NURS & Collective Investment Funds BlackRock Consensus 85 I Acc BlackRock Global Equity I Acc BlackRock Overseas Equity I Acc

%

BlackRock Strategic Funds (BSF) BlackRock (BSF) Fixed Income Strategies D2RF Acc BlackRock (BSF) Mgd Indx Port Defensive D5RF Hgd Inc BlackRock (BSF) Mgd Indx Port Growth D5RF Inc BlackRock (BSF) Mgd Indx Port Moderate D5RF Inc

%

BNY Mellon BNY Mellon Absolute Insight W Acc BNY Mellon Insight Corporate Bond GBP Inc BNY Mellon Insight Corporate Bond W Acc BNY Mellon Insight Corporate Bond W Inc BNY Mellon Long Term Global Equity W Acc BNY Mellon The Boston Company US Opportunities GBP Inc BNY Mellon The Boston Company US Opportunities GBP W Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.0650 1.5000 1.5000 0.7500 0.7500

% 0.7500 0.7500 0.7500

% 0.2000 0.2000 0.2000

% 0.6000 0.3700 0.3700 0.3700

% 0.7500 1.0000 0.5000 0.5000 0.7500 1.5000 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER (after rebate)

(after rebate)

(after rebate)

0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.0650 0.7500 0.7500 0.7500 0.7500

0.9200 0.9200 0.9200 0.9200 0.9300 0.9300 0.9300 0.9300 0.0800 0.9400 0.9400 0.9400 0.9400

-

%

%

%

%

0.0000 0.0000 0.0000

0.7500 0.7500 0.7500

1.1000 1.1100 1.0600

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

10:00AM 10:00AM 10:00AM

%

%

%

%

0.0000 0.0000 0.0000

0.2000 0.2000 0.2000

0.2200 0.2200 -

10:15AM 10:15AM 0.2400 10:15AM

%

%

%

%

0.0000 0.0000 0.0000 0.0000

0.6000 0.3700 0.3700 0.3700

0.8700 0.5300 0.5500 0.5300

-

%

%

%

%

0.0000 0.5000 0.0000 0.0000 0.0000 0.7500 0.0000

0.7500 0.5000 0.5000 0.5000 0.7500 0.7500 0.7500

0.9800 0.8600 0.7900 0.7900 0.8200 0.9300 0.8600

-

09:00AM 09:00AM 09:00AM 09:00AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Newton Asian Income GBP Inc Newton Asian Income Inst Inc Newton Asian Income W Acc Newton Asian Income W Inc Newton Continental European GBP Inc Newton Continental European W Inc Newton Emerging Income Acc Newton Emerging Income Inc Newton Emerging Income W Acc Newton Emerging Income W Inc Newton Global Dynamic Bond GBP Inc Newton Global Dynamic Bond Income W Inc Newton Global Dynamic Bond W Inc Newton Global Emerging Markets W Acc Newton Global Emerging Markets W Inc Newton Global Equity GBP Inc Newton Global Equity W Inc Newton Global High Yield Bond GBP Inc Newton Global High Yield Bond W Acc Newton Global High Yield Bond W Inc Newton Global Income Acc Newton Global Income Inc Newton Global Income W Acc Newton Global Income W Inc Newton Global Opportunities W Acc Newton Global Opportunities W Inc Newton International Bond GBP Inc Newton International Bond W Acc Newton International Bond W Inc Newton Long Corporate Bond Inst Acc Newton Managed Income Acc Newton Managed Income Inc Newton Managed Income W Acc Newton Managed Income W Inc Newton Multi Asset Balanced GBP Inc Newton Multi Asset Balanced W Acc Newton Multi Asset Balanced W Inc Newton Multi Asset Diversified Return GBP Acc Newton Multi Asset Diversified Return GBP Inc Newton Multi Asset Diversified Return W Acc Newton Multi Asset Diversified Return W Inc Newton Multi Asset Growth GBP Inc Newton Multi Asset Growth W Acc Newton Multi Asset Growth W Inc Newton Multi Asset Income W Acc Newton Multi Asset Income W Inc Newton Oriental GBP Inc

ISIN Code

GB00B0MY6Z69 GB00B0MY7199 GB00B8KT3V48 GB00B8KPW262 GB0006778681 GB00B881HQ54 GB00B8HVZ392 GB00B8HVVL95 GB00B8GGF462 GB00B8HMC861 GB00B1294F44 GB00BYQ9L276 GB00B801BG18 GB00BVRZK937 GB00BVYPP917 GB0006779986 GB00B53Q5S23 GB0009633073 GB00B7KWF216 GB00B8BX3V56 GB00B5VNWP12 GB00B0MY6T00 GB00B7S9KM94 GB00B8BQG486 GB00B83R9Z17 GB00B8C1LK38 GB0006779655 GB00B8BYHS32 GB00B88K4389 GB00B01X1046 GB00B2PY0553 GB00B3YSP833 GB00B8L58J49 GB00B8HF2D04 GB0006778574 GB00B86LX253 GB00B7LB0P54 GB00B1GJ9N38 GB00B1GJ9L14 GB00B81C8395 GB00B8HJ5779 GB0006780984 GB00B8454P92 GB00B87BSD02 GB00BP851Q49 GB00BP851R55 GB0006781289

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 1.5000 1.0000 0.7500 0.7500 1.5000 0.7500 1.5000 1.5000 0.7500 0.7500 1.2500 0.6250 0.6250 0.7500 0.7500 1.5000 0.7500 1.0000 0.5000 0.5000 1.5000 1.5000 0.7500 0.7500 0.7500 0.7500 1.0000 0.5000 0.5000 0.5000 1.2500 1.2500 0.6250 0.6250 1.5000 0.6250 0.6250 1.5000 1.5000 0.6250 0.6250 1.5000 0.6250 0.6250 0.6250 0.6250 1.5000

0.7500 0.0000 0.0000 0.0000 0.7500 0.0000 0.7500 0.7500 0.0000 0.0000 0.6250 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.5000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.5000 0.0000 0.0000 0.0000 0.6250 0.6250 0.0000 0.0000 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7500 1.0000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6250 0.6250 0.6250 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.6250 0.6250 0.6250 0.6250 0.7500 0.6250 0.6250 0.7500 0.7500 0.6250 0.6250 0.7500 0.6250 0.6250 0.6250 0.6250 0.7500

0.9000 1.0800 0.8300 0.8300 0.9100 0.8400 1.0000 1.0000 0.9300 0.9300 0.7550 0.7900 0.6900 0.9500 0.9500 0.8700 0.8000 0.6800 0.6100 0.6100 0.8600 0.8600 0.7900 0.7900 0.8300 0.8300 0.6400 0.5700 0.5700 0.5600 0.8050 0.8050 0.8000 0.8000 0.8600 0.6700 0.6700 0.9200 0.9200 0.7300 0.7300 0.8700 0.6800 0.6800 1.0300 1.0300 0.9600

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Newton Oriental W Acc Newton Oriental W Inc Newton Real Return A GBP Inc Newton Real Return W Acc Newton Real Return W Inc Newton UK Equity GBP Inc Newton UK Equity W Inc Newton UK Income Inc Newton UK Income W Acc Newton UK Income W Inc Newton UK Opportunities GBP Inc Newton UK Opportunities W Inc

ISIN Code

GB00B8GJF672 GB00B8GBZY18 GB0001642635 GB00B8GG4B61 GB00B7W36529 GB0006779549 GB00B8GHL294 GB0006779218 GB00B7M90R07 GB00B7W2G379 GB0031189888 GB00B7RLX837

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B13NPH48 GB00BKJ9C676 GB00B12V1482 GB00B1XQNC41

0.0000 0.0000 0.0000 0.0000

GB00B0JX3Z52 GB00B60SMB02 GB00BC9LJW28 GB00B60SM652 GB00B60SMV08 GB00B60SMG56 GB0032212283 GB0032211103 GB00B9F9Z985 GB00B60SMQ54 GB00B52JT570 GB00B57P3367 GB0032211095 GB00B9651860

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.2500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Castlefield Castlefield B.E.S.T. Income I Inc Castlefield CFP SDL UK Buffettology I Inc Castlefield Managed Multi Asset I Inc Castlefield UK Opportunities I Inc

%

Cavendish Cavendish AIM B Inc Cavendish Asia Pacific B Inc Cavendish Asia Pacific C Acc Cavendish European B Inc Cavendish Japan B Inc Cavendish North American B Inc Cavendish Opportunities A Inc Cavendish Opportunities B Inc Cavendish Opportunities C Acc Cavendish Technology B Inc Cavendish UK Balanced Income B Inc Cavendish UK Select B Inc Cavendish Worldwide B Inc Cavendish Worldwide C Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client 0.7500 0.7500 1.5000 0.7500 0.7500 1.5000 0.7500 1.5000 0.7500 0.7500 1.5000 0.7500

% 0.7500 1.0000 1.0000 1.0000

% 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 1.5000 0.7500 0.7500 0.7500 0.5000 0.7500 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER (after rebate)

(after rebate)

(after rebate)

0.0000 0.0000 0.7500 0.0000 0.0000 0.7500 0.0000 0.7500 0.0000 0.0000 0.7500 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.8900 0.8900 0.8600 0.7900 0.7900 0.8600 0.7900 0.8600 0.7900 0.7900 0.8700 0.8000

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000

0.7500 1.0000 1.0000 1.0000

1.2500 1.3400 1.6199 1.3000

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 1.5000 0.7500 0.7500 0.7500 0.5000 0.7500 0.7500 0.7500

0.8500 0.8900 0.8900 0.8600 0.8700 0.8100 1.5600 0.8100 0.8100 0.8700 0.6000 0.8200 0.8500 0.8500

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

CF Canada Life CF Canada Life Asia Pacific C Acc CF Canada Life Balanced C Acc CF Canada Life Corporate Bond C Acc CF Canada Life Corporate Bond C Inc CF Canada Life European C Acc CF Canada Life Global Bond C Acc CF Canada Life Global Bond C Inc CF Canada Life Global Equity C Acc CF Canada Life Global Equity Income C Acc CF Canada Life Global Equity Income C Inc CF Canada Life Global High Yield Bond C Acc CF Canada Life Global High Yield Bond C Inc CF Canada Life Global Infrastructure C Acc CF Canada Life Global Resource C Acc CF Canada Life Japan C Acc CF Canada Life North American C Acc CF Canada Life Portfolio III C Acc CF Canada Life Portfolio III C Inc CF Canada Life Portfolio IV C Acc CF Canada Life Portfolio IV C Inc CF Canada Life Portfolio V C Acc CF Canada Life Portfolio VI C Acc CF Canada Life Portfolio VII C Acc CF Canada Life Strategic Return C Acc CF Canada Life Total Return C Acc CF Canada Life UK Equity & Bond Income C Acc CF Canada Life UK Equity & Bond Income C Inc CF Canada Life UK Equity C Acc CF Canada Life UK Equity C Inc CF Canada Life UK Equity Income C Acc CF Canada Life UK Equity Income C Inc CF Canada Life UK Government Bond C Inc

Initial Mgmt Charge

% GB00B719QW87 GB00BKRC1N81 GB00B6ZMK027 GB00B7BW6H22 GB00BKRC1492 GB00B4LW2X97 GB00B75H8448 GB00B78SPK99 GB00B5W34S70 GB00B52FW788 GB00B9J56009 GB00B9J6S412 GB00B8BSTB27 GB00B76N3G84 GB00BKRC1J46 GB00B73N3278 GB00B96T7P76 GB00B8SC7T13 GB00B976VR77 GB00B7R5DQ38 GB00B9BQJ249 GB00B9BQBN99 GB00B76WGJ99 GB00BKRC1831 GB00B8B6XC56 GB00B6SC4F24 GB00B6Q60S17 GB00B9J7KW65 GB00BCZNXX14 GB00B73RC112 GB00B403JV05 GB00BLDYKJ43

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client

% 0.7500 0.7500 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6750 0.6750 0.6750 0.6750 0.6750 0.6750 0.6750 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.5000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6750 0.6750 0.6750 0.6750 0.6750 0.6750 0.6750 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.5000

0.7500 1.0300 0.5700 0.5700 0.8400 0.8400 0.8300 0.8400 0.9500 0.9500 1.2000 1.2000 1.1600 1.1500 0.8700 0.8300 1.1600 1.1600 1.0500 1.0500 1.0700 1.0900 1.2500 0.9900 1.2900 0.7500 0.7500 0.8000 0.8000 0.7500 0.7500 0.6400

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

CF Heartwood CF Heartwood Balanced Multi Asset I Acc CF Heartwood Balanced Multi Asset I Inc CF Heartwood Cautious Multi Asset I Acc CF Heartwood Cautious Multi Asset I Inc CF Heartwood Defensive Multi Asset I Acc CF Heartwood Defensive Multi Asset I Inc CF Heartwood Growth Multi Asset I Acc CF Heartwood Income Multi Asset I Inc CF Heartwood Income Plus Multi Asset I Inc

% GB00B4PT4N03 GB00B4NX0471 GB00B4P12091 GB00B4KBTG99 GB00B7660X37 GB00B5MHNZ93 GB00B4L57C25 GB00B52LK948 GB00B4PPL933

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B18B9X76 GB00B18B9V52

0.0000 0.0000

GB00B0W1V856 GB00B0525B66 GB00B41NHD71 GB00B4M24M14 GB00B8JWZP29 GB00B74F2253 GB00B8QW1M42 GB00B86X4W81 GB00B8278F56 GB0031831133

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

CF Lindsell Train CF Lindsell Train UK Equity I Acc CF Lindsell Train UK Equity I Inc

%

CF Miton CF Miton Cautious Multi Asset B Acc CF Miton Defensive Multi Asset B Acc CF Miton UK Multi Cap Income B Acc CF Miton UK Multi Cap Income B Inc CF Miton UK Smaller Companies B Acc CF Miton UK Smaller Companies B Inc CF Miton UK Value Opportunities B Acc CF Miton UK Value Opportunities B Inc CF Miton US Opportunities B Acc CF Miton Worldwide Opportunities B Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

% 0.6500 0.6500

% 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

1.2100 1.2100 1.0300 1.0300 1.1100 1.1100 1.3100 1.2800 1.3400

-

%

%

%

%

0.0000 0.0000

0.6500 0.6500

0.7500 0.7500

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.8200 0.9200 0.8200 0.8200 0.8700 0.8700 0.8300 0.8300 0.8500 1.0500

-

Online Trading Cut-Off Time

09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM

09:00AM 09:00AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

CF Prudential OEICS CF Prudential Dynamic 0-30 Portfolio A Acc CF Prudential Dynamic 0-30 Portfolio P Acc CF Prudential Dynamic 0-30 Portfolio P Inc CF Prudential Dynamic 10-40 Portfolio A Acc CF Prudential Dynamic 10-40 Portfolio P Acc CF Prudential Dynamic 10-40 Portfolio P Inc CF Prudential Dynamic 20-55 Portfolio A Acc CF Prudential Dynamic 20-55 Portfolio A Inc CF Prudential Dynamic 20-55 Portfolio P Acc CF Prudential Dynamic 20-55 Portfolio P Inc CF Prudential Dynamic 40-80 Portfolio A Acc CF Prudential Dynamic 40-80 Portfolio P Acc CF Prudential Dynamic 40-80 Portfolio P Inc CF Prudential Dynamic 60-100 Portfolio A Acc CF Prudential Dynamic 60-100 Portfolio A Inc CF Prudential Dynamic 60-100 Portfolio P Acc CF Prudential Dynamic 60-100 Portfolio P Inc CF Prudential Dynamic Focused 0-30 Portfolio A Acc CF Prudential Dynamic Focused 0-30 Portfolio A Inc CF Prudential Dynamic Focused 0-30 Portfolio P Acc CF Prudential Dynamic Focused 0-30 Portfolio P Inc CF Prudential Dynamic Focused 10-40 Portfolio P Acc CF Prudential Dynamic Focused 10-40 Portfolio P Inc CF Prudential Dynamic Focused 20-55 Portfolio A Acc CF Prudential Dynamic Focused 20-55 Portfolio A Inc CF Prudential Dynamic Focused 20-55 Portfolio P Acc CF Prudential Dynamic Focused 20-55 Portfolio P Inc CF Prudential Dynamic Focused 40-80 Portfolio P Acc CF Prudential Dynamic Focused 40-80 Portfolio P Inc CF Prudential Dynamic Focused 60-100 Portfolio P Acc CF Prudential Dynamic Focused 60-100 Portfolio P Inc

% GB00B5460Q40 GB00BF232388 GB00BF232495 GB00B51NJN82 GB00BF232503 GB00BF232610 GB00B55GVW64 GB00B5595D43 GB00BF232727 GB00BF232834 GB00B549YV68 GB00BF232941 GB00BF232B62 GB00B5107K29 GB00B55HVM99 GB00BF232C79 GB00BF232D86 GB00B1P9ZN61 GB00B1P9ZP85 GB00BF232F01 GB00BF232G18 GB00BVYTZX71 GB00BVYTZY88 GB00B1P9ZR00 GB00B1P9ZS17 GB00BF232H25 GB00BF232J49 GB00BVYV0275 GB00BVYV0382 GB00BVYV0721 GB00BVYV0838

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B7VZQV57 GB00B6Y8PL75 GB00B84JVJ48 GB00B8510Q93 GB00B846SB60 GB00B8BZHC05 GB00B80L7V87 GB00B58BQH88

0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000

CF Ruffer CF Ruffer Equity & General C Acc CF Ruffer Equity & General C Inc CF Ruffer European C Acc CF Ruffer Gold C Acc CF Ruffer Japanese C Acc CF Ruffer Pacific C Acc CF Ruffer Total Return C Acc CF Ruffer Total Return C Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 1.4000 0.6500 0.6500 1.4000 0.6500 0.6500 1.4000 1.4000 0.6500 0.6500 1.4000 0.6500 0.6500 1.4000 1.4000 0.6500 0.6500 1.3500 1.3500 0.6000 0.6000 0.6000 0.6000 1.3500 1.3500 0.6000 0.6000 0.6000 0.6000 0.6000 0.6000

% 1.2000 1.2000 1.2000 1.2000 1.2000 1.2000 1.2000 1.2000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.7000 0.0000 0.0000 0.7000 0.0000 0.0000 0.7000 0.7000 0.0000 0.0000 0.7000 0.0000 0.0000 0.7000 0.7000 0.0000 0.0000 0.6750 0.6750 0.0000 0.0000 0.0000 0.0000 0.6750 0.6750 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7000 0.6500 0.6500 0.7000 0.6500 0.6500 0.7000 0.7000 0.6500 0.6500 0.7000 0.6500 0.6500 0.7000 0.7000 0.6500 0.6500 0.6750 0.6750 0.6000 0.6000 0.6000 0.6000 0.6750 0.6750 0.6000 0.6000 0.6000 0.6000 0.6000 0.6000

1.5500 1.5000 1.5000 1.5600 1.5100 1.5100 1.6100 1.6100 1.5600 1.5600 1.6600 1.6100 1.6100 1.7300 1.7200 1.6700 1.6700 0.8950 0.8950 0.8200 0.8200 0.8300 0.8300 0.9250 0.9250 0.8500 0.8500 0.8500 0.8500 0.8500 0.8500

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

1.2000 1.2000 1.2000 1.2000 1.2000 1.2000 1.2000 1.2000

1.2700 1.2800 1.2700 1.3300 1.2400 1.2800 1.2300 1.2300

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

CF Seneca CF Seneca Diversified Growth B Acc CF Seneca Diversified Income B Inc

% GB00B7FPW579 GB00B7JTF560

0.0000 0.0000

GB00BLRZQ737 GB00BLRZQ620

0.0000 0.0000

GB00B2PX1719 GB00B2PX1C62 GB00B2Q5CV76 GB00B28CC613 GB00B28CCB60 GB00B84XK441 GB00B89R1H14 GB00BF2H6830 GB00BDZTGK47 GB00BDZTGL53 GB00BH4TWD87 GB00BH4TWF02 GB00BDZTGW68

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

CF Woodford CF Woodford Equity Income C Acc CF Woodford Equity Income C Inc

%

City Financial City Financial Absolute Equity A Acc City Financial Absolute Equity I Acc City Financial Absolute Equity I Inc City Financial Multi Asset Balanced A Acc City Financial Multi Asset Balanced A Inc City Financial Multi Asset Balanced I Acc City Financial Multi Asset Balanced I Inc City Financial Multi Asset Balanced R Acc City Financial Multi Asset Diversified A Acc City Financial Multi Asset Diversified A Inc City Financial Multi Asset Dynamic A Acc City Financial Multi Asset Dynamic A Inc City Financial Multi Asset Growth R Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.7500 0.7500

% 0.7500 0.7500

% 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.7500 1.5000 1.5000 1.5000 1.5000 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000

0.7500 0.7500

1.3500 1.3100

-

%

%

%

%

0.0000 0.0000

0.7500 0.7500

0.7500 0.7500

-

%

%

%

%

0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.7500 0.7500 0.7500 0.7500 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

1.1000 0.9400 0.9400 1.5800 1.5800 1.4200 1.4200 1.5800 1.3800 1.3800 1.6600 1.6600 1.6000

-

Online Trading Cut-Off Time

10:30AM 10:30AM

10:30AM 10:30AM

10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Close Asset Management Close Balanced Portfolio X Acc Close Bond Income Portfolio X Acc Close Bond Income Portfolio X Inc Close Conservative Portfolio X Acc Close Conservative Portfolio X Inc Close Diversified Income Portfolio X Acc Close Diversified Income Portfolio X Inc Close FTSE techMark X Acc Close Growth Portfolio X Acc Close Managed Balanced X Acc Close Managed Conservative X Acc Close Managed Conservative X Inc Close Managed Growth X Acc Close Managed Income X Acc Close Managed Income X Inc Close OLIM UK Equity Income X Acc Close Strategic Alpha X Acc Close Tactical Select Passive Balanced X Acc Close Tactical Select Passive Conservative X Acc Close Tactical Select Passive Conservative X Inc Close Tactical Selective Passive Growth X Acc

% GB00B7KDKJ66 GB00B7V89J33 GB00B7SK9B40 GB00B8B9ZS46 GB00B82P0081 GB00B708TJ43 GB00B5N0YZ48 GB00B87JKQ15 GB00B7F1W221 GB00B8H6TT84 GB00B45DZX99 GB00B7XQSH60 GB00B815Z375 GB00B80PQP76 GB00B8HFR798 GB0031213068 GB00B7MTYH88 GB00B8HS8W08 GB00B88TGW85 GB00B7FHXB62 GB00B7SG1Y98

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

IE00BRJL4C27 IE00BRJL4K01 IE00BRJL4X30

0.0000 0.0000 0.0000

Coram Coram Global Balanced A Acc Coram Global Defensive A Acc Coram Global Opportunities A Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.7500 0.3500 0.3500 0.7500 0.7500 0.6000 0.6000 0.4500 0.7500 0.4500 0.4500 0.4500 0.4500 0.4500 0.4500 0.7500 0.7500 0.3000 0.3000 0.3000 0.3000

% 0.7500 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.3500 0.3500 0.7500 0.7500 0.6000 0.6000 0.4500 0.7500 0.4500 0.4500 0.4500 0.4500 0.4500 0.4500 0.7500 0.7500 0.3000 0.3000 0.3000 0.3000

0.8500 0.4400 0.4200 0.8500 0.8699 0.6799 0.6900 0.6600 0.8699 1.1700 1.0999 1.0999 1.0999 1.0800 1.0800 1.1300 1.5900 0.5100 0.5100 0.5100 0.5200

-

%

%

%

%

0.0000 0.0000 0.0000

0.7500 0.7500 0.7500

1.6400 1.4800 1.4300

-

Online Trading Cut-Off Time

10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM

10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Dimensional Dimensional Emerging Markets Core Eq Acc Dimensional Emerging Markets Core Eq Inc Dimensional Global Short Dated Bond Acc Dimensional Global Short Dated Bond Inc Dimensional International Core Equity Acc Dimensional International Core Equity Inc Dimensional International Value Acc Dimensional International Value Inc Dimensional UK Core Equity Acc Dimensional UK Core Equity Inc Dimensional UK Small Companies Acc Dimensional UK Small Companies Inc Dimensional UK Value Acc Dimensional UK Value Inc

Initial Mgmt Charge

% GB0033772624 GB0033772517 GB0033772848 GB0033772731 GB00B23YLH62 GB00B23YLF49 GB0033772285 GB0033772178 GB00B15JMH94 GB00B15JMG87 GB0033771980 GB0033772061 GB0033771766 GB0033771659

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client

% 0.5500 0.5500 0.2500 0.2500 0.2700 0.2700 0.3300 0.3300 0.1700 0.1700 0.5000 0.5000 0.3300 0.3300

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.5500 0.5500 0.2500 0.2500 0.2700 0.2700 0.3300 0.3300 0.1700 0.1700 0.5000 0.5000 0.3300 0.3300

0.6900 0.6900 0.3000 0.3000 0.3600 0.3600 0.4400 0.4400 0.2500 0.2500 0.6000 0.6000 0.4300 0.4300

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Dimensional International Dimensional Emerging Markets Value GBP Acc Dimensional Emerging Markets Value GBP Inc Dimensional European Small Companies GBP Acc Dimensional European Small Companies GBP Inc Dimensional European Value GBP Acc Dimensional European Value GBP Inc Dimensional Global Core Equity GBP Acc Dimensional Global Core Equity GBP Inc Dimensional Global Short Term Inv Grade Fxd Income Acc Dimensional Global Short Term Inv Grade Fxd Income Inc Dimensional Global Small Companies GBP Acc Dimensional Global Small Companies GBP Inc Dimensional Global Sustainability Core Equity Acc Dimensional Global Sustainability Core Equity Inc Dimensional Global Targeted Value GBP Acc Dimensional Global Targeted Value GBP Inc Dimensional Global Ultra Short Fixed Income GBP Acc Dimensional Global Ultra Short Fixed Income GBP Inc Dimensional Global Value GBP Acc Dimensional Global Value GBP Inc Dimensional Pacific Basin Small Companies GBP Acc Dimensional Pacific Basin Small Companies GBP Inc Dimensional Sterling Infl Lked Int Dur Fix Income GBP Acc Dimensional Sterling Infl Lked Int Dur Fix Income GBP Inc Dimensional US Small Companies GBP Acc Dimensional US Small Companies GBP Inc Dimensional World Allocation 40/60 GBP Acc Dimensional World Allocation 40/60 GBP Inc Dimensional World Allocation 60/40 GBP Acc Dimensional World Allocation 60/40 GBP Inc Dimensional World Equity GBP Acc Dimensional World Equity GBP Inc

% IE00B0HCGX34 IE00B0HCGW27 IE00B0701870 IE00B05PYQ31 IE00B1W6CY02 IE00B1W6CX94 IE00B2PC0484 IE00B2PC0377 IE00BFG1R551 IE00BFG1R668 IE00B67QQ264 IE00B3TGGL29 IE00B7YBX086 IE00B8CJRF41 IE00B2PC0930 IE00B2PC0823 IE00B64G4925 IE00B64G4818 IE00B3NVPH21 IE00B67NVM27 IE00B0701D24 IE00B05PYV83 IE00B3PVQJ91 IE00B3YST251 IE00B0701B00 IE00B05PYS54 IE00B56FVB15 IE00B5KL2L23 IE00B416SD35 IE00B44MYD08 IE00B3Z8MM50 IE00B5SRBK47

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

IE00B1W6DR00 IE00B1W6DQ92

0.0000 0.0000

Dimensional International II Dimensional International II Emerging Markets Targeted Value GBP Acc Dimensional International II Emerging Markets Targeted Value GBP Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.5000 0.5000 0.5000 0.5000 0.4000 0.4000 0.3000 0.3000 0.2500 0.2500 0.4300 0.4300 0.3300 0.3300 0.5000 0.5000 0.1500 0.1500 0.4000 0.4000 0.5000 0.5000 0.1500 0.1500 0.3500 0.3500 0.3000 0.3000 0.3500 0.3500 0.4200 0.4200

% 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.5000 0.5000 0.5000 0.5000 0.4000 0.4000 0.3000 0.3000 0.2500 0.2500 0.4300 0.4300 0.3300 0.3300 0.5000 0.5000 0.1500 0.1500 0.4000 0.4000 0.5000 0.5000 0.1500 0.1500 0.3500 0.3500 0.3000 0.3000 0.3500 0.3500 0.4200 0.4200

0.6400 0.6400 0.6500 0.6500 0.3800 0.3800 0.3100 0.3100 0.5300 0.5300 0.2000 0.2000 0.5000 0.5000 0.7000 0.7000 0.2200 0.2200 0.4400 0.4400 0.4300 0.4300 0.4700 0.4700 0.5700 0.5700

0.6000 0.6000 0.4700 0.4700 0.7300 0.7300 -

%

%

%

%

0.0000 0.0000

0.7500 0.7500

1.1000 1.1000

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Dodge & Cox Dodge & Cox Global Bond Hedged Inc Dodge & Cox Global Bond Inc Dodge & Cox Global Stock Acc Dodge & Cox Global Stock Inc Dodge & Cox US Stock Acc Dodge & Cox US Stock Inc

% IE00BLG2YK48 IE00B556C015 IE00B54J6879 IE00B54PSJ04 IE00B50M4X14 IE00B51BJD26

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB0008446626 GB0008448333 GB0008448663 GB0008449075 GB00B2PF8B06 GB00B2PF8D20 GB0009371310 GB0009371757 GB0009449827 GB0009449710 GB0008445982 GB0008446063

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB0005801484 GB00B77G9791 GB0005751002 GB00B5463542 GB0008464082 GB00B4Q7SF31 GB0009455436 GB00B783SR26 GB0033138131 GB0008464645 GB0033138024 GB0008464199 GB0033138685 GB0033138578 GB00BY7S9L81 GB0008464207 GB0003460507 GB0033141846

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

EdenTree (formerly Ecclesiastical) EdenTree Amity European A Inc EdenTree Amity European B Inc EdenTree Amity International A Inc EdenTree Amity International B Inc EdenTree Amity Sterling Bond A Inc EdenTree Amity Sterling Bond B Inc EdenTree Amity UK A Inc EdenTree Amity UK B Inc EdenTree Higher Income A Inc EdenTree Higher Income B Inc EdenTree UK Equity Growth A Inc EdenTree UK Equity Growth B Inc

%

F&C F&C Corporate Bond 1 Inc F&C Corporate Bond C Inc F&C Emerging Markets 1 Acc F&C Emerging Markets 2 Acc F&C European Growth & Income 1 Acc F&C European Growth & Income 2 Acc F&C Extra Income Bond 1 Inc F&C Extra Income Bond C Inc F&C FTSE All Share Tracker 2 Acc F&C FTSE All Share Tracker 2 Inc F&C FTSE All-Share Tracker 1 Acc F&C FTSE All-Share Tracker 1 Inc F&C Global Bond 1 Acc F&C Global Bond 1 Inc F&C Global Equity Market Neutral 3 Acc F&C Global Thematic Opportunities 1 Acc F&C High Income 1 Inc F&C Managed Growth 1 Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.6000 0.6000 0.6000 0.6000 0.6000 0.6000

% 1.5000 0.7500 1.5000 0.7500 1.2500 0.6500 1.5000 0.7500 1.2500 0.7500 1.5000 0.7500

% 1.0000 0.5000 1.5000 0.7500 1.5000 0.7500 1.0000 0.5000 0.2500 0.2500 0.3000 0.3000 1.0000 1.0000 0.4000 1.5000 1.5000 1.5000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.6000 0.6000 0.6000 0.6000 0.6000 0.6000

0.6000 0.6000 0.6900 0.6900 0.7000 0.7000

-

%

%

%

%

0.7500 0.0000 0.7500 0.0000 0.6200 0.0000 0.7500 0.0000 0.6200 0.0000 0.7500 0.0000

0.7500 0.7500 0.7500 0.7500 0.6300 0.6500 0.7500 0.7500 0.6300 0.7500 0.7500 0.7500

0.8300 0.8200 0.8000 0.8100 0.6900 0.7100 0.8000 0.8000 0.6700 0.8000 0.7900 0.7900

-

%

%

%

%

0.5000 0.0000 0.7500 0.0000 0.7500 0.0000 0.5000 0.0000 0.0000 0.0000 0.1500 0.1500 0.5000 0.5000 0.0000 0.7500 0.7500 0.7500

0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.2500 0.2500 0.1500 0.1500 0.5000 0.5000 0.4000 0.7500 0.7500 0.7500

0.9500 0.6200 1.3600 1.0500 1.0100 0.8300 0.7600 0.6100 0.3200 0.3600 0.2300 0.3600 0.5100 2.1600 0.4500 1.5700 1.1400 1.2000

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

F&C Maximum Income Bond 1 Inc F&C Maximum Income Bond C Inc F&C MM Lifestyle Balanced A Acc F&C MM Lifestyle Balanced B Acc F&C MM Lifestyle Cautious A Acc F&C MM Lifestyle Cautious B Acc F&C MM Lifestyle Defensive A Acc F&C MM Lifestyle Defensive B Acc F&C MM Lifestyle Growth A Acc F&C MM Lifestyle Growth B Acc F&C MM Navigator Boutiques A Acc F&C MM Navigator Distribution A Acc F&C MM Navigator Distribution A Inc F&C MM Navigator Distribution C Acc F&C MM Navigator Distribution C Inc F&C MM Navigator Global Boutiques C Acc F&C MM Navigator Moderate A Acc F&C MM Navigator Moderate A Inc F&C MM Navigator Moderate C Acc F&C MM Navigator Moderate C Inc F&C MM Navigator Progressive A Acc F&C MM Navigator Progressive A Inc F&C MM Navigator Progressive C Acc F&C MM Navigator Progressive C Inc F&C MM Navigator Select A Acc F&C MM Navigator Select C Acc F&C Multi Manager Investment Trust C Acc F&C North American 1 Acc F&C North American 2 Acc F&C Pacific Growth 1 Acc F&C Pacific Growth 2 Acc F&C Property Growth & Income I Inc F&C Responsible Global Equity 1 Acc F&C Responsible Global Equity 1 Inc F&C Responsible Global Equity 2 Acc F&C Responsible Global Equity 2 Inc F&C Responsible Sterling Bond 1 Inc F&C Responsible Sterling Bond C Inc F&C Responsible UK Equity Growth 1 Acc F&C Responsible UK Equity Growth 1 Inc F&C Responsible UK Equity Growth 2 Acc F&C Responsible UK Equity Growth 2 Inc F&C Responsible UK Income 1 Acc F&C Responsible UK Income 1 Inc F&C Responsible UK Income 2 Acc F&C Responsible UK Income 2 Inc F&C Strategic Bond 1 Acc

ISIN Code

GB0002053006 GB00B8191314 GB00B1TMPN12 GB00B7S6RS52 GB00B1TMPP36 GB00B7MXZP57 GB00B1TMPQ43 GB00B83XVS65 GB00B1TMPR59 GB00B8987430 GB00B23Y3K38 GB00B23Y3F84 GB00B23Y3D60 GB00B80KXN90 GB00B80KZH70 GB00B80L5H04 GB00B23Y3C53 GB00B23Y3B47 GB00B80KPZ54 GB00B80KRT35 GB00B23Y3920 GB00B23Y3813 GB00B80KKL63 GB00B80KN069 GB00B23Y3H09 GB00B80L3W15 GB00B80KBX52 GB0030281405 GB0030281512 GB0033143115 GB00B23SF324 GB00BQWJ8794 GB0030833650 GB0030833767 GB0033145045 GB00B828PQ84 GB00B23YHT07 GB00B4RB3Z95 GB0030833981 GB0030834518 GB0033396481 GB00B8BKZY38 GB0030835580 GB0030835697 GB00B4NKFT88 GB0033144857 GB0033145268

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 1.2500 0.5000 1.5000 0.5000 1.5000 0.5000 1.5000 0.5000 1.5000 0.5000 1.5000 1.5000 1.5000 0.7500 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 0.7500 0.7500 1.5000 0.7500 1.5000 0.7500 0.9000 1.5000 1.5000 0.7500 0.7500 1.0000 0.5000 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.0000

0.6250 0.0000 0.7500 0.0000 0.7500 0.0000 0.7500 0.0000 0.7500 0.0000 0.7500 0.7500 0.7500 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000 0.7500 0.0000 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.5000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.5000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.6250 0.5000 0.7500 0.5000 0.7500 0.5000 0.7500 0.5000 0.7500 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.9000 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.5000

0.8650 0.5600 1.2400 1.0900 1.2400 1.0300 1.2400 1.0000 1.2400 1.1700 1.8600 1.4800 1.4800 1.4700 1.4700 1.8600 1.6500 1.6500 1.6200 1.6100 1.8300 1.8300 1.8200 1.8200 1.8300 1.8000 0.8100 1.1600 0.8500 1.0800 0.8000 1.0900 0.9300 0.9400 0.8200 0.8800 0.6100 0.5800 0.9400 0.9000 0.7900 0.8600 0.8700 0.8700 0.8000 0.8100 0.7000

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

F&C Strategic Bond 1 Inc F&C Strategic Bond C Acc F&C Strategic Bond C Inc F&C UK Alpha 1 Acc F&C UK Alpha 2 Acc F&C UK Equity Income 1 Acc F&C UK Equity Income 1 Inc F&C UK Equity Income 2 Acc F&C UK Equity Income 2 Inc F&C UK Equity Linked Gilt 2 Acc F&C UK Mid Cap 1 Acc F&C UK Mid Cap C Acc F&C UK Property Feeder 2 Acc F&C UK Property Feeder 2 Inc F&C UK Smaller Companies 1 Acc F&C UK Smaller Companies 2 Acc F&C US Smaller Companies 1 Inc F&C US Smaller Companies C Inc

ISIN Code

Fund Fund Manager Manager AMC Rebate to Client

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER (after rebate)

Online Trading Cut-Off Time

(after rebate)

(after rebate)

GB0033145151 GB00B80KFS89 GB00B80KHR13 GB0008463894 GB0008464314 GB0033146126 GB0033146019 GB00B7TFC979 GB00B60HHR87 GB00B4WHQ646 GB00B0RBLJ18 GB00B60SFN31 GB00BWZMHM5 5 GB00BWZMHL49 GB0005801609 GB0005843882 GB00B06PF580 GB00B7YDFB99

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

1.0000 0.5000 0.5000 1.5000 0.7500 1.5000 1.5000 0.7500 0.7500 0.3000 1.5000 0.7500

0.5000 0.0000 0.0000 0.7500 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.7500 0.0000

0.5000 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.3000 0.7500 0.7500

1.0100 0.5600 0.6900 1.0900 1.0300 1.0800 1.1700 0.7900 1.0600 0.4200 1.1100 0.8100

-

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

0.0000

0.7500

0.0000

0.7500

0.8600

-

09:30AM

0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 1.5000 0.7500 1.5000 0.7500

0.0000 0.7500 0.0000 0.7500 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500

0.8600 1.0400 0.8500 0.9200 0.8300

-

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

%

%

%

%

GB0003865176 GB0003865390 GB00B89ST706 GB00B8GPC429 GB0003879185 GB00BQ1SWL90 GB00B6Y7NF43 GB00B8W5LX86 GB00B8W5M023 GB00B82ZSC67 GB00B6WFC868 GB00B29TR993 GB00B818K645 GB00B662FD98 GB00B84Q8M70 GB00B4Q7B107 GB00B87Z7808 GB00B9SMK778 GB00B3KB7799 GB00B3KB7682 GB00B7W94N47 GB00B87HPZ94 GB00BYSYZP12 GB0003874798

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.6000 0.6000 0.0000 0.0000 0.6000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.6000 0.0000 0.6000 0.0000 0.0000 0.0000 0.0000 0.6000 0.6000 0.0000 0.0000 0.0000 0.6000

0.9000 0.9000 0.7500 0.7500 0.9000 0.7500 0.7500 0.7500 0.7500 0.7500 1.0000 0.9000 1.0000 0.9000 0.7500 1.0000 0.7500 0.7500 0.9000 0.9000 0.7500 0.7500 0.7500 0.9000

1.1000 1.1000 0.9500 0.9400 1.1600 1.0800 1.0100 1.0200 1.1400 1.0800 1.3000 1.2900 1.3100 1.2300 1.0800 1.2400 1.1400 1.0300 1.1200 1.1200 0.9700 0.9700 0.9500 1.1100

-

Fidelity Fidelity American Acc Fidelity American Special Situations A Acc Fidelity American Special Situations W Acc Fidelity American W Acc Fidelity Asia A Acc Fidelity Asia Pacific Opportunities W Acc Fidelity Asia W Acc Fidelity Asian Dividend W Acc Fidelity Asian Dividend W Inc Fidelity China Consumer W Acc Fidelity China Consumer Y Acc Fidelity EMEA A Acc Fidelity EMEA Y Acc Fidelity Emerging Asia A Acc Fidelity Emerging Asia W Acc Fidelity Emerging Asia Y Acc Fidelity Emerging Europe Middle East & Africa W Acc Fidelity Emerging Markets W Acc Fidelity Enhanced Income A Acc Fidelity Enhanced Income A Inc Fidelity Enhanced Income W Acc Fidelity Enhanced Income W Inc Fidelity Enhanced Income W Monthly Inc Fidelity European A Acc

Initial Mgmt Charge

%

% 1.5000 1.5000 0.7500 0.7500 1.5000 0.7500 0.7500 0.7500 0.7500 0.7500 1.0000 1.5000 1.0000 1.5000 0.7500 1.0000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.7500 1.5000

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Fidelity European Opportunities A Acc Fidelity European Opportunities W Acc Fidelity European W Acc Fidelity European W Inc Fidelity Extra Income A Net Inc Fidelity Extra Income Y Net Acc Fidelity Extra Income Y Net Inc Fidelity Global Dividend W Acc Fidelity Global Dividend W Inc Fidelity Global Dividend W Monthly Inc Fidelity Global Enhanced Income W Acc Fidelity Global Enhanced Income W Inc Fidelity Global Enhanced Income W Monthly Inc Fidelity Global Focus A Acc Fidelity Global Focus W Acc Fidelity Global High Yield Net Y Acc Fidelity Global High Yield Net Y Inc Fidelity Global Property W Acc Fidelity Global Property W Inc Fidelity Global Special Situations A Acc Fidelity Global Special Situations W Acc Fidelity Index Emerging Markets W Acc Fidelity Index Emerging Markets W Inc Fidelity Index Europe ex UK W Acc Fidelity Index Europe ex UK W Inc Fidelity Index Japan W Acc Fidelity Index Japan W Inc Fidelity Index Pacific ex Japan W Acc Fidelity Index Pacific ex Japan W Inc Fidelity Index UK W Acc Fidelity Index UK W Inc Fidelity Index US W Acc Fidelity Index US W Inc Fidelity Index World W Acc Fidelity Index World W Inc Fidelity Japan A Acc Fidelity Japan Smaller Companies A Acc Fidelity Japan Smaller Companies W Acc Fidelity Japan W Acc Fidelity Moneybuilder Balanced A Inc Fidelity Moneybuilder Balanced Y Acc Fidelity Moneybuilder Balanced Y Inc Fidelity Moneybuilder Dividend A Inc Fidelity Moneybuilder Dividend Y Inc Fidelity Moneybuilder Dividend Y Monthly Inc Fidelity Moneybuilder Global Acc Fidelity Moneybuilder Growth A Inc

ISIN Code

GB0003874913 GB00B8287518 GB00BFRT3504 GB00B7VNK956 GB0005314926 GB00BFRT3611 GB00B469P257 GB00B7GJPN73 GB00B7778087 GB00BYSYZL73 GB00BD1NLL62 GB00BD1NLJ41 GB00BYSYZN97 GB0003860789 GB00B3RDH349 GB00B7K7SQ18 GB00B7KK0195 GB00B7K2NZ09 GB00BJ629381 GB00B196XG23 GB00B8HT7153 GB00BLT1YT76 GB00BP8RYV68 GB00BLT1YQ46 GB00BP8RYF01 GB00BLT1YR52 GB00BP8RYQ16 GB00BLT1YS69 GB00BP8RYS30 GB00BLT1YM08 GB00BP8RY721 GB00BLT1YN15 GB00BP8RY945 GB00BLT1YP39 GB00BP8RYC79 GB0003877817 GB0003860565 GB00B73VMD59 GB00B882N041 GB0003878559 GB00BYRPGV84 GB00B7XJFX07 GB0003860904 GB00B3LNGT95 GB00BYSYZM80 GB0003363297 GB0003863353

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 1.5000 0.7500 0.7500 0.7500 1.2500 0.6000 0.6000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 1.5000 0.7500 0.7500 0.7500 0.7500 0.7500 1.5000 0.7500 0.2300 0.2300 0.1200 0.1200 0.1200 0.1200 0.1500 0.1500 0.0800 0.0800 0.0900 0.0900 0.1500 0.1500 1.5000 1.5000 0.7500 0.7500 1.0000 0.5000 0.5000 1.0000 0.5000 0.5000 1.9000 1.0000

0.6000 0.0000 0.0000 0.0000 0.3000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.6000 0.0000 0.0000 0.0000 0.0000 0.0000 0.6000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.6000 0.6000 0.0000 0.0000 0.3000 0.0000 0.0000 0.3000 0.0000 0.0000 1.0000 0.3000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.9000 0.7500 0.7500 0.7500 0.9500 0.6000 0.6000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.9000 0.7500 0.7500 0.7500 0.7500 0.7500 0.9000 0.7500 0.2300 0.2300 0.1200 0.1200 0.1200 0.1200 0.1500 0.1500 0.0800 0.0800 0.0900 0.0900 0.1500 0.1500 0.9000 0.9000 0.7500 0.7500 0.7000 0.5000 0.5000 0.7000 0.5000 0.5000 0.9000 0.7000

1.1200 0.9700 1.0000 0.9600 1.1600 0.7800 0.9500 0.9700 0.9700 1.0800 1.0800 1.0800 1.1300 0.9800 1.0600 1.0600 0.9900 0.9500 1.1000 0.9500 0.2300 0.2300 0.1200 0.1200 0.1200 0.1200 0.1500 0.1500 0.0800 0.0800 0.0900 0.0900 0.1500 0.1500 1.1500 1.1500 1.0100 0.9900 0.9100 0.6700 0.6700 0.9000 0.6700 0.6700 1.3800 0.9000

0.7800 -

Online Trading Cut-Off Time 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Fidelity Moneybuilder Growth Y Inc Fidelity Moneybuilder Income A Acc Fidelity Moneybuilder Income A Inc Fidelity Moneybuilder Income Net Y Acc Fidelity Moneybuilder Income Net Y Inc Fidelity Multi Asset Adventurous Y Acc Fidelity Multi Asset Balanced Income Net Y Acc Fidelity Multi Asset Balanced Income Net Y Inc Fidelity Multi Asset Defensive Net Y Acc Fidelity Multi Asset Growth A Acc Fidelity Multi Asset Growth Y Acc Fidelity Multi Asset Income & Growth Y Acc Fidelity Multi Asset Income & Growth Y Inc Fidelity Multi Asset Income A Acc Fidelity Multi Asset Income Net Y Acc Fidelity Multi Asset Income Net Y Inc Fidelity Multi Asset Open Adventurous Y Acc Fidelity Multi Asset Open Defensive Net Y Acc Fidelity Multi Asset Open Growth Acc Fidelity Multi Asset Open Growth Y Acc Fidelity Multi Asset Open Strategic A Inc Fidelity Multi Asset Open Strategic Y Acc Fidelity Multi Asset Open Strategic Y Inc Fidelity Multi Asset Strategic A Acc Fidelity Multi Asset Strategic Y Acc Fidelity Open World A Acc Fidelity Open World Y Acc Fidelity Special Situations A Acc Fidelity Special Situations W Acc Fidelity Strategic Bond Net A Acc Fidelity Strategic Bond Net A Inc Fidelity Strategic Bond Net Y Acc Fidelity Strategic Bond Net Y Inc Fidelity Target 2025 Acc Fidelity UK Index A Acc Fidelity UK Opportunities W Acc Fidelity UK Opportunities W Inc Fidelity UK Select A Acc Fidelity UK Select W Acc Fidelity WealthBuilder A Acc (NURS) Fidelity WealthBuilder Y Acc

ISIN Code

GB00B6840Q15 GB00B417LB58 GB0003863916 GB00BBGBFM09 GB00B3Z9PT62 GB00B8P4GX70 GB00BGFBN003 GB00BFPC0949 GB00B3W9Q419 GB00B3VZ2641 GB00B3YF1Z39 GB00BGFBN227 GB00BFPC0D88 GB00B1VQRP77 GB00BGFBMY77 GB00B7FRDX84 GB00B97CCC73 GB00B97BG009 GB0033696567 GB00B83G9L40 GB0033696674 GB00BFRT3D85 GB00B7LZXD60 GB00B1M29V45 GB00B3WFXL57 GB00B8ZQDX23 GB00B974J663 GB0003875100 GB00B88V3X40 GB00B5M4BD49 GB00B05NC857 GB00BCRWZS59 GB00B469J896 GB00B1VQRT16 GB0003875324 GB00BH7HNY76 GB00BH7HNZ83 GB0003864542 GB00BFRT3942 GB00B8FDN994 GB00B8HWDF03

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.5000 0.8000 0.8000 0.4000 0.4000 0.7500 0.7500 0.7500 0.7500 1.2500 0.7500 0.7500 0.7500 1.2500 0.7500 0.7500 0.7500 0.7500 1.2500 0.7500 1.2500 0.7500 0.7500 1.2500 0.7500 1.2500 0.7500 1.5000 0.7500 1.0000 1.0000 0.5000 0.5000 1.5000 0.1000 0.7500 0.7500 1.5000 0.7500 1.4000 0.7500

0.0000 0.3000 0.3000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.6000 0.0000 0.0000 0.0000 0.6250 0.0000 0.0000 0.0000 0.0000 0.6000 0.0000 0.6000 0.0000 0.0000 0.6000 0.0000 0.5000 0.0000 0.6000 0.0000 0.3000 0.3000 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.6000 0.0000 0.5000 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.5000 0.5000 0.5000 0.4000 0.4000 0.7500 0.7500 0.7500 0.7500 0.6500 0.7500 0.7500 0.7500 0.6250 0.7500 0.7500 0.7500 0.7500 0.6500 0.7500 0.6500 0.7500 0.7500 0.6500 0.7500 0.7500 0.7500 0.9000 0.7500 0.7000 0.7000 0.5000 0.5000 0.7500 0.1000 0.7500 0.7500 0.9000 0.7500 0.9000 0.7500

0.6700 0.6900 0.7000 0.5700 0.5700 1.1800 1.2500 1.2600 1.3400 1.0300 1.1300 1.2700 1.2800 1.0250 1.1300 1.1500 1.6500 1.4500 1.3900 1.5000 1.3300 1.4500 1.4400 0.9800 1.0800 1.5700 1.5600 1.0900 0.9400 0.9000 0.9100 0.6800 0.6800 1.2800 0.3000 0.9400 0.9400 1.1100 0.9400 1.3100 1.2900

-

Online Trading Cut-Off Time 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Fidelity International Fidelity International Asian Smaller Companies Y Acc Fidelity International China Focus A GBP Inc Fidelity International China Focus Y GBP Inc Fidelity International Emerging Asia W Acc Fidelity International Global Financial Services W Acc Fidelity International Global Health Care A GBP Acc Fidelity International Global Property A GBP Inc Fidelity International Global Technology A GBP Inc Fidelity International Global Technology W GBP Acc Fidelity International Global Telecommunications A GBP Inc Fidelity International India Focus A GBP Inc Fidelity International India Focus Y GBP Inc Fidelity International Pacific W Acc

Initial Mgmt Charge

% LU0702160192 LU0200822756 LU0457959939 LU1033662591 LU1033663136 LU0116931725 LU0237697940 LU0116926998 LU1033663649 LU0116927707 LU0197230971 LU0457960192 LU1033664373

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client

% 0.8000 1.5000 0.8000 0.8000 0.7500 1.5000 1.5000 1.5000 0.8000 1.5000 1.5000 0.8000 0.8000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.6000 0.0000 0.0000 0.0000 0.6000 0.6000 0.6000 0.0000 0.6000 0.6000 0.0000 0.0000

0.8000 0.9000 0.8000 0.8000 0.7500 0.9000 0.9000 0.9000 0.8000 0.9000 0.9000 0.8000 0.8000

1.2400 1.3300 1.1800 1.2300 1.2000 1.3300 1.3600 1.3300 1.1700 1.3500 1.4600 1.3100 1.2000

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

First State First State Asia Focus B Acc First State Asian Property Securities A Acc First State Asian Property Securities A Inc First State Asian Property Securities B Acc First State Asian Property Securities B Inc First State Global Listed Infrastructure A Acc First State Global Listed Infrastructure A Inc First State Global Listed Infrastructure B Acc First State Global Listed Infrastructure B Hedged Acc First State Global Listed Infrastructure B Inc First State Global Property Securities A Acc First State Global Property Securities A Inc First State Global Property Securities B Acc First State Global Property Securities B Inc First State Global Resources A Acc First State Global Resources B Acc First State Greater China Growth A Acc First State Greater China Growth B Acc First State Japan Focus B Acc Stewart Investors Asia Pacific Leaders A Acc Stewart Investors Asia Pacific Leaders A Inc Stewart Investors Asia Pacific Leaders B Acc Stewart Investors Asia Pacific Leaders B Inc Stewart Investors Asia Pacific Sustainability B Acc Stewart Investors Worldwide Equity B Acc Stewart Investors Worldwide Equity B Inc Stewart Investors Worldwide Leaders A Acc Stewart Investors Worldwide Leaders B Acc Stewart Investors Worldwide Sustainability B Acc Stewart Investors Worldwide Sustainability B Inc

% GB00BWNGXJ86 GB00B1F76G03 GB00B1F76H10 GB00B1F76J34 GB00B1F76K49 GB00B24HJC53 GB00B24HJR07 GB00B24HJL45 GB00B8PLJ176 GB00B24HK556 GB00B1F76L55 GB00B1F76M62 GB00B1F76N79 GB00B1F76P93 GB0033737874 GB0033737767 GB0033874107 GB0033874321 GB00BWNGX432 GB0033874214 GB00B54S3722 GB0033874768 GB00B57S0V20 GB00B0TY6V50 GB00B4KJBJ07 GB00B40SXC45 GB0030978612 GB0030978729 GB00B7W30613 GB00B8319S60

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B9L59X23

0.0000

FP 8AM FP 8AM Multi Strategy Portfolio III C Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.8500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 0.7500 1.7500 1.0000 0.8500 1.5000 1.5000 0.8500 0.8500 0.9000 1.0000 1.0000 1.5000 0.7500 1.0000 1.0000

% 0.1500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

Online Trading Cut-Off Time

%

%

%

%

0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000

0.8500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 1.0000 1.0000 0.8500 0.7500 0.7500 0.8500 0.8500 0.9000 1.0000 1.0000 0.7500 0.7500 1.0000 1.0000

0.9700 1.2700 1.2000 1.1900 1.1900 0.8400 0.8400 0.8300 0.8300 0.8200 0.8800 1.0200 0.9000 1.0200 0.8800 0.8200 1.0700 1.0700 1.0500 0.8000 0.8600 0.9000 0.9100 1.0100 1.2600 1.2000 1.0400 1.0300 1.1100 1.1500

-

%

%

%

%

0.0000

0.1500

-

3.4300 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

FP Allium FP Allium Multi Asset DRP III Acc FP Allium Multi Asset DRP IV Acc FP Allium Multi Asset DRP V Acc FP Allium Multi Asset DRP VI Acc FP Allium Multi Asset DRP VII Acc FP Allium Multi Asset DRP VIII Acc

% GB00B3QJYR62 GB00BH7YBJ94 GB00B68SQX20 GB00BH7YBL17 GB00B67R3280 GB00B3QS0T78

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B7FT1K78 GB00B4ZRCD05 GB00B76L7377 GB00BVYPB156 GB00B6VYPP25 GB00B7MW8T72 GB00B7JXMD51

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00BYQJX435 GB00BYQJX104 GB00BTJRPW12 GB00BTJRPV05 GB00BTJRQ064 GB00BTJRPZ43

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B29LZ803 GB00B29LZ795

0.0000 0.0000

FP Argonaut FP Argonaut Absolute Return R Acc FP Argonaut European Alpha A Acc FP Argonaut European Alpha I Acc FP Argonaut European Alpha I Hedged Acc FP Argonaut European Alpha I Inc FP Argonaut European Alpha R Acc FP Argonaut European Alpha R Inc

%

FP CRUX FP CRUX European I Acc FP CRUX European I Inc FP CRUX European Special Situations A Acc FP CRUX European Special Situations A Inc FP CRUX European Special Situations I Acc FP Crux European Special Situations I Inc

%

FP Miton FP Miton Income B Acc FP Miton Income B Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.2000 0.2000 0.2000 0.2000 0.2000 0.2000

% 0.7500 1.7500 0.7500 0.7500 0.7500 0.7500 0.7500

% 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500

% 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.2000 0.2000 0.2000 0.2000 0.2000 0.2000

0.2300 0.2300 0.2300 0.2300 0.2300 0.2300

-

%

%

%

%

0.0000 0.8750 0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.8750 0.7500 0.7500 0.7500 0.7500 0.7500

0.9500 1.0250 0.9000 0.9100 0.9000 0.8900 0.8900

-

%

%

%

%

0.0000 0.0000 0.7500 0.7500 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.9400 0.9400 0.8600 0.8600 0.8600 0.8600

-

%

%

%

%

0.0000 0.0000

0.7500 0.7500

0.9500 0.9500

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

FP Russell FP Russell Defensive Assets C Acc FP Russell Defensive Assets C Inc FP Russell International Growth Assets C Acc FP Russell International Growth Assets C Inc FP Russell Multi Asset Growth I C Acc FP Russell Multi Asset Growth I C Inc FP Russell Multi Asset Growth III C Acc FP Russell Multi Asset Growth III C Inc FP Russell Multi Asset Income C Acc FP Russell Multi Asset Income C Inc FP Russell Real Assets C Acc FP Russell Real Assets C Inc FP Russell UK Growth Assets C Acc FP Russell UK Growth Assets C Inc

% GB00B4L7KL81 GB00B4L7GL04 GB00B4KHXP47 GB00B4JQSQ86 GB00BYXJKN47 GB00BYXJKM30 GB00B7W5QJ24 GB00B8DRDK49 GB00B8GKWL49 GB00B7020P99 GB00B4KQS127 GB00B4KZLD27 GB00B4L1FT37 GB00B4KT2864

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B3PSD118 GB00B3P42N43 GB00B3P2HB11 GB00B3P1DM13 GB00B3MPJG29 GB00B3PVM139

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B8HPRW47 GB00BHBFFN03

0.0000 0.0000

FP Verbatim FP Verbatim Portfolio 3 B Acc FP Verbatim Portfolio 4 B Acc FP Verbatim Portfolio 5 Growth B Acc FP Verbatim Portfolio 5 Income B Inc FP Verbatim Portfolio 6 B Acc FP Verbatim Portfolio 7 B Acc

%

FP WHEB FP WHEB Sustainability C Acc FP WHEB Sustainability C Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.6000 0.6000 0.9500 0.9500 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.7500 0.7500 0.9000 0.9000

% 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500

% 0.8500 0.8500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.6000 0.6000 0.9500 0.9500 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.7500 0.7500 0.9000 0.9000

1.0400 1.0400 1.0700 1.0700 0.8600 0.8600 1.0700 1.0700 0.9400 0.9400 1.2200 1.2200 1.0500 1.0500

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.6500 0.6500 0.6500 0.6500 0.6500 0.6500

1.5000 1.3300 1.3600 1.2200 1.5000 1.3300

-

%

%

%

%

0.0000 0.0000

0.8500 0.8500

1.0500 1.0500

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Franklin Templeton (formerly Rensburg) Franklin UK Equity Income A Acc Franklin UK Equity Income A Inc Franklin UK Equity Income W Inc Franklin UK Managers Focus A Acc Franklin UK Managers Focus W Acc Franklin UK Mid Cap A Inc Franklin UK Mid Cap W Inc Franklin UK Opportunities Inc Franklin UK Opportunities W Acc Franklin UK Opportunities W Inc Franklin UK Rising Dividends A Inc Franklin UK Rising Dividends W Acc Franklin UK Rising Dividends W Inc Franklin UK Smaller Companies Inc Franklin UK Smaller Companies W Acc Franklin UK Smaller Companies W Inc

% GB00B60W0H40 GB00B6VBM744 GB00B7MKLS14 GB00B4N2QK20 GB00B7MPWT49 GB00B3ZGH246 GB00B8K8HH50 GB00B45MQD36 GB00B76GK996 GB00BYVDZT91 GB00B6VBM074 GB00B5MJ5601 GB00BT6STC53 GB00B45G7D25 GB00B7FFF708 GB00BYVDZV14

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB0033304709 GB0033304816 GB00B7JBJ503 GB0033305110 GB00B768TX26 GB00B2QWKK36 GB00B2QWKL43 GB00B671NY27 GB00B7BXT545 GB00B3KD9P78 GB00B7KCG406 GB0034009190 GB00B7MZ0J00 GB00B2QWKN66 GB00B2QWKP80 GB00BBM4VB49 GB00B617LX19 GB0002733748 GB0002733854 GB00B7K6LK38

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Franklin Templeton Investment Management Limited Franklin European Opportunities A Acc Franklin European Opportunities A Inc Franklin European Opportunities W Acc Franklin Mutual Shares A Acc Franklin Mutual Shares W Acc Franklin Strategic Bond A Acc Franklin Strategic Bond A Inc Franklin Strategic Bond W Inc Franklin UK Mid Cap W Acc Franklin US Opportunities A Acc Franklin US Opportunities W Acc Templeton Global Emerging Markets A Acc Templeton Global Emerging Markets W Acc Templeton Global Total Return Bond A Acc Templeton Global Total Return Bond A Inc Templeton Global Total Return Bond W Acc Templeton Global Total Return Bond W Inc Templeton Growth A Acc Templeton Growth A Inc Templeton Growth W Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 1.5000 1.5000 0.4500 1.5000 0.7500 1.5000 0.7500 1.5000 0.4500 0.4500 1.5000 0.4500 0.4500 1.5000 0.7500 0.7500

% 1.5000 1.5000 0.7500 1.5000 0.7500 1.2000 1.2000 0.5000 0.7500 1.5000 0.7500 1.7500 1.1000 1.2000 1.2000 0.6500 0.6500 1.5000 1.5000 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.7500 0.7500 0.0000 0.7500 0.0000 0.7500 0.0000 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000

0.7500 0.7500 0.4500 0.7500 0.7500 0.7500 0.7500 0.7500 0.4500 0.4500 0.7500 0.4500 0.4500 0.7500 0.7500 0.7500

0.8400 0.8400 0.5400 0.8400 0.8400 0.8200 0.8200 0.8500 0.5500 0.5500 0.8500 0.5500 0.5500 0.8300 0.8300 0.8300

-

%

%

%

%

0.7500 0.7500 0.0000 0.7500 0.0000 0.6000 0.6000 0.0000 0.0000 0.7500 0.0000 0.5000 0.0000 0.6000 0.6000 0.0000 0.0000 0.7500 0.7500 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500 0.6000 0.6000 0.5000 0.7500 0.7500 0.7500 1.2500 1.1000 0.6000 0.6000 0.6500 0.6500 0.7500 0.7500 0.7500

1.0000 1.0000 1.0500 1.0000 1.0000 0.7500 0.7500 0.7000 0.8200 0.8300 0.8300 1.4500 1.2000 0.7500 0.7500 0.7900 0.7900 0.8400 0.8400 0.8400

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:00AM 10:30AM 10:00AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Franklin Templeton Offshore Templeton Africa W Acc Templeton Emerging Markets Smaller Companies W Acc Templeton Global Bond W Hedged 1 Inc Templeton Global Bond W Inc

% LU0768360942 LU0768361320 LU0768359340 LU0768361676

0.0000 0.0000 0.0000 0.0000

GB00B41YBW71 GB00B4MR8G82

0.0000 0.0000

GB00B66RBL40 GB00B41V8X85 GB00B6TTG122 GB00B75LZK14 GB00B40CG270 GB00B6SF5Q98

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

IE00B7M9DM67 IE00B56X5F76 IE00B7XD3T46 IE00B3CTFS84 IE00B3TBB453 IE00BG6MTH10 IE00B510J173 IE00B54L8Q54 IE00B7Y9BK82 IE00B8CL9K93 IE00B8NCRJ66 IE00B5VMHR51 IE00B57FYK02

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fundsmith Fundsmith Equity I Acc Fundsmith Equity I Inc

%

Global Asset Management (GAM) GAM Global Diversified I Acc GAM Global Diversified I Inc GAM North American Growth I Acc GAM North American Growth I Inc GAM UK Diversified I Acc GAM UK Diversified I Inc

%

Global Asset Management (GAM) - Offshore GAM Star Absolute Return Bond Plus I Acc GAM Star Balanced I Acc GAM Star Cautious I Acc GAM Star China Equity I Acc GAM Star China Equity I Inc GAM Star Continental European Equity Z Hedged Acc GAM Star Credit Opportunities I Acc GAM Star Credit Opportunities I Inc GAM Star Defensive I Acc GAM Star Global Equity I Acc GAM Star Growth I Acc GAM Star Technology I Acc GAM Star Technology I Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 1.2500 1.2500 0.6500 0.6500

% 0.9000 0.9000

% 1.0500 1.0500 0.9000 0.9000 1.0500 1.0500

% 1.0000 0.8500 0.8500 0.8500 0.8500 0.9000 0.9500 0.9500 0.8500 0.8500 0.8500 1.0000 1.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000

1.2500 1.2500 0.6500 0.6500

1.6000 1.6500 1.0000 1.0000

-

%

%

%

%

0.0000 0.0000

0.9000 0.9000

0.9700 0.9700

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

1.0500 1.0500 0.9000 0.9000 1.0500 1.0500

1.0900 1.0900 0.9500 0.9500 1.1100 1.1100

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

1.0000 0.8500 0.8500 0.8500 0.8500 0.9000 0.9500 0.9500 0.8500 0.8500 0.8500 1.0000 1.0000

1.2200 1.5900 1.6400 1.0600 1.0600 1.1800 1.1800 1.6400 1.6400 1.6400 1.2100 1.2100

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Goldman Sachs Int (Luxembourg) Goldman Sachs Int (Lux) Europe Equity Partners Portfolio R Inc Goldman Sachs Int (Lux) Global Credit Portfolio Hedged I Inc Goldman Sachs Int (Lux) Global Equity Partners Portfolio R Inc Goldman Sachs Int (Lux) Global Fixed Income Plus Ptf R Hedged Inc Goldman Sachs Int (Lux) Global High Yield Portfolio R Hedged Inc Goldman Sachs Int (Lux) Global Strategic Inc Bond Ptf R Hedged Inc Goldman Sachs Int (Lux) Growth & Emerg Mkts Broad Equity Ptf R Inc Goldman Sachs Int (Lux) India Equity Portfolio R Inc Goldman Sachs Int (Lux) Japan Portfolio R Inc Goldman Sachs Int (Lux) US Equity Portfolio R Inc Goldman Sachs Int (Lux) Wealthbuilder Multi Asset Bal Ptf R Inc Goldman Sachs Int (Lux) Wealthbuilder Multi Asset Cons Ptf R Inc Goldman Sachs Int (Lux) Wealthbuilder Multi Asset Growth Ptf R Inc

% LU0864001549 LU0496145607 LU0860993731 LU0849717235 LU0858294910 LU0858299638 LU0858288516 LU0858290173 LU0858289597 LU0858291734 LU1057462530 LU1057461300 LU1057463777

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

IE00BZ036B68

0.0000

IE00B7LWDH14 IE00B6XV0016 IE00BVYPNY24 IE00BVYPP131 IE00B7MJHM43

0.0000 0.0000 0.0000 0.0000 0.0000

IE00BYMY5C45 IE0033377494

0.0000 0.0000

GB00B409PD29 GB0007451072 GB0007680183 GB0007681603 GB0032477639 GB0032477308

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GSI GSI Global Diversified Value A Inc

%

Guinness Asset Management Guinness Alternative Energy X Inc Guinness Global Energy X Inc Guinness Global Equity Income Y Acc Guinness Global Equity Income Y Inc Guinness Global Money Managers X Inc

%

GVQ GVQ Opportunities A Inc GVQ UK Focus I Inc

%

Henderson Global Investors Henderson All Stocks Credit A Acc Henderson All Stocks Credit A Net Inc Henderson Asia Pacific Capital Growth A Net Acc Henderson Asia Pacific Capital Growth I Acc Henderson Cautious Managed A Acc Henderson Cautious Managed A Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.6500 0.4000 0.7500 0.5000 0.6000 0.6000 0.8500 0.8500 0.6500 0.7500 0.6500 0.6000 0.7500

% 0.2300

% 0.7500 0.7500 0.5000 0.5000 0.7500

% 0.7500 0.7500

% 1.0000 1.0000 1.5000 0.7500 1.2500 1.2500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.6500 0.4000 0.7500 0.5000 0.6000 0.6000 0.8500 0.8500 0.6500 0.7500 0.6500 0.6000 0.7500

1.0500 0.6100 1.1500 0.7500 0.8500 0.8500 1.3500 1.3500 1.0500 1.1500 1.0800 1.0500 1.1800

-

%

%

%

%

0.0000

0.2300

0.5000

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.5000 0.5000 0.7500

1.2400 1.2400 0.9900 0.9900 1.2400

-

%

%

%

%

0.0000 0.0000

0.7500 0.7500

1.0500 0.9600

-

%

%

%

%

0.5250 0.5250 0.7875 0.0000 0.6563 0.6563

0.4750 0.4750 0.7125 0.7500 0.5937 0.5937

0.6350 0.6350 0.9525 0.8800 0.7837 0.7837

-

Online Trading Cut-Off Time

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Henderson Cautious Managed I Acc Henderson Cautious Managed I Inc Henderson Cautious Managed M Inc Henderson China Opportunities A Acc Henderson China Opportunities I Acc Henderson Core 3 Income I Acc Henderson Core 3 Income I Inc Henderson Core 4 Income I Acc Henderson Core 4 Income I Inc Henderson Core 5 Income I Acc Henderson Core 5 Income I Inc Henderson Core 6 Income & Growth I Acc Henderson Core 6 Income & Growth I Inc Henderson Emerging Markets Opportunities A Acc Henderson Emerging Markets Opportunities I Acc Henderson European Absolute Return Acc Henderson European Absolute Return I Acc Henderson European Focus A Acc Henderson European Focus I Acc Henderson European Selected Opportunities A Acc Henderson European Selected Opportunities I Acc Henderson European Selected Opportunities I Inc Henderson European Smaller Companies A Net Acc Henderson European Smaller Companies I Acc Henderson Global Care Growth A Inc Henderson Global Care Growth I Acc Henderson Global Care Growth I Inc Henderson Global Care UK Income I Inc Henderson Global Financials I Acc Henderson Global Technology A Net Acc Henderson Global Technology I Acc Henderson Index Linked Bond A Net Inc Henderson Index Linked Bond I Net Acc Henderson Index Linked Bond I Net Inc Henderson Institutional Cash Acc Henderson Institutional Global Care Managed A Acc Henderson Institutional Global Care Managed I Acc Henderson Institutional Japan Index Opportunities A Acc Henderson Institutional Long Dated Credit A Net Inc Henderson Institutional Long Dated Gilt A Net Inc Henderson Institutional North American Index Opportunities A Acc Henderson Institutional Overseas Bond A Net Inc Henderson Institutional Overseas Bond I Acc Henderson Institutional Overseas Bond I Inc Henderson Institutional UK Gilt A Net Inc Henderson Institutional UK Gilt I Net Acc Henderson Institutional UK Gilt I Net Inc

ISIN Code

GB00B6ZHN203 GB00B4P4R697 GB00B5BTGN53 GB0031860934 GB00B5T7PM36 GB00B8289886 GB00B7M85J46 GB00B9DFQH34 GB00B94Q8L39 GB00B8J9W526 GB00B7YR0M72 GB00B96RS580 GB00B94SCD93 GB0031861015 GB00B87M3G18 GB00B3CPX151 GB00B3CPX375 GB0031860595 GB00B54J0L85 GB0032437948 GB0032473653 GB00B412VB02 GB0007476087 GB0007476426 GB0005027221 GB00B71DPP64 GB0005030043 GB0005030373 GB0031919235 GB0007698847 GB0007716078 GB0007460032 GB0007469066 GB0007466617 GB0004228531 GB0031833402 GB00B4LMJ388 GB00B4JTJZ34 GB0007475238 GB0007476756 GB00B0LYSH38 GB0007673055 GB0007674467 GB0007674244 GB0007670044 GB0009629402 GB0007672420

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.6250 0.6250 1.5000 1.5000 0.7500 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 1.5000 0.7500 1.5000 0.7500 1.5000 0.7500 1.5000 0.7500 0.7500 1.5000 0.7500 1.5000 0.7500 0.7500 0.7500 1.0000 1.5000 0.7500 0.7500 0.5000 0.5000 0.3000 1.5000 0.7500 0.5000 1.0000 0.7500 0.5000 1.0000 0.5000 0.5000 0.7500 0.5000 0.5000

0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7875 0.0000 0.7875 0.0000 0.7875 0.0000 0.7875 0.0000 0.0000 0.7875 0.0000 0.7875 0.0000 0.0000 0.0000 0.0000 0.7875 0.0000 0.3938 0.0000 0.0000 0.1000 0.7875 0.0000 0.2000 0.5250 0.3938 0.2000 0.5250 0.0000 0.0000 0.3938 0.0000 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.6250 0.6250 0.7125 0.7125 0.7500 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.7125 0.7500 0.7125 0.7500 0.7125 0.7500 0.7125 0.7500 0.7500 0.7125 0.7500 0.7125 0.7500 0.7500 0.7500 1.0000 0.7125 0.7500 0.3562 0.5000 0.5000 0.2000 0.7125 0.7500 0.3000 0.4750 0.3562 0.3000 0.4750 0.5000 0.5000 0.3562 0.5000 0.5000

0.7100 0.7100 0.9025 0.9425 0.8900 0.7600 0.7600 0.7800 0.7800 0.7800 0.7800 0.8100 0.8100 1.0125 0.9500 0.9325 0.8700 0.9125 0.8500 0.9325 0.8500 0.8500 0.9325 0.8700 0.9125 0.8500 0.8500 0.8400 1.0900 0.9625 0.8500 0.5062 0.5300 0.5300 0.2600 0.9125 0.8400 1.5000 0.6350 0.5162 1.5000 0.6350 0.5400 0.5400 0.5062 0.5400 0.5400

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Henderson Japan Opportunities A Acc Henderson Japan Opportunities I Acc Henderson Multi-Manager Absolute Return A Acc Henderson Multi-Manager Absolute Return I Acc Henderson Multi-Manager Distribution A Inc Henderson Multi-Manager Distribution I Inc Henderson Multi-Manager Diversified A Inc Henderson Multi-Manager Diversified I Acc Henderson Multi-Manager Diversified I Inc Henderson Multi-Manager Income & Growth A Acc Henderson Multi-Manager Income & Growth A Inc Henderson Multi-Manager Income & Growth I Acc Henderson Multi-Manager Income & Growth I Inc Henderson Preference & Bond A Net Inc Henderson Preference & Bond I Net Inc Henderson Strategic Bond A Net Inc Henderson Strategic Bond I Net Acc Henderson Strategic Bond I Net Inc Henderson UK & Irish Smaller Companies Acc Henderson UK Absolute Return Acc Henderson UK Absolute Return I Acc Henderson UK Equity Income & Growth A Net Inc Henderson UK Equity Income & Growth I Acc Henderson UK Equity Income & Growth I Inc Henderson UK Index Acc Henderson UK Index Inc Henderson UK Smaller Companies A Net Acc Henderson UK Smaller Companies I Acc Henderson UK Tracker Acc Henderson US Growth A Acc Henderson US Growth I Acc Henderson World Select A Net Acc Henderson World Select I Net Acc

ISIN Code

GB0007683203 GB0007685026 GB00B02W2291 GB00B8113P38 GB0002725421 GB00B87K9900 GB00B4Y1C447 GB00BHB1YY26 GB00B5TPWM66 GB00B4KXCG68 GB0002540127 GB00BFDTFW55 GB00B88HSJ33 GB0007535866 GB0007651721 GB0007495293 GB0007533820 GB0007502080 GB0032442252 GB00B5KKCS68 GB00B5KKCX12 GB0007493033 GB0007494221 GB0007493470 GB0032897653 GB0033389353 GB0007447286 GB0007447625 GB0032898404 GB0032438466 GB00B3B4JF96 GB0007686321 GB0007692485

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 1.5000 0.7500 1.2500 0.6300 1.5000 0.7500 1.2500 0.6250 0.6250 1.5000 1.5000 0.7500 0.7500 1.2500 0.6000 1.2500 0.6000 0.6000 1.5000 1.5000 1.0000 1.5000 0.7500 0.7500 0.5000 0.5000 1.5000 0.7500 0.5000 1.5000 0.7500 1.5000 0.7500

0.7875 0.0000 0.6563 0.0000 0.7875 0.0000 0.6563 0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.6563 0.0000 0.6563 0.0000 0.0000 0.7875 0.7875 0.0000 0.7875 0.0000 0.0000 0.2625 0.0000 0.7875 0.0000 0.2625 0.7875 0.0000 0.7875 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7125 0.7500 0.5937 0.6300 0.7125 0.7500 0.5937 0.6250 0.6250 0.7125 0.7125 0.7500 0.7500 0.5938 0.6000 0.5938 0.6000 0.6000 0.7125 0.7125 1.0000 0.7125 0.7500 0.7500 0.2375 0.5000 0.7125 0.7500 0.2375 0.7125 0.7500 0.7125 0.7500

0.9225 0.8500 1.2637 1.2300 1.5325 1.5100 1.1137 1.0800 1.0800 1.4725 1.4725 1.4400 1.4400 0.7537 0.7000 0.7537 0.7000 0.7000 0.9125 0.9025 1.0600 0.9025 0.8400 0.8400 0.4375 0.9125 0.8400 0.4775 0.9025 0.8500 0.9125 0.8400

0.6600 -

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Henderson Global Investors (formerly New Star) Henderson Asian Dividend Income I Acc Henderson Asian Dividend Income I Inc Henderson Asian Dividend Income Inc Henderson European Growth A Acc Henderson European Growth I Acc Henderson Fixed Interest Monthly Income Acc Henderson Fixed Interest Monthly Income I Inc Henderson Fixed Interest Monthly Income Inc Henderson Global Equity Income A Acc Henderson Global Equity Income A Inc Henderson Global Equity Income I Inc Henderson Global Financials Ret GBP Acc Henderson Global Growth Acc Henderson Global Growth I Acc Henderson Money Market Acc Henderson Multi-Manager Active A Acc Henderson Multi-Manager Active I Acc Henderson Multi-Manager Diversified A Acc Henderson Multi-Manager Global Select A Acc Henderson Multi-Manager Global Select I Acc Henderson Multi-Manager Managed A Acc Henderson Multi-Manager Managed A Inc Henderson Multi-Manager Managed I Acc Henderson Sterling Bond Acc Henderson Sterling Bond I Acc Henderson Sterling Bond I Inc Henderson Sterling Bond Inc Henderson UK Alpha A Acc Henderson UK Alpha I Acc Henderson UK Property PAIF A Acc Henderson UK Property PAIF A Inc Henderson UK Property PAIF Feeder A Acc Henderson UK Property PAIF Feeder A Inc Henderson UK Property PAIF Feeder I Acc Henderson UK Property PAIF Feeder I Inc Henderson UK Property PAIF I Acc Henderson UK Property PAIF I Inc Henderson UK Strategic Income Inc

Initial Mgmt Charge

% GB00B62SGY92 GB00B6193536 GB0003243465 GB0030617707 GB0030617699 GB00B7BX6S68 GB00B7GSYN71 GB0001920486 GB00B3VZC642 GB0031250524 GB0031263899 GB0031919342 GB0007018194 GB00B68SFJ13 GB0004440516 GB0031413593 GB00B83VFR76 GB00B1GJNX12 GB00B19FLZ44 GB00B8B6NJ28 GB0031412744 GB0031412850 GB00B7JZZK97 GB0007017907 GB00B8GJGW07 GB00B6XY7V09 GB0007033870 GB0030956949 GB0030956832 GB00BP46GC27 GB00BP46GD34 GB00BYP82B13 GB00BYP82996 GB00BYP82D37 GB00BYP82C20 GB00BP46GF57 GB00BP46GG64 GB00B19FM846

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client

% 0.7500 0.7500 1.2500 1.5000 0.7500 1.2500 0.6000 1.2500 1.5000 1.5000 0.7500 1.5000 1.5000 0.7500 0.2500 1.5000 0.7500 1.2500 1.2500 0.6250 1.5000 1.5000 0.7500 1.2500 0.6000 0.6000 1.2500 1.5000 0.7500 1.5000 1.5000 1.5000 1.5000 0.7500 0.7500 0.7500 0.7500 1.5000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.6250 0.7500 0.0000 0.6250 0.0000 0.6250 0.7500 0.7500 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000 0.6250 0.6250 0.0000 0.7500 0.7500 0.0000 0.6250 0.0000 0.0000 0.6250 0.7500 0.0000 0.7500 0.7500 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.7500

0.7500 0.7500 0.6250 0.7500 0.7500 0.6250 0.6000 0.6250 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.2500 0.7500 0.7500 0.6250 0.6250 0.6250 0.7500 0.7500 0.7500 0.6250 0.6000 0.6000 0.6250 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.8900 0.8900 0.8650 0.9500 0.8500 0.7850 0.6900 0.7850 0.9900 0.9900 0.8500 0.9700 1.0000 0.8500 0.3100 1.6500 1.5800 1.1450 0.8250 0.7200 1.6200 1.6200 1.5600 0.7850 0.7000 0.7000 0.7850 0.9400 0.8400 0.9100 0.9100 0.9100 0.9100 0.8300 0.8300 0.8400 0.8400 0.9600

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Hermes Hermes Asia ex Japan Equity F Acc Hermes Asia ex Japan Equity F Inc Hermes Global Emerging Markets F Acc Hermes Global Emerging Markets F Inc

% IE00B8449Z10 IE00B84WGD25 IE00B3DJ5K90 IE00B3DJ5J85

0.0000 0.0000 0.0000 0.0000

GB0000470418 GB00B80QG615 GB00B80QG490 GB0000469741 GB0000200310 GB0000199769 GB0000190289 GB00BG0R5293 GB00BG0R4Z55 GB0000204510 GB0000204395 GB0000175165 GB00B85KC152 GB00B7X4RF18 GB0000170554 GB0000197508 GB00B6Q95412 GB00B7994G01 GB0000469071 GB00B80QGH28 GB00B80QGD89 GB0000468776 GB0000412477 GB00B80QFR50 GB00B80QD042 GB0000407618 GB0000467810 GB00B80QG052 GB00B80QFZ35 GB0000467703 GB0000438233 GB00B80QFX11 GB00B80QFW04 GB0000424886 GB00BMJJJG09 GB0000154681

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

HSBC Global HSBC American Index Acc HSBC American Index C Acc HSBC American Index C Inc HSBC American Index Inc HSBC Asian Growth Acc HSBC Asian Growth Inc HSBC Balanced Acc HSBC Balanced C Acc HSBC Balanced C Inc HSBC Chinese Equity Acc HSBC Chinese Equity Inc HSBC Corporate Bond Acc HSBC Corporate Bond C Acc HSBC Corporate Bond C Inc HSBC Corporate Bond Inc HSBC European Growth Acc HSBC European Growth C Acc HSBC European Growth C Inc HSBC European Index Acc HSBC European Index C Acc HSBC European Index C Inc HSBC European Index Inc HSBC FTSE 100 Index Acc HSBC FTSE 100 Index C Acc HSBC FTSE 100 Index C Inc HSBC FTSE 100 Index Inc HSBC FTSE 250 Index Acc HSBC FTSE 250 Index C Acc HSBC FTSE 250 Index C Inc HSBC FTSE 250 Index Inc HSBC FTSE All Share Index Acc HSBC FTSE All Share Index C Acc HSBC FTSE All Share Index C Inc HSBC FTSE All Share Index Inc HSBC FTSE All World Index C Inc HSBC Gilt & Fixed Interest Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.7500 0.7500 1.0000 1.0000

% 0.1400 0.0400 0.0400 0.1400 1.5000 1.5000 1.5000 0.5500 0.5500 1.5000 1.5000 1.0000 0.3000 0.3000 1.0000 1.5000 0.8000 0.8000 0.1300 0.0300 0.0300 0.1300 0.2500 0.1000 0.1000 0.2500 0.2500 0.1000 0.1000 0.2500 0.1400 0.0400 0.0400 0.1400 0.1000 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 1.0000 1.0000

0.8574 0.8573 1.1413 1.1413

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.5000 0.0000 0.0000 0.5000 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.3750

0.1400 0.0400 0.0400 0.1400 0.7500 0.7500 0.7500 0.5500 0.5500 0.7500 0.7500 0.5000 0.3000 0.3000 0.5000 0.7500 0.8000 0.8000 0.1300 0.0300 0.0300 0.1300 0.2500 0.1000 0.1000 0.2500 0.2500 0.1000 0.1000 0.2500 0.1400 0.0400 0.0400 0.1400 0.1000 0.3750

0.1800 0.0800 0.0800 0.1800 0.9600 0.9600 0.9400 0.7200 0.7200 1.0800 1.0800 0.6500 0.4300 0.4300 0.6500 0.9200 0.9500 0.9500 0.2000 0.1000 0.1000 0.2000 0.2800 0.1800 0.1800 0.2800 0.2800 0.1800 0.1800 0.2800 0.1700 0.0700 0.0700 0.1700 0.2000 0.5350

-

Online Trading Cut-Off Time

08:30AM 08:30AM 08:30AM 08:30AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

HSBC Gilt & Fixed Interest C Acc HSBC Gilt & Fixed Interest C Inc HSBC Gilt & Fixed Interest Inc HSBC Global Property Acc HSBC Global Property C Acc HSBC Global Property C Inc HSBC Global Property Inc HSBC Global Strategy Balanced Portfolio C Acc HSBC Global Strategy Balanced Portfolio C Inc HSBC Global Strategy Cautious Portfolio C Acc HSBC Global Strategy Cautious Portfolio C Inc HSBC Global Strategy Dynamic Portfolio C Acc HSBC Global Strategy Dynamic Portfolio C Inc HSBC Income Acc HSBC Income C Acc HSBC Income C Inc HSBC Income Inc HSBC Japan Index Acc HSBC Japan Index C Acc HSBC Japan Index C Inc HSBC Japan Index Inc HSBC Monthly Income C Acc HSBC Monthly Income C Inc HSBC Monthly Income Inc HSBC Open Global Distribution Acc HSBC Open Global Distribution C Acc HSBC Open Global Distribution C Inc HSBC Open Global Distribution Inc HSBC Pacific Index Acc HSBC Pacific Index C Acc HSBC Pacific Index C Inc HSBC Pacific Index Inc HSBC UK Freestyle Acc HSBC UK Gilt Index C Inc HSBC UK Growth & Income Acc HSBC UK Growth & Income C Acc HSBC UK Growth & Income C Inc HSBC UK Growth & Income Inc HSBC World Selection Adventurous Portfolio R Acc HSBC World Selection Income Portfolio R Acc

ISIN Code

GB00B8BFCR07 GB00B7ZPX096 GB0000154467 GB00B28PP161 GB00B84L7Q94 GB00B702WG47 GB00B28PNY57 GB00B76WP695 GB00B7PHDP01 GB00B84DV184 GB00B84L8664 GB00B849DT80 GB00B7NM4986 GB0000156843 GB00B8FJ1598 GB00B80L0G42 GB0000154913 GB0000150374 GB00B80QGN87 GB00B80QGM70 GB0000150150 GB00B80H8680 GB00B8L2VM91 GB0000160308 GB00B1G3BF15 GB00B7JK0545 GB00B84BZW11 GB00B1G3FH19 GB0000150713 GB00B80QGT40 GB00B80QGR26 GB0000150606 GB00B065WB35 GB00B80QG276 GB0000189950 GB00B715G377 GB00B86PKV52 GB0000185313 GB00BYX3PC04 GB00B3XCY674

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.3000 0.3000 0.7500 1.2500 0.5500 0.5500 1.2500 0.1000 0.1000 0.1000 0.1000 0.1000 0.1000 1.5000 0.8000 0.8000 1.5000 0.2500 0.1000 0.1000 0.2500 0.5500 0.5500 1.2500 1.2500 0.5500 0.5500 1.2500 0.2500 0.1000 0.1000 0.2500 1.5000 0.1000 1.5000 0.8000 0.8000 1.5000 1.2500 1.2500

0.0000 0.0000 0.3750 0.6250 0.0000 0.0000 0.6250 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.6250 0.6250 0.0000 0.0000 0.6250 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.7500 0.0000 0.0000 0.7500 0.6250 0.6250

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.3000 0.3000 0.3750 0.6250 0.5500 0.5500 0.6250 0.1000 0.1000 0.1000 0.1000 0.1000 0.1000 0.7500 0.8000 0.8000 0.7500 0.2500 0.1000 0.1000 0.2500 0.5500 0.5500 0.6250 0.6250 0.5500 0.5500 0.6250 0.2500 0.1000 0.1000 0.2500 0.7500 0.1000 0.7500 0.8000 0.8000 0.7500 0.6250 0.6250

0.4300 0.4300 0.5350 1.1950 1.1700 1.1700 1.1950 0.1900 0.1900 0.1700 0.1700 0.1900 0.1900 0.9000 0.9200 0.9200 0.9000 0.3100 0.2100 0.2100 0.3100 0.6700 0.6700 0.7750 1.3450 1.3200 1.3200 1.3450 0.3600 0.2500 0.2500 0.3600 0.9100 0.2000 0.8900 0.9200 0.9200 0.8900 0.9750 1.0250

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

IFSL Brooks Macdonald IFSL Brooks Macdonald Balanced A Acc IFSL Brooks Macdonald Cautious Growth A Acc IFSL Brooks Macdonald Cautious Growth A Inc IFSL Brooks Macdonald Defensive Capital A Acc IFSL Brooks Macdonald Defensive Income A Inc IFSL Brooks Macdonald Strategic Growth A Acc

% GB00B054QF32 GB00B5T81S44 GB00B054QH55 GB00B61MR835 GB00B054QL91 GB00BDX8Y871

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B2R2YS84 GB00B2R2YJ93 GB00B2R2Y002 GB00B2R2XR03 GB00B2R2XS10 GB00B2R2XH05 GB00B2R2XJ29

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

IFSL Sinfonia IFSL Sinfonia Adventurous Growth Portfolio A Acc IFSL Sinfonia Balanced Managed Portfolio A Acc IFSL Sinfonia Cautious Managed Portfolio A Acc IFSL Sinfonia Income & Growth Portfolio A Acc IFSL Sinfonia Income & Growth Portfolio A Inc IFSL Sinfonia Income Portfolio A Acc IFSL Sinfonia Income Portfolio A Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.5000 0.5000 0.5000 0.7500 0.5000 0.5000

% 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.5000 0.5000 0.5000 0.7500 0.5000 0.5000

1.3900 1.2700 1.2700 0.8200 1.3500 1.2400

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500

1.0500 1.0400 0.9600 1.1000 1.1000 1.0900 1.0900

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

IFSL Tilney Bestinvest IFSL Tilney Bestinvest Advanced Passive Aggressive Growth Portfolio Acc IFSL Tilney Bestinvest Advanced Passive Balanced Portfolio Acc IFSL Tilney Bestinvest Advanced Passive Cautious Portfolio Acc IFSL Tilney Bestinvest Advanced Passive Cautious Portfolio Inc IFSL Tilney Bestinvest Advanced Passive Growth Portfolio Acc IFSL Tilney Bestinvest Advanced Passive Income Portfolio Acc IFSL Tilney Bestinvest Advanced Passive Income Portfolio Inc IFSL Tilney Bestinvest Aggressive Growth Portfolio Acc IFSL Tilney Bestinvest Aggressive Growth Portfolio Inc IFSL Tilney Bestinvest British Enhanced Income Portfolio Acc IFSL Tilney Bestinvest British Enhanced Income Portfolio Inc IFSL Tilney Bestinvest Conservative Portfolio Acc IFSL Tilney Bestinvest Conservative Portfolio Inc IFSL Tilney Bestinvest Defensive Portfolio Acc IFSL Tilney Bestinvest Defensive Portfolio Inc IFSL Tilney Bestinvest Growth Portfolio Acc IFSL Tilney Bestinvest Growth Portfolio Inc IFSL Tilney Bestinvest Income & Growth Portfolio Acc IFSL Tilney Bestinvest Income & Growth Portfolio Inc IFSL Tilney Bestinvest Income Portfolio Acc IFSL Tilney Bestinvest Income Portfolio Inc IFSL Tilney Bestinvest Maximum Growth Portfolio Acc IFSL Tilney Bestinvest Maximum Growth Portfolio Inc

% GB00BDFYF248 GB00BDFYDH59 GB00BDFYD086 GB00BDFYD193 GB00BDFYD862 GB00BDFYDQ41 GB00BDFYDR57 GB00BFPBZS53 GB00BFPBZR47 GB00BDFYCV29 GB00BDFYCW36 GB00BRKFJK66 GB00BRKFJL73 GB00BFPBZL84 GB00BFPBZK77 GB00BFPBZ636 GB00BFPBZ529 GB00BFPBZ073 GB00BFPBYZ55 GB00BFPBZD01 GB00BFPBZC93 GB00BRKFJM80 GB00BRKFJN97

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

IE00B3CLDH95

0.0000

GB0033028225 GB0033049031 GB00B8N44Q86 GB00B8N44R93 GB00B8N44Z77 GB00B8N45097 GB0033028779 GB0033050690 GB00B8N45329 GB00B8N45436 GB0033947226 GB0033947333

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Insight Offshore Absolute Insight Emerging Market Debt AP Acc

%

Invesco Invesco Perpetual Asian Acc Invesco Perpetual Asian Inc Invesco Perpetual Asian Z Acc Invesco Perpetual Asian Z Inc Invesco Perpetual Corporate Bond (Z Net) Acc Invesco Perpetual Corporate Bond (Z Net) Inc Invesco Perpetual Corporate Bond Acc Invesco Perpetual Corporate Bond Inc Invesco Perpetual Distribution (Z Net) Acc Invesco Perpetual Distribution (Z Net) Inc Invesco Perpetual Distribution Acc Invesco Perpetual Distribution Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

% 1.5000

% 1.7000 1.7000 0.9500 0.9500 0.6600 0.6600 1.1600 1.1600 0.8200 0.8200 1.5400 1.5400

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.9200 0.9600 0.9100 0.9100 0.9200 0.9700 0.9700 1.4800 1.4800 1.4300 1.4300 1.3600 1.3600 1.2700 1.2700 1.4600 1.4600 1.3900 1.3900 1.4000 1.4000 1.5400 1.5400

-

%

%

%

%

0.5001

0.9999

1.2299

-

%

%

%

%

0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.6875 0.6875

0.9500 0.9500 0.9500 0.9500 0.6600 0.6600 0.6600 0.6600 0.8200 0.8200 0.8525 0.8525

0.9500 0.9500 0.9500 0.9500 0.6600 0.6600 0.6600 0.6600 0.8200 0.8200 0.8525 0.8525

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

09:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Invesco Perpetual Emerging European Z Acc Invesco Perpetual Emerging European Z Inc Invesco Perpetual European Equity Acc Invesco Perpetual European Equity Inc Invesco Perpetual European Equity Income Z Acc Invesco Perpetual European Equity Income Z Inc Invesco Perpetual European Equity Z Acc Invesco Perpetual European Equity Z Inc Invesco Perpetual European High Income Z Acc Invesco Perpetual European High Income Z Inc Invesco Perpetual European Opportunities Z Acc Invesco Perpetual European Opportunities Z Inc Invesco Perpetual European Smaller Companies Acc Invesco Perpetual European Smaller Companies Z Acc Invesco Perpetual Global Bond (Z Net) Acc Invesco Perpetual Global Bond (Z Net) Inc Invesco Perpetual Global Bond Acc Invesco Perpetual Global Bond Inc Invesco Perpetual Global Emerging Markets Acc Invesco Perpetual Global Emerging Markets Z Acc Invesco Perpetual Global Emerging Markets Z Inc Invesco Perpetual Global Equity Acc Invesco Perpetual Global Equity Inc Invesco Perpetual Global Equity Income Acc Invesco Perpetual Global Equity Income Inc Invesco Perpetual Global Equity Income Z Acc Invesco Perpetual Global Equity Income Z Inc Invesco Perpetual Global Equity Z Acc Invesco Perpetual Global Equity Z Inc Invesco Perpetual Global Financial Capital (Z Net) Acc Invesco Perpetual Global Financial Capital (Z Net) Inc Invesco Perpetual Global Financial Capital A Acc Invesco Perpetual Global Financial Capital A Inc Invesco Perpetual Global Opportunities Acc Invesco Perpetual Global Opportunities Z Acc Invesco Perpetual Global Smaller Companies Acc Invesco Perpetual Global Smaller Companies Inc Invesco Perpetual Global Smaller Companies Z Acc Invesco Perpetual Global Smaller Companies Z Inc Invesco Perpetual Global Targeted Returns Z Acc Invesco Perpetual High Income Acc Invesco Perpetual High Income Inc Invesco Perpetual High Income Z Acc Invesco Perpetual High Income Z Inc Invesco Perpetual High Yield (Z Net) Acc Invesco Perpetual High Yield (Z Net) Inc Invesco Perpetual High Yield Acc

ISIN Code

GB00B8N46954 GB00B8N46B73 GB0033028001 GB0033048843 GB00B8N44L32 GB00B8N44M49 GB00B8N44J10 GB00B8N44K25 GB00B8N45766 GB00B8N45873 GB00B8N44N55 GB00B8N44P79 GB0033030189 GB00B8N46C80 GB00B8N45F47 GB00B8N45G53 GB0033028662 GB0033049692 GB0033030304 GB00B8N46731 GB00B8N46848 GB0033029074 GB0033051664 GB00B3FD1X43 GB00B3FD1Y59 GB00B8N46061 GB00B8N46178 GB00B8N45Y36 GB00B8N45Z43 GB00B8N45K99 GB00B8N45L07 GB00B42XRV41 GB00B3ZZ0997 GB0033029181 GB00B8N46285 GB0033030296 GB0033053264 GB00B8N46D97 GB00B8N46F12 GB00B8CHD613 GB0033031484 GB0033054015 GB00B8N46L71 GB00B8N46M88 GB00B8N45980 GB00B8N45B09 GB0033028555

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 1.1700 1.1700 1.6800 1.6800 0.9400 0.9400 0.9300 0.9300 0.8300 0.8300 0.9500 0.9500 1.7000 0.9500 0.6700 0.6700 1.1700 1.1700 1.7500 1.0000 1.0000 1.6700 1.6700 1.6700 1.6700 0.9200 0.9200 0.9200 0.9200 0.7700 0.7700 1.4600 1.4600 1.7000 0.9500 1.7000 1.7000 0.9500 0.9500 0.8700 1.6700 1.6700 0.9200 0.9200 0.7500 0.7500 1.4400

0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.5000 0.5000 0.7500 0.0000 0.0000 0.7500 0.7500 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.6250 0.6250 0.7500 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.6250

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

1.1700 1.1700 0.9300 0.9300 0.9400 0.9400 0.9300 0.9300 0.8300 0.8300 0.9500 0.9500 0.9500 0.9500 0.6700 0.6700 0.6700 0.6700 1.0000 1.0000 1.0000 0.9200 0.9200 0.9200 0.9200 0.9200 0.9200 0.9200 0.9200 0.7700 0.7700 0.8350 0.8350 0.9500 0.9500 0.9500 0.9500 0.9500 0.9500 0.8700 0.9200 0.9200 0.9200 0.9200 0.7500 0.7500 0.8150

1.1700 1.1700 0.9300 0.9300 0.9400 0.9400 0.9300 0.9300 0.8300 0.8300 0.9500 0.9500 0.9500 0.9500 0.6700 0.6700 0.6700 0.6700 1.0000 1.0000 1.0000 0.9200 0.9200 0.9200 0.9200 0.9200 0.9200 0.9200 0.9200 0.7700 0.7700 0.8350 0.8350 0.9500 0.9500 0.9500 0.9500 0.9500 0.9500 0.8700 0.9200 0.9200 0.9200 0.9200 0.7500 0.7500 0.8150

-

Online Trading Cut-Off Time 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Invesco Perpetual High Yield Inc Invesco Perpetual Hong Kong & China Acc Invesco Perpetual Hong Kong & China Z Acc Invesco Perpetual Income & Growth Acc Invesco Perpetual Income & Growth Inc Invesco Perpetual Income & Growth Z Acc Invesco Perpetual Income & Growth Z Inc Invesco Perpetual Income Acc Invesco Perpetual Income Inc Invesco Perpetual Income Z Acc Invesco Perpetual Income Z Inc Invesco Perpetual Japan Acc Invesco Perpetual Japan Z Acc Invesco Perpetual Japanese Smaller Companies Acc Invesco Perpetual Japanese Smaller Companies Z Acc Invesco Perpetual Latin American Acc Invesco Perpetual Latin American Inc Invesco Perpetual Latin American Z Acc Invesco Perpetual Latin American Z Inc Invesco Perpetual Managed Growth Acc Invesco Perpetual Managed Growth Inc Invesco Perpetual Managed Growth Z Acc Invesco Perpetual Managed Growth Z Inc Invesco Perpetual Managed Income Acc Invesco Perpetual Managed Income Inc Invesco Perpetual Managed Income Z Acc Invesco Perpetual Managed Income Z Inc Invesco Perpetual Money (Z Net) Acc Invesco Perpetual Money Acc Invesco Perpetual Monthly Income Plus (Z Net) Acc Invesco Perpetual Monthly Income Plus (Z Net) Inc Invesco Perpetual Monthly Income Plus Acc Invesco Perpetual Monthly Income Plus Inc Invesco Perpetual Pacific Acc Invesco Perpetual Pacific Inc Invesco Perpetual Pacific Z Acc Invesco Perpetual Pacific Z Inc Invesco Perpetual Tactical Bond (Net) Acc Invesco Perpetual Tactical Bond (Net) Inc Invesco Perpetual Tactical Bond (Z Net) Acc Invesco Perpetual Tactical Bond (Z Net) Inc Invesco Perpetual UK Focus Acc Invesco Perpetual UK Focus Inc Invesco Perpetual UK Focus Z Acc Invesco Perpetual UK Focus Z Inc Invesco Perpetual UK Growth Acc Invesco Perpetual UK Growth Inc

ISIN Code

GB0033049254 GB0033028332 GB00B8N44V30 GB0033030742 GB0033053488 GB00B8N46N95 GB00B8N46P10 GB0033031260 GB0033053827 GB00B8N46V79 GB00B8N46W86 GB0033028118 GB00B8N44W47 GB0033030411 GB00B8N46G29 GB0033027706 GB0033048280 GB00B8N44B34 GB00B8N44C41 GB0033029298 GB0033052076 GB00B8N46392 GB00B8N46400 GB0033029306 GB0033052308 GB00B8N46517 GB00B8N46624 GB00BJ04JS57 GB0033029413 GB00B8N45P45 GB00B8N45Q51 GB0033028886 GB0033051334 GB0033028449 GB0033049148 GB00B8N44X53 GB00B8N44Y60 GB00B4V74V60 GB00B4V7X088 GB00B8N45T82 GB00B8N45V05 GB0033030965 GB0033053603 GB00B8N46Q27 GB00B8N46R34 GB0033031153 GB0033053710

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 1.4400 1.6900 0.9400 1.6700 1.6700 0.9200 0.9200 1.6600 1.6600 0.9100 0.9100 1.6800 0.9300 1.7400 0.9900 1.7500 1.7500 1.0000 1.0000 1.8200 1.8200 1.0700 1.0700 1.8300 1.8300 1.0800 1.0800 0.2500 0.5000 0.7200 0.7200 1.4200 1.4200 1.7100 1.7100 0.9600 0.9600 1.4400 1.4400 0.7500 0.7500 1.6700 1.6700 0.9200 0.9200 1.6600 1.6600

0.6250 0.7500 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000 0.7500 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.2500 0.0000 0.0000 0.6250 0.6250 0.7500 0.7500 0.0000 0.0000 0.6250 0.6250 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.8150 0.9400 0.9400 0.9200 0.9200 0.9200 0.9200 0.9100 0.9100 0.9100 0.9100 0.9300 0.9300 0.9900 0.9900 1.0000 1.0000 1.0000 1.0000 1.0700 1.0700 1.0700 1.0700 1.0800 1.0800 1.0800 1.0800 0.2500 0.2500 0.7200 0.7200 0.7950 0.7950 0.9600 0.9600 0.9600 0.9600 0.8150 0.8150 0.7500 0.7500 0.9200 0.9200 0.9200 0.9200 0.9100 0.9100

0.8150 0.9400 0.9400 0.9200 0.9200 0.9200 0.9200 0.9100 0.9100 0.9100 0.9100 0.9300 0.9300 0.9900 0.9900 1.0000 1.0000 1.0000 1.0000 1.0700 1.0700 1.0700 1.0700 1.0800 1.0800 1.0800 1.0800 0.2500 0.2500 0.7200 0.7200 0.7950 0.7950 0.9600 0.9600 0.9600 0.9600 0.8150 0.8150 0.7500 0.7500 0.9200 0.9200 0.9200 0.9200 0.9100 0.9100

-

Online Trading Cut-Off Time 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Invesco Perpetual UK Growth Z Acc Invesco Perpetual UK Growth Z Inc Invesco Perpetual UK Smaller Companies Equity A Acc Invesco Perpetual UK Smaller Companies Equity A Inc Invesco Perpetual UK Smaller Companies Equity Z Acc Invesco Perpetual UK Smaller Companies Equity Z Inc Invesco Perpetual UK Strategic Income (No Trail) A Acc Invesco Perpetual UK Strategic Income (No Trail) A Inc Invesco Perpetual UK Strategic Income Z Acc Invesco Perpetual UK Strategic Income Z Inc Invesco Perpetual US Equity Acc Invesco Perpetual US Equity Z Acc

ISIN Code

GB00B8N46S41 GB00B8N46T57 GB0033030528 GB0033113019 GB00B8N46H36 GB00B8N46J59 GB00B1W7J642 GB0033054452 GB00B8N46X93 GB00B8N46Y01 GB0033027698 GB00B8N44D57

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

IE00BBPJDS76 IE00BBPJDT83

0.0000 0.0000

GB0032033341 GB00B1XFJ342 GB0031141913 GB00B1XFJD49 GB0031074817 GB0031078453 GB00B2Q1J816 GB00B591W916 GB00B1LB1T45 GB00B6ZX2Q57 GB00B7M0MB14 GB0031078560 GB0031074924 GB00B7700K18 GB00B2Q1J923 GB00B8HWDL62 GB00B1XDJQ12 GB00B1XDJM73 GB00B58SJV49 GB00B3TB1H89 GB00B2QVXH86 GB00B2QVX896 GB00B01VDQ86 GB00B2Q1JF81 GB00B049P968

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Invesco Offshore Invesco Sterling Bond Z Acc Invesco Sterling Bond Z Inc

%

Investec Investec American A Acc Investec American I Acc Investec Asia ex Japan A Acc Investec Asia ex Japan I Acc Investec Cautious Managed A Acc Investec Cautious Managed A Inc Investec Cautious Managed I Acc Investec Cautious Managed I Inc Investec Diversified Growth A Inc Investec Diversified Growth I Acc Investec Diversified Growth I Inc Investec Diversified Income A 2 Inc Investec Diversified Income A Acc Investec Diversified Income I 2 Inc Investec Diversified Income I Acc Investec Emerging Market Equity I Acc Investec Emerging Markets Local Currency Debt A 2 Inc Investec Emerging Markets Local Currency Debt A Acc Investec Emerging Markets Local Currency Debt Net I 2 Inc Investec Emerging Markets Local Currency Debt Net I Acc Investec Enhanced Natural Resources A Acc Investec Enhanced Natural Resources I Acc Investec Global Dynamic A Acc Investec Global Dynamic I Acc Investec Global Energy A Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client 0.9100 0.9100 1.6700 1.6700 0.9200 0.9200 1.1700 1.1700 0.9200 0.9200 1.6600 0.9100

% 0.3800 0.3800

% 1.5000 0.7500 1.5000 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 0.7500 0.7500 1.2500 1.2500 0.6500 0.6500 0.9000 1.5000 1.5000 0.7500 0.7500 1.5000 0.7500 1.5000 0.7500 1.5000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER (after rebate)

(after rebate)

(after rebate)

0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.2500 0.2500 0.0000 0.0000 0.7500 0.0000

0.9100 0.9100 0.9200 0.9200 0.9200 0.9200 0.9200 0.9200 0.9200 0.9200 0.9100 0.9100

0.9100 0.9100 0.9200 0.9200 0.9200 0.9200 0.9200 0.9200 0.9200 0.9200 0.9100 0.9100

-

%

%

%

%

0.0000 0.0000

0.3800 0.3800

0.6100 0.6100

-

%

%

%

%

0.7500 0.0000 0.7500 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000 0.6250 0.6250 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000 0.7500 0.0000 0.7500

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6250 0.6250 0.6500 0.6500 0.9000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.8500 0.8500 0.9900 0.9900 0.8400 0.8400 0.8400 0.8400 0.8700 0.8700 0.7550 0.7550 0.7800 0.7800 1.1200 0.9000 0.9000 0.9000 0.9000 0.9200 0.9200 0.8500 0.8500 0.8900

1.0000 -

Online Trading Cut-Off Time 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

09:30AM 09:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Investec Global Energy I Acc Investec Global Equity A Acc Investec Global Equity I Acc Investec Global Franchise A Acc Investec Global Franchise I Acc Investec Global Gold A Acc Investec Global Gold I Acc Investec Global Quality Equity Income I 2 Inc Investec Global Quality Equity Income I Acc Investec Global Strategic Equity A Acc Investec Global Strategic Equity I Acc Investec Managed Growth A Acc Investec Managed Growth I Acc Investec Monthly High Income A 2 Inc Investec Monthly High Income A Acc Investec Monthly High Income I 2 Inc Investec Monthly High Income I Acc Investec Multi Asset Protector 2 I Acc Investec Target Return A Acc Investec Target Return I Acc Investec UK Alpha A Acc Investec UK Alpha I Acc Investec UK Alpha I Inc Investec UK Smaller Companies A Acc Investec UK Smaller Companies I Acc Investec UK Smaller Companies I Inc Investec UK Special Situations A Acc Investec UK Special Situations A Inc Investec UK Special Situations I Acc Investec UK Special Situations I Inc Investec UK Total Return A Acc Investec UK Total Return I Acc

ISIN Code

GB00B049PC91 GB00B01VDJ10 GB00B01VDL32 GB00B7WN9P32 GB00B7VHRM91 GB00B12B5S05 GB00B1XFGM25 GB00BYYXX703 GB00BYYXXG91 GB0031141806 GB00B1XFJ672 GB0008455460 GB00B2Q1JB44 GB0031141681 GB0031141798 GB00B7MDT866 GB00B2Q1JD67 GB00B8FLYL21 GB00B12B5V34 GB00B0FNM414 GB0031075228 GB00B7LM4J06 GB0032558966 GB0031075558 GB00B5NR9271 GB00B00LDP80 GB0031075665 GB0031078784 GB00B1XFJS91 GB00B61JXN13 GB00B0DB0H64 GB00B79C8894

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.7500 1.5000 0.7500 1.5000 0.7500 1.5000 0.7500 0.7500 0.7500 1.5000 0.7500 1.5000 0.7500 1.2500 1.2500 0.6500 0.6500 0.8000 1.2500 0.6500 1.5000 0.7500 0.7500 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.2500 0.6500

0.0000 0.7500 0.0000 0.7500 0.0000 0.7500 0.0000 0.0000 0.0000 0.7500 0.0000 0.7500 0.0000 0.2500 0.2500 0.0000 0.0000 0.0000 0.6250 0.0000 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.6250 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 1.0000 1.0000 0.6500 0.6500 0.8000 0.6250 0.6500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6250 0.6500

0.8900 0.8800 0.8800 0.8600 0.8600 0.9800 0.9800 0.8600 0.8600 0.8700 0.8700 0.9400 0.9400 1.1100 1.1100 0.7600 0.7600 1.2900 0.7350 0.7600 0.8500 0.8500 0.8500 0.8400 0.8400 0.8400 0.8500 0.8500 0.8500 0.8500 0.7250 0.7500

-

Online Trading Cut-Off Time 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

J O Hambro Capital Management Limited JOHCM UK Dynamic B Acc JOHCM UK Dynamic B Inc JOHCM UK Dynamic Y Acc JOHCM UK Dynamic Y Inc JOHCM UK Equity Income A Acc JOHCM UK Equity Income A Inc JOHCM UK Equity Income B Acc JOHCM UK Equity Income B Inc JOHCM UK Equity Income Y Acc JOHCM UK Equity Income Y Inc JOHCM UK Opportunities B Acc JOHCM UK Opportunities B Inc JOHCM UK Opportunities Y Acc JOHCM UK Opportunities Y Inc

% GB00B4T7JX59 GB00B4TXJ339 GB00BDZRJ101 GB00BDZRJ218 GB00B03KR500 GB00B03KP231 GB00B03KR831 GB00B03KR617 GB00B8FCHK57 GB00B95FCK64 GB00B0LLB757 GB00B3K76P86 GB00B95HP811 GB00B95J5C19

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

IE00B3RQ2721 IE00B6R5LS41 IE0033009121 IE00B993PD05 IE00B84FWM25 IE0032904223 IE00B89PQM59 IE00B3DBRN27 IE0034388797 IE00BKS8NT50 IE00BKS8NS44 IE00B5LD7P60

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB0030879695 GB00B1XMSK57 GB00B235GR40 GB00B235H044 GB0001655124 GB00B1XMTT16 GB00B8DLLD51 GB00B5NK2V63 GB0030881550 GB00B1XMSZ01

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

J O Hambro Offshore JOHCM Asia ex Japan A Inc JOHCM Asia Ex Japan Small & Mid Cap A Inc JOHCM Continental European A Inc JOHCM Continental European Y Inc JOHCM Emerging Markets Y Inc JOHCM European Select Values A Inc JOHCM Global Opportunities A Inc JOHCM Global Select A Inc JOHCM Japan A Inc JOHCM Japan Dividend Growth A Hedged Inc JOHCM Japan Dividend Growth A Inc JOHCM Japan Hedged A Inc

%

JP Morgan Asset Management JPM Asia A Acc JPM Asia A Inc JPM Asia C Acc JPM Asia C Inc JPM Emerging Europe Equity A Acc JPM Emerging Europe Equity A Inc JPM Emerging Europe Equity C Acc JPM Emerging Europe Equity C Inc JPM Emerging Markets A Acc JPM Emerging Markets A Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 1.2500 1.2500 0.6250 0.6250 0.7500 0.7500 1.2500 1.2500 0.6250 0.6250 1.2500 1.2500 0.6250 0.6250

% 0.9000 0.9000 0.7500 0.6250 0.8000 0.7500 0.7500 0.7500 0.7500 0.6250 0.6250 0.7500

% 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.5000 0.5000 0.0000 0.0000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000

0.7500 0.7500 0.6250 0.6250 0.7500 0.7500 0.7500 0.7500 0.6250 0.6250 0.7500 0.7500 0.6250 0.6250

0.8600 0.8600 0.7300 0.7300 0.8100 0.8100 0.8100 0.8200 0.6900 0.6900 0.8200 0.8100 0.6900 0.6900

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.9000 0.9000 0.7500 0.6250 0.8000 0.7500 0.7500 0.7500 0.7500 0.6250 0.6250 0.7500

1.0400 1.3600 0.8200 0.7000 1.3000 0.8100 0.8700 0.8100 0.8400 0.7700 0.7700 0.8400

-

%

%

%

%

0.7875 0.7875 0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.7875 0.7875

0.7125 0.7125 0.7500 0.7500 0.7125 0.7125 0.7500 0.7500 0.7125 0.7125

0.8925 0.8925 0.9300 0.9300 0.8925 0.8925 0.9300 0.9300 0.8925 0.8925

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

JPM Emerging Markets B Acc JPM Emerging Markets B Inc JPM Emerging Markets Income A Acc JPM Emerging Markets Income A Inc JPM Emerging Markets Income B Acc JPM Emerging Markets Income B Inc JPM Emerging Markets Income C Acc JPM Emerging Markets Income C Inc JPM Europe A Acc JPM Europe A Inc JPM Europe C Acc JPM Europe C Inc JPM Europe Dynamic (ex-UK) A Acc JPM Europe Dynamic (ex-UK) A Inc JPM Europe Dynamic (ex-UK) C Acc JPM Europe Dynamic (ex-UK) Hedged C Acc JPM Europe Smaller Companies A Acc JPM Europe Smaller Companies A Inc JPM Europe Smaller Companies C Acc JPM Europe Smaller Companies C Inc JPM Global (ex-UK) Bond A Acc JPM Global (ex-UK) Bond A Inc JPM Global (ex-UK) Bond C Acc JPM Global (ex-UK) Bond C Inc JPM Global Equity Income GBP Hedged A Acc JPM Global Equity Income GBP Hedged A Inc JPM Global Equity Income GBP Hedged C Acc JPM Global Equity Income GBP Hedged C Inc JPM Global Financials A Acc JPM Global Financials A Inc JPM Global Financials C Acc JPM Global Financials C Inc JPM Global High Yield Bond A Acc JPM Global High Yield Bond A Inc JPM Global High Yield Bond C Acc JPM Global High Yield Bond C Inc JPM Global Macro Balanced A Acc JPM Global Macro Balanced A Inc JPM Global Macro Balanced C Acc JPM Global Macro Balanced C Inc JPM Global Macro Opportunities C Acc JPM Global Macro Opportunities C Inc JPM Global Property Securities A Acc JPM Global Property Securities A Inc JPM Global Property Securities C Acc JPM Global Property Securities C Inc JPM Global Unconstrained Equity A Acc

ISIN Code

GB00B1YX4S73 GB00B1YX4W10 GB00B56DF680 GB00B50VRT53 GB00B5T0GN09 GB00B592H774 GB00B5M5KY18 GB00B5N1BC33 GB0030879141 GB00B1XMTB32 GB00B235HP90 GB00B235HR15 GB00B02L5M76 GB00B1JFB215 GB00B845HL62 GB00BCV7MM92 GB0030881006 GB00B1XMT248 GB00B5SDTW07 GB00B83T7Q40 GB0030877327 GB0030877210 GB00B235J081 GB00B235J198 GB00B1JNDX07 GB00B1JNDZ21 GB00B8DB5B19 GB00B235J313 GB0030877103 GB00B1XMTK23 GB00B235QL85 GB00B235QP24 GB0008350976 GB0008350869 GB00B235QY15 GB00B235R159 GB00B09RGK38 GB00B09RGL45 GB00B235HC61 GB00B235HG00 GB00B4WKYF80 GB00B44CT796 GB00B19HGH74 GB00B19HGG67 GB00B235R373 GB00B235R605 GB0030877871

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 1.0000 1.0000 1.5000 1.5000 1.0000 1.0000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.7500 0.7500 0.4000 0.4000 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.1000 1.1000 0.5500 0.5500 1.2500 1.2500 0.6000 0.6000 0.6000 0.6000 1.5000 1.5000 0.7500 0.7500 1.5000

0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.3938 0.3938 0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.5775 0.5775 0.0000 0.0000 0.6563 0.6563 0.0000 0.0000 0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.7875

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

1.0000 1.0000 0.7125 0.7125 1.0000 1.0000 0.7500 0.7500 0.7125 0.7125 0.7500 0.7500 0.7125 0.7125 0.7500 0.7500 0.7125 0.7125 0.7500 0.7500 0.3563 0.3563 0.4000 0.4000 0.7125 0.7125 0.7500 0.7500 0.7125 0.7125 0.7500 0.7500 0.5225 0.5225 0.5500 0.5500 0.5938 0.5938 0.6000 0.6000 0.6000 0.6000 0.7125 0.7125 0.7500 0.7500 0.7125

1.1800 1.1800 0.8925 0.8925 1.1800 1.1800 0.9300 0.9300 0.8925 0.8925 0.9300 0.9300 0.9025 0.9025 0.9400 0.9400 0.9025 0.9025 0.9400 0.9400 0.5362 0.5362 0.5800 0.5800 0.8925 0.8925 0.9300 0.9300 0.8925 0.8925 0.9300 0.9300 0.7025 0.7025 0.7300 0.7300 0.7737 0.7737 0.8300 0.8300 0.7800 0.7800 0.8925 0.8925 0.9300 0.9300 0.8925

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

JPM Global Unconstrained Equity A Inc JPM Global Unconstrained Equity C Acc JPM Global Unconstrained Equity C Inc JPM Japan A Acc JPM Japan C Acc JPM Japan C Hedged Acc JPM Japan C Inc JPM Multi Asset Income A Acc JPM Multi Asset Income A Inc JPM Multi Asset Income C Acc JPM Multi Asset Income C Inc JPM Multi-Manager Growth A Acc JPM Multi-Manager Growth A Inc JPM Multi-Manager Growth C Acc JPM Multi-Manager Growth C Inc JPM Natural Resources A Acc JPM Natural Resources A Inc JPM Natural Resources C Acc JPM Natural Resources C Inc JPM Portfolio A Acc JPM Portfolio C Acc JPM Sterling Corporate Bond A Acc JPM Sterling Corporate Bond A Inc JPM Sterling Corporate Bond C Acc JPM Sterling Corporate Bond C Inc JPM Strategic Bond A Acc JPM Strategic Bond A Inc JPM Strategic Bond C Acc JPM Strategic Bond C Inc JPM UK Dynamic A Acc JPM UK Dynamic A Inc JPM UK Dynamic C Acc JPM UK Dynamic C Inc JPM UK Equity & Bond Income A Acc JPM UK Equity & Bond Income A Inc JPM UK Equity & Bond Income C Acc JPM UK Equity & Bond Income C Inc JPM UK Equity Blue Chip A Acc JPM UK Equity Blue Chip C Acc JPM UK Equity Blue Chip C Inc JPM UK Equity Growth A Acc JPM UK Equity Growth C Acc JPM UK Higher Income A Acc JPM UK Higher Income A Inc JPM UK Higher Income C Acc JPM UK Higher Income C Inc JPM UK Smaller Companies A Acc

ISIN Code

GB00B1XMTN53 GB00B235QT61 GB00B71SRV18 GB0030879471 GB00B235RG08 GB00B9Z1HQ52 GB00B235RJ39 GB00B4N1ZJ15 GB00B4N1ZR98 GB00B4N20M25 GB00B4N20S86 GB0030876352 GB0030869779 GB00B235R829 GB00B235RD76 GB0031835118 GB00B1XMTQ84 GB00B88MP089 GB00B61M9437 GB0031834699 GB00B7XL3656 GB0030877541 GB0030877434 GB00B235SF65 GB00B235SK19 GB00B3RJ9B43 GB00B3RJ9K34 GB00B3RJBC99 GB00B3RJBL80 GB0009698001 GB0009697920 GB00B6X9BB33 GB00B6THL002 GB0030882301 GB0030882079 GB00B23FXM80 GB00B23FXP12 GB00B24FZ095 GB00B7D5N900 GB00B7MNS677 GB00B3FJQ821 GB00B3FJQD79 GB0030878408 GB0030878176 GB00B235RX72 GB00B235S124 GB0030880255

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 1.5000 0.7500 0.7500 1.5000 0.7500 0.7500 0.7500 1.2500 1.2500 0.6500 0.6500 1.2500 1.2500 0.6500 0.6500 1.5000 1.5000 0.7500 0.7500 1.5000 0.7500 1.0000 1.0000 0.5000 0.5000 1.0000 1.0000 0.5000 0.5000 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 0.7500 0.7500 1.5000 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000

0.7875 0.0000 0.0000 0.7875 0.0000 0.0000 0.0000 0.6563 0.6563 0.0000 0.0000 0.6563 0.6563 0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.7875 0.0000 0.5250 0.5250 0.0000 0.0000 0.5250 0.5250 0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.7875 0.0000 0.0000 0.7875 0.0000 0.7875 0.7875 0.0000 0.0000 0.7875

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7125 0.7500 0.7500 0.7125 0.7500 0.7500 0.7500 0.5938 0.5938 0.6500 0.6500 0.5938 0.5938 0.6500 0.6500 0.7125 0.7125 0.7500 0.7500 0.7125 0.7500 0.4750 0.4750 0.5000 0.5000 0.4750 0.4750 0.5000 0.5000 0.7125 0.7125 0.7500 0.7500 0.7125 0.7125 0.7500 0.7500 0.7125 0.7500 0.7500 0.7125 0.7500 0.7125 0.7125 0.7500 0.7500 0.7125

0.8925 0.9300 0.9300 0.8925 0.9300 0.9300 0.9300 0.7737 0.7737 0.8300 0.8300 0.7737 0.7737 0.8300 0.8300 0.8925 0.8925 0.9300 0.9300 1.1825 1.2200 0.6550 0.6550 0.6800 0.6800 0.6550 0.6550 0.6800 0.6800 0.8925 0.8925 0.9300 0.9300 0.8925 0.8925 0.9300 0.9300 0.8925 0.9300 0.9300 0.8925 0.9300 0.8925 0.8925 0.9300 0.9300 0.8925

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

JPM UK Smaller Companies C Acc JPM UK Smaller Companies C Inc JPM UK Strategic Equity Income A Acc JPM UK Strategic Equity Income A Inc JPM UK Strategic Equity Income C Acc JPM UK Strategic Equity Income C Inc JPM US A Acc JPM US A Inc JPM US C Acc JPM US C Inc JPM US Equity Income A Acc JPM US Equity Income A Inc JPM US Equity Income C Acc JPM US Equity Income C Hedged Inc JPM US Equity Income C Inc JPM US Select A Acc JPM US Select A Inc JPM US Select C Acc JPM US Select C Inc JPM US Smaller Companies A Acc JPM US Smaller Companies A Inc JPM US Smaller Companies C Acc JPM US Smaller Companies C Inc

ISIN Code

GB00B84LQR33 GB00B8MZ4L75 GB0004124904 GB0004124342 GB00B235SZ61 GB00B235T312 GB0030878846 GB00B1XN4S84 GB00B235T429 GB00B235T643 GB00B3FJQ045 GB00B3FJQ151 GB00B3FJQ482 GB00B7N03064 GB00B3FJQ599 GB00B2Q5DW58 GB00B2Q5DX65 GB00B2Q5DR06 GB00B2Q5DQ98 GB0030880032 GB00B1XN4Y45 GB00B8H99P30 GB00B88VFM76

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B5129B32 GB00B6Q84T67 GB00B54HB974 GB00B8JWRF62 GB0006662208 GB00BZ2YND85 GB00BZ2YMT70 GB00B1DTDX49 GB00B3ZPHC12 GB00B86PDR24 GB00B1DTDY55 GB0002691805 GB00B743QK57 GB0031294183 GB00B6531T16 GB0004792684 GB00B52HN049 GB00B4WDT300 GB0031294290 GB00B4KLC262

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Jupiter Jupiter Absolute Return Acc Jupiter Absolute Return I Acc Jupiter Asian I Acc Jupiter Asian I Inc Jupiter Asian Inc Jupiter Asian Income I Acc Jupiter Asian Income I Inc Jupiter China Acc Jupiter China I Acc Jupiter China I Inc Jupiter China Inc Jupiter Corporate Bond Jupiter Corporate Bond I Inc Jupiter Distribution Acc Jupiter Distribution and Growth I Inc Jupiter Distribution and Growth Inc Jupiter Distribution I Acc Jupiter Distribution I Inc Jupiter Distribution Inc Jupiter Ecology I Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500

% 1.2500 0.6250 0.7500 0.7500 1.5000 0.7500 0.7500 1.5000 0.7500 0.7500 1.5000 1.0000 0.4000 1.2500 0.7500 1.5000 0.5000 0.5000 1.2500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER (after rebate)

(after rebate)

(after rebate)

0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.0000 0.7875 0.7875 0.0000 0.0000 0.7875 0.7875 0.0000 0.0000

0.7500 0.7500 0.7125 0.7125 0.7500 0.7500 0.7125 0.7125 0.7500 0.7500 0.7125 0.7125 0.7500 0.7500 0.7500 0.7125 0.7125 0.7500 0.7500 0.7125 0.7125 0.7500 0.7500

0.9300 0.9300 0.8925 0.8925 0.9300 0.9300 0.8925 0.8925 0.9300 0.9300 0.8925 0.8925 0.9300 0.9300 0.9300 0.8925 0.8925 0.9300 0.9300 0.8925 0.8925 0.9300 0.9300

-

%

%

%

%

0.5000 0.0000 0.0000 0.0000 0.5000 0.0000 0.0000 0.5000 0.0000 0.0000 0.5000 0.2500 0.0000 0.5000 0.0000 0.5000 0.0000 0.0000 0.5000 0.0000

0.7500 0.6250 0.7500 0.7500 1.0000 0.7500 0.7500 1.0000 0.7500 0.7500 1.0000 0.7500 0.4000 0.7500 0.7500 1.0000 0.5000 0.5000 0.7500 0.7500

0.9900 0.8700 1.1800 1.1800 1.4300 0.9800 0.9800 1.3000 1.0500 1.0500 1.3000 1.0200 0.6700 0.8800 1.0400 1.2900 0.6300 0.6300 0.8800 0.7800

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Jupiter Ecology I Inc Jupiter Ecology Inc Jupiter Emerging European Opportunities Acc Jupiter Emerging European Opportunities I Acc Jupiter Enhanced Distribution I Acc Jupiter Enhanced Distribution I Inc Jupiter European I Acc Jupiter European I Inc Jupiter European Inc Jupiter European Income Acc Jupiter European Income I Acc Jupiter European Income I Inc Jupiter European Income Inc Jupiter European Special Situations Acc Jupiter European Special Situations I Acc Jupiter Financial Opportunities I Acc Jupiter Financial Opportunities I Inc Jupiter Financial Opportunities Inc Jupiter Fund of Investment Trusts I Acc Jupiter Fund of Investment Trusts I Inc Jupiter Fund of Investment Trusts Inc Jupiter Global Emerging Markets I Acc Jupiter Global Managed Acc Jupiter Global Managed I Acc Jupiter Global Managed I Inc Jupiter Global Managed Inc Jupiter Growth & Income Jupiter Growth & Income I Inc Jupiter Income Jupiter Income Trust I Inc Jupiter India Acc Jupiter India I Acc Jupiter International Financials Acc Jupiter International Financials I Acc Jupiter Japan Income (Hedged) I Inc Jupiter Japan Income Acc Jupiter Japan Income I Acc Jupiter Japan Income I Inc Jupiter Japan Income Inc Jupiter Merlin Balanced Portfolio Acc Jupiter Merlin Balanced Portfolio I Acc Jupiter Merlin Balanced Portfolio I Inc Jupiter Merlin Balanced Portfolio Inc Jupiter Merlin Conservative Portfolio I Acc Jupiter Merlin Conservative Portfolio I Inc Jupiter Merlin Growth Portfolio Acc Jupiter Merlin Growth Portfolio I Acc

ISIN Code

GB00B7W6PR65 GB0005812150 GB0031862534 GB00B45MWP75 GB00BZ0PF372 GB00BZ0PF265 GB00B5STJW84 GB00B4NVSH01 GB0006664683 GB00B1VV2H94 GB00B6QMYW18 GB00B5BJPR27 GB00B1VV2K24 GB0004911540 GB00B60WTT90 GB00B5LG4657 GB00B8JYV946 GB0004790191 GB00B6R1VR15 GB00B8JWSG45 GB0004795034 GB00B4PF5918 GB00B3Y68S87 GB00B6QMY217 GB00B8JYWW47 GB0002440245 GB0001577351 GB00B6QDDF07 GB0004791389 GB00B6QR2553 GB00B2NHJ040 GB00B4TZHH95 GB00B551H564 GB00B58D9P37 GB00B6496D90 GB00B0HZTZ55 GB00B5TGB445 GB00B6QC0Z69 GB00B0HZR397 GB0031845141 GB00B4351D99 GB00B3X5X818 GB0031910754 GB00B8GDLS36 GB00B8GDLV64 GB0003629267 GB00B6QGLF53

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.7500 1.5000 1.5000 0.7500 0.5000 0.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.7500 1.5000 0.7500 0.7500 1.5000 0.7500 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 1.5000 0.7500 1.5000 0.7500 1.2500 0.7500 0.7500 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 0.5000 0.5000 1.5000 0.7500

0.0000 0.5000 0.5000 0.0000 0.0000 0.0000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.0000 0.5000 0.0000 0.0000 0.5000 0.0000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.5000 0.0000 0.5000 0.0000 0.5000 0.0000 0.0000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.0000 0.0000 0.5000 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7500 1.0000 1.0000 0.7500 0.5000 0.5000 0.7500 0.7500 1.0000 1.0000 0.7500 0.7500 1.0000 1.0000 0.7500 0.7500 0.7500 1.0000 0.7500 0.7500 1.0000 0.7500 1.0000 0.7500 0.7500 1.0000 1.0000 0.7500 1.0000 0.7500 1.0000 0.7500 0.7500 0.7500 0.7500 1.0000 0.7500 0.7500 1.0000 1.0000 0.7500 0.7500 1.0000 0.5000 0.5000 1.0000 0.7500

0.7800 1.1800 1.4600 1.2100 0.6400 0.6400 1.0300 1.0300 1.2800 1.2800 1.0300 1.0300 1.2800 1.2700 1.0200 1.0000 1.0000 1.2500 1.1200 1.1200 1.3700 1.2600 1.2500 1.0000 1.0000 1.2500 1.2500 1.0000 1.1900 0.9400 1.3100 1.0600 1.1300 1.1300 1.1100 1.2300 0.9800 0.9800 1.2300 1.9000 1.6500 1.6500 1.9000 0.9600 0.9600 1.9500 1.7000

-

Online Trading Cut-Off Time 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Jupiter Merlin Growth Portfolio I Inc Jupiter Merlin Growth Portfolio Inc Jupiter Merlin Income Portfolio Acc Jupiter Merlin Income Portfolio I Acc Jupiter Merlin Income Portfolio I Inc Jupiter Merlin Income Portfolio Inc Jupiter Merlin Worldwide Portfolio Acc Jupiter Merlin Worldwide Portfolio I Acc Jupiter Merlin Worldwide Portfolio I Inc Jupiter Merlin Worldwide Portfolio Inc Jupiter Monthly Income Acc Jupiter Monthly Income I Acc Jupiter Monthly Income I Inc Jupiter Monthly Income Inc Jupiter North American Income I Acc Jupiter North American Income I Inc Jupiter North American Income Inc Jupiter Responsible Income Acc Jupiter Responsible Income I Acc Jupiter Responsible Income I Inc Jupiter Strategic Bond Acc Jupiter Strategic Bond I Acc Jupiter Strategic Bond I Inc Jupiter Strategic Bond Inc Jupiter UK Growth Acc Jupiter UK Growth I Acc Jupiter UK Growth I Inc Jupiter UK Growth Inc Jupiter UK Smaller Companies Acc Jupiter UK Smaller Companies I Acc Jupiter UK Special Situations Jupiter UK Special Situations I Acc Jupiter UK Special Situations I Inc

ISIN Code

GB00B8K5LH40 GB0003629150 GB0003629374 GB00B4N2L746 GB00B6QMDC41 GB0003629481 GB0031667834 GB00B53LG951 GB00B8D78Y38 GB0003699831 GB0009500314 GB00B4WLF922 GB00B4M78461 GB0009500207 GB00B57YXG68 GB00B4Y3KV37 GB0003840617 GB0008337569 GB00B40TGH32 GB00B5ZWNT55 GB00B2RBCS16 GB00B4T6SD53 GB00B544HM32 GB00B2RBBC80 GB00BW4NVB69 GB00B54CH949 GB00B40C5979 GB0004792130 GB0004911870 GB00B3LRRF45 GB0004777347 GB00B4KL9F89 GB00B66H8P73

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.2500 0.5000 0.5000 1.2500 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 1.5000 0.7500 0.7500

0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.5000 0.0000 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7500 1.0000 1.0000 0.7500 0.7500 1.0000 1.0000 0.7500 0.7500 1.0000 1.0000 0.7500 0.7500 1.0000 0.7500 0.7500 1.0000 1.0000 0.7500 0.7500 0.7500 0.5000 0.5000 0.7500 1.0000 0.7500 0.7500 1.0000 1.0000 0.7500 1.0000 0.7500 0.7500

1.7000 1.9500 1.7700 1.5200 1.5200 1.7700 2.0500 1.8000 1.8000 2.0500 1.2000 0.9500 0.9500 1.2000 1.0200 1.0200 1.2700 1.1900 0.9400 0.9400 0.9800 0.7300 0.7300 0.9800 1.2700 1.0200 1.0200 1.2700 1.2800 1.0300 1.2400 0.7600 0.7600

-

Online Trading Cut-Off Time 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Kames Capital Kames Diversified Growth A Acc Kames Diversified Growth B Acc Kames Diversified Monthly Income B Acc Kames Diversified Monthly Income B Inc Kames Ethical Cautious Managed A Acc Kames Ethical Cautious Managed A Inc Kames Ethical Cautious Managed B Acc Kames Ethical Cautious Managed B Inc Kames Ethical Corporate Bond A Acc Kames Ethical Corporate Bond A Inc Kames Ethical Corporate Bond B Acc Kames Ethical Corporate Bond B Inc Kames Ethical Equity A Acc Kames Ethical Equity B Acc Kames Ethical Equity B Inc Kames Global Equity A Acc Kames Global Equity B Acc Kames High Yield Bond A Acc Kames High Yield Bond A Inc Kames High Yield Bond B Acc Kames High Yield Bond B Inc Kames Investment Grade Bond A Acc Kames Investment Grade Bond A Inc Kames Investment Grade Bond B Acc Kames Investment Grade Bond B Inc Kames Sterling Corporate Bond A Acc Kames Sterling Corporate Bond A Inc Kames Sterling Corporate Bond B Acc Kames Sterling Corporate Bond B Inc Kames Strategic Bond A Acc Kames Strategic Bond A Inc Kames Strategic Bond B Acc Kames Strategic Bond B Inc Kames UK Equity A Acc Kames UK Equity Absolute Return A Acc Kames UK Equity Absolute Return B Acc Kames UK Equity B Acc Kames UK Equity Income A Acc Kames UK Equity Income A Inc Kames UK Opportunities A Acc Kames UK Opportunities B Acc Kames UK Smaller Companies A Acc Kames UK Smaller Companies B Acc

Initial Mgmt Charge

% GB00B4TLTY88 GB00B625LX43 GB00BJFLQY60 GB00BJFLR106 GB00B1N9DX45 GB00B1N9DW38 GB00B7V2CD05 GB00B7TCPG66 GB0005342646 GB0005342422 GB00B018K352 GB00B0C4RP31 GB0007452484 GB0007450884 GB00B8FZHY88 GB0007254229 GB0007274516 GB0031425233 GB0031425126 GB0031425563 GB00B1N9DY51 GB00B140FR45 GB00B1419R57 GB00B141C763 GB00B142F707 GB0007450447 GB0007450330 GB0007451635 GB0031599870 GB0033988543 GB0033988436 GB00B3ZLQW29 GB00B00MY367 GB0007450223 GB00B504CH73 GB00B4XS8040 GB0007451411 GB00B504GY29 GB00B4ZMYN93 GB00B1N9DR84 GB00B1N9DS91 GB00B142FH03 GB00B142FS18

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client

% 1.0000 0.5500 0.5500 0.5500 1.2500 1.2500 0.7500 0.7500 1.0000 1.0000 0.5000 0.5000 1.5000 0.7500 0.7500 1.5000 0.7500 1.2500 1.2500 0.7500 0.7500 1.2500 1.2500 0.7500 0.7500 1.0000 1.0000 0.5000 0.5000 1.2500 1.2500 0.7500 0.7500 1.5000 1.5500 0.8000 0.6000 1.5000 1.5000 1.5000 0.7500 1.5000 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.5000 0.0000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.7500 0.0000 0.0000 0.7500 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.7500 0.0000 0.7500 0.0000

0.5000 0.5500 0.5500 0.5500 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.8000 0.8000 0.6000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.5540 0.6041 0.6061 0.6050 0.7933 0.7935 0.7928 0.7927 0.5496 0.5499 0.5495 0.5495 0.7916 0.7915 0.7915 0.8737 0.8736 0.7940 0.7940 0.7941 0.7938 0.7907 0.7906 0.7906 0.7907 0.5484 0.5489 0.5484 0.5484 0.7948 0.7947 0.7948 0.7947 0.8149 0.8371 0.8371 0.6649 0.8461 0.8461 0.8248 0.8247 0.7949 0.7946

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Kames Capital (Ireland) Kames Capital (Ireland) Absolute Return Bond Global B Acc Kames Capital (Ireland) Absolute Return Bond Global B Inc

% IE00BVVQ0148 IE00BVVQ0585

0.0000 0.0000

GB00BK6MJG80 GB00BK6MJH97

0.0000 0.0000

GB00B3VM6746 GB00B3WH6J00 GB00B84D0885 GB00B8HCWS66 GB00B24F1G74 GB0008467101 GB0008469586 GB0008468844 GB00B6S1MZ55 GB00B24F0K46 GB00B88ZX473 GB00B24DNZ47 GB00B24DPS10 GB00B24DPX62 GB00B24DPY79 GB00B7VB8X97 GB00B7YWW378 GB00B3DVTR01 GB0031595787 GB0008470360 GB0008470253 GB0008470147 GB0008469818 GB00B24DZV47 GB00B05N2H42 GB00B8HKDX21 GB00B87ZL660 GB0008470477 GB00B7J7S065

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Kames Capital Property Kames Property Income Feeder B Acc Kames Property Income Feeder B Inc

%

Lazard Lazard Developing Markets R Acc Lazard Developing Markets R Inc Lazard Developing Markets Retail C Acc Lazard Developing Markets Retail C Inc Lazard Emerging Markets I Acc Lazard Emerging Markets I Inc Lazard Emerging Markets R Inc Lazard European Alpha R Inc Lazard European Alpha Retail C Inc Lazard European Smaller Companies R Acc Lazard European Smaller Companies Retail C Acc Lazard Global Equity Income I Acc Lazard Global Equity Income I Inc Lazard Global Equity Income R Acc Lazard Global Equity Income R Inc Lazard Global Equity Income Retail C Acc Lazard Global Equity Income Retail C Inc Lazard Managed Balanced I Acc Lazard Managed Balanced I Inc Lazard Multicap UK Income I Acc Lazard Multicap UK Income I Inc Lazard Multicap UK Income R Acc Lazard Multicap UK Income R Inc Lazard UK Omega R Acc Lazard UK Omega R Inc Lazard UK Omega Retail C Acc Lazard UK Omega Retail C Inc Lazard UK Smaller Companies R Inc Lazard UK Smaller Companies Retail C Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.5500 0.5500

% 0.7500 0.7500

% 1.5000 1.5000 0.8500 0.8500 1.0000 1.0000 1.5000 1.5000 0.7500 1.5000 0.7500 1.0000 1.0000 1.5000 1.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 1.2500 1.2500 1.5000 1.5000 0.7500 0.7500 1.5000 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000

0.5500 0.5500

0.6139 0.6147

-

%

%

%

%

0.0000 0.0000

0.7500 0.7500

0.9600 0.9600

-

%

%

%

%

0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.7500 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.6250 0.6250 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000

0.7500 0.7500 0.8500 0.8500 1.0000 1.0000 0.7500 0.7500 0.7500 0.7500 0.7500 1.0000 1.0000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6250 0.6250 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

1.0500 1.0500 1.1500 1.1500 1.0800 1.0800 0.8300 0.8800 0.8400 0.8000 0.7900 1.0700 1.0600 0.8200 0.8400 0.8200 0.8200 0.9300 0.9500 0.8100 0.8000 0.6750 0.7250 0.8100 0.8300 0.8100 0.8000 0.8400 0.8300

-

Online Trading Cut-Off Time

10:00AM 10:00AM

10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Lazard Offshore Lazard Global Emerging Market Equity Acc Lazard Global Listed Infrastructure Equity Acc Lazard Global Listed Infrastructure Equity Inc

% IE00BDX8CP03 IE00B5NXD345 IE00B5NJXH66

0.0000 0.0000 0.0000

GB00B84VDP04 GB0034155605 GB0034155712 GB00B8387G12 GB0002051406 GB0005120224 GB00B409KQ03 GB00B7XH5V20 GB00B032BL04 GB00B032BK96 GB00B0CNHB64 GB0005141584 GB00B7JVMY09 GB00B7FPV944 GB0033860197 GB0033860080 GB00B1TWMW95 GB00B1TWMY10 GB00B1TWMM97 GB00B1TWMJ68 GB00B7MJV331 GB00B7GWV161 GB00B8L19S87 GB00B8FT1G07 GB00B0CNH940 GB00B0CNH833 GB0009243824 GB0007642548 GB00B0CNGR59 GB00B0CNGQ43 GB0002041142 GB0005135081 GB00B0CNHD88 GB00B0CNHC71 GB0002051513 GB0005128516 GB00B0CNH056

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Legal & General Legal & General All Stks Index Linked Gilt Idx I Inc Legal & General All Stks Index Linked Gilt Idx M Acc Legal & General All Stks Index Linked Gilt Idx M Inc Legal & General All Stocks Gilt Index Trust I Inc Legal & General All Stocks Gilt Index Trust M Acc Legal & General All Stocks Gilt Index Trust M Inc Legal & General Asian Income Trust I Acc Legal & General Asian Income Trust I Inc Legal & General Asian Income Trust R Acc Legal & General Asian Income Trust R Inc Legal & General Cash Trust I Acc Legal & General Cash Trust R Acc Legal & General Distribution Trust I Acc Legal & General Distribution Trust I Inc Legal & General Distribution Trust R Acc Legal & General Distribution Trust R Inc Legal & General Dynamic Bond Trust I Acc Legal & General Dynamic Bond Trust I Inc Legal & General Dynamic Bond Trust R Acc Legal & General Dynamic Bond Trust R Inc Legal & General Emerging Markets Government Bond Index I Acc Legal & General Emerging Markets Government Bond Index I Inc Legal & General Emerging Markets Government Bond Local Currency Index I Acc Legal & General Emerging Markets Government Bond Local Currency Index I Inc Legal & General Ethical Trust I Acc Legal & General Ethical Trust I Inc Legal & General Ethical Trust R Acc Legal & General Ethical Trust R Inc Legal & General European Index Trust I Acc Legal & General European Index Trust I Inc Legal & General European Index Trust R Acc Legal & General European Index Trust R Inc Legal & General Fixed Interest Trust I Acc Legal & General Fixed Interest Trust I Inc Legal & General Fixed Interest Trust R Acc Legal & General Fixed Interest Trust R Inc Legal & General Global 100 Index Trust I Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 1.0000 0.8500 0.8500

% 0.1500 0.1500 0.1500 0.1500 0.1500 0.1500 0.9300 0.9300 1.8200 1.8200 0.1500 0.2500 0.7000 0.7000 1.4900 1.4900 0.6300 0.6300 1.4200 1.4200 0.2900 0.2900 0.3500 0.3500 0.3100 0.3100 1.1500 1.1500 0.1200 0.1200 0.8400 0.8400 0.3300 0.3300 0.9200 0.9200 0.1400

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000

1.0000 0.8500 0.8500

1.1162 1.0321 1.0320

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.6500 0.6500 0.0000 0.0000 0.6500 0.6500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7000 0.7000 0.0000 0.0000 0.4500 0.4500 0.0000 0.0000 0.4500 0.4500 0.0000

0.1500 0.1500 0.1500 0.1500 0.1500 0.1500 0.9300 0.9300 1.0700 1.0700 0.1500 0.2500 0.7000 0.7000 0.8400 0.8400 0.6300 0.6300 0.7700 0.7700 0.2900 0.2900 0.3500 0.3500 0.3100 0.3100 0.4500 0.4500 0.1200 0.1200 0.3900 0.3900 0.3300 0.3300 0.4700 0.4700 0.1400

0.1500 0.1500 0.1500 0.1500 0.1500 0.1500 0.9300 0.9300 1.0700 1.0700 0.1500 0.2500 0.7000 0.7000 0.8400 0.8400 0.6300 0.6300 0.7700 0.7700 0.2900 0.2900 0.3500 0.3500 0.3100 0.3100 0.4500 0.4500 0.1200 0.1200 0.3900 0.3900 0.3300 0.3300 0.4700 0.4700 0.1400

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM

10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Legal & General Global 100 Index Trust I Inc Legal & General Global 100 Index Trust R Acc Legal & General Global 100 Index Trust R Inc Legal & General Global Emerging Markets Index I Acc Legal & General Global Emerging Markets Index I Inc Legal & General Global Emerging Markets Index R Acc Legal & General Global Emerging Markets Index R Inc Legal & General Global Health & Pharm Trust I Acc Legal & General Global Health & Pharm Trust I Inc Legal & General Global Health & Pharm Trust R Acc Legal & General Global Health & Pharm Trust R Inc Legal & General Global Inflation Linked Bond Index I Acc Legal & General Global Technology Index Trust I Acc Legal & General Global Technology Index Trust R Acc Legal & General Growth Trust I Acc Legal & General Growth Trust I Inc Legal & General Growth Trust R Acc Legal & General High Income Trust I Inc Legal & General High Income Trust R Acc Legal & General High Income Trust R Inc Legal & General International Index Trust I Acc Legal & General International Index Trust I Inc Legal & General Japan Index Trust I Acc Legal & General Japan Index Trust I Inc Legal & General Japan Index Trust R Acc Legal & General Japan Index Trust R Inc Legal & General Managed Monthly Income Trust I Acc Legal & General Managed Monthly Income Trust I Inc Legal & General Managed Monthly Income Trust R Acc Legal & General Managed Monthly Income Trust R Inc Legal & General Multi Index 3 I Acc Legal & General Multi Index 3 I Inc Legal & General Multi Index 4 I Acc Legal & General Multi Index 4 I Inc Legal & General Multi Index 5 I Acc Legal & General Multi Index 5 I Inc Legal & General Multi Index 6 I Acc Legal & General Multi Index 6 I Inc Legal & General Multi Index 7 I Acc Legal & General Multi Index 7 I Inc Legal & General Multi Index Income 4 I Acc Legal & General Multi Index Income 4 I Inc Legal & General Multi Index Income 5 I Acc Legal & General Multi Index Income 5 I Inc Legal & General Multi Index Income 6 I Acc Legal & General Multi Index Income 6 I Inc Legal & General Pacific Index Trust I Acc

ISIN Code

GB00B0CNGZ34 GB0031978918 GB0031978801 GB00B4KBDL25 GB00B4QY6B60 GB00B4MBFN60 GB00B4PM4C84 GB00B0CNH387 GB00B0CNH270 GB0001955532 GB0001955318 GB00BBHXNN27 GB00B0CNH163 GB0001955755 GB00B28PVN01 GB00B28PWL51 GB00B032BQ58 GB00B0CNHH27 GB0001956167 GB0001956050 GB00B2Q6HW61 GB00B2Q6HX78 GB00B0CNGW03 GB00B0CNGV95 GB0002050879 GB0005135420 GB00B0CNHQ18 GB00B0CNHP01 GB0030803117 GB0001572295 GB00B9751744 GB00B6VR4B04 GB00B88Y0217 GB00B8VZBR34 GB00B8VZ3F59 GB00B95ND856 GB00B95KML23 GB00B947LD97 GB00B9LF0M88 GB00B9LF0629 GB00BZ0RRN72 GB00BZ0RRM65 GB00BZ0RRW63 GB00BZ0RRV56 GB00BZ0RS348 GB00BZ0RS231 GB00B0CNGY27

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.1400 1.1500 1.1500 0.3300 0.3300 0.9700 0.9700 0.3100 0.3100 1.1500 1.1500 0.2700 0.3200 1.1600 0.9300 0.9300 1.8200 0.4100 1.1500 1.1500 0.1300 0.1300 0.1500 0.1500 0.8300 0.8300 0.4400 0.4400 1.1800 1.1800 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.1900

0.0000 0.7000 0.7000 0.0000 0.0000 0.3500 0.3500 0.0000 0.0000 0.7000 0.7000 0.0000 0.0000 0.7000 0.0000 0.0000 0.7500 0.0000 0.6000 0.6000 0.0000 0.0000 0.0000 0.0000 0.4500 0.4500 0.0000 0.0000 0.6000 0.6000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.1400 0.4500 0.4500 0.3300 0.3300 0.6200 0.6200 0.3100 0.3100 0.4500 0.4500 0.2700 0.3200 0.4600 0.9300 0.9300 1.0700 0.4100 0.5500 0.5500 0.1300 0.1300 0.1500 0.1500 0.3800 0.3800 0.4400 0.4400 0.5800 0.5800 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.1900

0.1400 0.4500 0.4500 0.3300 0.3300 0.6200 0.6200 0.3100 0.3100 0.4500 0.4500 0.2700 0.3200 0.4600 0.9300 0.9300 1.0700 0.4100 0.5500 0.5500 0.1300 0.1300 0.1500 0.1500 0.3800 0.3800 0.3100 0.4400 0.5800 0.5800 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3100 0.3500 0.3500 0.3800 0.3800 0.3900 0.3900 0.1900

-

Online Trading Cut-Off Time 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Legal & General Pacific Index Trust I Inc Legal & General Pacific Index Trust R Acc Legal & General Pacific Index Trust R Inc Legal & General Short Dated Sterling Corporate Bond Index I Acc Legal & General Short Dated Sterling Corporate Bond Index I Inc Legal & General Sterling Corporate Bond Index I Acc Legal & General Sterling Corporate Bond Index I Inc Legal & General UK 100 Index Trust I Acc Legal & General UK 100 Index Trust I Inc Legal & General UK 100 Index Trust R Acc Legal & General UK 100 Index Trust R Inc Legal & General UK Alpha Trust I Acc Legal & General UK Alpha Trust R Acc Legal & General UK Equity Income I Acc Legal & General UK Equity Income I Inc Legal & General UK Index Trust I Acc Legal & General UK Index Trust I Inc Legal & General UK Index Trust R Acc Legal & General UK Index Trust R Inc Legal & General UK Property Feeder I Acc Legal & General UK Property Feeder I Inc Legal & General UK Property Feeder R Acc Legal & General UK Property Feeder R Inc Legal & General UK Property PAIF I Acc Legal & General UK Property PAIF I Inc Legal & General UK Smaller Companies Trust I Acc Legal & General UK Smaller Companies Trust I Inc Legal & General UK Smaller Companies Trust R Acc Legal & General UK Smaller Companies Trust R Inc Legal & General UK Special Situations I Acc Legal & General UK Special Situations I Inc Legal & General US Index Trust I Acc Legal & General US Index Trust I Inc Legal & General US Index Trust R Acc Legal & General US Index Trust R Inc

ISIN Code

GB00B0CNGX10 GB0002050218 GB0005200703 GB00BKGR3H21 GB00BKGR3G14 GB00B4M01C47 GB00B72V3J91 GB00B0CNH502 GB00B0CNH494 GB00B0CNH726 GB00B0CNH619 GB00B28PT700 GB00B079QX49 GB00B6HBD759 GB00B56B1J72 GB00B0CNGN12 GB00B0CNGM05 GB0001036531 GB0005141709 GB00BK35F408 GB00BK35F390 GB00BK35F283 GB00BK35F176 GB00BK35DV33 GB00BK35DT11 GB00B7LFF300 GB00B89NFZ54 GB00B032C178 GB00B032C061 GB00B3DMY345 GB00B3DMY121 GB00B0CNGT73 GB00B0CNGS66 GB0001981215 GB0005141923

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.1900 0.8600 0.8600 0.1400 0.1400 0.1400 0.1400 0.1000 0.1000 0.8200 0.8200 0.8800 1.7700 0.8800 0.8800 0.1000 0.1000 0.5600 0.5600 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.8800 0.8800 1.7700 1.7700 0.9400 0.9400 0.1000 0.1000 0.8200 0.8200

0.0000 0.4500 0.4500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.4500 0.4500 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.2000 0.2000 0.0000 0.0000 0.6500 0.6500 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.4500 0.4500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.1900 0.4100 0.4100 0.1400 0.1400 0.1400 0.1400 0.1000 0.1000 0.3700 0.3700 0.8800 1.0200 0.8800 0.8800 0.1000 0.1000 0.3600 0.3600 0.7500 0.7500 0.8500 0.8500 0.7500 0.7500 0.8800 0.8800 1.0200 1.0200 0.9400 0.9400 0.1000 0.1000 0.3700 0.3700

0.1900 0.4100 0.4100 0.1400 0.1400 0.1400 0.1400 0.1000 0.1000 0.3700 0.3700 0.8800 1.0200 0.8800 0.8800 0.1000 0.1000 0.3600 0.3600 0.7500 0.7500 0.8500 0.8500 0.7500 0.7500 0.8800 0.8800 1.0200 1.0200 0.9400 0.9400 0.1000 0.1000 0.3700 0.3700

-

Online Trading Cut-Off Time 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:15AM 10:15AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Legg Mason Legg Mason IF Brandywine Global Income Optimiser X Inc Legg Mason IF ClearBridge Global Equity Income A Acc Legg Mason IF ClearBridge Global Equity Income A Inc Legg Mason IF ClearBridge Global Equity Income X Acc Legg Mason IF ClearBridge Global Equity Income X Inc Legg Mason IF ClearBridge US Equity A Acc Legg Mason IF ClearBridge US Equity X Acc Legg Mason IF Japan Equity A Acc Legg Mason IF Japan Equity Hedged X Acc Legg Mason IF Japan Equity X Acc Legg Mason IF Martin Currie Asia Pacific A Acc Legg Mason IF Martin Currie Asia Pacific X Acc Legg Mason IF Martin Currie China A Acc Legg Mason IF Martin Currie China X Acc Legg Mason IF Martin Currie Emerging Markets A Acc Legg Mason IF Martin Currie Emerging Markets X Acc Legg Mason IF Martin Currie European Equity Income A Acc Legg Mason IF Martin Currie European Equity Income A Inc Legg Mason IF Martin Currie European Equity Income X Acc Legg Mason IF Martin Currie European Equity Income X Inc Legg Mason IF Martin Currie Global Alpha A Acc Legg Mason IF Martin Currie Global Alpha X Acc Legg Mason IF Martin Currie Global Equity Income A Acc Legg Mason IF Martin Currie Global Equity Income A Inc Legg Mason IF Martin Currie Global Equity Income X Acc Legg Mason IF Martin Currie Global Equity Income X Inc Legg Mason IF Martin Currie Japan Alpha A Acc Legg Mason IF Martin Currie Japan Alpha Hedged X Acc Legg Mason IF Martin Currie Japan Alpha X Acc Legg Mason IF Martin Currie North American A Acc Legg Mason IF Martin Currie North American Hedged X Acc Legg Mason IF Martin Currie North American X Acc Legg Mason IF QS Emerging Markets Equity A Acc Legg Mason IF QS Emerging Markets Equity X Acc Legg Mason IF QS UK Equity A Acc Legg Mason IF QS UK Equity X Acc Legg Mason IF Royce US Smaller Companies A Acc Legg Mason IF Royce US Smaller Companies X Acc Legg Mason IF Western Asset Global Multi Strategy Bond A Inc Legg Mason IF Western Asset Global Multi Strategy Bond X Inc Legg Mason IF Western Asset Retirement Income Bond X Inc

Initial Mgmt Charge

% GB00B3XX1N61 GB00B2R8FL62 GB00B2R8FJ41 GB00B82FVZ02 GB00B85JH625 GB0033506725 GB00B8F2KD97 GB0033507467 GB00B99C0657 GB00B8JYLC77 GB00BVZ6TS00 GB00BVZ6TT17 GB00BVZ6TV39 GB00BVZ6TW46 GB00BVZ6TX52 GB00BVZ6TY69 GB00BVZ6TZ76 GB00BVZ6V067 GB00BVZ6V174 GB00BVZ6V281 GB00BVZ6V398 GB00BVZ6V406 GB00BVZ6V513 GB00BVZ6V620 GB00BVZ6V737 GB00BVZ6V844 GB00BVZ6V950 GB00BVZ6VC87 GB00BVZ6VB70 GB00BVZ6VD94 GB00BVZ6VG26 GB00BVZ6VF19 GB0034100486 GB00B7GH9K65 GB0033506501 GB00B89R1486 GB0034100932 GB00B8BRMK99 GB00B2R8FG10 GB00B8267221 GB00B88V5W72

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client

% 0.6500 1.0000 1.0000 0.7500 0.7500 1.0000 0.7500 1.0000 0.7500 0.7500 1.0000 0.7500 1.0000 0.7500 1.0000 0.7500 1.0000 1.0000 0.7500 0.7500 1.0000 0.7500 1.0000 1.0000 0.7500 0.7500 1.0000 0.8000 0.7500 1.0000 0.8000 0.7500 1.0000 0.7500 1.0000 0.7500 1.0000 0.7500 0.8000 0.6250 0.3000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.2500 0.2500 0.0000 0.0000 0.2500 0.0000 0.2500 0.0000 0.0000 0.2500 0.0000 0.2500 0.0000 0.2500 0.0000 0.2500 0.2500 0.0000 0.0000 0.2500 0.0000 0.2500 0.2500 0.0000 0.0000 0.2500 0.0000 0.0000 0.2500 0.0000 0.0000 0.2500 0.0000 0.2500 0.0000 0.2500 0.0000 0.1750 0.0000 0.0000

0.6500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.8000 0.7500 0.7500 0.8000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6250 0.6250 0.3000

0.8500 1.0300 1.0300 1.0300 1.0300 1.0400 1.0400 1.0000 1.1100 1.0100 1.1700 1.1100 1.7100 1.6700 1.4500 1.4200 1.1400 1.1400 1.1500 1.1500 0.9600 0.9700 1.0200 1.0200 0.9800 0.9800 1.0300 1.0400 0.9400 0.9500 1.0400 0.9400 2.4500 1.9800 1.1900 1.1900 0.9800 0.9800 0.8350 0.7900 0.4500

-

Online Trading Cut-Off Time

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Legg Mason Ireland Legg Mason Brandywine Global Fixed Income X S Hedged Inc Legg Mason ClearBridge US Aggressive Growth X Acc Legg Mason ClearBridge US Large Cap Growth X Acc Legg Mason Western Asset Global High Yield Hedged X Inc Legg Mason Western Asset Macro Opps Bond Hedged X Acc

% IE00B2Q3KT51 IE00B19ZB102 IE00B241D368 IE00B53T7Z26 IE00BHBFD929

0.0000 0.0000 0.0000 0.0000 0.0000

IE00B3NS4D25 IE00B7FGDC41

0.0000 0.0000

GB00BD2WZ873 GB00BD2WZ766 GB00BD2WZ659 GB00BD2WZ543 GB00B4ZM1M76 GB00B1GKBD09 GB00BD2WZ436 GB00BD2WZ329 GB00BD2WZ212 GB00BD2WZ105 GB0007420895 GB00B56S8Y21 GB0007010795 GB00B88W5T75 GB00B888YP40 GB00B7MVBY07 GB00B8DB7264 GB00B57H4F11 GB00B0N6YF70 GB00B56BDS09 GB0007014557 GB00BDFYHP14 GB00B8HWPP49 GB00B57TMD12

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Lindsell Train Offshore Lindsell Train Offshore Global Equity B Inc Lindsell Train Offshore Japanese Equity B Inc

%

Liontrust Liontrust European Enhanced Income I Acc Liontrust European Enhanced Income I Inc Liontrust European Enhanced Income R Acc Liontrust European Enhanced Income R Inc Liontrust European Growth I Inc Liontrust European Growth R Inc Liontrust European Income I Acc Liontrust European Income I Inc Liontrust European Income R Acc Liontrust European Income R Inc Liontrust FTSE 100 Tracker Inc Liontrust Global Income I Inc Liontrust Global Income R Inc Liontrust Macro Equity Income I Acc Liontrust Macro Equity Income I Inc Liontrust Macro UK Growth I Acc Liontrust Macro UK Growth I Inc Liontrust Special Situations I Inc Liontrust Special Situations R Inc Liontrust UK Growth I Inc Liontrust UK Growth R Inc Liontrust UK Micro Cap I Acc Liontrust UK Smaller Companies I Acc Liontrust UK Smaller Companies I Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.6000 0.6500 0.6250 0.6250 1.0000

% 0.6500 0.6500

% 0.7500 0.7500 1.5000 1.5000 0.7500 1.5000 0.7500 0.7500 1.5000 1.5000 0.2950 0.7500 1.5000 0.7500 0.7500 0.7500 0.7500 0.7500 1.7500 0.7500 1.5000 1.2500 1.2500 1.2500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000

0.6000 0.6500 0.6250 0.6250 1.0000

0.8700 1.1100 1.1300 0.9000 1.2500

-

%

%

%

%

0.0000 0.0000

0.6500 0.6500

0.7600 0.8700

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.1475 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.8750 0.0000 0.7500 0.0000 0.0000 0.0000

0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.7500 0.7500 1.5000 1.5000 0.1475 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.8750 0.7500 0.7500 1.2500 1.2500 1.2500

0.9200 0.9200 1.6700 1.6700 1.0500 1.0500 0.9000 0.9000 1.6500 1.6500 0.3025 0.9100 0.9100 0.8800 0.8800 0.9700 0.9700 0.8800 1.0050 0.9000 0.9000 1.6200 1.3800 1.3800

-

Online Trading Cut-Off Time

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

10:30AM 10:30AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

London & Capital London & Capital Global Balanced Fixed Income I Inc London & Capital Global Conservative Fixed Income I Inc London & Capital Global Defensive Equity I Inc London & Capital Global Emerging Markets Equity I Inc London & Capital Global Growth Fixed Income I Inc London & Capital Global Star Equity I Inc London & Capital UK Star Equity I Inc

% IE00BDV0B626 IE00BDV0B287 IE00BDV09Y67 IE00BFSRZG85 IE00BDV09P76 IE00BDV09T15 IE00BYNVJ113

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00BVVQ7G83 GB00BVVQ7H90

0.0000 0.0000

GB0030939556 GB0030939440 GB00B6SQYF47 GB00B3T2RX98 GB0031956807 GB0031956799 GB0031285785 GB0031285678 GB00B1YBRL59 GB00B1YBRM66 GB0031285900 GB0031285892 GB0031286197 GB0031286080 GB00B7BX4821 GB00B6T64N15 GB0031958514 GB0031958407 GB0031958738 GB0031958621 GB00B7GNKY53 GB00BZ0YDT65 GB00B4TL2D89 GB0031286312 GB0031286205 GB00B1P9ZJ26 GB00B1P9ZK31

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Lowes Lowes RHFS Diversified Strategy B Acc Lowes RHFS Diversified Strategy B Inc

%

M&G M&G Asian A Acc M&G Asian A Inc M&G Asian I Acc M&G Asian I Inc M&G Asian X Acc M&G Asian X Inc M&G Corporate Bond A Acc M&G Corporate Bond A Inc M&G Corporate Bond I Acc M&G Corporate Bond I Inc M&G Corporate Bond X Acc M&G Corporate Bond X Inc M&G Dividend A Acc M&G Dividend A Inc M&G Dividend I Acc M&G Dividend I Inc M&G Dividend X Acc M&G Dividend X Inc M&G Emerging Markets Bond A Acc M&G Emerging Markets Bond A Inc M&G Emerging Markets Bond I Acc M&G Emerging Markets Bond I Hedged Inc M&G Emerging Markets Bond I Inc M&G Emerging Markets Bond X Acc M&G Emerging Markets Bond X Inc M&G Episode Allocation A Acc M&G Episode Allocation A Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000

% 1.0500 1.0500

% 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 1.0000 1.0000 0.5000 0.5000 1.2500 1.0000 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 1.2500 1.2500 0.6000 0.7500 0.6000 1.2500 1.2500 1.3500 1.3500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000

1.3300 1.3400 1.3800 1.6800 1.3700 1.3200 1.3700

-

%

%

%

%

0.0000 0.0000

1.0500 1.0500

2.4800 2.4800

-

%

%

%

%

0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.6250 0.6250 0.0000 0.0000 0.0000 0.6250 0.6250 0.5000 0.5000

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.7500 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6250 0.6250 0.6000 0.7500 0.6000 0.6250 0.6250 0.8500 0.8500

0.9800 0.9800 0.9800 0.9800 0.9800 0.9800 0.6600 0.6600 0.6600 0.6600 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.8150 0.8150 0.7900 0.9700 0.7900 0.8150 0.8150 1.0800 1.0800

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

M&G Episode Allocation I Acc M&G Episode Allocation I Inc M&G Episode Allocation X Acc M&G Episode Growth I Inc M&G Episode Growth X Inc M&G Episode Income A Acc M&G Episode Income A Inc M&G Episode Income I Acc M&G Episode Income I Inc M&G European Corporate Bond I Acc M&G European Corporate Bond I Inc M&G European Corporate Bond X Acc M&G European Corporate Bond X Inc M&G European High Yield Bond I Acc M&G European High Yield Bond I Inc M&G European High Yield Bond X Acc M&G European High Yield Bond X Inc M&G European I Acc M&G European Index Tracker A Acc M&G European Index Tracker A Inc M&G European Select A Inc M&G European Select I Inc M&G European Smaller Companies I Acc M&G European Smaller Companies I Inc M&G European Smaller Companies X Acc M&G Feeder of Property Portfolio A Inc M&G Feeder of Property Portfolio I Acc M&G Feeder of Property Portfolio I Inc M&G Feeder of Property Portfolio X Inc M&G Fund of Investment Trust Shares X Acc M&G Fund of Investment Trust Shares X Inc M&G Gilt & Fixed Interest Income A Acc M&G Gilt & Fixed Interest Income A Inc M&G Gilt & Fixed Interest Income I Acc M&G Gilt & Fixed Interest Income I Inc M&G Global Basics I Acc M&G Global Basics I Inc M&G Global Basics X Acc M&G Global Basics X Inc M&G Global Convertibles Fund GBP A Acc M&G Global Convertibles Fund GBP A Inc M&G Global Convertibles I Acc M&G Global Convertibles I Inc M&G Global Dividend A GBP Acc M&G Global Dividend A GBP Inc M&G Global Dividend I Acc M&G Global Dividend I Inc

ISIN Code

GB00B73RVW51 GB00B71QKV66 GB00B1P9ZL48 GB00B708D148 GB0031616922 GB00B48VC629 GB00B4054K09 GB00B4QHRP64 GB00B7FSJ224 GB00B76JLK62 GB00B3W19714 GB0032178740 GB0032178526 GB00B76MD544 GB00B7FS2455 GB0031288029 GB0031287948 GB00B7L27463 GB0030929300 GB0030929185 GB0030928229 GB00B76N7B10 GB00B7J8PS69 GB00B7FHDW79 GB0031951964 GB00B8FWH509 GB00B7SX7S61 GB00B842HT59 GB00B8HC9L87 GB0031959363 GB0031959256 GB0031108433 GB0031107807 GB00B734BY83 GB00B7454D07 GB00B4WV2P70 GB00B76CZD62 GB0031952376 GB0031952269 GB00B1Z68163 GB00B1Z68270 GB00B1Z68387 GB00B758PJ12 GB00B39R2L79 GB00B39R2M86 GB00B39R2Q25 GB00B39R2R32

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.6000 0.6000 1.3500 0.6500 1.5000 1.3500 1.3500 0.6000 0.6000 0.5000 0.5000 1.0000 1.0000 0.7500 0.7500 1.2500 1.2500 0.7500 0.5000 0.5000 1.5000 0.7500 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.0000 1.0000 0.7500 0.7500 0.5000 0.5000 0.7500 0.7500 1.5000 1.5000 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500

0.0000 0.0000 0.5000 0.0000 0.7500 0.5000 0.5000 0.0000 0.0000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.6250 0.6250 0.0000 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.5000 0.5000 0.3000 0.3000 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.6000 0.6000 0.8500 0.6500 0.7500 0.8500 0.8500 0.6000 0.6000 0.5000 0.5000 0.5000 0.5000 0.7500 0.7500 0.6250 0.6250 0.7500 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.4500 0.4500 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.8300 0.8300 1.0800 0.9300 1.0300 1.0500 1.0500 0.8000 0.8000 0.6600 0.6600 0.9100 0.9100 0.9300 0.9300 0.8050 0.8050 0.9400 0.7000 0.7000 0.9400 0.9400 0.9400 0.9400 0.9400 1.1500 1.1500 1.1400 1.1400 1.2000 1.1900 0.6100 0.6100 0.6600 0.6600 0.9300 0.9300 0.9300 0.9300 0.9100 0.9100 0.9100 0.9100 0.9100 0.9200 0.9100 0.9100

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

M&G Global Emerging Markets GBP A Acc M&G Global Emerging Markets GBP A Inc M&G Global Emerging Markets I Acc M&G Global Emerging Markets I Inc M&G Global Floating Rate High Yield I Hedged Acc M&G Global Floating Rate High Yield I Hedged Inc M&G Global Government Bond A Acc M&G Global Government Bond A Inc M&G Global Government Bond I Acc M&G Global Government Bond I Inc M&G Global High Yield Bond I Acc M&G Global High Yield Bond I Inc M&G Global High Yield Bond X Acc M&G Global High Yield Bond X Inc M&G Global Leaders I Acc M&G Global Leaders I Inc M&G Global Leaders X Acc M&G Global Leaders X Inc M&G Global Macro Bond I Acc M&G Global Macro Bond I Hedged Acc M&G Global Macro Bond I Inc M&G Global Macro Bond X Acc M&G Global Macro Bond X Inc M&G Global Recovery I Acc M&G Global Recovery I Inc M&G Global Select A Acc M&G Global Select A Inc M&G Global Select I Acc M&G Global Select I Inc M&G Global Select X Acc M&G Global Select X Inc M&G Index Tracker A Acc M&G Index Tracker A Inc M&G Index-Linked Bond A Acc M&G Index-Linked Bond A Inc M&G Index-Linked Bond I Acc M&G Index-Linked Bond I Inc M&G Japan A Acc M&G Japan I Acc M&G Japan I Inc M&G Japan Smaller Companies I Acc M&G Japan Smaller Companies I Inc M&G Japan Smaller Companies X Acc M&G Japan Smaller Companies X Inc M&G Japan X Acc M&G Japan X Inc M&G Managed Growth A Acc

ISIN Code

GB00B3FFXV23 GB00B3FFXW30 GB00B3FFXX47 GB00B3FFXY53 GB00BMP3SC51 GB00BMP3SD68 GB0031289092 GB0031288912 GB00B7Q0Q826 GB00B700F033 GB00B4Z1M213 GB00B6ZD1B32 GB0031110512 GB0031110405 GB00B4Q4H572 GB00B7JN9L25 GB0031953895 GB0031953788 GB00B78PGS53 GB00BVYJ0Y38 GB00B78PH601 GB0031960361 GB0031960254 GB00B6173L33 GB00B706FQ75 GB0030938038 GB0030937840 GB00B77HHZ62 GB00B556Q879 GB0031956138 GB0031956021 GB0031110959 GB0031110843 GB0031111478 GB0031111361 GB00B6SYH932 GB00B7875289 GB0030938475 GB00B74CQP79 GB00B6Z42S01 GB00B7FGLY29 GB00B62S8P46 GB0031956682 GB0031956468 GB0031956351 GB0031956245 GB0031960700

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 1.5000 1.5000 0.7500 0.7500 0.6500 0.6500 1.0000 1.0000 0.5000 0.5000 0.6500 0.6500 1.2500 1.2500 0.7500 0.7500 1.5000 1.5000 0.6500 0.6500 0.6500 1.2500 1.2500 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.3000 0.3000 0.5000 0.5000 0.4000 0.4000 1.5000 0.7500 0.7500 0.7500 0.7500 1.5000 1.5000 1.5000 1.5000 1.5000

0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.0000 0.0000 0.6250 0.6250 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.6250 0.6250 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0500 0.0500 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.7500 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7500 0.7500 0.7500 0.7500 0.6500 0.6500 0.5000 0.5000 0.5000 0.5000 0.6500 0.6500 0.6250 0.6250 0.7500 0.7500 0.7500 0.7500 0.6500 0.6500 0.6500 0.6250 0.6250 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.3000 0.3000 0.4500 0.4500 0.4000 0.4000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

1.0000 1.0000 1.0000 1.0000 0.8200 0.8300 0.7400 0.7400 0.7400 0.7400 0.8100 0.8100 0.7850 0.7850 0.9200 0.9200 0.9200 0.9200 0.8000 0.8300 0.8000 0.7750 0.7750 0.9300 0.9300 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.4600 0.4600 0.6100 0.6100 0.5600 0.5600 0.9700 0.9400 0.9400 0.9500 0.9500 0.9600 0.9500 0.9600 0.9400 0.9700

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

M&G Managed Growth I Acc M&G Managed Growth I Inc M&G Managed Growth X Inc M&G North American Dividend A Acc M&G North American Dividend A Inc M&G North American Dividend I Acc M&G North American Dividend I Inc M&G North American Dividend X Acc M&G North American Dividend X Inc M&G North American Value I Acc M&G North American Value I Inc M&G North American Value X Acc M&G North American Value X Inc M&G Optimal Income A Acc M&G Optimal Income A Inc M&G Optimal Income I Acc M&G Optimal Income I Inc M&G Pan European Dividend A Inc GBP M&G Pan European Dividend I Acc M&G Pan European Dividend I Inc M&G Pan European Select A Acc M&G Pan European Select A Inc M&G Pan European Select I Acc M&G Pan European Select I Inc M&G Pan European Select X Inc M&G Recovery I Acc M&G Recovery I Inc M&G Recovery X Acc M&G Recovery X Inc M&G Short Dated Corporate Bond A Inc M&G Short Dated Corporate Bond I Inc M&G Smaller Companies I Acc M&G Smaller Companies I Inc M&G Smaller Companies X Acc M&G Smaller Companies X Inc M&G Strategic Corporate Bond A Acc M&G Strategic Corporate Bond A Inc M&G Strategic Corporate Bond I Acc M&G Strategic Corporate Bond I Inc M&G Strategic Corporate Bond X Acc M&G Strategic Corporate Bond X Inc M&G UK Income Distribution I Acc M&G UK Income Distribution I Inc M&G UK Income Distribution X Acc M&G UK Income Distribution X Inc M&G UK Inflation Linked Corporate Bond A Acc M&G UK Inflation Linked Corporate Bond A Inc

ISIN Code

GB00B7K52D01 GB00B7GTLH32 GB0031617003 GB0030926843 GB0030926736 GB00B7565G26 GB00B7F5Y731 GB0031950008 GB0031949661 GB00B61S4242 GB00B77CF027 GB00B0BHJG82 GB00B0BHJF75 GB00B1H05155 GB00B1H05049 GB00B1H05718 GB00B1H05601 GB00B39R4G66 GB00B74YXH41 GB00B45BZT97 GB0030927817 GB0030927700 GB00B5ZSNC68 GB00B6T93L12 GB0031950552 GB00B4X1L373 GB00B4VSCB59 GB0031959702 GB0031959694 GB0031110397 GB00B8JXBQ82 GB00B75DFL82 GB00B7N1NG56 GB0031959926 GB0031959819 GB0033828137 GB0033828020 GB00B7J4YT87 GB00B6VTPZ79 GB0033828350 GB0033828244 GB00B7C4NQ54 GB00B70D5799 GB0031957094 GB0031956914 GB00B44VX079 GB00B3WZMB82

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.7500 0.7500 1.5000 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 1.2500 1.2500 0.7500 0.7500 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 0.7500 0.7500 1.5000 1.5000 0.5000 0.4000 0.7500 0.7500 1.5000 1.5000 1.0000 1.0000 0.5000 0.5000 1.0000 1.0000 0.6000 0.6000 1.2500 1.2500 1.0000 1.0000

0.0000 0.0000 0.7500 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.6250 0.6250 0.0000 0.0000 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000 0.7500 0.7500 0.0500 0.0000 0.0000 0.0000 0.7500 0.7500 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.6250 0.6250 0.5000 0.5000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6250 0.6250 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.4500 0.4000 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.6000 0.6000 0.6250 0.6250 0.5000 0.5000

0.9900 1.0000 0.9800 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.7850 0.7850 0.9100 0.9100 0.9400 0.9400 0.9400 0.9300 0.9300 0.9300 0.9300 0.9300 0.9000 0.9100 0.9100 0.9100 0.6000 0.5500 0.9100 0.9100 0.9100 0.9100 0.6600 0.6600 0.6600 0.6600 0.9100 0.9100 0.7600 0.7600 0.7850 0.7850 0.6600 0.6600

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

M&G UK Inflation Linked Corporate Bond I Acc M&G UK Inflation Linked Corporate Bond I Inc M&G UK Select A Acc M&G UK Select A Inc M&G UK Select I Acc M&G UK Select I Inc M&G UK Select X Acc M&G UK Select X Inc

ISIN Code

GB00B460GC50 GB00B44JC482 GB0031111817 GB0031111700 GB00B6677B69 GB00B3R2HL98 GB0031957987 GB0031957870

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B8FYD926 GB00B89X8P64

0.0000 0.0000

GB00B61FYV40 GB00B67GDM56

0.0000 0.0000

GB00BN31TC54 GB00B88NK732 GB00B8BH0R25 GB00B83QP495 GB00B7XCNP79

0.0000 0.0000 0.0000 0.0000 0.0000

M&G Property Fund (PAIF) M&G Property Portfolio PAIF I Acc M&G Property Portfolio PAIF I Inc

%

Maitland Institutional Services Ltd (formerly Phoenix) Maitland PanBALANCED B Acc Maitland PanDEFENSIVE B Acc

%

Majedie Majedie Global Equity X Acc Majedie UK Equity X Acc Majedie UK Equity X Inc Majedie UK Income X Acc Majedie UK Income X Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client 0.5000 0.5000 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000

% 0.7500 0.7500

% 0.4000 0.4000

% 0.7500 0.7500 0.7500 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER (after rebate)

(after rebate)

(after rebate)

0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500

0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.6600 0.6600 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100

-

%

%

%

%

0.0000 0.0000

0.7500 0.7500

1.1500 1.1500

-

%

%

%

%

0.0000 0.0000

0.4000 0.4000

0.8100 0.6400

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500

0.8300 0.7700 0.7700 0.7700 0.7700

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

10:30AM 10:30AM

10:00AM 10:00AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Man GLG Man GLG Balanced Managed A Acc Man GLG Balanced Managed C Acc Man GLG Continental European Growth A Acc Man GLG Continental European Growth C Acc Man GLG Continental European Growth CH Professional Acc Man GLG Corporate Bond A Acc Man GLG Corporate Bond B Inc Man GLG Corporate Bond C Acc Man GLG Global Corporate Bond D Inc Man GLG Japan CoreAlpha A Acc Man GLG Japan CoreAlpha C Professional Acc Man GLG Japan CoreAlpha D Professional Inc Man GLG Stockmarket Managed C Acc Man GLG Strategic Bond A Acc Man GLG Strategic Bond B Inc Man GLG Strategic Bond C Acc Man GLG Strategic Bond D Inc Man GLG UK Income A Acc Man GLG UK Income C Acc Man GLG UK Income D Inc Man GLG UK Select A Acc Man GLG Undervalued Assets C Acc Man GLG Undervalued Assets D Inc

% GB00B1VNF546 GB00B87M3166 GB00B0119370 GB00B0119487 GB00BYNRH370 GB00B0118638 GB00B0118745 GB00B0118851 GB00B0118B85 GB00B0119933 GB00B0119B50 GB00B3F47512 GB00B7X6MB80 GB00B6Y0WT01 GB00B731HR48 GB00B581V620 GB00B6Y0Z240 GB00B0117994 GB00B0117C28 GB00B0117D35 GB00B62D2H93 GB00BFH3NC99 GB00BFH3NB82

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

IE00B64XDT64

0.0000

Man GLG Ireland Man GLG Japan CoreAlpha Equity Hedged I Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 1.5000 0.7500 1.5000 0.7500 0.7500 1.2500 1.2500 0.5000 0.5000 1.5000 0.7500 0.7500 0.7500 1.2500 1.2500 0.6000 0.6000 1.5000 0.7500 0.7500 1.5000 0.7500 0.7500

% 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.7500 0.0000 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.6500 0.6500 0.0000 0.0000 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.6000 0.6000 0.6000 0.6000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.9000 0.9000 0.9000 0.9000 0.9000 0.6500 0.6500 0.6500 0.9000 0.9000 0.9000 0.9000 0.7500 0.7500 0.7500 0.7500 0.9000 0.9000 0.9000 0.9000 0.9000 0.9000

0.7200 -

%

%

%

%

0.0000

0.7500

1.1000

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

09:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Margetts Margetts International Strategy Acc Margetts International Strategy R Acc Margetts Providence Strategy Acc Margetts Providence Strategy R Acc Margetts Providence Strategy R Inc Margetts Select Strategy Acc Margetts Select Strategy R Acc Margetts Sentinel Defensive Portfolio B Acc Margetts Sentinel Defensive Portfolio B Inc Margetts Sentinel Enterprise Portfolio B Acc Margetts Sentinel Enterprise Portfolio B Inc Margetts Sentinel Universal Portfolio B Acc Margetts Sentinel Universal Portfolio B Inc Margetts Venture Strategy Acc Margetts Venture Strategy R Acc MGTS Clarion Explorer Portfolio R Acc MGTS Clarion Explorer Portfolio R Inc MGTS Clarion Meridian Portfolio R Acc MGTS Clarion Meridian Portfolio R Inc MGTS Clarion Prudence Portfolio R Acc MGTS Clarion Prudence Portfolio R Inc MGTS Future Money Dynamic Growth R Acc MGTS Future Money Income R Acc MGTS Future Money Income R Inc MGTS Future Money Real Growth R Acc MGTS Future Money Real Value R Acc MGTS Greystone Balanced Managed R Acc MGTS Greystone Balanced Managed R Inc MGTS Greystone Cautious Managed R Acc MGTS Greystone Cautious Managed R Inc MGTS Greystone Conservative Managed R Acc MGTS Greystone Global Growth R Acc MGTS IBOSS 1 R Acc MGTS IBOSS 1 R Inc MGTS IBOSS 2 R Acc MGTS IBOSS 2 R Inc MGTS IBOSS 4 R Acc MGTS IBOSS 6 R Acc

Initial Mgmt Charge

% GB0007021685 GB00B8FN1Z15 GB0007938490 GB00B4VR6328 GB00B7TRY424 GB0006584097 GB00B8K0B575 GB00B7754B55 GB00B7N61Y44 GB00B7HJSF95 GB00B50ZPV57 GB00B6X78T41 GB00B5M7L992 GB0007938383 GB00B6VBDR16 GB00B3D61351 GB00B3D61245 GB00B2QKC562 GB00B2QKC455 GB00B2QKC349 GB00B2QKC232 GB00B8FFPK05 GB00B8KBJC34 GB00B5MFQ093 GB00B7WPBV97 GB00B89JN484 GB00B82VQ206 GB00B8HLJX73 GB00B84ZNJ63 GB00B8JTXR16 GB00B8FBGX88 GB00B79FLP68 GB00BD8R5D15 GB00BD8R5F39 GB00BD8R5G46 GB00BD8R5H52 GB00BD8R5J76 GB00BD8R5K81

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client

% 1.4750 0.6950 1.4750 0.6950 0.6950 1.4750 0.6950 0.4500 0.4500 0.4500 0.4500 0.4500 0.4500 1.4750 0.6950 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6000 0.6000 0.6000 0.6000 0.6000 0.6000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.7500 0.0000 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7250 0.6950 0.7250 0.6950 0.6950 0.7250 0.6950 0.4500 0.4500 0.4500 0.4500 0.4500 0.4500 0.7250 0.6950 1.0000 1.0000 1.0000 1.0000 1.0000 1.0000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6000 0.6000 0.6000 0.6000 0.6000 0.6000

1.5000 1.4700 1.4220 1.3920 1.3920 1.4910 1.4610 0.7120 0.7120 1.0060 1.0060 1.1870 1.1870 1.6780 1.6480 2.1390 2.1390 1.7290 1.7290 1.7620 1.7620 1.5680 1.5980 1.5980 1.5030 1.4450 1.7740 1.7740 1.6930 1.6930 1.3410 1.7630 1.1000 1.1000 1.2200 1.2200 1.3200 1.3600

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Marlborough Fund Managers Limited Marlborough Balanced P Acc Marlborough Bond Income P Inc Marlborough Cautious P Acc Marlborough Cautious P Inc Marlborough Defensive P Acc Marlborough Defensive P Inc Marlborough Emerging Markets Trust P Inc Marlborough ETF Commodity P Acc Marlborough ETF Global Growth P Acc Marlborough European Multi Cap Trust P Inc Marlborough Extra Income P Inc Marlborough Far East Growth P Acc Marlborough Far East Growth P Inc Marlborough Global Bond P Acc Marlborough Global Bond P Inc Marlborough Global P Acc Marlborough High Yield Fixed Interest P Inc Marlborough Multi Cap Income P Acc Marlborough Multi Cap Income P Inc Marlborough North American Trust P Inc Marlborough Special Situations P Acc Marlborough UK Micro-Cap Growth P Acc Marlborough UK Multi Cap Growth P Inc Marlborough UK Primary Opportunities P Acc Marlborough UK Primary Opportunities P Inc

% GB00B4LXDY07 GB00B8P58897 GB00B83GXN44 GB00B8T2QP98 GB00B9L64Z24 GB00B9L64Y17 GB00B7FFMQ86 GB00B84RD695 GB00B8B83G50 GB00B90VHJ34 GB00B8DGH325 GB00B8N9CJ23 GB00B3Q6QH18 GB00B6ZDFJ91 GB00B8H7D001 GB00B84KX912 GB00B8L7D393 GB00B907VX32 GB00B908BY75 GB00B906QV32 GB00B907GH23 GB00B8F8YX59 GB00B8CQP956 GB00B905T773 GB00B8HGN522

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

LU1275263389 LU1311311515 LU0871674379 LU0594558263

0.0000 0.0000 0.0000 0.0000

GB00B7T0G907 GB00B905XJ71 GB00B90KTC71

0.0000 0.0000 0.0000

Matthews Asia Matthews Asia Asia Credit Opportunities I Acc Matthews Asia Asia Ex Japan Dividend I Acc Matthews Asia Asia Small Companies I Acc Matthews Asia India I Acc

%

MFM Slater MFM Slater Growth P Acc MFM Slater Income P Inc MFM Slater Recovery P Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.3750 0.3750 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

% 0.6500 0.7500 1.0000 0.7500

% 0.7500 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.3750 0.3750 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

1.7500 0.8600 1.7000 1.7000 1.7400 1.7400 1.5000 1.1300 1.2000 0.9800 0.8900 1.4700 1.4700 0.4500 0.4500 1.8700 0.8400 0.8000 0.8000 0.9400 0.8000 0.8000 0.8500 0.8900 0.8900

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000

0.6500 0.7500 1.0000 0.7500

1.2500 1.5000 1.7500 1.5000

-

%

%

%

%

0.0000 0.0000 0.0000

0.7500 0.7500 0.7500

0.8000 0.8100 0.8200

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:00AM 10:00AM 10:00AM 10:00AM

10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

MI Chelverton MI Chelverton UK Equity Growth B Acc MI Chelverton UK Equity Growth B Inc MI Chelverton UK Equity Income B Acc MI Chelverton UK Equity Income B Inc

% GB00BP855B75 GB00BP855954 GB00B1Y9J570 GB00B1FD6467

0.0000 0.0000 0.0000 0.0000

GB00BJ4GVL48 GB00BJ4GVM54 GB00BJ4GVQ92 GB00BJ4GVR00

0.0000 0.0000 0.0000 0.0000

GB00B7T13474 GB00B79QBF93

0.0000 0.0000

GB00B4Q07115 GB00B4QKMK51 GB00B3KL3W60 GB00B4XX5197

0.0000 0.0000 0.0000 0.0000

GB00B5VRV677 GB00B57TXN82 GB00B3V5V897 GB00B3XVTT21

0.0000 0.0000 0.0000 0.0000

IE00B3Q8KY24 IE00BYSRYZ31

0.0000 0.0000

MI Hawksmoor MI Hawksmoor Distribution C Acc MI Hawksmoor Distribution C Inc MI Hawksmoor Vanbrugh C Acc MI Hawksmoor Vanbrugh C Inc

%

MI Miton MI Miton Cautious Monthly Income B Acc MI Miton Cautious Monthly Income B Inc

%

MI Somerset Capital Management MI Somerset Emerging Markets Dividend Growth A Acc MI Somerset Emerging Markets Dividend Growth A Inc MI Somerset Global Emerging Markets B Acc MI Somerset Global Emerging Markets B Inc

%

MI TwentyFour MI TwentyFour Dynamic Bond Net I Acc MI TwentyFour Dynamic Bond Net I Inc MI TwentyFour Monument Bond Net I Acc MI TwentyFour Monument Bond Net I Inc

%

Montanaro Montanaro European Income Inc Montanaro UK Income Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.8500 0.8500 0.7500 0.7500

% 0.7500 0.7500 0.7500 0.7500

% 0.7500 0.7500

% 1.0000 1.0000 0.7500 0.7500

% 0.7500 0.7500 0.7500 0.7500

% 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000

0.8500 0.8500 0.7500 0.7500

1.0000 1.0000 0.9200 0.9200

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500

1.5300 1.5300 1.6100 1.6100

-

%

%

%

%

0.0000 0.0000

0.7500 0.7500

0.9200 0.9200

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000

1.0000 1.0000 0.7500 0.7500

1.2600 1.2600 1.0300 1.0300

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500

0.7800 0.7800 0.8100 0.8100

-

%

%

%

%

0.0000 0.0000

0.7500 0.7500

0.8200 0.8400

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM

09:00AM 09:00AM 09:00AM 09:00AM

09:30AM 09:30AM

10:15AM 10:15AM 10:15AM 10:15AM

10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Morgan Stanley Offshore Morgan Stanley Diversified Alpha Plus IH Acc

% LU0415628469

0.0000

IE00B3PJKM49 IE00B685HQ37

0.0000 0.0000

GB00BFNXSH36 GB00BFNXSJ59 GB00BN405018 GB00B92F0M74 GB00B8NVD843 GB00B9D7KY41 GB00B8L3WZ29 GB00BTGQBH86 GB00BTGQBJ01 GB00BTGQBL23 GB00BTGQBM30

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Muzinich Muzinich Short Duration High Yield A Acc Muzinich Short Duration High Yield A Inc

%

Natixis Natixis H2O MultiReturns N Acc Natixis H2O MultiReturns N Inc Natixis Harris Associates Global Concentrated Equity N Acc Natixis Loomis Sayles Strategic Income H N Acc Natixis Loomis Sayles Strategic Income H N Inc Natixis Loomis Sayles Strategic Income N Inc Natixis Loomis Sayles US Equity Leaders Acc Natixis Seeyond Factor Plus Europe ex UK Equity N Acc Natixis Seeyond Factor Plus Europe ex UK Equity N Inc Natixis Seeyond Factor Plus UK Equity N Acc Natixis Seeyond Factor Plus UK Equity N Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.8000

% 0.8000 0.8000

% 1.0000 1.0000 1.2000 0.7500 0.7500 0.7500 1.0000 0.4500 0.4500 0.4500 0.4500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

Online Trading Cut-Off Time

%

%

%

%

0.0000

0.8000

-

1.1100 09:30AM

%

%

%

%

0.0000 0.0000

0.8000 0.8000

0.8600 0.8600

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

1.0000 1.0000 1.2000 0.7500 0.7500 0.7500 1.0000 0.4500 0.4500 0.4500 0.4500

1.0000 1.0000 1.2000 0.7500 0.7500 0.7500 1.0000 0.4500 0.4500 0.4500 0.4500

-

09:30AM 09:30AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Neptune Neptune Balanced A Acc Neptune Balanced A Inc Neptune Balanced C Acc Neptune Balanced C Inc Neptune China A Acc Neptune China C Acc Neptune Emerging Markets C Acc Neptune European Opportunities A Acc Neptune European Opportunities A Inc Neptune European Opportunities C Acc Neptune European Opportunities C Inc Neptune Global Alpha A Acc Neptune Global Alpha C Acc Neptune Global Equity A Acc Neptune Global Equity A Inc Neptune Global Equity C Acc Neptune Global Equity C Inc Neptune Global Income F Acc Neptune Global Income F Inc Neptune Income A Acc Neptune Income A Inc Neptune Income C Acc Neptune Income C Inc Neptune India C Acc Neptune Japan Opportunities A Acc Neptune Japan Opportunities C Acc Neptune Latin America C Acc Neptune Quarterly Income C Acc Neptune Quarterly Income C Inc Neptune Russia & Greater Russia A Acc Neptune Russia & Greater Russia C Acc Neptune UK Mid Cap A Acc Neptune UK Mid Cap C Acc Neptune UK Opportunities A Acc Neptune UK Opportunities C Acc Neptune US Mid Cap C Acc Neptune US Opportunities A Acc Neptune US Opportunities C Acc

Initial Mgmt Charge

% GB0004821921 GB0033272781 GB00B85K7211 GB00B83H6G14 GB00B04H0Y06 GB00B5Q38588 GB00B8J6SV12 GB0032308594 GB00B058ZH01 GB00B8LF7310 GB00B909GK18 GB0031190449 GB0031190555 GB0030679053 GB00B28R3304 GB00B8DLY478 GB00B28R3411 GB00B91SJC09 GB00B8JCK028 GB0032315516 GB0032325093 GB00B8JCR452 GB00B8L7B355 GB00B1L6DV51 GB0032076043 GB00B3Z0Y815 GB00B909HH53 GB00B8BFZ158 GB00B8J70J62 GB00B04H0T52 GB00B86WB793 GB00B3D7FD61 GB00B909H085 GB00B1L6DW68 GB00B8L76S53 GB00BD044J91 GB0032310129 GB00B7K9LQ88

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client

% 1.6000 1.6000 0.7500 0.7500 1.7500 0.7500 0.7500 1.7500 1.7500 0.7500 0.7500 2.0000 0.7500 1.7500 1.7500 0.7500 0.7500 0.2500 0.2500 1.6000 1.6000 0.7500 0.7500 0.7500 1.6000 0.7500 0.7500 0.7500 0.7500 1.7500 0.8000 1.6000 0.7500 1.6000 0.7500 0.7500 1.6000 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.8000 0.8000 0.0000 0.0000 0.8750 0.0000 0.0000 0.8750 0.8750 0.0000 0.0000 1.0000 0.0000 0.8750 0.8750 0.0000 0.0000 0.0000 0.0000 0.8000 0.8000 0.0000 0.0000 0.0000 0.8000 0.0000 0.0000 0.0000 0.0000 0.8750 0.0000 0.8000 0.0000 0.8000 0.0000 0.0000 0.8000 0.0000

0.8000 0.8000 0.7500 0.7500 0.8750 0.7500 0.7500 0.8750 0.8750 0.7500 0.7500 1.0000 0.7500 0.8750 0.8750 0.7500 0.7500 0.2500 0.2500 0.8000 0.8000 0.7500 0.7500 0.7500 0.8000 0.7500 0.7500 0.7500 0.7500 0.8750 0.8000 0.8000 0.7500 0.8000 0.7500 0.7500 0.8000 0.7500

0.8200 0.8300 0.8400 0.8200 1.0950 1.0100 1.1800 0.9850 1.0550 0.8600 0.8700 1.0800 0.8400 0.9550 1.0250 0.8700 0.8800 0.2500 0.2500 0.8800 0.8800 0.8400 0.8300 1.1500 0.8800 0.8200 1.3000 1.0200 1.0200 1.1550 1.0500 0.8600 0.8100 0.9200 1.0000 0.9000 0.8700 0.8200

-

Online Trading Cut-Off Time

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Neuberger Berman Neuberger Berman China Equity I Inc Neuberger Berman Global Absolute Return Bond I Inc Neuberger Berman High Yield Bond I Inc Neuberger Berman Short Duration High Yield Bond I Inc

% IE00BMN94B69 IE00BDZRK844 IE00B1G9WJ07 IE00B7FN4M22

0.0000 0.0000 0.0000 0.0000

GB00B1XG9607 GB00B1XG7F56 GB00B1XG6V40 GB00B1XG6X63 GB00B1XG8R44 GB00B1XG8T67 GB00B1XG7G63 GB00B1XG9714 GB00BYV6ZN26 GB00B800ND91 GB00BYV6ZS70 GB00BYRGS934 GB00BYRGS827 GB00B1XG7H70 GB00B1XG9821 GB00B1XG7J94 GB00B1XG7L17 GB00B1XG8G39 GB00B1XG8J69 GB00B1XG7V15 GB00B1XG9K40 GB00B1XG6Z87 GB00B1XG7114 GB00B1XG8W96 GB00B1XG8Y11 GB00B1XG7P54 GB00B1XG9G04 GB00B1XG7Q61 GB00B1XG7R78 GB00B1XG7551 GB00B1XG7668 GB00B1XG9045 GB00B1XG9151 GB00B1XG9H11 GB00B61RLQ48 GB00B1XG7999

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Old Mutual Old Mutual Asia Pacific R Acc Old Mutual Asian Pacific A Acc Old Mutual Corporate Bond A Acc Old Mutual Corporate Bond A Inc Old Mutual Corporate Bond R Acc Old Mutual Corporate Bond R Inc Old Mutual European Equity (ex UK) A Acc Old Mutual European Equity (ex UK) R Acc Old Mutual Generation Target 3 R Acc Old Mutual Generation Target 3 R Inc Old Mutual Generation Target 4 R Acc Old Mutual Generation Target 5 R Acc Old Mutual Generation Target 5 R Inc Old Mutual Global Equity A Acc Old Mutual Global Equity R Acc Old Mutual Global Strategic Bond A Acc Old Mutual Global Strategic Bond A Inc Old Mutual Global Strategic Bond P Acc Old Mutual Global Strategic Bond P Inc Old Mutual Managed A Acc Old Mutual Managed R Acc Old Mutual Monthly Income Bond A Acc Old Mutual Monthly Income Bond A Inc Old Mutual Monthly Income Bond R Acc Old Mutual Monthly Income Bond R Inc Old Mutual North American Equity A Acc Old Mutual North American Equity R Acc Old Mutual UK Equity A Acc Old Mutual UK Equity A Inc Old Mutual UK Equity Income A Acc Old Mutual UK Equity Income A Inc Old Mutual UK Equity Income R Acc Old Mutual UK Equity Income R Inc Old Mutual UK Equity R Acc Old Mutual UK Equity R Inc Old Mutual UK Mid Cap A Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 1.1000 0.5000 0.6000 0.6000

% 0.7500 1.5000 1.0000 1.0000 0.5000 0.5000 1.5000 0.7500 0.6000 0.6000 0.6000 0.6000 0.6000 1.5000 0.7500 1.0000 1.0000 0.5000 0.5000 0.7500 0.2500 1.2500 1.2500 0.6500 0.6500 1.5000 0.7500 1.5000 1.5000 1.5000 1.5000 0.7500 0.7500 0.7500 0.7500 1.5000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000

1.1000 0.5000 0.6000 0.6000

1.3400 0.7000 0.8000 0.7500

-

%

%

%

%

0.0000 0.7500 0.5000 0.5000 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.5000 0.5000 0.0000 0.0000 0.3750 0.0000 0.6250 0.6250 0.0000 0.0000 0.7500 0.0000 0.7500 0.7500 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.7500

0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.7500 0.7500 0.6000 0.6000 0.6000 0.6000 0.6000 0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.3750 0.2500 0.6250 0.6250 0.6500 0.6500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

1.0000 1.0000 0.6500 0.6500 0.6500 0.6500 0.9000 0.9000 1.1600 1.1800 1.1500 1.0800 1.0800 1.0000 1.0000 0.6500 0.6500 0.6500 0.6500 0.9950 0.8700 0.7750 0.7750 0.8000 0.8000 1.0000 0.9500 0.9000 0.9000 0.9000 0.9000 0.9000 0.9000 0.9000 0.9000 0.8500

-

Online Trading Cut-Off Time

09:00AM 09:00AM 09:00AM 09:00AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Old Mutual UK Mid Cap A Inc Old Mutual UK Mid Cap R Acc Old Mutual UK Mid Cap R Inc Old Mutual UK Opportunities R Acc Old Mutual UK Smaller Companies A Acc Old Mutual UK Smaller Companies A Inc Old Mutual UK Smaller Companies R Acc Old Mutual UK Smaller Companies R Inc

ISIN Code

GB00B1XG7B19 GB00B1XG9482 GB00B8FC6L92 GB00BBQ2T214 GB00B1XG7C26 GB00B1XG7D33 GB00B1XG9599 GB00B8FD4291

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B2Q8V204 GB00B6XW5B09 GB00B2Q8TX72 GB00B2Q8TQ06

0.0000 0.0000 0.0000 0.0000

Old Mutual Cirilium Old Mutual Cirilium Balanced R Acc Old Mutual Cirilium Conservative R Acc Old Mutual Cirilium Dynamic R Acc Old Mutual Cirilium Moderate R Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client 1.5000 0.7500 0.7500 0.7500 1.7500 1.7500 0.8750 0.8750

% 0.7500 0.6000 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER (after rebate)

(after rebate)

(after rebate)

0.7500 0.0000 0.0000 0.0000 0.8750 0.8750 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.8750 0.8750 0.8750 0.8750

0.8500 0.8500 0.8500 0.9000 1.0250 1.0250 1.0300 1.0300

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000

0.7500 0.6000 0.7500 0.7500

1.2400 1.0900 1.2400 1.2400

-

Online Trading Cut-Off Time 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Old Mutual Global Investors (Formerly Skandia) Old Mutual Ethical A Acc Old Mutual Ethical R Acc Old Mutual Foundation 3 R Acc Old Mutual Foundation 3 R Inc Old Mutual Foundation 4 R Acc Old Mutual Foundation 5 R Acc Old Mutual Global Best Ideas A Acc Old Mutual Global Best Ideas R Acc Old Mutual Global Property Securities Portfolio Hedged A Inc Old Mutual Global Property Securities Portfolio Hedged R Inc Old Mutual Spectrum 3 A Acc Old Mutual Spectrum 3 R Acc Old Mutual Spectrum 4 A Acc Old Mutual Spectrum 4 R Acc Old Mutual Spectrum 5 A Acc Old Mutual Spectrum 5 R Acc Old Mutual Spectrum 6 A Acc Old Mutual Spectrum 6 R Acc Old Mutual Spectrum 7 A Acc Old Mutual Spectrum 7 R Acc Old Mutual Spectrum 8 A Acc Old Mutual Spectrum 8 R Acc Old Mutual UK Alpha R Acc Old Mutual UK Alpha R Inc Old Mutual Voyager Diversified A Acc Old Mutual Voyager Diversified R Acc Old Mutual Voyager Global Dynamic Equity A Acc Old Mutual Voyager Global Dynamic Equity R Acc Old Mutual Voyager Strategic Bond A Inc

% GB00B0JZPC21 GB00B8RZ2W99 GB00BJ629H28 GB00BJ629G11 GB00BJ629P02 GB00BJ629V61 GB00B13HMT78 GB00B83QL189 GB00B0L4QH90 GB00B84XYZ39 GB00B2Q7X434 GB00B8RYMT36 GB00B2Q7WY69 GB00B83XQD69 GB00B2Q7WX52 GB00B3PF8Q23 GB00B2Q7WW46 GB00B8HHRQ45 GB00B2Q7X657 GB00B8KS5L57 GB00B2Q7X541 GB00B3PMBF36 GB0032544065 GB00B9MRLD12 GB0032763921 GB00B83Y7L45 GB00B55N9343 GB00B6SF6S87 GB0033747352

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

IE00BLP5S809 IE00BYM83B10 IE00BYM83J95 IE00BYVJRH94 IE00BLP59769

0.0000 0.0000 0.0000 0.0000 0.0000

Old Mutual Offshore Old Mutual Global Equity Absolute Return R Hedged Acc Old Mutual Global Equity Income R Acc Old Mutual Global Equity Income R Inc Old Mutual Gold & Silver R Acc Old Mutual UK Dynamic Equity R Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 1.5000 0.7500 0.5000 0.5000 0.5000 0.5000 1.5000 0.7500 1.7500 1.0000 1.2500 0.5000 1.2500 0.5000 1.2500 0.5000 1.2500 0.5000 1.2500 0.5000 1.2500 0.5000 0.7500 0.7500 1.2500 0.5000 1.5000 0.5000 0.8000

% 0.7500 0.7500 0.7500 0.7500 1.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.8750 0.0000 0.6250 0.0000 0.6250 0.0000 0.6250 0.0000 0.6250 0.0000 0.6250 0.0000 0.6250 0.0000 0.0000 0.0000 0.6250 0.0000 0.7500 0.0000 0.4000

0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.7500 0.7500 0.8750 1.0000 0.6250 0.5000 0.6250 0.5000 0.6250 0.5000 0.6250 0.5000 0.6250 0.5000 0.6250 0.5000 0.7500 0.7500 0.6250 0.5000 0.7500 0.5000 0.4000

0.9000 0.9000 0.7900 0.7900 0.7900 0.7900 1.5800 1.5800 1.1750 1.1500 1.2650 1.1400 1.2650 1.1400 1.3050 1.1800 1.3350 1.2100 1.3650 1.2400 1.3750 1.2500 0.8500 0.8500 1.3050 1.1800 1.3100 1.0600 1.0100

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 1.0000

0.8200 1.2100 0.9900 1.0000 1.1000

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Pictet & Cie Pictet Agriculture I dy GBP Inc Pictet Agriculture P dy GBP Inc Pictet Asian Local Currency Debt I GBP Acc Pictet Biotech I dy GBP Inc Pictet Biotech P dy GBP Inc Pictet Clean Energy I dy GBP Inc Pictet Clean Energy P dy GBP Inc Pictet Digital I dy GBP Inc Pictet Digital P dy GBP Inc Pictet Emerging Local Currency Debt I dy GBP Inc Pictet Emerging Local Currency Debt P dy GBP Inc Pictet Euroland Index IS GBP Acc Pictet Global Environmental Opportunities I dy GBP Inc Pictet Global Megatrend Selection I dy GBP Inc Pictet Global Megatrend Selection P dy GBP Inc Pictet Greater China I GBP Acc Pictet Greater China P dy GBP Inc Pictet Health I dy GBP Inc Pictet Health P dy GBP Inc Pictet High Dividend Selection I dm GBP Inc Pictet High Dividend Selection P dm GBP Inc Pictet Indian Equities I GBP Acc Pictet Indian Equities P dy GBP Inc Pictet Japanese Equity Opportunities HI GBP Acc Pictet Latin American Local Currency Debt I GBP Acc Pictet Latin American Local Currency Debt P dy GBP Inc Pictet Premium Brands I dy GBP Inc Pictet Premium Brands P dy GBP Inc Pictet Robotics I GBP Acc Pictet Russian Equities I GBP Acc Pictet Russian Equities P dy GBP Inc Pictet Security I dy GBP Inc Pictet Security P dy GBP Inc Pictet Timber I dy GBP Inc Pictet Timber P dy GBP Inc Pictet Water I dy GBP Inc Pictet Water P dy GBP Inc

Initial Mgmt Charge

% LU0448837160 LU0366534856 LU0497795186 LU0448836352 LU0320646986 LU0448836949 LU0320648255 LU0448836279 LU0320648172 LU0465232295 LU0366532132 LU0859479825 LU0503632878 LU0448837244 LU0386899750 LU0859478934 LU0320649493 LU0448836782 LU0320647281 LU0503635897 LU0503635970 LU0859479155 LU0320648925 LU0814461561 LU0859266321 LU0366532058 LU0448836519 LU0320647794 LU1316549283 LU0859479239 LU0338483232 LU0448836865 LU0320647950 LU0448837087 LU0340560480 LU0448836600 LU0366531837

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client

% 0.8000 1.6000 0.6000 0.8000 1.6000 0.8000 1.6000 0.8000 1.6000 0.6000 1.2000 0.2000 0.8000 0.8000 1.6000 0.8000 1.4000 0.8000 1.6000 0.6000 1.2000 0.8000 1.4000 0.6000 0.6000 1.2000 0.8000 1.6000 0.8000 0.8000 1.4000 0.8000 1.6000 0.8000 1.6000 0.8000 1.6000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.8000 0.0000 0.0000 0.8000 0.0000 0.8000 0.0000 0.8000 0.0000 0.6000 0.0000 0.0000 0.0000 0.8000 0.0000 0.7000 0.0000 0.8000 0.0000 0.6000 0.0000 0.7000 0.0000 0.0000 0.6000 0.0000 0.8000 0.0000 0.0000 0.7000 0.0000 0.8000 0.0000 0.8000 0.0000 0.8000

0.8000 0.8000 0.6000 0.8000 0.8000 0.8000 0.8000 0.8000 0.8000 0.6000 0.6000 0.2000 0.8000 0.8000 0.8000 0.8000 0.7000 0.8000 0.8000 0.6000 0.6000 0.8000 0.7000 0.6000 0.6000 0.6000 0.8000 0.8000 0.8000 0.8000 0.7000 0.8000 0.8000 0.8000 0.8000 0.8000 0.8000

1.2238 1.2293 0.9934 1.2229 1.2268 1.2264 1.2309 1.2033 1.2051 0.9931 0.9950 0.3507 1.2300 1.2266 1.2296 1.2396 1.3416 1.2231 1.2258 0.9948 0.9966 1.4051 1.5079 1.0441 0.9855 0.9896 1.2231 1.2269 1.2200 1.3611 1.5668 1.2295 1.2327 1.2248 1.2276 1.2254 1.2284

-

Online Trading Cut-Off Time

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

PIMCO GIS PIMCO GIS Global Bond R Inc PIMCO GIS Global High Yield Bond R Inc PIMCO GIS Global Investment Grade Credit R Inc PIMCO GIS Global Real Return Hedged I Acc PIMCO GIS Global Real Return R Acc PIMCO GIS Global Real Return R Inc PIMCO GIS High Yield Bond R Inc PIMCO GIS Income R Inc PIMCO GIS Low Average Duration R Inc PIMCO GIS Total Return Bond R Inc PIMCO Select UK Income Bond I Inc

% IE00B7Y4JD21 IE00B75JXB24 IE00B8GF2Y22 IE0034235527 IE00B89ZF171 IE00B71LQQ83 IE00B89SN345 IE00B8XXWP07 IE00B8411T04 IE00B70YV858 IE00B3SXSL82

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

IE00B58P1Y20 IE00B4V5ND50 IE00BWX5D394 IE00BWX5D287 IE00BCDBX717 IE00BCDBX600 IE00B5339C57 IE00B530JS22 IE00B42W4J83 IE00B8C0M523 IE00B3K95D53 IE00B615SX48 IE00B6TRWB82 IE00BQLDRR58

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB0003893459 GB0003895496 GB0003907234 GB00B832BD89 GB00B8BJV423 GB0004073002 GB0004072699 GB00B2QXTP49 GB00B2QXTK93 GB00B6740K61 GB00B68FGC22

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Polar Capital Polar Capital Emerging Markets Income I Acc Polar Capital Emerging Markets Income I Inc Polar Capital European (ex-UK) Income I Acc Polar Capital European (ex-UK) Income I Inc Polar Capital Global Convertible I Acc Polar Capital Global Convertible I Inc Polar Capital Global Insurance I Acc Polar Capital Global Insurance I Inc Polar Capital Global Technology I Inc Polar Capital Japan Alpha Hedged I Inc Polar Capital Japan Hedged I Inc Polar Capital North American Hedged I Inc Polar Capital North American I Inc Polar Capital UK Absolute Equity I Inc

%

Premier Asset Management Premier Corporate Bond Monthly A Inc Premier Corporate Bond Monthly C Inc Premier Corporate Bond Monthly Income B Inc Premier Defensive Growth C Inc Premier Diversified C Inc Premier Ethical C Inc Premier Ethical Retail A Inc Premier Global Alpha Growth A Acc Premier Global Alpha Growth A Inc Premier Global Alpha Growth C Acc Premier Global Alpha Growth C Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.7600 0.8000 0.7600 0.4900 0.7600 0.7600 0.8000 0.8000 0.7500 0.7700 0.4600

% 1.0000 1.0000 0.7500 0.7500 1.0000 1.0000 0.7500 0.7500 1.0000 0.7500 1.0000 0.7500 0.7500 1.0000

% 1.0000 0.6500 0.7500 0.7500 0.7500 0.7500 1.5000 1.5000 1.5000 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7600 0.8000 0.7600 0.4900 0.7600 0.7600 0.8000 0.8000 0.7500 0.7700 0.4600

0.7600 0.8000 0.7600 0.4900 0.7600 0.7600 0.8000 0.8000 0.7500 0.7700 0.4600

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

1.0000 1.0000 0.7500 0.7500 1.0000 1.0000 0.7500 0.7500 1.0000 0.7500 1.0000 0.7500 0.7500 1.0000

1.2100 1.2100 0.9200 0.9200 1.1500 1.1500 0.9000 0.9000 1.1500 0.9300 1.1500 0.9000 0.9000 1.2000

-

%

%

%

%

0.5000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.7500 0.0000 0.0000

0.5000 0.6500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.8800 1.0500 1.1500 0.8500 0.9200 0.9700 0.9500 1.0800 1.0800 1.0400 1.0400

-

Online Trading Cut-Off Time

08:45AM 08:45AM 08:45AM 08:45AM 08:45AM 08:45AM 08:45AM 08:45AM 08:45AM 08:45AM 08:45AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Premier Global Utilities Income A Inc Premier Global Utilities Income C Inc Premier Income C Inc Premier Income Retail A Inc Premier Liberation IV B Inc Premier Liberation IV C Acc Premier Liberation IV C Inc Premier Liberation V B Inc Premier Liberation V C Acc Premier Liberation V C Inc Premier Liberation VI B Inc Premier Liberation VI C Acc Premier Liberation VII B Inc Premier Liberation VII C Acc Premier Monthly Income C Inc Premier Monthly Income Retail A Inc Premier Multi Asset Absolute Return C Acc Premier Multi Asset Absolute Return C Inc Premier Multi Asset Conservative Growth A Acc Premier Multi Asset Conservative Growth C Acc Premier Multi Asset Distribution A Acc Premier Multi Asset Distribution A Inc Premier Multi Asset Distribution C Acc Premier Multi Asset Distribution C Inc Premier Multi Asset Global Growth C Inc Premier Multi Asset Growth & Income A Acc Premier Multi Asset Growth & Income A Inc Premier Multi Asset Growth & Income C Acc Premier Multi Asset Growth & Income C Inc Premier Multi Asset Monthly Income A Acc Premier Multi Asset Monthly Income A Inc Premier Multi Asset Monthly Income C Acc Premier Multi Asset Monthly Income C Inc Premier Optimum Income A Acc Premier Optimum Income A Inc Premier Optimum Income C Inc Premier Pan European Property Share A Acc Premier Pan European Property Share A Inc Premier Pan European Property Share C Acc Premier Pan European Property Share C Inc Premier Strategic High Income Bond A Acc Premier Strategic High Income Bond C Inc Premier UK Growth C Inc Premier UK Growth Retail A Inc Premier UK Money Market A Acc Premier UK Money Market A Inc Premier UK Money Market B Inc

ISIN Code

GB0031639882 GB0031637738 GB0003884722 GB0003884508 GB00BN893S83 GB00B5N42Z23 GB00B55VCJ57 GB00BN7ZDZ40 GB00B675ST41 GB00B3NZPP27 GB00BN7ZF032 GB00B66WQ694 GB00BN7ZF149 GB00B644ZN79 GB0003886875 GB0003884946 GB00B5PXJK10 GB00B5NH9K57 GB0030439946 GB00B1J7CP79 GB0031107799 GB0031107575 GB00BTHH0B79 GB00B40RNW10 GB00B7ZTRZ49 GB00B1KST580 GB00B1KSRR68 GB00BTHH0C86 GB00B78H4K93 GB00B3FQBC29 GB00B3FQB992 GB00BTHH0D93 GB00B7GGPC79 GB00B3DDDW95 GB0006641384 GB00B3DDDX03 GB00B66G0J22 GB0030599798 GB00B65PFY02 GB00B65PFX94 GB00B15F6J74 GB00B8H53V51 GB0031639221 GB0031639007 GB0007061152 GB0007061269 GB00B8HDQ548

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 1.5000 0.7500 0.7500 1.5000 0.7500 0.6000 0.6000 0.7500 0.6000 0.6000 0.7500 0.6000 0.7500 0.6000 0.7500 1.5000 0.6000 0.6000 1.2500 0.7500 1.5000 1.5000 0.7500 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 1.5000 1.5000 0.7500 0.7500 1.0000 0.6500 0.7500 1.5000 0.5000 0.5000 0.2000

0.7500 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.0000 0.6250 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.7500 0.7500 0.0000 0.0000 0.5000 0.0000 0.0000 0.7500 0.2500 0.2500 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7500 0.7500 0.7500 0.7500 0.7500 0.6000 0.6000 0.7500 0.6000 0.6000 0.7500 0.6000 0.7500 0.6000 0.7500 0.7500 0.6000 0.6000 0.6250 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.5000 0.6500 0.7500 0.7500 0.2500 0.2500 0.2000

1.2800 1.2800 0.8600 0.8700 1.4800 1.3300 1.3300 1.5300 1.3800 1.3800 1.6100 1.4600 1.8000 1.6500 0.9200 0.9300 1.1700 1.1700 1.1050 1.2200 1.3600 1.3600 1.3600 1.3600 1.9100 1.7100 1.7100 1.7100 1.7100 1.4000 1.4000 1.4000 1.4000 1.0200 1.0300 1.0300 0.9700 0.8900 0.8900 0.8900 1.2400 1.4300 1.0100 0.9900 0.3600 0.3600 0.3100

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Rathbones Rathbone Blue Chip Income & Growth I Acc Rathbone Blue Chip Income & Growth I Inc Rathbone Ethical Bond I Acc Rathbone Ethical Bond I Inc Rathbone Global Opportunities I Acc Rathbone Income I Acc Rathbone Income I Inc Rathbone Multi Asset Enhanced Growth Portfolio S Acc Rathbone Multi Asset Strategic Growth Portfolio S Acc Rathbone Multi Asset Strategic Growth Portfolio S Inc Rathbone Multi Asset Total Return S Acc Rathbone Multi Asset Total Return S Inc Rathbone Recovery I Acc Rathbone Recovery I Inc Rathbone Strategic Bond I Acc Rathbone Strategic Bond I Inc

% GB00B6RRK619 GB00B7FN6N73 GB00B77DQT14 GB00B7FQJT36 GB00B7FQLN12 GB00B3Q9WG18 GB00B7FQLQ43 GB00B7ZPKY25 GB00B86QF242 GB00B86NX655 GB00B8JBXD38 GB00B86SVM24 GB00B7FQM503 GB00B77H7W31 GB00B6ZS2486 GB00B6ZS1L87

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00BLZH7L20 GB00B7H1R583 GB00B3D79W34 GB00B3KQG447 GB00B614J053 GB00B1DSZS09 GB00BC4DSV56 GB00B9428D30

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

LU1408524814 LU1521667029 LU1521666724

0.0000 0.0000 0.0000

River & Mercantile River & Mercantile Dynamic Asset Allocation B Acc River & Mercantile UK Dynamic Equity B Acc River & Mercantile UK Equity High Alpha B Acc River & Mercantile UK Equity Income B Inc River & Mercantile UK Equity Long Term Recovery B Inc River & Mercantile UK Equity Smaller Companies B Acc River & Mercantile UK Equity Smaller Companies B Inc River & Mercantile World Recovery B Inc

%

Robeco Robeco Global Conservative Equities F Acc Robeco Global Credits IBH Inc Robeco Global Credits IH Acc

%

% 0.7500 0.7500 0.6250 0.6250 0.7500 0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.5000 0.7500 0.7500 0.5000 0.5000

% 0.5500 0.7500 0.7500 0.7500 1.0000 0.7500 0.7500 1.0000

% 0.5000 0.4000 0.4000

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.6250 0.6250 0.7500 0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.5000 0.7500 0.7500 0.5000 0.5000

0.8600 0.8600 0.6800 0.6800 0.8000 0.7900 0.7900 0.9900 0.8800 0.8800 0.8700 0.8700 0.8800 0.8800 0.8600 0.8600

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.5500 0.7500 0.7500 0.7500 1.0000 0.7500 0.7500 1.0000

0.8500 0.8500 0.8100 0.8200 1.2000 0.8000 0.7900 1.2800

-

%

%

%

%

0.0000 0.0000 0.0000

0.5000 0.4000 0.4000

0.6799 0.4900 0.4900

-

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM

09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Royal London (formerly CIS) Royal London Sustainable Diversified Trust C Acc Royal London Sustainable Diversified Trust C Inc Royal London Sustainable Leaders Trust C Acc Royal London Sustainable Leaders Trust C Inc Royal London Sustainable Managed Growth Trust C Acc Royal London Sustainable Managed Growth Trust C Inc Royal London Sustainable Managed Income Trust C Acc Royal London Sustainable Managed Income Trust C Inc Royal London Sustainable World Trust C Acc Royal London Sustainable World Trust C Inc

Initial Mgmt Charge

% GB00B79LTQ12 GB00B844WJ68 GB00B7V23Z99 GB00B8HTH592 GB00B8H7XS88 GB00B8K34M44 GB00B8HNKY10 GB00B84PHQ15 GB00B882H241 GB00B8GG6326

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client

% 0.7500 0.7500 0.7500 0.7500 0.6500 0.6500 0.5500 0.5500 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.6500 0.6500 0.5500 0.5500 0.7500 0.7500

0.7737 0.7737 0.7654 0.7654 0.6987 0.6979 0.6227 0.6227 0.7779 0.7777

-

Online Trading Cut-Off Time

10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Royal London Asset Management Limited Royal London Asia Pacific ex Japan Tracker Z Acc Royal London Cash Plus M Inc Royal London Corporate Bond A Inc Royal London Corporate Bond M Acc Royal London Corporate Bond M Inc Royal London Duration Hedged Credit Z Acc Royal London Ethical Bond A Inc Royal London Ethical Bond M Acc Royal London Ethical Bond M Inc Royal London European Corporate Bond M Inc Royal London European Growth A Acc Royal London European Growth M Acc Royal London European Opportunities M Acc Royal London Global Index Linked M Inc Royal London Index Linked M Acc Royal London Index Linked M Inc Royal London Index Linked Trust A Inc Royal London International Government Bond M Inc Royal London Japan Tracker Z Acc Royal London Short Duration Gilt M Inc Royal London Short Duration Global Index Linked M Inc Royal London Short Term Money Market Y Inc Royal London Sterling Credit M Acc Royal London Sterling Credit M Inc Royal London UK All Share Tracker Z Acc Royal London UK All Share Tracker Z Inc Royal London UK Equity Income A Inc Royal London UK Equity Income M Acc Royal London UK Equity Income M Inc Royal London UK Ethical Equity M Acc Royal London UK Ethical Equity M Inc Royal London UK Government Bond A Inc Royal London UK Government Bond M Acc Royal London UK Government Bond M Inc Royal London UK Growth M Acc Royal London UK Mid Cap Growth A Acc Royal London UK Mid Cap Growth M Acc Royal London UK Opportunities M Acc Royal London UK Opportunities M Inc Royal London UK Smaller Companies M Acc Royal London US Tracker Z Acc

Initial Mgmt Charge

% GB00B68SHD90 GB00B545JR59 GB00B3P2K895 GB00B87FJ401 GB00B6XZQT43 GB00B4K6P774 GB00B4WSJK27 GB00B8K6PK81 GB00B7MT2J68 GB00B8CWHS66 GB00B52DGB49 GB00B52VBP79 GB00B3BVQM68 GB00B772RM82 GB00B8DDWW71 GB00B3MZ2071 GB00B3MYR659 GB00B45XHL18 GB00B52R6496 GB00BD050C73 GB00BD050F05 GB00B3P2RZ52 GB00B8GJ8S05 GB00B6X6GB98 GB00B533V415 GB00BPT24980 GB00B67N8655 GB00B8Y4ZB91 GB00B3M9JJ78 GB00B7ZPQG62 GB00B5B49T77 GB00B3Q6WZ18 GB00B881TW52 GB00B7QFPL36 GB00B63DTG61 GB00B4V70S51 GB00B5BRW420 GB00B5BRWC09 GB00B4MB1385 GB00B3NQHL55 GB00B5172X16

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client

% 0.2000 0.2500 0.9000 0.4500 0.4500 0.5000 0.9000 0.4500 0.4500 0.5000 1.2500 0.6200 0.7000 0.4000 0.2500 0.2500 0.4000 0.4500 0.2000 0.2000 0.2000 0.2500 0.4500 0.4500 0.1000 0.1000 1.2500 0.6200 0.6200 0.7000 0.7000 0.7500 0.3800 0.3800 0.6200 1.4000 0.7000 0.7000 0.7000 0.7000 0.2000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.4500 0.0000 0.0000 0.0000 0.6500 0.0000 0.0000 0.0000 0.6000 0.0000 0.0000 0.0000 0.0000 0.0000 0.2000 0.0000 0.0000 0.0000 0.0000 0.1000 0.0000 0.0000 0.0000 0.0000 0.6250 0.0000 0.0000 0.0000 0.0000 0.3750 0.0000 0.0000 0.0000 0.7000 0.0000 0.0000 0.0000 0.0000 0.0000

0.2000 0.2500 0.4500 0.4500 0.4500 0.5000 0.2500 0.4500 0.4500 0.5000 0.6500 0.6200 0.7000 0.4000 0.2500 0.2500 0.2000 0.4500 0.2000 0.2000 0.2000 0.1500 0.4500 0.4500 0.1000 0.1000 0.6250 0.6200 0.6200 0.7000 0.7000 0.3750 0.3800 0.3800 0.6200 0.7000 0.7000 0.7000 0.7000 0.7000 0.2000

0.2751 0.2804 0.4913 0.5060 0.5039 0.5485 0.3056 0.5070 0.5069 0.6222 0.6896 0.6600 0.7390 0.4961 0.3013 0.2997 0.2498 0.5137 0.2460 0.2709 0.2771 0.0142 0.5045 0.5121 0.1487 0.1488 0.6689 0.6677 0.6648 0.8024 0.8024 0.4249 0.4277 0.4203 0.6516 0.7460 0.7461 0.7181 0.7185 0.7445 0.2295

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Royal London Offshore Royal London Global High Yield Bond M Inc Royal London Sterling Extra Yield Bond B Inc

% IE00B8GCTN18 IE0032571592

0.0000 0.0000

LU0539372689 LU0523288297

0.0000 0.0000

GB00B4WX4803 GB00B4WX4C46 GB0033457754 GB00BD3CW185 GB0033457424 GB00BD3CW292 GB0033457317 GB0033456780 GB00BD3CW300 GB00BD3CW524 GB0033456566 GB00BD3CW417 GB00BWXBPQ49 GB00B3RJG579 GB00BWX61H22 GB00B3KMDJ68

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

RWC RWC Enhanced Income B Inc RWC Europe Absolute Alpha B Acc

%

Santander Santander Atlas Income Portfolio I Acc Santander Atlas Income Portfolio I Inc Santander Atlas Portfolio 3 Acc Santander Atlas Portfolio 3 I Acc Santander Atlas Portfolio 4 Acc Santander Atlas Portfolio 4 I Acc Santander Atlas Portfolio 4 Inc Santander Atlas Portfolio 5 Acc Santander Atlas Portfolio 5 I Acc Santander Atlas Portfolio 6 I Acc Santander Atlas Portfolio 7 Acc Santander Atlas Portfolio 7 I Acc Santander Enhanced Income Portfolio I Acc Santander Enhanced Income Portfolio I Inc Santander Equity Income Unit Trust I Acc Santander Equity Income Unit Trust I Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.7500 1.2500

% 0.8000 1.0000

% 0.4000 0.4000 0.5500 0.4000 0.5500 0.4000 0.5500 0.5500 0.4000 0.4000 0.5500 0.4000 0.5000 0.5000 0.5000 0.5000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.6250

0.7500 0.6250

0.8500 0.7150

-

%

%

%

%

0.0000 0.0000

0.8000 1.0000

1.1100 1.3100

-

%

%

%

%

0.0000 0.0000 0.1500 0.0000 0.1500 0.0000 0.1500 0.1500 0.0000 0.0000 0.1500 0.0000 0.0000 0.0000 0.0000 0.0000

0.4000 0.4000 0.4000 0.4000 0.4000 0.4000 0.4000 0.4000 0.4000 0.4000 0.4000 0.4000 0.5000 0.5000 0.5000 0.5000

0.9900 0.9900 0.9200 0.8700 0.9300 0.9300 0.9300 0.9500 0.9500 0.9300 0.9400 0.9400 0.5000 0.5600 0.5300 0.6000

-

Online Trading Cut-Off Time

10:30AM 10:30AM

09:00AM 09:00AM

10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Sarasin Sarasin Food & Agriculture Opportunities A Acc Sarasin Food & Agriculture Opportunities A Inc Sarasin Food & Agriculture Opportunities P Acc Sarasin Food & Agriculture Opportunities P Inc Sarasin Fund of Funds Global Diversified Growth P Acc Sarasin Fund of Funds Global Equity P Acc Sarasin Fund of Funds Global Equity P Inc Sarasin Global Equity Real Return A Acc Sarasin Global Equity Real Return P Acc Sarasin Global Equity Real Return P Inc Sarasin Global Higher Dividend A Acc Sarasin Global Higher Dividend A Inc Sarasin Global Higher Dividend P Acc Sarasin Global Higher Dividend P Inc Sarasin GlobalSar Strategic A Acc Sarasin GlobalSar Strategic A Inc Sarasin Sterling Bond I Acc Sarasin Sterling Bond I Inc Sarasin Thematic Global Equity A Acc Sarasin Thematic Global Equity A Inc Sarasin Thematic Global Equity P Acc Sarasin Thematic Global Equity P Inc

% GB00B2Q8L643 GB00B2Q8L536 GB00B77DTQ97 GB00B8GJCL12 GB00BQ0PZS94 GB00B7YYSB32 GB00B8DMGN30 GB00B13GW945 GB00B7W4B053 GB00B7SZSV27 GB00B13GWH22 GB00B13GWJ46 GB00B84ZSV39 GB00B850BN01 GB0009341875 GB0009341768 GB00B13GWF08 GB00B13GWG15 GB0009341214 GB0009340919 GB00B8BPJF77 GB00B7MSZ499

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

IE00B8G43R93 IE00B7ZZ1K52

0.0000 0.0000

GB0007905945 GB0007905721 GB00B57BFC79 GB00B5W01T86 GB00B4V0R051 GB00B284G093 GB00B284G325 GB00B5BG4980 GB00B5V2VR34 GB0007809600 GB0007809592 GB00B3SF6658

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Sarasin Offshore Sarasin IE Global Real Estate Equity P Acc Sarasin IE Global Real Estate Equity P Inc

%

Schroders Schroder Absolute Return Bond A Acc Schroder Absolute Return Bond A Inc Schroder Absolute Return Bond Z Acc Schroder Absolute Return Bond Z Inc Schroder All Maturities Corporate Bond Z Acc Schroder Asian Alpha Plus A Acc Schroder Asian Alpha Plus A Inc Schroder Asian Alpha Plus Z Acc Schroder Asian Alpha Plus Z Inc Schroder Asian Income A Acc Schroder Asian Income A Inc Schroder Asian Income Maximiser A Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 1.5000 1.5000 0.7500 0.7500 0.5000 0.5000 0.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.5000 0.5000 1.5000 1.5000 0.7500 0.7500

% 0.7500 0.7500

% 1.0000 1.0000 0.6000 0.6000 0.4500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 1.5000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500

0.9900 0.9900 0.9900 0.9900 1.3300 1.5500 1.5500 0.9900 0.9900 0.9900 0.9900 0.9900 0.9900 0.9900 0.9800 0.9800 0.7100 0.7100 0.9600 0.9600 0.9600 0.9600

-

%

%

%

%

0.0000 0.0000

0.7500 0.7500

1.0200 1.0200

-

%

%

%

%

0.5000 0.5000 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.7500

0.5000 0.5000 0.6000 0.6000 0.4500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.6200 0.6200 0.7200 0.7200 0.5300 0.9600 0.9600 0.9600 0.9600 0.9400 0.9400 0.9500

-

Online Trading Cut-Off Time

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

09:30AM 09:30AM

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Schroder Asian Income Maximiser A Inc Schroder Asian Income Maximiser Z Acc Schroder Asian Income Maximiser Z Inc Schroder Asian Income Z Acc Schroder Asian Income Z Inc Schroder Dynamic Multi Asset A Inc Schroder Dynamic Multi Asset Z Inc Schroder European A Acc Schroder European A Inc Schroder European Alpha Plus A Acc Schroder European Alpha Plus A Inc Schroder European Alpha Plus Z Acc Schroder European Alpha Plus Z Inc Schroder European Smaller Companies A Acc Schroder European Smaller Companies Z Acc Schroder European Smaller Companies Z Inc Schroder European Z Acc Schroder European Z Inc Schroder Gilt & Fixed Interest A Acc Schroder Gilt & Fixed Interest A Inc Schroder Global Alpha Plus A Acc Schroder Global Alpha Plus Z Acc Schroder Global Alpha Plus Z Inc Schroder Global Cities Real Estate A Acc Schroder Global Cities Real Estate A Inc Schroder Global Cities Real Estate Z Acc Schroder Global Cities Real Estate Z Inc Schroder Global Emerging Markets A Acc Schroder Global Emerging Markets A Inc Schroder Global Emerging Markets Z Acc Schroder Global Emerging Markets Z Inc Schroder Global Equity Income A Acc Schroder Global Equity Income A Inc Schroder Global Equity Income Z Acc Schroder Global Equity Income Z Inc Schroder Global Healthcare A Acc Schroder Global Healthcare Z Acc Schroder Global Healthcare Z Inc Schroder Global Multi Asset Income Z Acc Schroder Global Multi Asset Income Z Inc Schroder Global Recovery Z Acc Schroder Global Recovery Z Inc Schroder Income A Acc Schroder Income A Inc Schroder Income Maximiser A Acc Schroder Income Maximiser A Inc Schroder Income Maximiser Z Acc

ISIN Code

GB00B3SB3287 GB00B581S493 GB00B52QVQ30 GB00B5BJ7M17 GB00B559X853 GB00B2Q1N677 GB00B2Q1N909 GB00B68H8S84 GB00B3MVXZ79 GB0033302877 GB0033302760 GB00B7LDKR32 GB00B7LDKT55 GB0007648891 GB00B76V5M20 GB00B76V5P50 GB00B76V8C37 GB00B76V8D44 GB0007647489 GB0007647372 GB00B3KNN994 GB00B3NXKY07 GB00B6236B14 GB00B0LGSD59 GB00B0LGTF49 GB00B1VPTY75 GB00B1VPTW51 GB0007906463 GB0007906356 GB00B76V5Q67 GB00B76V5R74 GB00B1N91F21 GB00B1N91C99 GB00B76V7M69 GB00B76V7N76 GB0003880183 GB00B76V7Q08 GB00B76V7R15 GB00BSNLR606 GB00BSNLQV88 GB00BYRJXL91 GB00BYRJXM09 GB0007649196 GB0007648909 GB00B0HWHK75 GB00B0HWJ904 GB00B5B0KM51

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 1.5000 0.7500 0.7500 0.7500 0.7500 1.2000 0.3500 1.5000 1.5000 1.5000 1.5000 0.7500 0.7500 1.5000 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 0.7500 0.7500 0.6250 0.6250 0.7500 0.7500 1.5000 1.5000 1.5000 1.5000 0.7500

0.7500 0.0000 0.0000 0.0000 0.0000 0.6000 0.0000 0.7500 0.7500 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.2500 0.2500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.7500 0.7500 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7500 0.7500 0.7500 0.7500 0.7500 0.6000 0.3500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.2500 0.2500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6250 0.6250 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.9500 0.9500 0.9500 0.9300 0.9300 0.8000 0.4000 0.9500 0.9500 0.9300 0.9300 0.9300 0.9300 0.9500 0.9500 0.9500 0.9500 0.9500 0.3200 0.3200 1.0400 1.0400 1.0400 0.9100 0.9100 0.9100 0.9100 0.9700 0.9700 0.9700 0.9700 0.9600 0.9600 0.9600 0.9600 0.9200 0.9200 0.9200 1.0300 1.0300 1.0000 1.0000 0.9100 0.9100 0.9100 0.9100 0.9100

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Schroder Income Maximiser Z Inc Schroder Income Z Acc Schroder Income Z Inc Schroder Managed Balanced A Acc Schroder Managed Balanced I Acc Schroder Managed Wealth Portfolio A Acc Schroder Managed Wealth Portfolio A Inc Schroder Managed Wealth Portfolio Z Acc Schroder Managed Wealth Portfolio Z Inc Schroder Mixed Distribution Z Acc Schroder Mixed Distribution Z Inc Schroder Monthly High Income A Acc Schroder Monthly High Income A Inc Schroder Monthly High Income Z Acc Schroder Monthly High Income Z Inc Schroder QEP Global Active Value Z Acc Schroder QEP Global Active Value Z Inc Schroder QEP Global Core A Acc Schroder QEP Global Core A Inc Schroder QEP Global Core I Acc Schroder QEP Global Emerging Markets Z Acc Schroder Recovery A Acc Schroder Recovery A Inc Schroder Recovery Z Acc Schroder Recovery Z Inc Schroder Small Cap Discovery A Acc Schroder Small Cap Discovery A Inc Schroder Small Cap Discovery Z Acc Schroder Small Cap Discovery Z Inc Schroder Strategic Bond Z Acc Schroder Tokyo A Acc Schroder Tokyo A Inc Schroder Tokyo Hedged Z Acc Schroder Tokyo Hedged Z Inc Schroder Tokyo Z Acc Schroder Tokyo Z Inc Schroder UK Alpha Plus A Acc Schroder UK Alpha Plus A Inc Schroder UK Alpha Plus Z Acc Schroder UK Alpha Plus Z Inc Schroder UK Equity A Acc Schroder UK Equity Z Acc Schroder UK Equity Z Inc Schroder UK Mid 250 A Acc Schroder UK Mid 250 A Inc Schroder UK Mid 250 Z Acc Schroder UK Mid 250 Z Inc

ISIN Code

GB00B53FRD82 GB00B3PM1190 GB00B5WJCB41 GB00B1G5TD15 GB0002899846 GB0007897308 GB0007897290 GB00B84YNB54 GB00B7134X76 GB00B78ST188 GB00B66FVB83 GB0009505693 GB0009505586 GB00B83RDY83 GB00B5143284 GB00B76V8G74 GB00B76V8H81 GB00B5310487 GB00B53G9Z70 GB0007661191 GB00BNGY5232 GB0007893760 GB0007809824 GB00B3VVG600 GB00B3W2HM55 GB00B5NX4423 GB00B4ZV6P20 GB00B5ZS9V71 GB00B4Y8PY67 GB00B7FPS593 GB0007650640 GB0007650533 GB00B8BJDX53 GB00B8V8R746 GB00B4SZR818 GB00B58VQH84 GB0031440133 GB0031440026 GB00B5L33N61 GB00B60R7N45 GB0007648784 GB00B3VQSZ80 GB00B44B2999 GB0008528696 GB0008528589 GB00B76V7S22 GB00B76V7X74

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.7500 0.7500 0.7500 1.5000 0.5000 1.5000 1.5000 0.7500 0.7500 0.6250 0.6250 1.2500 1.2500 0.6000 0.6000 0.7500 0.7500 0.3500 0.3500 0.3500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.6000 1.5000 1.5000 0.7500 0.7500 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500

0.0000 0.0000 0.0000 0.7500 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.6250 0.6250 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7500 0.7500 0.7500 0.7500 0.5000 0.7500 0.7500 0.7500 0.7500 0.6250 0.6250 0.6250 0.6250 0.6000 0.6000 0.7500 0.7500 0.3500 0.3500 0.3500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.9100 0.9100 0.9100 0.9500 0.6000 1.2400 1.2400 1.2400 1.2400 0.8800 0.8800 0.7550 0.7550 0.7300 0.7300 0.9200 0.9200 0.4000 0.4000 0.3800 1.0200 0.9200 0.9200 0.9200 0.9200 1.0100 1.0100 1.0100 1.0100 0.8000 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Schroder UK Smaller Companies A Acc Schroder UK Smaller Companies A Inc Schroder UK Smaller Companies Z Acc Schroder UK Smaller Companies Z Inc Schroder US Mid Cap A Acc Schroder US Mid Cap A Inc Schroder US Mid Cap Z Acc Schroder US Mid Cap Z Inc Schroder US Smaller Companies A Acc Schroder US Smaller Companies A Inc Schroder US Smaller Companies Z Acc Schroder US Smaller Companies Z Inc

ISIN Code

GB0007649535 GB0007649311 GB00B76V7Z98 GB00B76V8019 GB0030347271 GB0030347057 GB00B7LDLV43 GB00B7M4CS05 GB0007810152 GB0007810046 GB00B7LDL923 GB00B7LDLC53

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500

0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100 0.9200 0.9200 0.9200 0.9200

-

Online Trading Cut-Off Time 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Schroders (formerly Cazenove) Schroder Absolute UK Dynamic P1 Acc Schroder Core UK Equity A Acc Schroder Core UK Equity A Inc Schroder Core UK Equity Z Acc Schroder Core UK Equity Z Inc Schroder European Alpha Income A Acc Schroder European Alpha Income A Inc Schroder European Alpha Income Hedged Z Inc Schroder European Alpha Income Z Acc Schroder European Alpha Income Z Inc Schroder European Opportunities A Acc Schroder European Opportunities Z Acc Schroder European Opportunities Z Inc Schroder MM Diversity Income A Acc Schroder MM Diversity Income A Inc Schroder MM Diversity Income Z Acc Schroder MM Diversity Income Z Inc Schroder Strategic Credit A Acc Schroder Strategic Credit A Inc Schroder Strategic Credit L Acc Schroder Strategic Credit L Inc Schroder UK Absolute Target P1 Acc Schroder UK Absolute Target P2 Acc Schroder UK Alpha Income A Inc Schroder UK Alpha Income Z Acc Schroder UK Alpha Income Z Inc Schroder UK Corporate Bond A Acc Schroder UK Corporate Bond A Inc Schroder UK Corporate Bond Z Acc Schroder UK Corporate Bond Z Inc Schroder UK Dynamic Smaller Companies A Acc Schroder UK Dynamic Smaller Companies Z Acc Schroder UK Dynamic Smaller Companies Z Inc Schroder UK Opportunities A Acc Schroder UK Opportunities Z Acc Schroder UK Opportunities Z Inc

Initial Mgmt Charge

% GB00B3N74T57 GB0032312505 GB0032312497 GB0032312729 GB0032312612 GB00B79FC312 GB00B7CM2R31 GB00B9DLYT99 GB00B6S00Y77 GB00B7FHV230 GB0031093353 GB0007221889 GB00B60BTP24 GB00B432ML56 GB00B41LY520 GB00B4K1MN77 GB00B418R656 GB00B11DNZ00 GB00B11DNY92 GB00B11DP106 GB00B11DP098 GB00B39VWX15 GB00B39VWZ39 GB00B073JG03 GB00B7F32Y08 GB00B073JS25 GB00BDV0KY38 GB0031093247 GB0009379370 GB00B7458508 GB0031092942 GB0007220360 GB00B5VQ0123 GB0031092728 GB0007218398 GB00B6ZH3F37

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client

% 1.5000 1.2500 1.2500 0.6250 0.6250 1.5000 1.5000 0.7500 0.7500 0.7500 1.5000 0.7500 0.7500 1.0000 1.0000 0.5000 0.5000 1.0000 1.0000 0.5000 0.5000 1.2500 0.7500 1.5000 0.7500 0.7500 1.0000 1.0000 0.5000 0.5000 1.5000 0.7500 0.7500 1.5000 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.7500 0.6250 0.6250 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.7500 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.0000 0.6250 0.0000 0.7500 0.0000 0.0000 0.0000 0.5000 0.0000 0.0000 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000

0.7500 0.6250 0.6250 0.6250 0.6250 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.6250 0.7500 0.7500 0.7500 0.7500 1.0000 0.5000 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.9200 0.7950 0.7950 0.7900 0.7900 0.9200 0.9200 0.9200 0.9200 0.9400 0.9200 0.9200 0.9200 1.2500 1.2500 1.2500 1.2500 0.6700 0.6700 0.6700 0.6700 0.7950 0.9200 0.9200 0.9200 0.9200 1.1200 0.6200 0.6200 0.6200 0.9100 0.9100 0.9100 0.9100 0.9100 0.9100

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Schroders Multi Manager (formerly Cazenove Multi-Manager) Schroder MM Diversity A Acc Schroder MM Diversity A Inc Schroder MM Diversity Balanced A Acc Schroder MM Diversity Balanced A Inc Schroder MM Diversity Balanced Z Acc Schroder MM Diversity Balanced Z Inc Schroder MM Diversity Tactical A Acc Schroder MM Diversity Tactical A Inc Schroder MM Diversity Tactical Z Acc Schroder MM Diversity Tactical Z Inc Schroder MM Diversity Z Acc Schroder MM Diversity Z Inc Schroder MM International A Acc Schroder MM International Z Acc Schroder MM International Z Inc Schroder MM UK Growth A Acc Schroder MM UK Growth Z Acc Schroder MM UK Growth Z Inc

% GB0031549263 GB0031537300 GB00B5T87K87 GB00B62C7F92 GB00B7K69S70 GB00B7HYNJ30 GB0031549156 GB0031537292 GB00B602F577 GB00B6028039 GB00B60CZD52 GB00B602JM21 GB0031548968 GB00B7BY7Z33 GB00B7B2XF91 GB0031548745 GB00B5ZZ8006 GB00B6Y7N654

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

LU0378802051 LU0218201050 LU0488034827 LU0969112381

0.0000 0.0000 0.0000 0.0000

IE00B6390G16 IE00B60CGR62 IE00B616BM72 IE00B62XK082 IE00B6145K75 IE00B614TP06 IE00B61N2T25

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Schroders Offshore Schroder ISF Asian Total Return C Inc Schroder ISF Emerging Markets Debt Absolute Return GBP Hedged A Inc Schroder ISF Global Inflation Linked Bond GBP C Inc Schroder ISF UK Equity Z Inc

%

SEI SEI Aggressive Wealth A Inc SEI Balanced Wealth A Inc SEI Conservative Wealth A Inc SEI Core Wealth A Inc SEI Defensive Wealth A Inc SEI Growth Wealth A Inc SEI Moderate Wealth A Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 1.0000 1.0000 1.0000 1.0000 0.5000 0.5000 1.0000 1.0000 0.5000 0.5000 0.5000 0.5000 1.0000 0.5000 0.5000 1.0000 0.5000 0.5000

% 1.0101 1.5000 0.5000 0.6250

% 0.9000 0.8500 0.6000 0.8000 0.5000 0.9000 0.6500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.5000 0.5000 0.5000 0.5000 0.0000 0.0000 0.5000 0.5000 0.0000 0.1000 0.1000 0.1000 0.5000 0.0000 0.0000 0.5000 0.0000 0.0000

0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000 0.4000 0.4000 0.4000 0.5000 0.5000 0.5000 0.5000 0.5000 0.5000

1.2500 1.2500 1.2800 1.2800 1.2800 1.2800 1.3300 1.3300 1.3300 1.2300 1.1500 1.1500 1.4400 1.4400 1.4400 1.4300 1.4300 1.4300

-

%

%

%

%

0.0000 0.6375 0.0000 0.0000

1.0101 0.8625 0.5000 0.6250

1.3300 1.2925 0.6600 0.9400

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.9000 0.8500 0.6000 0.8000 0.5000 0.9000 0.6500

1.1300 1.1000 0.8700 1.0500 0.7800 1.1500 0.8900

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

08:45AM 08:45AM 08:45AM 08:45AM

09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Smith & Williamson Smith & Williamson European Equity B Inc Smith & Williamson Far Eastern Income & Growth B Inc Smith & Williamson Fixed Interest B Inc Smith & Williamson Global Gold & Resources A Inc Smith & Williamson Global Gold & Resources B Inc Smith & Williamson MM Endurance Balanced B Inc Smith & Williamson MM Global Investment B Inc Smith & Williamson North American Equity B Inc Smith & Williamson Oriental Growth B Acc Smith & Williamson UK Equity Growth B Inc Smith & Williamson UK Equity Income B Inc

% GB00B4LLXV18 GB00B4NXPJ75 GB00B3T5LK39 GB00B04PXP62 GB00B3RJHY30 GB00B43LJX34 GB00B89C3K35 GB00B40T1C34 GB00B5448K84 GB00B43KQL71 GB00B4NDKN60

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

IE00B7SMSG88 IE00B5NY4X40 IE00B7RG6563 IE00B7VQTF30 IE00B7TGZ916 IE00B43RH379

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B3W48X95 GB00B4LQY248 GB0006161516 GB0006573108 GB00B7JCD629 GB0004483326 GB00BYQNBC93 GB00BYQNBJ62 GB00B7MZSJ60 GB0004483433 GB00BYYR0Y84 GB00BYYR0Z91 GB00BYYR0W60 GB00BYYR0X77 GB00B7CMQ047 GB00B7JNXM18 GB00B708KW45 GB00B4LQ8T99 GB00BYYR2M03

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Smith & Williamson Offshore Smith & Williamson Defensive Growth B Inc Smith & Williamson Enterprise C Inc Smith & Williamson Global Government Bond B Acc Smith & Williamson Global Government Bond B Inc Smith & Williamson Medium Dated Corporate Bond B Inc Smith & Williamson Short Dated Corporate Bond B Inc

%

Standard Life Standard Life Inv AAA Income Platform 1 Acc Standard Life Inv AAA Income Platform 1 Inc Standard Life Inv AAA Income R Acc Standard Life Inv AAA Income R Inc Standard Life Inv American Equity Unconst Platform 1 Acc Standard Life Inv American Equity Unconstrained R Acc Standard Life Inv American Equity Unconstrained R Inc Standard Life Inv Asian Pacific Growth A Inc Standard Life Inv Asian Pacific Growth Platform 1 Acc Standard Life Inv Asian Pacific Growth R Acc Standard Life Inv Corporate Bond Platform 1 Acc Standard Life Inv Corporate Bond Platform 1 Inc Standard Life Inv Corporate Bond R Acc Standard Life Inv Corporate Bond R Inc Standard Life Inv Dynamic Distribution Platform 1 Acc Standard Life Inv Dynamic Distribution Platform 1 Inc Standard Life Inv Ethical Corporate Bond Platform 1 Acc Standard Life Inv Ethical Corporate Bond Platform 1 Inc Standard Life Inv Europe ex-UK Smaller Companies A Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.6500 0.6500 0.5500 1.7500 0.6500 0.7500 0.6500 0.6500 0.6500 0.6500 0.6500

% 0.7000 0.9000 0.5500 0.5500 0.5500 0.6500

% 0.5000 0.5000 1.0000 1.0000 0.7500 1.3000 1.3000 1.3000 0.7500 1.3000 0.5000 0.5000 1.0000 1.0000 0.6500 0.6500 0.5000 0.5000 1.3000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.6500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.6500 0.6500 0.5500 1.1000 0.6500 0.7500 0.6500 0.6500 0.6500 0.6500 0.6500

0.7500 0.7700 0.6300 1.1700 0.7200 1.3600 0.7800 0.7000 0.8700 0.7100 0.7200

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7000 0.9000 0.5500 0.5500 0.5500 0.6500

0.7800 0.9300 1.6400 1.6400 0.8000 0.6500

-

%

%

%

%

0.0000 0.0000 0.4200 0.4200 0.0000 0.4700 0.4700 0.4700 0.0000 0.4700 0.0000 0.0000 0.3700 0.3700 0.0000 0.0000 0.0000 0.0000 0.4700

0.5000 0.5000 0.5800 0.5800 0.7500 0.8300 0.8300 0.8300 0.7500 0.8300 0.5000 0.5000 0.6300 0.6300 0.6500 0.6500 0.5000 0.5000 0.8300

0.6800 0.6800 0.6300 0.6300 0.9200 0.8700 0.8700 1.1600 1.1200 1.1600 0.6700 0.6700 0.6700 0.6700 0.8200 0.8200 0.6600 0.6600 0.9100

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Standard Life Inv Europe ex-UK Smaller Companies Platform 1 Acc Standard Life Inv European Equity Growth Platform 1 Acc Standard Life Inv European Equity Growth R Acc Standard Life Inv European Equity Growth R Inc Standard Life Inv European Equity Income Platform 1 Acc Standard Life Inv European Equity Income Platform 1 Inc Standard Life Inv European Ethical Equity Platform 1 Acc Standard Life Inv Global Absolute Return Strategies Platform 1 Acc Standard Life Inv Global Absolute Return Strategies R Acc Standard Life Inv Global Advantage Platform 1 Acc Standard Life Inv Global Advantage Platform 1 Inc Standard Life Inv Global Emerging Market Equity Income Platform 1 Acc Standard Life Inv Global Emerging Market Equity Income Platform 1 Inc Standard Life Inv Global Emerging Markets Equity Platform 1 Acc Standard Life Inv Global Equity Income Platform 1 Acc Standard Life Inv Global Equity Income R Acc Standard Life Inv Global Equity Unconstrained Platform 1 Acc Standard Life Inv Global Equity Unconstrained R Acc Standard Life Inv Global Index Linked Bd Platform 1 Acc Standard Life Inv Global Index Linked Bd Platform 1 Inc Standard Life Inv Global Index Linked Bond R Acc Standard Life Inv Global Index Linked Bond R Inc Standard Life Inv Global Real Estate Platform 1 Acc Standard Life Inv Global Real Estate Platform 1 Inc Standard Life Inv Global Real Estate R Acc Standard Life Inv Global Real Estate R Inc Standard Life Inv Global REIT Platform 1 Acc Standard Life Inv Global REIT Platform 1 Inc Standard Life Inv Global REIT R Acc Standard Life Inv Global REIT R Inc Standard Life Inv Global Smaller Companies Platform 1 Acc Standard Life Inv Higher Income Platform 1 Acc Standard Life Inv Higher Income Platform 1 Inc Standard Life Inv Higher Income Ret Acc Standard Life Inv Higher Income Ret Inc Standard Life Inv Investment Grade Corporate Bond Platform 1 Acc Standard Life Inv Investment Grade Corporate Bond Platform 1 Inc Standard Life Inv Investment Grade Corporate Bond R Acc Standard Life Inv Investment Grade Corporate Bond R Inc Standard Life Inv Japanese Equity Growth Platform 1 Acc Standard Life Inv Japanese Equity Growth R Acc Standard Life Inv Short Dated Corporate Bond Platform 1 Acc Standard Life Inv Short Dated Corporate Bond Platform 1 Inc Standard Life Inv Short Duration Credit Platform 1 Acc Standard Life Inv Short Duration Credit Platform 1 Inc Standard Life Inv Short Duration Credit R Acc Standard Life Inv Short Duration Credit R Inc

ISIN Code

GB00BYMMJ932 GB00B72RVY84 GB0004483870 GB00BYQNB524 GB00B7LG0W70 GB00B71L0M27 GB00B3N24788 GB00B7K3T226 GB00B28S0093 GB00B5VBS792 GB00B7CQ5768 GB00B8B02G41 GB00B8N1FM23 GB00B7ZMKJ84 GB00B7FVHF03 GB0004330600 GB00B6915J97 GB0004483540 GB00B7C0H946 GB00B4PPHB71 GB00B00ZJK75 GB00B00ZJM99 GB00B774LD38 GB00B700D764 GB00B0LD3V96 GB00B0LD3W04 GB00B7MR5W47 GB00B6TQN017 GB00B1LBR182 GB00B1LBR299 GB00B7KVX245 GB00B79RR984 GB00B7G7DD75 GB0000938844 GB0000937093 GB00B6TRYW36 GB00B76CD438 GB0004330048 GB0004329826 GB00B76C7M93 GB0004483656 GB00BZCGBS57 GB00BZCGBT64 GB00B7F7XT42 GB00B63SCK67 GB0032784737 GB0032784620

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.7500 0.7500 1.3000 1.3000 0.7500 0.7500 0.7500 0.7500 1.3000 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 1.0000 0.8500 1.3500 0.5000 0.5000 1.0000 1.0000 0.9500 0.9500 1.5000 1.5000 0.7500 0.7500 1.3000 1.3000 0.9000 0.6000 0.6000 1.0000 1.0000 0.5000 0.5000 1.0000 1.0000 0.7500 1.3000 0.5000 0.5000 0.5000 0.5000 1.0000 1.0000

0.0000 0.0000 0.4700 0.4700 0.0000 0.0000 0.0000 0.0000 0.4700 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.4200 0.0000 0.4200 0.0000 0.0000 0.4200 0.4200 0.0000 0.0000 0.4200 0.4200 0.0000 0.0000 0.4700 0.4700 0.0000 0.0000 0.0000 0.4200 0.4200 0.0000 0.0000 0.4200 0.4200 0.0000 0.4700 0.0000 0.0000 0.0000 0.0000 0.4200 0.4200

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.7500 0.7500 0.8300 0.8300 0.7500 0.7500 0.7500 0.7500 0.8300 0.5000 0.5000 0.7500 0.7500 0.7500 0.7500 0.5800 0.8500 0.9300 0.5000 0.5000 0.5800 0.5800 0.9500 0.9500 1.0800 1.0800 0.7500 0.7500 0.8300 0.8300 0.9000 0.6000 0.6000 0.5800 0.5800 0.5000 0.5000 0.5800 0.5800 0.7500 0.8300 0.5000 0.5000 0.5000 0.5000 0.5800 0.5800

0.9500 0.9500 0.9000 0.9000 0.9000 0.9000 0.9400 0.8800 0.8300 0.6600 0.6600 0.9800 0.9800 0.9900 0.9300 0.6300 1.0200 0.9700 0.6500 0.6500 0.6000 0.6000 1.1500 1.1800 1.1500 1.1500 0.9500 0.9500 0.9000 0.9000 1.0600 0.7600 0.7600 0.6100 0.6100 0.6500 0.6500 0.6000 0.6000 0.9200 0.8700 0.6900 0.6900 0.6600 0.6600 0.6400 0.6400

-

Online Trading Cut-Off Time 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Standard Life Inv Short Duration Gbl Index Linked Bond Platform 1 Acc Standard Life Inv Short Duration Gbl Index Linked Bond Platform 1 Inc Standard Life Inv Strategic Bond Platform 1 Acc Standard Life Inv Strategic Bond Platform 1 Inc Standard Life Inv Strategic Bond R Acc Standard Life Inv Strategic Bond R Inc Standard Life Inv UK Equity Growth Platform 1 Acc Standard Life Inv UK Equity Growth R Acc Standard Life Inv UK Equity High Alpha Platform 1 Acc Standard Life Inv UK Equity High Alpha Platform 1 Inc Standard Life Inv UK Equity High Alpha R Acc Standard Life Inv UK Equity High Alpha R Inc Standard Life Inv UK Equity High Income Platform 1 Acc Standard Life Inv UK Equity High Income Platform 1 Inc Standard Life Inv UK Equity High Income R Acc Standard Life Inv UK Equity High Income R Inc Standard Life Inv UK Equity Income Unconstrained Platform 1 Acc Standard Life Inv UK Equity Income Unconstrained Platform 1 Inc Standard Life Inv UK Equity Income Unconstrained R Acc Standard Life Inv UK Equity Income Unconstrained R Inc Standard Life Inv UK Equity Recovery Platform 1 Acc Standard Life Inv UK Equity Recovery R Acc Standard Life Inv UK Equity Unconstrained Platform 1 Acc Standard Life Inv UK Equity Unconstrained R Acc Standard Life Inv UK Ethical Platform 1 Acc Standard Life Inv UK Ethical Platform 1 Inc Standard Life Inv UK Ethical R Acc Standard Life Inv UK Gilt Platform 1 Inc Standard Life Inv UK Gilt Platform I Acc Standard Life Inv UK Gilt R Inc Standard Life Inv UK Opportunities Platform 1 Acc Standard Life Inv UK Opportunities Platform 1 Inc Standard Life Inv UK Opportunities R Acc Standard Life Inv UK Opportunities R Inc Standard Life MyFolio Managed I Acc Standard Life MyFolio Managed I Platform 1 Acc Standard Life MyFolio Managed II Acc Standard Life MyFolio Managed II Platform 1 Acc Standard Life MyFolio Managed III Acc Standard Life MyFolio Managed III Platform 1 Acc Standard Life MyFolio Managed Income I Platform 1 Acc Standard Life MyFolio Managed Income I Platform 1 Inc Standard Life MyFolio Managed Income II Platform 1 Acc Standard Life MyFolio Managed Income II Platform 1 Inc Standard Life MyFolio Managed Income III Platform 1 Acc Standard Life MyFolio Managed Income III Platform 1 Inc Standard Life MyFolio Managed Income IV Platform 1 Acc

ISIN Code

GB00BP25RB79 GB00BP25RC86 GB00B7MWXH01 GB00B6W21135 GB00B3D8LV94 GB00B3D8LS65 GB00B7J4W502 GB0004330717 GB00B76G2B50 GB00B7D6MV88 GB0004330485 GB0004330378 GB00B7FTRJ84 GB00B558NM60 GB0004330931 GB0004330824 GB00B79X9673 GB00B7G8Q193 GB00B1LBSR16 GB00B1LBSS23 GB00B6S67S83 GB00B3L7SD93 GB00B7LK2232 GB00B0LD3B90 GB00B6Y80X40 GB00BVFNS394 GB0004331012 GB00B5MP5686 GB00B6WZXS38 GB0004331129 GB00B7LZCR36 GB00B7C4BJ40 GB0032094392 GB0032177999 GB00B4ZDNP79 GB00B62FNJ48 GB00B55QXL97 GB00B3RHFQ59 GB00B5333L24 GB00B701F734 GB00B5P9TN29 GB00B7J7M266 GB00B7005H07 GB00B6R6VM15 GB00B7RP1258 GB00B7K0W689 GB00B463K228

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.5000 0.5000 0.6250 0.6250 1.1500 1.1500 0.7500 1.3000 0.7500 0.7500 1.3000 1.3000 0.7500 0.7500 1.3000 1.3000 1.0000 1.0000 1.5000 1.5000 0.8500 1.3500 1.0000 1.5000 0.7500 0.7500 1.3000 0.5000 0.5000 1.0000 0.7500 0.7500 1.3000 1.3000 0.9500 0.4000 0.9500 0.4000 0.9500 0.4000 0.4000 0.4000 0.4000 0.4000 0.4000 0.4000 0.4000

0.0000 0.0000 0.0000 0.0000 0.3200 0.3200 0.0000 0.4700 0.0000 0.0000 0.4700 0.4700 0.0000 0.0000 0.4700 0.4700 0.0000 0.0000 0.3700 0.3700 0.0000 0.4200 0.0000 0.3700 0.0000 0.0000 0.4700 0.0000 0.0000 0.4200 0.0000 0.0000 0.4700 0.4700 0.4700 0.0000 0.4700 0.0000 0.4700 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.5000 0.5000 0.6250 0.6250 0.8300 0.8300 0.7500 0.8300 0.7500 0.7500 0.8300 0.8300 0.7500 0.7500 0.8300 0.8300 1.0000 1.0000 1.1300 1.1300 0.8500 0.9300 1.0000 1.1300 0.7500 0.7500 0.8300 0.5000 0.5000 0.5800 0.7500 0.7500 0.8300 0.8300 0.4800 0.4000 0.4800 0.4000 0.4800 0.4000 0.4000 0.4000 0.4000 0.4000 0.4000 0.4000 0.4000

0.6800 0.6800 0.8000 0.8000 0.8800 0.8700 0.9000 0.8500 0.9100 0.9100 0.8600 0.8600 0.8900 0.8900 0.8400 0.8400 1.1500 1.1500 1.1500 1.1500 1.0300 0.9800 1.1500 1.1500 0.9000 0.9000 0.8500 0.6700 0.6600 0.6200 0.9100 0.9100 0.8600 0.8600 0.9000 0.9100 0.9300 0.9800 0.9700 1.0500 1.0200 1.0200 1.1100 1.1100 1.2000 1.2000 1.3100

-

Online Trading Cut-Off Time 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Standard Life MyFolio Managed Income IV Platform 1 Inc Standard Life MyFolio Managed Income V Platform 1 Acc Standard Life MyFolio Managed Income V Platform 1 Inc Standard Life MyFolio Managed IV Acc Standard Life MyFolio Managed IV Platform 1 Acc Standard Life MyFolio Managed V Acc Standard Life MyFolio Managed V Platform 1 Acc Standard Life MyFolio Market I Acc Standard Life MyFolio Market I Platform 1 Acc Standard Life MyFolio Market II Acc Standard Life MyFolio Market II Platform 1 Acc Standard Life MyFolio Market III Acc Standard Life MyFolio Market III Platform 1 Acc Standard Life MyFolio Market IV Acc Standard Life MyFolio Market IV Platform 1 Acc Standard Life MyFolio Market V Acc Standard Life MyFolio Market V Platform 1 Acc Standard Life MyFolio Multi Manager I Acc Standard Life MyFolio Multi Manager I Platform 1 Acc Standard Life MyFolio Multi Manager II Acc Standard Life MyFolio Multi Manager II Platform 1 Acc Standard Life MyFolio Multi Manager III Acc Standard Life MyFolio Multi Manager III Platform 1 Acc Standard Life MyFolio Multi Manager Income I 1 Acc Standard Life MyFolio Multi Manager Income I 1 Inc Standard Life MyFolio Multi Manager Income II 1 Acc Standard Life MyFolio Multi Manager Income II 1 Inc Standard Life MyFolio Multi Manager Income III 1 Acc Standard Life MyFolio Multi Manager Income III 1 Inc Standard Life MyFolio Multi Manager Income IV 1 Acc Standard Life MyFolio Multi Manager Income IV 1 Inc Standard Life MyFolio Multi Manager Income V 1 Acc Standard Life MyFolio Multi Manager Income V 1 Inc Standard Life MyFolio Multi Manager IV Acc Standard Life MyFolio Multi Manager IV Platform 1 Acc Standard Life MyFolio Multi Manager V Acc Standard Life MyFolio Multi Manager V Platform 1 Acc

ISIN Code

GB00B7MW6592 GB00B6X5QZ08 GB00B7FC9912 GB00B4SD6F58 GB00B759VC93 GB00B51GWF01 GB00B7LL4310 GB00B5335D89 GB00B7KSN259 GB00B55ZKX71 GB00B41R9999 GB00B585DT13 GB00B758J660 GB00B55VSY27 GB00B77CW014 GB00B4XXTK68 GB00B3T5XZ20 GB00B5119S76 GB00B7FMDY47 GB00B55PLK10 GB00B7FH4R99 GB00B4ZWVK55 GB00B7G6TF84 GB00B5VDF969 GB00B5LFKL95 GB00B74TWC77 GB00B6S7NM79 GB00B7680C87 GB00B4L19681 GB00B4X43N09 GB00B7F2PP90 GB00B7NZZP05 GB00B6SWTY68 GB00B55QRR32 GB00B6XW0B53 GB00B52RKW59 GB00B7MMLL01

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.4000 0.4000 0.4000 0.9500 0.4000 0.9500 0.4000 0.9500 0.4000 0.9500 0.4000 0.9500 0.4000 0.9500 0.4000 0.9500 0.4000 1.2000 0.6500 1.2000 0.6500 1.2000 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 1.2000 0.6500 1.2000 0.6500

0.0000 0.0000 0.0000 0.4700 0.0000 0.4700 0.0000 0.4700 0.0000 0.4700 0.0000 0.4700 0.0000 0.4700 0.0000 0.4700 0.0000 0.4700 0.0000 0.4700 0.0000 0.4700 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.4700 0.0000 0.4700 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.4000 0.4000 0.4000 0.4800 0.4000 0.4800 0.4000 0.4800 0.4000 0.4800 0.4000 0.4800 0.4000 0.4800 0.4000 0.4800 0.4000 0.7300 0.6500 0.7300 0.6500 0.7300 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.6500 0.7300 0.6500 0.7300 0.6500

1.3100 1.3200 1.3200 1.0500 1.1000 1.0500 1.1200 0.6200 0.6700 0.6400 0.6800 0.6600 0.7100 0.6700 0.7500 0.6200 0.7000 1.1900 1.1900 1.2200 1.2400 1.2900 1.3200 1.2500 1.2500 1.4000 1.4000 1.4800 1.4800 1.6000 1.6000 1.6100 1.6100 1.3100 1.4200 1.3200 1.3800

-

Online Trading Cut-Off Time 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Standard Life (formerly Ignis Property) Feeder Standard Life UK Real Estate Feeder Instl Acc Standard Life UK Real Estate Feeder Instl Inc Standard Life UK Real Estate Feeder Platform 1 Acc Standard Life UK Real Estate Feeder Platform 1 Inc Standard Life UK Real Estate Feeder Ret Acc Standard Life UK Real Estate Feeder Ret Inc

% GB00BYPHPB97 GB00BYPHPK88 GB00BYPHPD12 GB00BYPHPL95 GB00BYPHP973 GB00BYPHPJ73

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

LU1327127863

0.0000

GB00B0FR9W00 GB00B0FR9V92 GB00B0FR9X17 GB00B0FR9T70 GB00B06MWQ97

0.0000 0.0000 0.0000 0.0000 0.0000

GB00B1FL7V46 GB0032094954 GB0032084708 GB0032084815 GB00B0KXSK43

0.0000 0.0000 0.0000 0.0000 0.0000

Standard Life Offshore Standard Life Offshore Global Focused Strategies B Acc

%

State Street Unit Trust Management Ltd SSgA Asia Pacific ex Japan Equity Tracker Acc SSgA Europe Ex UK Equity Tracker Acc SSgA Japan Equity Tracker Acc SSgA North American Equity Tracker Acc SSgA UK Equity Tracker Acc

%

SVM Asset Management SVM All Europe SRI B Acc SVM Continental Europe B Acc SVM UK Growth B Acc SVM UK Opportunities B Acc SVM World Equity B Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.7500 0.7500 0.7500 0.7500 1.3000 1.3000

% 1.2500

% 0.3000 0.2500 0.3000 0.2000 0.1500

% 0.7500 0.7500 0.7500 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.4200 0.4200

0.7500 0.7500 0.7500 0.7500 0.8800 0.8800

0.8400 0.8400 0.8900 0.8900 0.8900 1.0900

-

%

%

%

%

0.0000

1.2500

1.3700

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000

0.3000 0.2500 0.3000 0.2000 0.1500

0.1500

0.3000 0.2500 0.3000 0.2000 -

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500

1.2300 1.2300 1.1000 1.1000 1.2300

-

Online Trading Cut-Off Time

09:30AM 09:30AM 09:30AM 09:30AM 09:30AM 09:30AM

09:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

SVS Cornelian SVS Cornelian Cautious D Acc SVS Cornelian Cautious D Inc SVS Cornelian Defensive D Acc SVS Cornelian Defensive D Inc SVS Cornelian Growth D Acc SVS Cornelian Growth D Inc SVS Cornelian Managed Growth D Acc SVS Cornelian Managed Growth D Inc SVS Cornelian Managed Income D Acc SVS Cornelian Managed Income D Inc SVS Cornelian Progressive D Acc SVS Cornelian Progressive D Inc

% GB00B3WCDF03 GB00B3XLXY53 GB00B5N17T22 GB00B5L3SC02 GB00B3RMNL16 GB00B68Y9S62 GB00B3KXCP84 GB00B3N13674 GB00BVL87L96 GB00BV9GGB80 GB00B5LY2097 GB00B5Q8N588

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B1LB3096 GB00B1386325 GB0009346486 GB00B02TSH75

0.0000 0.0000 0.0000 0.0000

LU1079768849 LU1028171848 LU0860350650

0.0000 0.0000 0.0000

GB00B2NG4R39

0.0000

GB00B92M1L47 GB00B92M7160 GB00B92M8572 GB00BYQ06472

0.0000 0.0000 0.0000 0.0000

T Bailey Asset Management T. Bailey Dynamic Retail Acc T. Bailey Dynamic Retail Inc T. Bailey Growth I Acc T. Bailey Growth Retail Acc

%

T Rowe Price T Rowe Price Frontier Markets Equity Q Acc T Rowe Price US Large Cap Growth Equity Q Acc T Rowe Price US Smller Companies Equity Q Acc

%

TB Amati TB Amati UK Smaller Companies B Acc

%

TB Doherty TB Doherty Active Managed B Acc TB Doherty Balanced Managed B Acc TB Doherty Cautious Managed B Acc TB Doherty Distribution B Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

% 1.5000 1.5000 0.6000 1.5000

% 1.1000 0.6500 0.9500

% 0.7500

% 1.0000 1.0000 1.0000 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

1.1300 1.1300 1.1800 1.1800 1.2200 1.2200 1.1700 1.1700 1.3500 1.3500 1.2400 1.2400

-

%

%

%

%

0.7500 0.7500 0.0000 0.7500

0.7500 0.7500 0.6000 0.7500

1.6300 1.6300 1.6200 1.7700

-

%

%

%

%

0.0000 0.0000 0.0000

1.1000 0.6500 0.9500

1.2700 0.8200 1.1100

-

%

%

%

%

0.0000

0.7500

0.9600

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000

1.0000 1.0000 1.0000 0.7500

1.8400 1.8900 1.7500 2.4500

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM

10:30AM

10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

TB Wise TB Wise Evenlode Income B Acc TB Wise Evenlode Income B Inc TB Wise Income B Acc TB Wise Income B Inc TB Wise Investment B Acc

% GB00B40SMR25 GB00B40Y5R17 GB00B0LJ1M47 GB00B0LJ0160 GB0034272533

0.0000 0.0000 0.0000 0.0000 0.0000

GB00B4W2H776 GB00B4N5YW98 GB00B4WHDG30 GB00B4W0ZG69

0.0000 0.0000 0.0000 0.0000

GB00B0L4TD67 GB00B0L4TF81 GB00B28BBW75 GB0001530566 GB00B0GDGF93 GB0001529238 GB00B0GDXT21 GB00B7HJLD86 GB00B8BC1961 GB0001530129 GB00B0GDXX66 GB00B88YT359 GB00B8358Z89 GB00B7T2FK07 GB00B6WD1G18 GB0001441137 GB00B83BWC19 GB00B846CP88 GB00B1PRW734 GB00B4V5TL59 GB00BRTM3K66 GB00BRTM3L73 GB00B93TQ868 GB00B93MKD82 GB00B817DW83 GB0002365608 GB00B88S8291

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

TCF Investment Total Clarity Portfolio 3 A Acc Total Clarity Portfolio 4 A Acc Total Clarity Portfolio 5 A Acc Total Clarity Portfolio 6 A Acc

%

Threadneedle Threadneedle Absolute Return Bond Inst Net Acc Threadneedle Absolute Return Bond Ret Net Acc Threadneedle American Extended Alpha Instl Acc Threadneedle American Ret Acc Threadneedle American Ret Inc Threadneedle American Select Ret Acc Threadneedle American Select Ret Inc Threadneedle American Select Z Acc Threadneedle American Select Z Inc Threadneedle American Smaller Companies (US) Ret Acc Threadneedle American Smaller Companies (US) Ret Inc Threadneedle American Smaller Companies (US) Z Inc Threadneedle American Smaller Companies Z Acc Threadneedle American Z Acc Threadneedle American Z Inc Threadneedle Asia Ret Acc Threadneedle Asia Z Acc Threadneedle China Opportunities Z Acc Threadneedle China Opportunity Ret Acc Threadneedle Credit Opportunities Hedged Inst Acc Threadneedle Defensive & Equity Bond Z Acc Threadneedle Defensive Z Acc Threadneedle Dynamic Real Return Z Acc Threadneedle Dynamic Real Return Z Inc Threadneedle Emerging Market Bond Net Z Inc Threadneedle Emerging Market Bond Ret Net Inc Threadneedle Emerging Market Local Net Z Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.7500 0.7500 0.7900 0.7900 0.7900

% 0.4000 0.4000 0.4000 0.4000

% 0.6500 1.2500 0.7500 1.5000 1.5000 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.7500 0.7500 1.5000 0.7500 0.7500 1.5000 0.6500 0.6500 0.5500 0.7500 0.7500 0.6000 1.5000 0.6000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.7900 0.7900 0.7900

0.9500 0.9500 0.9300 0.9300 1.1500

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000

0.4000 0.4000 0.4000 0.4000

-

0.7400 0.7600 0.7300 0.8400

%

%

%

%

0.0000 0.6250 0.0000 0.7500 0.7500 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000

0.6500 0.6250 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.6500 0.6500 0.5500 0.7500 0.7500 0.6000 0.7500 0.6000

0.7100 0.7550 0.8200 0.8900 0.8900 0.8900 0.9000 0.8300 0.8300 0.9200 0.9200 0.8800 0.8800 0.8300 0.8300 0.9400 0.9000 0.9100 0.9200 0.7100 0.7700 0.7300 0.9400 0.9100 0.7500 0.9400 0.8800

-

Online Trading Cut-Off Time

10:00AM 10:00AM 10:00AM 10:00AM 10:00AM

10:30AM 10:30AM 10:30AM 10:30AM

09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Threadneedle Equity & Bond Z Acc Threadneedle European Bond Z Inc Threadneedle European Corporate Bond Ret Acc Threadneedle European Corporate Bond Z Acc Threadneedle European High Yield Bond Net Z Acc Threadneedle European Ret Acc Threadneedle European Select Ret Acc Threadneedle European Select Z Acc Threadneedle European Select Z Inc Threadneedle European Smaller Companies Ret Acc Threadneedle European Smaller Companies Ret Inc Threadneedle European Smaller Companies Z Acc Threadneedle European Smaller Companies Z Inc Threadneedle European Z Acc Threadneedle European Z Inc Threadneedle Global Bond Net Z Inc Threadneedle Global Bond Ret Inc Threadneedle Global Emerging Markets Equity Ret Acc Threadneedle Global Emerging Markets Equity Z Acc Threadneedle Global Equity & Bond Z Acc Threadneedle Global Equity Income Z Acc Threadneedle Global Equity Income Z Inc Threadneedle Global Equity Z Acc Threadneedle Global Multi Asset Income Z Acc Threadneedle Global Multi Asset Income Z Inc Threadneedle Global Opportunities Bond Z Net Acc Threadneedle Global Opportunities Bond Z Net Inc Threadneedle Global Select Ret Acc Threadneedle Global Select Z Acc Threadneedle Global Select Z Inc Threadneedle High Yield Bond Net Z Acc Threadneedle High Yield Bond Net Z Inc Threadneedle High Yield Bond Ret Inc Threadneedle Japan Z Acc Threadneedle Latin American Ret Acc Threadneedle Latin American Z Acc Threadneedle Managed Income Z Inc Threadneedle Monthly Extra Income Ret Net Inc Threadneedle Monthly Extra Income Z Acc Threadneedle Pan European Equity Dividend Ret Net Inc Threadneedle Pan European Equity Dividend Z Inc Threadneedle Pan European Focus Ret Acc Threadneedle Pan European Ret Acc Threadneedle Pan European Smaller Companies Ret Acc Threadneedle Pan European Smaller Companies Z Acc Threadneedle Pan European Z Acc Threadneedle Pan European Z Inc

ISIN Code

GB00BRTM3J51 GB00B990YR84 GB0032133448 GB00B7MJ0253 GB00B894NV05 GB0001440949 GB0001529345 GB00B8BC5H23 GB00B98WQ465 GB0001531424 GB00B0GHCC05 GB00B84CYY92 GB00B978SQ14 GB00B8C2LS47 GB00B6Y3RC79 GB00B8C2M701 GB0001533685 GB00B10SJD63 GB00B8BYHK55 GB00BRTM3H38 GB00B99MQF62 GB00B7S8N055 GB00BRTM3G21 GB00BNG64558 GB00BNG64665 GB00BQSTFQ12 GB00BQSTFS36 GB0001444701 GB00B8C2TM45 GB00BJZ2F867 GB00BPZ55D21 GB00B7SGDT88 GB0008371014 GB00B7TRT705 GB0001531754 GB00B8BQ6V57 GB00BRTM3M80 GB0008370826 GB00BP8S6244 GB00B12Z0217 GB00B83HB999 GB00B01CWZ36 GB0008371238 GB00B0PQ4K00 GB00B992G232 GB00B84X6K21 GB00B8DTN664

Initial Mgmt Charge

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client 0.6500 0.5000 1.0000 0.5000 0.6000 1.5000 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 0.7500 0.7500 0.7500 0.5000 1.2500 1.5000 0.7500 0.8500 0.7500 0.7500 0.9000 0.6500 0.6500 0.6500 0.6500 1.5000 0.7500 0.7500 0.6000 0.6000 1.2500 0.7500 1.5000 0.7500 0.9000 1.2500 0.6000 1.5000 0.7500 1.5000 1.5000 1.5000 0.7500 0.7500 0.7500

0.0000 0.0000 0.5000 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.6250 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.6250 0.0000 0.7500 0.0000 0.0000 0.6250 0.0000 0.7500 0.0000 0.7500 0.7500 0.7500 0.0000 0.0000 0.0000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

0.6500 0.5000 0.5000 0.5000 0.6000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.5000 0.6250 0.7500 0.7500 0.8500 0.7500 0.7500 0.9000 0.6500 0.6500 0.6500 0.6500 0.7500 0.7500 0.7500 0.6000 0.6000 0.6250 0.7500 0.7500 0.7500 0.9000 0.6250 0.6000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.6500 0.7100 0.6700 0.7300 0.9200 0.8900 0.8300 0.8300 0.9200 0.9200 0.8800 0.8800 0.8800 0.8800 0.6300 0.7950 0.9300 0.9200 0.9900 0.8800 0.8800 1.0800 0.8500 0.8500 0.7900 0.7900 0.9200 0.8800 0.8800 0.7300 0.7300 0.7950 0.8800 0.9500 0.9100 1.0600 0.7550 0.7300 0.9200 0.9200 0.9000 0.9200 0.9200 0.8800 0.8800 0.8800

-

Online Trading Cut-Off Time 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

Threadneedle Sterling Bond Net Z Inc Threadneedle Sterling Bond Ret Inc Threadneedle Sterling Short Dated Corporate Bond I Net Inc Threadneedle Strategic Bond Net Z Inc Threadneedle Strategic Bond Ret Net Inc Threadneedle UK Absolute Alpha Z Acc Threadneedle UK Absolute Alpha Z Inc Threadneedle UK Corporate Bond Net Inst Inc Threadneedle UK Corporate Bond Ret Inc Threadneedle UK Equity Alpha Income Ret Inc Threadneedle UK Equity Alpha Income Z Inc Threadneedle UK Equity Income Ret Inc Threadneedle UK Equity Income Z Acc Threadneedle UK Equity Income Z Inc Threadneedle UK Extended Alpha Acc Threadneedle UK Extended Alpha Inst Acc Threadneedle UK Fixed Interest Z Acc Threadneedle UK Growth & Income Ret Inc Threadneedle UK Growth & Income Z Inc Threadneedle UK Institutional Inst Acc Threadneedle UK Institutional Ret Acc Threadneedle UK Mid 250 Ret Acc Threadneedle UK Mid 250 Z Acc Threadneedle UK Monthly Income Ret Inc Threadneedle UK Monthly Income Z Inc Threadneedle UK Overseas Earnings Z Inc Threadneedle UK Property Authorised Trust Inst Acc Threadneedle UK Property Authorised Trust Inst Inc Threadneedle UK Property Authorised Trust Ret Acc Threadneedle UK Property Authorised Trust Ret Inc Threadneedle UK Ret Inc Threadneedle UK Select Ret Inc Threadneedle UK Select Z Inc Threadneedle UK Smaller Companies Z Acc Threadneedle UK Smaller Companies Z Inc Threadneedle UK Social Bond Z Net Acc Threadneedle UK Social Bond Z Net Inc Threadneedle UK Z Acc Threadneedle UK Z Inc Threadneedle US Equity Income L Inc

ISIN Code

GB00B7SH5738 GB0002703642 GB00BD8GMB57 GB00B882QB67 GB0031022378 GB00B8BX5538 GB00BRTM3N97 GB0001451508 GB0031109738 GB00B12WJY78 GB00B88P6D76 GB0001448900 GB00B888FR33 GB00B8169Q14 GB00B02QB917 GB0033027474 GB00BD8GML55 GB0001529675 GB00B8848T44 GB0001451615 GB0031833394 GB0033547604 GB00B8BX5X11 GB0001529568 GB00B8BV4509 GB00B9BQ0321 GB00BQ3G0Y06 GB00BQ3G0Z13 GB00BQ3G1143 GB00BQ3G0X98 GB0001529782 GB0001530236 GB00B8374670 GB00B8SWL553 GB00B7JL4Y45 GB00BF233790 GB00BF233915 GB00B84PM559 GB00B84PMM20 GB00BZ563T77

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

LU0815286082

0.0000

Threadneedle Offshore Threadneedle Enhanced Commodities Hedged Z Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client 0.4000 1.0000 0.4000 0.6000 1.2500 0.7500 0.7500 0.5000 0.7500 1.5000 0.7500 1.5000 0.7500 0.7500 1.2500 0.7500 0.2500 1.5000 0.7500 0.7500 1.5000 1.5000 0.7500 1.5000 0.7500 0.7500 0.7500 0.7500 1.5000 1.5000 1.5000 1.5000 0.7500 0.7500 0.7500 0.3000 0.3000 0.7500 0.7500 0.6000

% 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER (after rebate)

(after rebate)

(after rebate)

0.0000 0.5000 0.0000 0.0000 0.6250 0.0000 0.0000 0.0000 0.3750 0.7500 0.0000 0.7500 0.0000 0.0000 0.6250 0.0000 0.0000 0.7500 0.0000 0.0000 0.7500 0.7500 0.0000 0.7500 0.0000 0.0000 0.0000 0.0000 0.7500 0.7500 0.7500 0.7500 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.4000 0.5000 0.4000 0.6000 0.6250 0.7500 0.7500 0.5000 0.3750 0.7500 0.7500 0.7500 0.7500 0.7500 0.6250 0.7500 0.2500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.3000 0.3000 0.7500 0.7500 0.6000

0.5300 0.6700 0.4550 0.7300 0.7950 0.8700 0.8700 0.5600 0.5450 0.8700 0.8700 0.8700 0.8200 0.8200 0.7750 0.8400 0.3600 0.8800 0.8800 0.8000 0.9100 0.8900 0.8900 0.8700 0.8700 0.8900 0.8100 0.8100 0.8800 0.8800 0.9000 0.9200 0.8800 0.8900 0.8900 0.4400 0.4500 0.8200 0.8200 0.6650

-

%

%

%

%

0.0000

0.7500

1.1000

-

Online Trading Cut-Off Time 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM

09:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

TM Hearthstone TM Hearthstone UK Residential Feeder R Acc

% GB00B95V2K41

0.0000

GB00BNY7YH21 GB00BNY7YG14 GB00BNY7Y722 GB00BNY7Y615 GB00BXRTP059 GB00BXRTNZ62 GB00BNY7YM73 GB00BNY7YL66

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00BCV7T629 GB00BCV7T397 GB00BCV7T280 GB00BCV7T173 GB00B8HMPV01 GB00B7JC9M01 GB00BCV7T066 GB00BCV7SZ42 GB00BCV7SY35 GB00BCV7SX28 GB00BCV7SW11 GB00BCV7SV04 GB00BCV7ST81 GB00BCV7SR67 GB00BCV7SQ50 GB00BCV7SP44 GB00BCV7SN20

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

TM Sanditon TM Sanditon European A Acc TM Sanditon European A Inc TM Sanditon European Select A Acc TM Sanditon European Select A Inc TM Sanditon UK A Acc TM Sanditon UK A Inc TM Sanditon UK Select A Acc TM Sanditon UK Select A Inc

%

TM UBS TM UBS Global Balanced F Acc TM UBS Global Balanced F Inc TM UBS Global Equity F Acc TM UBS Global Equity F Inc TM UBS Global Fixed Income E Acc TM UBS Global Fixed Income E Inc TM UBS Global Growth F Acc TM UBS Global Growth F Inc TM UBS Global Yield F Acc TM UBS Global Yield F Inc TM UBS UK Balanced F Acc TM UBS UK Balanced F Inc TM UBS UK Equity F Acc TM UBS UK Growth F Acc TM UBS UK Growth F Inc TM UBS UK Income Focus F Acc TM UBS UK Income Focus F Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 1.0000

% 0.7500 0.7500 1.2500 1.2500 0.7500 0.7500 1.2500 1.2500

% 0.7500 0.7500 0.7500 0.7500 0.6000 0.6000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000

1.0000

1.8500

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 1.2500 1.2500 0.7500 0.7500 1.2500 1.2500

0.9000 0.9000 1.4600 1.4600 0.8700 0.8700 1.5000 1.5000

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.6000 0.6000 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

1.3600 1.3600 1.7200 1.7200 1.0000 1.0000 1.4100 1.4100 1.1500 1.1500 1.2700 1.2700 1.2100 1.2600 1.2600 1.0500 1.0500

-

Online Trading Cut-Off Time

10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM 10:15AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Troy Troy Spectrum O Acc Troy Spectrum O Inc Troy Trojan Ethical Income O Acc Troy Trojan Ethical Income O Inc Troy Trojan Global Equity O Acc Troy Trojan Global Equity O Inc Troy Trojan Global Income O Acc Troy Trojan Global Income O Inc Troy Trojan Income O Acc Troy Trojan Income O Inc Troy Trojan O Acc Troy Trojan O Inc

% GB00B2990B27 GB00B2996V43 GB00BYMLFK38 GB00BYMLFL45 GB00B0ZJ5S47 GB00B0ZJ0230 GB00BD82KP33 GB00BD82KQ40 GB00B01BP176 GB00B01BNW49 GB00B01BP952 GB0034243732

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B8BDQ491 GB00B24GTG66 GB00B4MGDQ07 GB0031680910 GB00B89NPX39 GB00B4S2TV98 GB00B4VCLZ41 GB00BMN91T34 GB00BMN91V55 GB00B1KS1R43 GB00B1KS1W95 GB0031615841 GB0031616039 GB00B4W58959 GB00B8034464 GB0031613804 GB00B806NQ09 GB0032004326 GB00B7V68L26 GB00B3D8MV69 GB00B7VHZX64

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

UBS UBS Emerging Markets Equity Income C Acc UBS Global Allocation (UK) Acc A UBS Global Allocation (UK) C Acc UBS Global Optimal A Acc UBS Global Optimal C Acc UBS Multi Asset Income A Acc UBS Multi Asset Income A Gross Acc UBS S and P 500 C Acc UBS S and P 500 C Inc UBS Targeted Return A Acc UBS Targeted Return C Acc UBS UK Equity Income A Acc UBS UK Equity Income A Inc UBS UK Equity Income C Acc UBS UK Equity Income C Inc UBS UK Opportunities A Acc UBS UK Opportunities C Acc UBS US Equity A Acc UBS US Equity C Acc UBS US Growth A Acc UBS US Growth C Acc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.6500 0.6500 1.0000 1.0000 0.8500 0.8500 0.8500 0.8500 1.0000 1.0000 1.0000 1.0000

% 0.7500 1.0000 0.7500 1.0000 0.7500 0.7500 0.7500 0.0900 0.0900 0.7400 0.4900 1.0000 1.0000 0.7500 0.7500 1.0000 0.7500 1.0000 0.7500 1.0000 0.7500

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.6500 0.6500 1.0000 1.0000 0.8500 0.8500 0.8500 0.8500 1.0000 1.0000 1.0000 1.0000

1.5000 1.5000 1.1500 1.1500 0.9800 0.9800 0.9800 0.9800 1.0200 1.0200 1.0500 1.0500

-

%

%

%

%

0.0000 0.2500 0.0000 0.2500 0.0000 0.2500 0.0000 0.0000 0.0000 0.0000 0.0000 0.7500 0.2500 0.0000 0.0000 0.2500 0.0000 0.2500 0.0000 0.2500 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500 0.5000 0.7500 0.0900 0.0900 0.7400 0.4900 0.2500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

1.0000 0.9000 0.8200 0.9700 1.0000 0.9400 1.3200 0.0900 0.0900 0.8200 0.5700 0.5000 1.0000 1.0000 1.0000 0.9900 0.9900 0.9100 0.9100 0.9200 0.9100

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Unicorn Asset Management Unicorn Mastertrust B Inc Unicorn Outstanding British Companies B Acc Unicorn UK Ethical B Acc Unicorn UK Ethical B Inc Unicorn UK Growth B Inc Unicorn UK Income B Inc Unicorn UK Smaller Companies B Inc

% GB0031218018 GB00B1GGDH66 GB00BYQCS257 GB00BYP2Y515 GB0031217937 GB00B00Z1R87 GB0031785065

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00BWZMTX09 GB00BYVB3M28 GB00BYVB3J98

0.0000 0.0000 0.0000

GB00B3RH6H36 GB00B461W649 GB00B3Z19M33 GB00B3WHZ599

0.0000 0.0000 0.0000 0.0000

Valu Trac Valu Trac Price Value Portfolio A Acc Valu Trac UK Infrastructure Income C Acc Valu Trac UK Infrastructure Income C Inc

%

Valu Trac iFunds OEIC Valu Trac iFunds Absolute Return Green A Acc Valu Trac iFunds Absolute Return Indigo A Acc Valu Trac iFunds Absolute Return Orange A Acc Valu Trac iFunds Absolute Return Orange A Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

% 0.7500 0.7500 0.7500

% 0.5800 0.5800 0.5800 0.5800

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.7500 0.7500 0.7500 0.7500 0.7500 0.7500 0.7500

0.8800 0.8900 0.8100 0.8100 0.9900 0.8100 0.8600

-

%

%

%

%

0.0000 0.0000 0.0000

0.7500 0.7500 0.7500

2.1600 0.7500 0.7500

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000

0.5800 0.5800 0.5800 0.5800

1.7300 3.2800 1.1500 1.1500

-

Online Trading Cut-Off Time

09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM

10:30AM 10:30AM 10:30AM

10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Vanguard Vanguard FTSE 100 Index Unit Trust Acc Vanguard FTSE 100 Index Unit Trust Inc Vanguard FTSE Developed Europe ex-UK Equity Index Acc Vanguard FTSE Developed Europe ex-UK Equity Index Inc Vanguard FTSE Developed World ex-UK Equity Index Acc Vanguard FTSE Developed World ex-UK Equity Index Inc Vanguard FTSE Global All Cap Index Acc Vanguard FTSE Global All Cap Index Inc Vanguard FTSE UK All Share Index Acc Vanguard FTSE UK All Share Index Inc Vanguard FTSE UK Equity Income Index Acc Vanguard FTSE UK Equity Income Index Inc Vanguard Global Balanced A Acc Vanguard Global Balanced A Inc Vanguard UK Inflation Linked Gilt Index A Acc Vanguard UK Inflation Linked Gilt Index A Inc Vanguard UK Long Duration Gilt Index A Acc Vanguard UK Long Duration Gilt Index A Inc Vanguard US Equity Index Acc Vanguard US Equity Index Inc

Initial Mgmt Charge

% GB00BD3RZ368 GB00BD3RZ251 GB00B5B71H80 GB00B5B74N55 GB00B59G4Q73 GB00B5B74F71 GB00BD3RZ582 GB00BD3RZ475 GB00B3X7QG63 GB00BPN5P782 GB00B59G4H82 GB00B5B74684 GB00BZ830054 GB00BZ82ZZ20 GB00B45Q9038 GB00B467FS56 GB00B4M89245 GB00B44DQC62 GB00B5B71Q71 GB00B5B74S01

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Fund Fund Manager Manager AMC Rebate to Client

% 0.0600 0.0600 0.1200 0.1200 0.1500 0.1500 0.2400 0.2400 0.0800 0.0800 0.2200 0.2200 0.6000 0.6000 0.1500 0.1500 0.1500 0.1500 0.1000 0.1000

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.0600 0.0600 0.1200 0.1200 0.1500 0.1500 0.2400 0.2400 0.0800 0.0800 0.2200 0.2200 0.6000 0.6000 0.1500 0.1500 0.1500 0.1500 0.1000 0.1000

0.0600 0.0600 0.1200 0.1200 0.1500 0.1500 0.2400 0.2400 0.0800 0.0800 0.2200 0.2200 0.6000 0.6000 0.1500 0.1500 0.1500 0.1500 0.1000 0.1000

-

Online Trading Cut-Off Time

10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM 10:30AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Vanguard (Ireland) Vanguard (Ireland) Emerging Markets Stock Index Acc Vanguard (Ireland) Emerging Markets Stock Index Inc Vanguard (Ireland) Global Bond Index Acc Vanguard (Ireland) Global Bond Index Inc Vanguard (Ireland) Global Short Term Bond Index R Acc Vanguard (Ireland) Global Short Term Bond Index R Inc Vanguard (Ireland) Global Small-Cap Index Acc Vanguard (Ireland) Global Small-Cap Index Inc Vanguard (Ireland) Japan Stock Index Acc Vanguard (Ireland) Japan Stock Index Inc Vanguard (Ireland) Pacific ex-Japan Stock Index Acc Vanguard (Ireland) Pacific ex-Japan Stock Index Inc Vanguard (Ireland) SRI European Stock A Acc Vanguard (Ireland) SRI European Stock A Inc Vanguard (Ireland) SRI Global Stock A Acc Vanguard (Ireland) SRI Global Stock A Inc Vanguard (Ireland) UK Government Bond Index Acc Vanguard (Ireland) UK Government Bond Index Inc Vanguard (Ireland) UK Investment Grade Bond Index Acc Vanguard (Ireland) UK Investment Grade Bond Index Inc Vanguard (Ireland) UK Short-Term Investment Grade Bond Index A Acc Vanguard (Ireland) UK Short-Term Investment Grade Bond Index A Inc Vanguard (Ireland) US Government Bond Index Hedged Acc

% IE00B50MZ724 IE00B51KVT96 IE00B50W2R13 IE00B2RHVP93 IE00BH65QG55 IE00BH65QH62 IE00B3X1NT05 IE00B3X1LS57 IE00B50MZ948 IE00B51KW525 IE00B523L313 IE00B523L081 IE00B76VTL96 IE00B76VTR58 IE00B76VTN11 IE00B76VTM04 IE00B1S75374 IE00B1S75820 IE00B1S74Q32 IE00B1S74W91 IE00B9M1BB17 IE00B95W7137 IE00BFRTDB69

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

GB00B41XG308 GB00B545NX97 GB00B4NXY349 GB00B4620290 GB00B3ZHN960 GB00B41F6L43 GB00B3TYHH97 GB00B4R2F348 GB00B4PQW151 GB00B4KWNF91

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

Vanguard (Life Strategy Funds) Vanguard LifeStrategy 100% Equity A Acc Vanguard LifeStrategy 100% Equity A Inc Vanguard LifeStrategy 20% Equity A Acc Vanguard LifeStrategy 20% Equity A Inc Vanguard LifeStrategy 40% Equity A Acc Vanguard LifeStrategy 40% Equity A Inc Vanguard LifeStrategy 60% Equity A Acc Vanguard LifeStrategy 60% Equity A Inc Vanguard LifeStrategy 80% Equity A Acc Vanguard LifeStrategy 80% Equity A Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 0.2700 0.2700 0.1500 0.1500 0.1500 0.1500 0.3800 0.3800 0.2300 0.2300 0.2300 0.2300 0.3000 0.3000 0.3500 0.3500 0.1500 0.1500 0.1500 0.1500 0.1500 0.1500 0.2500

% 0.2400 0.2400 0.2400 0.2400 0.2400 0.2400 0.2400 0.2400 0.2400 0.2400

Fund Manager Effective AMC

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.2700 0.2700 0.1500 0.1500 0.1500 0.1500 0.3800 0.3800 0.2300 0.2300 0.2300 0.2300 0.3000 0.3000 0.3500 0.3500 0.1500 0.1500 0.1500 0.1500 0.1500 0.1500 0.2500

0.2700 0.2700 0.1500 0.1500 0.1500 0.1500 0.3800 0.3800 0.2300 0.2300 0.2300 0.2300 0.3000 0.3000 0.3500 0.3500 0.1500 0.1500 0.1500 0.1500 0.1500 0.1500 0.2500

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000

0.2400 0.2400 0.2400 0.2400 0.2400 0.2400 0.2400 0.2400 0.2400 0.2400

0.2400 0.2400 0.2400 0.2400 0.2400 0.2400 0.2400 0.2400 0.2400 0.2400

-

Online Trading Cut-Off Time

10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM 10:00AM

09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM 09:00AM

Modular GIA FUNDS LIST Correct as at 15/01/2017 04:35:45

Fund Names

ISIN Code

Veritas Veritas Global Equity Income A Inc Veritas Global Focus A Inc

% IE00B04TTW78 IE0034106280

0.0000 0.0000

IE00BGCYWX85 IE00BQ1KPQ19 IE00BGQYPS02 IE00BD0FGK79 IE00BGQYPR94

0.0000 0.0000 0.0000 0.0000 0.0000

Waverton Waverton Alternatives P Inc Waverton Cautious Income P Inc Waverton Equity P Inc Waverton Global Core Equity P Inc Waverton Sterling Bond P Inc

Initial Mgmt Charge

%

Fund Fund Manager Manager AMC Rebate to Client

% 1.0000 1.0000

Fund Manager Effective OCF

Fund Manager Effective TER

(after rebate)

(after rebate)

(after rebate)

%

%

%

%

0.0000 0.0000

1.0000 1.0000

1.1300 1.1200

-

%

%

%

%

0.0000 0.0000 0.0000 0.0000 0.0000

0.4000 0.4000 0.4000 0.4000 0.4000

1.6700 1.3000 1.2700 0.6500 0.5600

-

% 0.4000 0.4000 0.4000 0.4000 0.4000

Fund Manager Effective AMC

Online Trading Cut-Off Time

09:00AM 09:00AM

09:00AM 09:00AM 09:00AM 09:00AM 09:00AM

Notes Access to Key Investor Information Documents (KIIDs), fund manager Fact Sheets, Reports and Accounts and Supplementary Information Documents can be sourced by going to the Tools page of James Hay Online. You can log in to James Hay Online at www.jameshay.co.uk/portal. The James Hay Partnership GIA Funds offered are subject to change without notice and their inclusion on the Modular GIA Funds list is not an indication of their suitability in relation to your individual circumstances. The GIA Funds included on the list are based on selection by the fund managers and are not exhaustive. Other eligible Unit Trusts/OEICS offered by the fund managers may be available for investment. If you require confirmation please contact your Account Executive or James Hay Partnership on 03333 206 183. Please refer to the Modular GIA Funds Terms and Conditions or, if you hold a Modular iSIPP, the Investment Centre section of the Modular iSIPP Terms and Conditions (both are available on request) for the full Terms and Conditions under which the GIA Funds are operated.

Cut-off Times The Online Trading Cut Off time is the latest time you can submit a trade instruction via James Hay Online. If submitted prior to the cut off, we will use reasonable endeavours to place the trade that day. Instructions received by post and fax will normally be transmitted to the fund manager the next business day provided they are received by 4pm. Post and fax instructions are charged at £20 per transaction. You can trade online free of charge at www.jameshay.co.uk/portal.