Recent FINRA and state insurance advertising pronouncements affecting the marketing of variable products
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The latest “top 10” OCIE and FINRA examination priorities
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The recent floating NAV, private bank, and other proposals to address money market fund liquidity concerns
• ALI-ABA Curriculum Securities Law
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Tax and ERISA developments affecting annuities, life insurance, and related investments
The Conference also features: •
A keynote address by new SEC Investment Management Division Director Eileen Rominger
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Two special panels with five state insurance commissioners (invited) and Michael McRaith, the first director of the Federal Insurance Office (invited)
Time is reserved throughout the Conference to address written questions submitted by the registrants.
CT006
The evolving use of insurance products to manage and hedge risk, including BOLI and other private placement products, synthetic annuities, and life settlement products
Thursday-Friday, November 3-4, 2011 Washington, D.C. (Hamilton Crowne Plaza) Live Video Webcast
This advanced two-day Conference is the event of the year for insurance and financial services professionals involved with annuities, life insurance, and related investment products. This year’s Conference features: • • •
• e-mail address (required for webcasts and online subscriptions)
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Dodd-Frank developments affecting insurance products, including derivatives regulation, the Volcker Rule, and the uniform standard of care
Current SEC, FINRA, Insurance, Tax, and ERISA Regulatory and Compliance Issues
Please charge to my credit card: j AMEX j DISCOVER j MasterCard j VISA
Current funding vehicles and other product developments designed to hedge insurer risks, including SEC regulatory issues and concerns that may affect product design and launch
j Check enclosed (payable to ALI-ABA)
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Featuring
$ ____________ Total
The first direct VA investment in ETFs and the unique regulatory hurdles presented by ETFs
Tuition discounts GG I am a recent law school graduate (