HYBRID OPTICAL WIRELESS ACCESS NETWORKS

HYBRID OPTICAL WIRELESS ACCESS NETWORKS A DISSERTATION SUBMITTED TO THE DEPARTMENT OF ELECTRICAL ENGINEERING AND THE COMMITTEE ON GRADUATE STUDIES OF...
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HYBRID OPTICAL WIRELESS ACCESS NETWORKS

A DISSERTATION SUBMITTED TO THE DEPARTMENT OF ELECTRICAL ENGINEERING AND THE COMMITTEE ON GRADUATE STUDIES OF STANFORD UNIVERSITY IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY

Wei-Tao Shaw March 2009

UMI Number: 3351490 Copyright 2009 by Shaw, Wei-Tao

All rights reserved.

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© Copyright by Wei-Tao Shaw 2009 All Rights Reserved

I certify that I have read this dissertation and that, in my opinion, it is fully adequate in scope and quality as a dissertation for the degree of Doctor of Philosophy.

/40*&p&. (Leonid G. Kazovsky)

Principal Adviser

I certify that I have read this dissertation and that, in my opinion, it is fully adequate in scope and quality as a dissertation for the degree of Doctor of Philosophy.

(Donald C. Cox)

I certify that I have read this dissertation and that, in my opinion, it is fully adequate in scope and quality as a dissertation for the degree of Doctor of Philosophy.

(David A. B. Miller)

Approved for the University Committee on Graduate Studies.

^k./. A£ in

Abstract Next generation access network will require flexible deployment, large backbone capacity, upgrade ability, scalable to user number and demand, and economically feasible. One example is to provide ubiquitous, blanketed broadband access service in metropolitan area. Such requirements are instrinsically impossible to meet if the network is designed with any single access technology. On the other hand, a hybrid optical and wireless access network would combine high optical capacity and flexible wireless deployment that is economic and scalable. This dissertation focuses on hybrid optical and wireless access networks that consists of wireless mesh network based on multi-hop wireless communications and novel optical backhaul networks. Two novel optical backhaul networks are proposed, analyzed, and experimentally evaluated. The first optical backhaul network is a reconfigurable architecture based on the Time Division Multiplexing Passive Optical Networks. The reconfigurable architecture can optimize the network efficiency and performance by dynamic bandwidth allocation.

An experimental testbed is built

to demonstrate the feasibility for realisitc application. The second optical backhaul network is based on a grid structure to provide broadband, scalable, blanket-cover, and cost-effective connectivity. Advanced optical devices are employed to achieve centralized control, bandwidth scalability, resource sharing, statistical multiplexing gain, a n d ease of deployement and m a n a g e m e n t . Experimental t e s t b e d is built for

performance evaluation and demonstration of QoS capability. An integrated routing paradigm is developed to enahnce the wireless mesh network performance by leveraging the optical backhaul. Finally, a novel feedback-based burst-mode clock and data recovery architecture is proposed for both optical backhaul networks. It can rapidly

IV

recover clock for data sampling and provide jitter tolerance that feed-forward CDR circuits cannot achieve.

Acknowledgement I am grateful for working with many wonderful people at Stanford. These people made these years one of the most memorable times in my life. First of all, I want to thank my advisor Professor Leonid Kazovsky for many invaluable advice and constant support during my study in the Photonics and Networking Research Laboratory (PNRL). I appreciate the research environment he created that allowed me to explore various interesting research topics. Under his advice throughout the years, I not only learned how to solve problems, but also built the vision to future research directions. I would also like to thank my associated advisor, Professor Donald Cox, from whom I took one of my first classes in Stanford. He is a very knowledgeable and nice teacher in class. Later we worked together on a joint research project, Grid Reconfigurable Optical and Wireless Network, and he gave me many valuable advices and came up with good ideas. It is indeed my pleasure to work with him. Another person I would like to thank is Professor David Miller. He is a very kind and patient Professor when students need his help. I closely followed his research, and it helped my research directly or indirectly. The project sponsors are imperative to my resrach and myself. I am so grateful for the Industrial Technology Research Institute (ITRI) in Taiwan and the National Science Foundation (NSF). I also thank my past and current group mates in PNRL. I received uncountable help from each of them in different aspects of my life. Without them, my time in the office and laboratory would not be as enjoyable and memorable. Finally I want to thank my family, especially my uncle Jean, who is the most important person in my life. Since I was a kid, he has influenced me deeply in many aspects. His never changing love, care, patience, and support made me what I am

VI

and who I am. Although he has left me, I will always remember him with love. I am also so grateful for my dear wife, Minny. She and her love made me complete.

Contents Abstract

iv

Acknowledgement

vi

1

2

Introduction

1

1.1

Communication Network Hierarchy

2

1.2

Bottleneck: Access Networks

5

1.3

Brief Introduction to Access Technologies

6

1.3.1

Digital Subscriber Line

6

1.3.2

Hybrid Fiber Coax

7

1.3.3

Passive Optical Networks

8

1.3.4

Wireless Access Technologies

8

1.4

Convergence of Optical and Wireless Access

10

1.5

Dissertation Outline

11

Enabling Optical and Wireless Access Technologies

12

2.1

Passive Optical Networks

12

2.1.1

TDM PON

13

2:1.2

WDM PON

16

2.1.3

PON Deployment Method and Cost

18

2.1.4

Summary of Optical Access Technologies

19

2.2

Enabling Wireless Access Technologies

19

2.2.1

Multi-Hop Wireless Communication Network

19

2.2.2

Wireless Mesh Networks

21 vm

2.2.3

Client Wireless Mesh Networks

22

2.2.4

Infrastructure Wireless Mesh Networks

23

2.2.5

PHY and MAC Layers of WMN

25

2.2.6

Routing Algorithms of Wireless Multi-Hop Networks

26

2.2.7

Capacity Scalability of WMN

28

2.2.8

Backhaul Solutions for WMN

34

2.2.9

Candidate Solutions for Broadband Backhaul in WMN . . . .

36

2.2.10 Summary of Wireless Access Technologies 3

Hybrid Architecture Enabling S m o o t h Wireless Access Upgrade

41

3.1

Introduction

41

3.2

Network Architecture

42

3.2.1

44

3.3 3.4

4

40

Upgrading Path

Reconfigurability of the Proposed Optical Backhaul

49

3.3.1

51

Performance simulation of the reconfigurable optical backhaul

Experimental testbed of reconfigurable optical backhaul

56

3.4.1

Handshaking protocol for network reconfiguration

56

3.4.2

Enabling Devices

60

3.4.3

Experimental Results

68

Next-Generation Hybrid Access Network

71

4.1

Introduction

71

4.2

Requirements of Next-Generation Optical Backhaul Network

72

4.3

A Novel Optical Grid Backhaul

73

4.4

Optical Grid Unit

75

4.4.1

Node Structures of the Central Hub

78

4.4.2

Node Structure of the Optical Terminal

80

4.5

Multiplexing of Tunable Lasers

85

4.5.1

Statistical Multiplexing Gain of Tunable Lasers

86

4.5.2

Simulations of Packet Delay and Jitter Improvement due to Statistical Multiplexing Gain

4.6

Optimization between Bandwidth Scalability and Cost-efficiency . . . IX

88 91

4.7

4.8

5

98

4.7.1

Enabling devices

99

4.7.2

Downstream Transmission Experiment

103

4.7.3

Upstream transmission experiment

105

4.7.4

QoS Experiments of the Optical Backhaul

110

Integrated Routing Algorithm for Optical Grid Unit

115

4.8.1

Integrated Routing Algorithm

116

4.8.2

Algorithm Simulation

120

B u r s t - M o d e Clock and D a t a Recovery Technique

126

5.1

Introduction

126

5.2

Clock and Data recovery in conventional optical communication systems 128

5.3

Review of Up-to-date Burst-mode CDR techniques

131

5.3.1

Digital ring oscillator

131

5.3.2

Instantaneously locked clock and data recovery circuit

136

5.3.3

Nonlinear clock extraction circuit

139

5.3.4

Summary among the three burst-mode CDR techniques . . . .

145

5.4

6

System testbed of the optical grid unit

Dual-loop burst-mode CDR technique

146

5.4.1

Simplified Delay lock loop (DLL)

147

5.4.2

Charge Pump DLL (CPDLL)

151

5.4.3

Charge pump phase lock loop (CPPLL)

163

5.4.4

The third-order CPPLL

170

5.4.5

Simulation of dual-loop CDR structure

171

Conclusion

179

Bibliography

182

x

List of Tables 1.1

Multimedia applications and their bandwidth requirements

2

1.2

Comparison of bandwidth and reach for popular access technologies .

9

2.1

Cost of fiber deployment for PON

19

2.2

Summary of I E E E 8 0 2 . i l standards

25

5.1

Summary of three CDR techniques

145

XI

List of Figures 1.1

Modern Communication Network Hierarchy

3

1.2

Synergy of Optical and Wireless to Construct Access Network . . . .

10

2.1

Passive optical networks

13

2.2

TDM PON

14

2.3

WDM PON

18

2.4

IEEE 802.16 WiMAX: Single-Hop wireless Communication Network .

20

2.5

IEEE 802.16J: Mobile Multiple Relay WiMAX Network

20

2.6

Generic Wireless Mesh Network (WMN) . . .

22

2.7

Client Wireless Mesh Network

23

2.8

Infrastructure Wireless Mesh Network

24

2.9

Two Categories of Routing Algorithms in Wireless Ad-Hoc Networks

26

2.10 Scalibility in one-dimensional exemplar WMN. MR: Wireless Mesh Router, GR: Wireless Gateway Router, Dagg: Aggregated data rate, CMR-MR'

Link capacity between adjacent MRs, CMR-user'- Link ca-

pacity between MR and users, DMR- Total user demand within area served by a MR

28

2.10 Scalibility in one-dimensional examplar WMN. MR: Wireless Mesh Router, GR: Wireless Gateway Router, Dagg: CMR-MR'-

Aggregated data rate,

Link capacity between adjacent MRs, CMR-user' Link ca-

pacity between MR and users, DMR' Total user demand within area served by a MR (con't)

29

xn

2.10 Scalibility in one-dimensional exemplar WMN. MR: Wireless Mesh Router, GR: Wireless Gateway Router, Dagg: CMR-MR'-

Aggregated data rate,

Link capacity between adjacent MRs, CMR-user'- Link ca-

pacity between MR and users, DMR'- Total user demand within area served by a MR (con't)

30

2.10 Scalibility in one-dimensional examplar WMN. MR: Wireless Mesh Router, GR: Wireless Gateway Router, Dagg: Aggregated data rate, CMR-MR-

Link capacity between adjacent MRs, CMR-user' Link ca-

pacity between MR and users, DMR- Total user demand within area served by a MR (con't)

31

2.10 Scalibility in one-dimensional exemplar WMN. MR: Wireless Mesh Router, GR: Wireless Gateway Router, Dagg: Aggregated data rate, CMR-MR-

Link capacity between adjacent MRs, CMR-user- Link ca-

pacity between MR and users, DMR:

Total user demand within area

served by a MR

31

2.11 1-Dimensional WMN

32

2.12 Throughput per router and overall capacity of one-dimentional WMN

33

2.12 Throughput per router and overall capacity of one-dimentional WMN

34

2.12 Throughput per router and overall capacity of one-dimentional WMN

35

2.12 Throughput per router and overall capacity of one-dimentional WMN

36

2.13 Hierarchical Wireless Access Network (proposed by Google-Earthlink to San Francisco City)

37

2.14 Fundamental limit of transmission distance of copper wire technologies

38

2.15 Comparison of broadband backhaul technology canidate for WMN.

39

3.1

.

Hybrid optical wireless access network as proposed by Google and Earthlink for San Francisco Metro Wireless Networks Project

3.2

Smooth upgrading path of the wireless backhaul proposed by Google and Earthlink for San Francisco City wireless access network

3.2

43 45

Smooth upgrading path of the wireless backhaul proposed by Google and Earthlink for San Francisco City wireless access network (con't) .

xiii

46

3.2

Smooth upgrading path of the wireless backhaul proposed by Google and Earthlink for San Francisco City wireless access network (con't) .

3.2

Smooth upgrading path of the wireless backhaul proposed by Google and Earthlink for San Francisco City wireless access network (con't) .

3.2

46 47

Smooth upgrading path of the wireless backhaul proposed by Google and Earthlink for San Francisco City wireless access network

48

3.3

Reconfigurable Optical Backhaul

49

3.4

System architecture of the central office to facilitate the reconfigurable optical backhaul

51

3.5

Traffic throughput at P I in figure 3-4

53

3.6

Buffer depth and packet rejection ratio of PON1 in both architectures

54

3.7

Throughput of each PON and combined throughput of both architectures; measured at P2 in

3.8 3.9

figure3-4

55

Long-term average packet delay of both PONs (varying load for PON1 and fixed load for PON2)

57

Experimental testbed of reconfigurable optical backhaul

58

3.10 Timing diagram of the reconfiguration protocol

59

3.11 State diagrams of the RCI's in the central office, heavily and lightly loaded OLTs, ONU, and RCI behind ONU

61

3.11 State diagrams of the RCI's in the central office, heavily and lightly loaded OLTs, ONU, and RCI behind ONU (con't)

61

3.11 State diagrams of the RGI's in the central office, heavily and lightly loaded OLTs, ONU, and RCI behind ONU (con't)

62

3.11 State diagrams of the RCI's in the central office, heavily and lightly loaded OLTs, ONU, and RCI behind ONU (con't)

62

3.11 State diagrams of the RCI's in the central office, heavily and lightly loaded OLTs, ONU, and RCI behind ONU

63

3.12 Optical tunable receiver used on the reconfigurable optical backhaul experimental testbed

64

3.13 Transient response of the optical tunable receiver in figure3-12 . . . .

65

3.14 FPGA and 1.25Gbps SerDes board

66

xiv

figure3-ll

3.15 Functionalities implemented on the two FPGA boards

67

3.16 Control packet format

69

3.17 Experimental result of the reconfiguration protocol

70

4.1

GROW-Net architecture

74

4.1

GROW-Net architecture (con't)

74

4.1

GROW-Net architecture (con't)

76

4.2

Optical grid unit structure

77

4.3

Node structure of central hub

78

4.4

Tunable optical transmitter at the central office

79

4.5

DWDM optical filter used in optical terminal

81

4.6

Wavelength duplexer implemented by DWDM filter

82

4.7

RSOA structure and upstream transmission

83

4.8

Incremental bandwidth scalability

85

4.9

M / M / l queue model of tunable optical transmitter

86

4.10 Packet delay and jitter improvement due to statistical multiplexing gain 89 4.10 Packet delay and jitter improvement due to statistical multiplexing gain (con't)

90

4.11 Bandwidth scalability of optical grid unit

92

4.11 Bandwidth scalability of optical grid unit (con't)

94

4.11 Bandwidth scalability of optical grid unit (con't)

95

4.12 Optical loss along the longest path

96

4.13 Further scale-up by splitting the optical grid unit

97

4.14 System testbed of the optical grid unit

98

4.15 Fast tunable laser

100

4.15 Fast tunable laser (con't)

101

4.15 Fast tunable laser (con't)

102

4.16 RSOA module employed on the system testbed

103

4.17 Downstream transmission experiment

104

4.17 Downstream Transmission Experiment (con't)

104

4.17 Downstream Transmission Experiment (con't)

105

xv

4.17 Downstream Transmission Experiment (con't)

106

4.18 Upstream transmission experiment

107

4.18 Upstream transmission experiment (con't)

108

4.18 Upstream transmission experiment (con't)

109

4.19 QoS implementation and experiment results on the system testbed . .

Ill

4.19 QoS implementation and experiment results on the system testbed (con't) 113 4.19 QoS implementation and experiment results on the system testbed (con't) 113 4.19 QoS implementation and experiment results on the system testbed (con't) 114 4.19 QoS implementation and experiment results on the system testbed (con't) 114 4.20 Appropriate optical link allocation to improve WMN performance . .

116

4.21 System operation of proposed integrated routing algorithm

117

4.22 Bounded flooding of link state information

118

4.23 Simulation scenario

121

4.24 Normalized average throughput distributions

122

4.24 Normalized average throughput distributions (con't)

123

4.25 Average throughput and packet delay comparison

124

4.25 Average throughput and packet delay comparison (con't)

125

5.1

Burst-mode transmission on optical grid unit and burst-mode receiver

127

5.2

Burst-mode clock and data recovery

128

5.3

PLL CDR

128

5.4

LPF responses and eye diagram at different loop bandwidth

130

5.5

Digital ring oscillator

132

5.6

Two feedback loops in DR_OSC CDR

132

5.7

A single pulse applied to the DR-OSC CDR

134

5.8

Pulse train applied to the DR-OSC CDR

134

5.9

Simulation of DR-OSC CDR

135

5.9

Simulation of DR-OSC CDR (con't)

135

5.10 Instantaneous clock and data recovery circuit

136

5.11 Gated Voltage Controlled Oscillator

137

5.12 The outputs of GVCO's and resultant clock

138

xvi

5.13 Nonlinear clock extraction circuit

139

5.14 Frequency spectrum of random non return to zero (NRZ) signal . . .

140

5.15 The math model of the nonlinear clock recovery circuit

140

5.16 Input and output waveforms and corresponding average frequency spectrum

142

5.17 Waveforms of NRZ burst input and recovered clock

143

5.18 Impact of BPF bandwidth on the recovered clock quality

144

5.19 Dual-loop burst-mode CDR circuit architecture

146

5.20 Delay lock loop (DLL)

147

5.21 Simulation results of control voltage of the VCDL with different LPF bandwidth

150

5.22 VCDL output clock waveforms with different loop gains

151

5.23 Charge pump delay lock loop (CPDLL)

152

5.24 Hogge phase detector

153

5.25 Waveform of the nodes in Hogge PD when the incoming data and the clock are aligned

154

5.26 Waveform of the nodes in Hogge PD when the clock leads the incoming data for 0.02ns (bit period is 0.1ns, or lOGbps) 5.27 The control voltages of the DLLs with different loop gains

155 157

5.28 Phase relationships between input data and DLL output clock at different points of the burst

158

5.29 Control voltage of unequal frequency situations

159

5.30 Phase tracking error of VCDL output clock in the presence of clock frequency deviation

161

5.31 VCDL output clock rising edge variation during the random payload

162

5.32 Charge pump phase lock loop (CPPLL)

164

5.33 Root locus plot of 2nd-order CPPLL

165

5.34 VCO control voltage (yctri) of 2nd-order under-damping CPPLL . . .

166

5.35 VCO control voltage (Vctr.j) of 2nd-order over-damping CPPLL . . . .

168

xvn

5.36 VCO control voltage (yctri) responses to (1) input data consisting of alternating logic zeros and ones and (2) the real packet consisting of preamble and random payload

169

5.37 Third-order CPPLL

170

5.38 Locking dynamics comparison between 2nd-order and 3rd-order CPPLLsl71 5.39 Dual-loop CDR architecture

172

5.40 The VCDL control voltages under different conditions

174

5.41 Input data and clock phase relationship at different moments of time

176

5.42 The response of VCO control voltage

177

5.43 Jitter tolerance masks of dual-loop CDR structure and typical CPPLL 178

xvm

Chapter 1 Introduction Since the first deployment of the Advanced Research Projects Agency Network [1] in 1969, communication networks have dramatically changed how people live, work, and interact. Historically, communication networks transport three types of services: voice, video, and data, together referred to as triple play. Conventional voice traffic is a two-way, point-to-point, continuous 3.4 kHz, analog signal with a very stringent delay requirement. The standard TV signal is a broadcasting, point-to-multipoint, continuous 6 MHz analog signal. Data traffic is typically bursty with varying bandwidth and delay requirements. Since the traffic characteristics of voice, data and video services and their requirements for quality of service (QoS) were fundamentally different, three major types of networks were built to render these services separately in a cost-effective manner: the public switched telephone networks (PSTN) for voice conversation, the hybrid fiber coax (HFC) networks for video distribution, and the Internet for data transfer. Due to advances in digital communication technology, voice and video signals have been digitized to accommodate different transport platforms. Emerging multimedia applications such as video-on-demand, e-learning, interactive gaming, etc. are often packaged and transported with voice, data and video services. Fueled by advances in computer technology, these applications are growing in size and demanding more and more bandwidth for transport. Tablel-1 lists common end user applications and their bandwidth requirements. As demand continues to grow, the required bandwidth may 1

CHAPTER

1.

2

INTRODUCTION

Table 1.1: Multimedia applications and their bandwidth requirements. Application Bandwidth Latency Other Requirements Voice over IP (VoIP)

64 kb/s

200 ms

Protection

Video conference File sharing

2Mb/s

200 ms

Protection

3Mb/s

1s

SDTV

4.5 Mb/s/ch

10 s

Interactive game

5Mb/s

200 ms

Telemedicine

8Mb/s

Protection

Real time video

10 Mb/s

50 ms 200 ms

Video on demand HDTV

10 Mb/s/ch 10 Mb/s/ch

10 s 10 s

Low packet loss Multicasting

Network-hosted software

25 Mb/s

200 ms

security

Multicasting

Content distribution

even exceed 50 Mbps in the foreseeable future. Breakneck increases in bandwidth demand spurred rapid evolution of communication technologies and fierce competition between service providers. Driven by user demands and stiff competition, service providers began to integrate these services and applications together and strived to build new communication infrastructure to meet the new challenges. As a result, we have witnessed rapid development of communication infrastructure around the world and the explosive growth of the Internet within the past decade. The sum of today's communication network is an exceptionally complicated system, covering the entire globe. Such an intricate system is built and managed on a hierarchical structure, which consists of four network layers. These network layers cooperate to achieve the ultimate goal: anyone, anywhere, anytime and any media communications.

1.1

Communication Network Hierarchy

The hierarchical structure of today's communication network consists of local area, access, metropolitan area and wide area networks as illustrated in Figure 1-1. Local area networks (LANs) connect computers and other electronic devices

CHAPTER 1.

3

INTRODUCTION

Backbone Networks Continent-to-Continent Coast-to-Coast Typical Distance > 1000km 10Gbps~Tbps

London

-


TECHNOLOGIES29

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are independent. The gateway router (GR), which has backhaul connection

to the Internet, is the outlet of the entire system, where we assume that there is only upstream traffic. As traffic load from end users increases under each mesh router, the link capacity between the mesh router and end users may be exhausted as indicated in figure 210(b). To reduce the load on each mesh router, we can deploy more mesh routers in a given area with lower transmission power as in figure 2-10(c), which is analogous to cell splitting in cellular systems. Note that after cell splitting, the pipe between the gateway router and its adjacent mesh router needs to conduct the aggregated flows (Dagg) from more mesh routers; in this exemple the number increases from three (figure 2-10(a)) to five (figure 2-10(c)). Also note that the pipe connecting the routers may become thinner after cell splitting because of the increased co-channel interference from other routers. Since the link connecting the gateway router and its adjacent mesh router needs to aggregate traffic based on a larger amount of mesh routers, the aggregated load {Dagg) may soon exhaust the pipe capacity connecting the gateway router and its adjacent mesh router, as shown in figure 2-10(d). The bandwidth insufficiency of this link will choke

CHAPTER 2. ENABLING

OPTICAL AND WIRELESS ACCESS

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each mesh router's throughput and the overall network capacity of the WMN. In other words, after cell splitting, although each router's average load is reduced, the throughput of each router and overall capacity of the WMN may not necessarily increase. To improve the performance, a straightforward solution is to upgrade the link capacity by exploiting more frequency channels and radio interfaces on the routers [12], i.e. widening the pipes of the model. However, since the number of available channels in any wireless system is limited and the right of using the licensed bands is very expensive, this approach is limited by either the finite capacity or cost. Instead of resorting to upgrade the capacity of wireless links, the throughput per router and overall capacity can be enhanced by scaling the number of gateway routers accordingly with that of the mesh routers. This can be accomplished by replacing the middle mesh router with another gateway router as illustrated in figure 2-10(e). After placing this gateway router, traffic flow from a few mesh routers can be routed to the new gateway router and thus the bottleneck at the original gateway router link is mitigated. After qualitative insight into the scalability issues of WMN and the proposed solution, let's analyze the maximum throughput per router and the overall capacity

CHAPTER 2. ENABLING

OPTICAL AND WIRELESS ACCESS

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Figure 2.10: Scalibility in one-dimensional exemplar WMN. MR: Wireless Mesh Router, GR: Wireless Gateway Router, Dagg: Aggregated data rate, CMR-MR- Link capacity between adjacent MRs, CMR-User'- Link capacity between MR and users, DMR'- Total user demand within area served by a MR

CHAPTER 2. ENABLING

OPTICAL AND WIRELESS ACCESS

TECHNOLOGIES^

of a one-dimensional WMN. In this analysis, we first assume that there is only one gateway router at the end of the one-dimensional WMN as in figure 2-11, and the link speed of the higher layer of links among the mesh and gateway routers is 54Mbps and does not interfere with the links of the lower layer. We further assume that the distance between any two adjacent mesh routers of the WMN is a constant A, as shown in figure 2-11, and all the routers are identical in transmission power, receiver sensitivity, and type of antenna (omni-directional). •"• Interference Range

- - Transmission Range

>.

. Rr.ntr-

IWPP MAC

PHY A*" -ft P" - f i

llllllsr — g _ r

........

W End user

Figure 3.1: Hybrid optical wireless access network as proposed by Google and Earthlink for San Francisco Metro Wireless Networks Project. Under this hybrid optical-wireless architecture, the upstream traffic is first received by a nearby wireless mesh router via the links of the lower layer and then relayed to

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one of the nearby wireless gateway routers through multi-hop communications. In figure 3-1, mesh router 4 aggregates traffic of nearby end users, and relays it over router 3, 2, and 1 to reach gateway router A. Once traffic reaches the gateway router, it is forwarded toward the central office over the optical backhaul. For downstream traffic, packets are first routed to one of the gateway routers, such as B in figure 3-1 and forwarded on specific route, e.g. through router 5, 3, and 4, to the end user. Since the optical backhaul and WMN are implemented with different technologies, such as Ethernet PON (EPON) and Wi-Fi, interoperability is needed at the interface between the ONU and wireless gateway router. To address this issue, the optical backhaul and WMN can either be fused at the networking layer using an IP router, or employ application-specific integrated circuits (ASIC) designed to translate the packet formats. The integration of the point-to-multipoint optical backhaul and WMN paves multiple routes between the central hub and the end user. Therefore an integrated routing paradigm that can dynamically choose the optimum route is essential for a hybrid optical-wireless network. Although routing in WMNs by itself is a challenging issue, as described in previous sections, we envision that the optical backhaul can help to collect some network conditions in WMNs, such as link status, traffic load, interference, etc, and help to determine the optimum route. [39] proposed an integrated routing algorithm to achieve load balancing as congestion occurs in the wireless mesh network. This integrated routing algorithm will be discussed in chapter 5.

3.2.1

Upgrading Path

The proposed hybrid architecture is designed to smoothly upgrade a hierarchical wireless access network in figure 2-13(a) and (b). The upgrading path proposed in [38] and [39] begins with the replacement of the wireless links at the backhaul layer in figure 2-13(b). The top layer aggregates traffic from the lower layers. Consequently this layer will become the first bandwidth bottleneck. Figure 3-2(a) shows the upstream wireless segments of the ring network (figure 213(b)), which are closer to the central office. These wireless links aggregate traffic from

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UK- - . - . . » Central Office

ENABLING

SMOOTH WIRELESS ACCESS

Backhaul Layer M -

^ ^ f "

" " ~ /J^AggTegatTorT Tower

(a) A segment of wireless link in figure3-l

Figure 3.2: Smooth upgrading path of the wireless backhaul proposed by Google and Earthlink for San Francisco City wireless access network the downstream segments along the ring, so they need to be upgraded first. Figure 3-2 (b) shows the upgrade of the first wireless link: a fiber is deployed to replace the wireless link. A TDM PON stream at a pair of wavelengths (Al pair) is allotted to facilitate communications between the central office and the first aggregation tower. The Al pair consists of two different wavelengths for separating the downstream and upstream traffic. At the first aggregation tower, a low-loss optical wavelength add/drop is installed to add or drop the wavelength pair Al. The wireless links under the first aggregation tower (i.e. the capacity injection layer in figure2-13) and the wireless link between the first and the second aggregation tower (i.e. the backhaul layer in figure2-13) remain intact. Note that the first aggregation tower enjoys the full bandwidth provisioned by the TDM-PON stream and if needed, more wavelength pairs that carry TDM-PON streams can be allotted in addition to Al pair. Figure 3-2(c) illustrates that the upgrade proceeds to the second wireless link in the backhaul layer. In figure 3-2(c), a A2 pair is allotted to carry new TDMPON stream, which bypasses the first aggregation tower and drops at the second aggregation tower. The replacement can be applied to the subsequent wireless links until the entire backhaul layer is upgraded. As the wireless links in the ring network can be upgraded with optical links, the wireless links between t h e aggregation a n d access towers can also b e upgraded with

optical links. Note that in [33], a point-to-point wireless link is dedicated to facilitate communication between the aggregation tower and a nearby access tower. So point-tomultipoint topology of the aggregation and access towers is based on many expensive point-to-point links. To upgrade these links, we can install an ONU by the access

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CHAPTER 3. HYBRID ARCHITECTURE ENABLING SMOOTH WIRELESS ACCESS UPGRA

A's Add/Drop

.>*|gfr. Central Office

Aggregation Tower

Aggregation Tower

ONU

; •

Avg. Bandwidth Allocation

: :

(b) Upgrade of upper wireless link

Figure 3.2: Smooth upgrading path of the wireless backhaul proposed by Google and Earthlink for San Francisco City wireless access network (con't)

A's Add/Drop A's Add/Drop

A1.A2 Central Office

.-'M""M •

\\

.*&•, Aggregation /*^i Tower

ONU I

Avg. Bandwidth Allocation

:

Avg. Bandwidth Allocation

(c) Further upgrade of upper wireless link

Figure 3.2: Smooth upgrading path of the wireless backhaul proposed by Google and Earthlink for San Francisco City wireless access network (con't)

CHAPTER 3. HYBRID ARCHITECTURE

Central Office

i Splitter

ENABLING

SMOOTH WIRELESS ACCESS

I Aggregation splitter & X s * . ^ Tower

Access Toswer 0NUi0NUf0NU?0MU5 ", a b e d " k«

Avg. Bandwidth Allocation

Avg. Bandwidth Allocation

(d) Upgrade of lower wireless link

Figure 3.2: Smooth upgrading path of the wireless backhaul proposed by Google and Earthlink for San Francisco City wireless access network (con't) tower to replace the wireless link. Figure 3-2(d) shows that as the wireless links are gradually upgraded, the point-to-multipoint MAC protocol of TDM-PON will automatically manage the point-to-multipoint network and its bandwidth allocation. Once the bottleneck in the backhaul layer is resolved by upgrading to optical links, the capacity injection layer will become the next bandwidth bottleneck. The upgrade can be realized with the same principle by further deploying ONU at wireless gateway routers to gradually replace wireless links, as shown in figure 3-2(e). If a certain district needs more bandwidth, (for example the district X in figure 3-2(e)), another TDM PON stream on a different wavelength pair can be allotted. Passive optical filters will be required at the ONU to separate different wavelengths. Note that the upgrade will eventually result in the hybrid optical and wireless architecture illustrated in figure 3-1.

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A-band Add/Drop (1.2

OLT1 Packet Rejection Ratio 25 20 15 Packet Rejection Ratio (%) 1Q

-J

1 2 4

L_

3 4 5 Time (sec)

6

7

8

PON1 input loading: 0.2 -vl.2

Figure 3.6: Buffer depth and packet rejection ratio of PON1 in both architectures

CHAPTER 3. HYBRID ARCHITECTURE ENABLING SMOOTH WIRELESS ACCESS UPGRA

Fixed Backhaul Architecture

Throughput (Gbps) 0.8 0.6

MMiLiMimimiMmikmAMh 1 2 t

3 4 5 Time (sec)

6

8

P0N1 input loading: 0.2 -^1.2

Reconfigurable Backhaul Architecture I

1.5 Throughput (Gbps) 1

1 2 t

3 4 5 Time (sec)

6

8

PON1 input loading: 0.2 ->1.2 Figure 3.7: Throughput of each PON and combined throughput of both architectures; measured at P2 in figure3-4

CHAPTER

3. HYBRID ARCHITECTURE

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scales with different loads for P 0 N 1 and fixed load for P0N2. According to the linear scale, the fixed architecture's performance reaches its limit as load reaches 90%, while the reconfigurable system does not until the overall load reaches 180%. On the log scale, after passing 90%, the reconfigurable backhaul is insensitive to load increasing due to reconfiguration.

3.4

Experimental testbed of reconfigurable optical backhaul

After reviewing the performance improvement from dynamic load balancing realized by a reconfigurable backhaul, it is desirable to investigate its feasibility, performance, and compatibility to TDM PON technologies. For these purposes, an experimental testbed was built as illustrated in figure 3-9 [39]. It consists of two nodes: one emulates the central office having two OLTs and the other node emulates the ONU; both nodes are connected with a 100m single mode optical fiber. The two OLTs are equipped with fixed optical transceivers and the ONU is installed with a optical tunable transceiver. The TDM PON standard we selected is the IEEE 802.3ah EPON standard, and the functionalities of the OLT and the ONU as specified in EPON standards are programmed in commercial Field Programmable Gate Array (FPGA) chips. To facilitate a reliable network reconfiguration, the so called "reconfiguration control interfaces (RCIs)" are implemented in the FPGAs at the ONU and the central office (as shown in figure 3-9). These RCIs sit at higher level above the MAC layer defined by EPON standard, and coordinate with a handshaking protocol to achieve safe network reconfiguration.

3.4.1

Handshaking protocol for network reconfiguration

The handshaking protocol can be illustrated by the timing diagram as in figure 3-10. The red dashed lines indicate the transmission of RCI reconfiguration commands, and the solid lines signify the MPCPDU packets specified in the EPON standard. As traffic load needs to be re-balanced, the system bandwidth management module

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P0N2 Loading 20% 14000 12000 -Fixed Backhaul 10000

Average Packet sooo Delay (us) 6000

-Reconfigurable Backhaul

(Linear-Scale)

4000 2000 0.

J 20

40

60

80

100

120

140

160

180

140

160

180

Traffic Loading (%) PON2 Loading 20%

10a

-Fixed Backhaul 10'

Average Packet Delay (us)

-Reconfigurable Backhaul

10*

(Log-Scale) 10

10

20

40

60

80

100

120

Traffic Loading (%)

Figure 3.8: Long-term average packet delay of both PONs (varying load for PON1 and fixed load for PON2)

CHAPTER 3. HYBRID ARCHITECTURE

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Tunable TX: Tunable transmitter Tunable RX: Tunable receiver RCI: Reconfiguration Control Interface

Central Office

0LT1 RCI

siKiiJSliJlMi! — 0LT2

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optical fiber 1550.1 nm -> 1550.9nm

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mm

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FPGA+SERDES

Figure 3.9: Experimental testbed of reconfigurable optical backhaul will issue a network reconfiguration trigger to the RCI at the central office. Upon reception of the trigger signal, the RCI will coordinate with the RCIs at the ONU(s) to deregister from a heavily loaded PON (e.g. P0N1) and register to a lightly loaded PON (e.g. P0N2). The detailed steps are described as follows: (1) The RCI at the central office sends new wavelength information, e.g. A 2d,u of the lightly loaded OLT (i.e. 0LT2) to the heavily loaded OLT (i.e. OLT1), and the OLT will arrange the next available data packet to deliver the new wavelength information to the ONU to be deregistered. Note that this information can be piggybacked on data packets the specified by TDM PON standards. (2) Upon receiving the RCI information, the ONU passes it to the RCI behind ONU. (3) The RCI behind the ONU stores the new wavelength information, and generates an acknowledgement (ACK) signal and passes it onto the ONU for transmission.

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System BW RCI Module .Reconfiguration

0LT1 0LT2

ONU

Reconfiguration J - SOps

Dashed arrows: RCI reconfiguration commands Black arrows: EPON MPCPDU commands

Figure 3.10: Timing diagram of the reconfiguration protocol

RCI

CHAPTER 3. HYBRID ARCHITECTURE

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The ONU will then arrange the next available data packet to deliver the ACK. (4) Upon reception of the ACK signal from upstream packets, the heavily loaded OLT passes it to the RCI at the central office. The RCI will proceed to instruct the heavily loaded OLT to start the standard deregistration process specified in TDM PON standards [2], [3]. (5) After the deregistration ACK is delivered by the ONU, the RCI at the ONU will tune the wavelengths of tunable transceiver to the new wavelengths of the designated OLT (e.g. from A ld)U t o A 2d,u)(6) After receiving the deregistration ACK from the ONU, the RCI at the central office will wait for a certain amount of time (the waiting time is preset according to the tuning time of the optical tunable transceiver at the ONU), and instruct the designated OLT (e.g. OLT2) to start the standard discovery process defined in TDM PON standards [2], [3] to discover and register the new ONU. To realize and examine the handshaking protocol, figure 3-11 (a)-(e) summarizes the state diagrams of RCI's at the central hub, the heavily and lightly loaded OLTs, the reconfigurable ONU, and the RCI at the reconfigurable ONU which are implemented in the FPGAs shown on figure 3-9. Note that the discovery, de-registration, registration processes are programmed according to the IEEE 802.3ah EPON standards.

3.4.2

Enabling Devices

This section introduces the two enabling devices in details on the experimental testbed. The tunable transmitter (laser) will be introduced in chapter 4.

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Idle Receive reconfig. command from System Bandwidth Management

Instruct heavily loaded OLT to send reconfig. info. & deregister the to-be-reconfigured ONU Inform System Bandwidth Management of Reconfig. failure

Wait lor ACK from heavily loaded OLT Receive ACK from heavily loaded GLT

Timer expires

Wait for reconfig. period of the ONU transceiver Timer expires OR incorrect ONU registration

Instruct designated OLT to perform autodiscovery process

I Wait for ONU registration from designated OLT

Receive ACK from designated OLT

(a) State diagram of the reconfiguration control interface at the central office

Figure 3.11: State diagrams of the RCI's in the central office, heavily and lightly loaded OLTs, ONU, and RCI behind ONU

Receive recc nfig. instruction fr ymRazonfig. Ctrl, interfac Send PHY info, of designated OLT to the to-be-deregistered ONU Inform reconfig. Ctrl. Interface of reconfig. failure

s*t V

4 Timer espires

1

Wait for ACK from the to-be-deregistered ONU Receive ACKfrom the ONU(s) Deregister the ONU

Inform Reconfig. CM. Interface of ONU deregisteretion (b) State diagram of the heavily loaded OLT

Figure 3.11: State diagrams of the RCI's in the central office, heavily and lightly loaded OLTs, ONU, and RCI behind ONU (con't)

CHAPTER 3. HYBRID ARCHITECTURE ENABLING SMOOTH WIRELESS ACCESS UPGRA

Idle (Normal Operation) Autodiscovery fails after N trials Report registration failure to Reconfig. Ctrl. Interface

Receive instruction from Reconfig. Ctrl. Interface to perform the autodiscovery process

Autodiscovery

Autodiscovery , performed periodically

New ONU ^registered Report registration success & ONU's MAC address to Reconfig. Ctrl. Interface

(c) State diagram of the designated lightly loaded OLT

Figure 3.11: State diagrams of the RCI's in the central office, heavily and lightly loaded OLTs, ONU, and RCI behind ONU (con't)

Idle (Normal operation) Receive reconfig. info. Inform Reconfig. Ctrl. Interface at ONU of upcoming Reconfig.

T Deregistration

Reconfig. the transceiver Autodiscovery Process

(d) State diagram of the reconfigured ONU

Figure 3.11: State diagrams of the RCI's in the central office, heavily and lightly loaded OLTs, ONU, and RCI behind ONU (con't)

CHAPTER 3. HYBRID ARCHITECTURE

Tune transceiver to theA pair of original OLT

,

ENABLING

SMOOTH WIRELESS ACCESS

Receive reconfig, instruction & Apair of the designated OLT Deregistration from current PON system

1 Tune the transceiver to the A pair of designated OLT

• registration fails

Wait for registration

ft

1

•* registration succeeds

(e) State diagram of the reconfiguration control interface at the reconfigured ONU

Figure 3.11: State diagrams of the RCI's in the central office, heavily and lightly loaded OLTs, ONU, and RCI behind ONU Optical Tunable Reciver The tunable receiver at the ONU is implemented with an MEMS tunable filter, as shown in figure 3-12, which has a wide tuning range, from 1591nm to 1525nm, corresponding to the control voltage of OV to 35V. Throughout the tuning range, the insertion loss is less than ldB. To examine the transient response of the tunable filter, a lightbeam at 1586nm is continuously transmitted to the tunable filter, and the tunable filter tunes to receive between 1591nm and 1586nm by changing its control voltage. As shown in figure 3-13, after the control voltage is changed, it takes 33.6^s for the filter to stabilize to receive the 1586nm light. Since the tuning time is much longer than that of the tunable transmitter, the reconfiguration overhead incurred in the PHY layer is dominated by the tunable receiver. To accommodate the tuning time, the period between de-registration (step 2: de-register ONU from heavily loaded PON) and re-registration (step 4: re-register the ONU to lightly loaded PON) issued by the RCI at the central office is thus programmed as 50/is in the FPGA.

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Figure 3.12: Optical tunable receiver used on the reconfigurable optical backhaul experimental testbed F P G A and SerDes Figure 3-14 shows the PC board which has the field programmable gates array (FPGA) and the SerDes (serializer-deserializer) we used on the testbed. The FPGA is made by Altera Inc. and can parallelly process 16 bits running at a 77.6MHz basic clock rate. For the transmitter (TX) function, the serializer of the SerDes combines the 16 parallel bits within 1 basic clock cycle to make a 1.25Gbps data stream. For the receiver (RX) function, the deserializer segregates the 1.25Gbps serial data stream into 16 data streams at 77.6MHz rate. The OLT, ONU, and RCI functionalities depicted in the state diagrams, are programmed in the FPGAs. Figure 3-15(a) and (b) depict the configuration of the OLT and RCI at the central office and the ONU and its associated RCI. On each board, there are two FPGA boards, which are synchronized to the same basic clock and can communicate via the central bridge. The state diagrams are programmed in Static Random Access Memory (SRAM). In the next section we will see how these FPGAs coordinate to implement the reconfiguration process.

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CHAPTER 3. HYBRID ARCHITECTURE ENABLING SMOOTH WIRELESS ACCESS UPGRA

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CHAPTER 3. HYBRID ARCHITECTURE ENABLING SMOOTH WIRELESS ACCESS UPGRA

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CHAPTER 3. HYBRID ARCHITECTURE ENABLING SMOOTH WIRELESS ACCESS UPGRA

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CHAPTER 3. HYBRID ARCHITECTURE ENABLING SMOOTH WIRELESS ACCESS UPGRA

3.4.3

Experimental Results

To facilitate the communication of RCI on the ONU and central office sides, a control packet is used on the testbed and its format is shown in figure 3-16. It consists of the following parts: 1. Preamble (60 Bytes): for clock and level recovery; specifically to facilitate upstream reception. 2. Sync Bytes (4 Bytes): delimiter for bit synchronization 3. Frame ID: for statistics and error checking purposes 4. TX: sender ID 5. RX: receiver ID 6. Frame type: indicates the type of MAC frame 7. Payload: carries RCI commands such as de-registration, ACK, new wavelength information, etc. The experimental results are shown in figure 3-17, which demonstrates the ONU deregistration from the OLT1, the reconfiguration period, and the ONU discovery and registration performed by the OLT2. The results are captured by the HP16500B Logic Analyzer, which allows data rate up to 4Gb/s, and can observe at the same time up to 32 waveforms and 0/1 transitions in a digital system in order to monitor the system as well as verify its performance. The signals marked with numbers in figure 3-17 are outputs measured on the two FPGA boards on the central office and ONU sides, and they indicate the following events: (1) OLT1 sends deregistration message;

CHAPTER

3. HYBRID ARCHITECTURE

To facilitate upstream reception

Sender ID

ENABLING

SMOOTH WIRELESS ACCESS

RCI commands: Reconfiguration & ACK New wavelength information Dummy bits

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Delimiter for bit synchronization

Statistics & error checking

100 bytes

Type of MAC frames

Figure 3.16: Control packet format

2) ONU receives the deregistration message; 3) ONU sends the ACK; 4) OLT1 receives the ACK; 5) after the 50/us reconfiguration period, OLT2 sends discovery gate message; 6) ONU receives the discovery gate message; 7) ONU sends the registration request; 8) OLT2 receives the registration request; 9) OLT2 sends the registration message; 10) ONU receives the registration message; 11) ONU sends the registration ACK;

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