GENERAL COUNSEL AND COMPLIANCE
STRATEGY FORUM
THE BEAUMONT ESTATE, OLD WINDSOR
28th & 29th MARCH 2017 GOVERN REGULATE PREVENT
Rory Conway Chief Compliance Officer EMEA Metlife
Introducing our Chair for the Forum... SPEAKERS Dervish Tayyip Assistant General Counsel Microsoft
Barry Matthews Director Of Legal Affairs & Third Party Sales ITV
Sharon Thomas Vice President – Legal GENPACT
Simon White General Counsel UK, MEA and Global Privacy Cognizant
Simon Rubins Head of Regulatory Compliance, Global Banking & Markets, EMEA HSBC
Bimpe Bucknor Associate Legal Director Coca-Cola Enterprises
Don Hughes Vice President & General Counsel EMEA Hitachi
Ross Woodham Director of Legal Affairs and Privacy Officer Cogeco Peer 1
Rachel Norris Vice President of Group Compliance Electrocomponents PLC
Aaron Caplan Head of Policy Compliance and Assurance London Stock Exchange Group
Steve Coope Lead Compliance & Regulatory Counsel Orange
For more information on our speakers go to www.gcandcompliancestrategyforum.com
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GENERAL COUNSEL AND COMPLIANCE
STRATEGY FORUM
THE BEAUMONT ESTATE, OLD WINDSOR
28th & 29th MARCH 2017 GOVERN REGULATE PREVENT
MAIN THEMES • Data Protection Regulation • Brexit • An International Compliance Framework • FCA Authorisation
• Risk Management • The Future of Outsourcing • Talent Management • The Culture of Compliance
EVENT AGENDA DAY ONE 08:00 - 08:30 Registration and Networking Reception 08:30 - 08:40 Chair’s Opening Remarks
Rory Conway Chief Compliance Officer EMEA Metlife
08:40 - 09:00 The Role of the General Counsel at a time of Great Uncertainty
OPENING KEYNOTE
Today, the in-house legal function has a unique challenge if it is to play a genuinely useful role as business partner to their organizations. The challenge emanates from the fact that technology has outpaced law & regulation during the start of a period that some commentators are calling “The Fourth Industrial Revolution”. This is leading to a time of great uncertainty for the legal function. Whilst this dynamic is not new (it has happened before with other technologies and history shows that regulatory equilibrium is eventually restored), the legal function is under huge pressure to strive to protect their organization until regulatory equilibrium is restored. They feel the heavy burden of compliance as we all grapple with the Dervish Tayyip demands of regulators and legal authorities, but they also have an important role to play to Assistant ensure that their organizations can take advantage of the new technologies so they can help General Counsel foster growth, innovation & long-term success. This session will reflect upon these challenges Microsoft and will offer some suggestions as to how we can navigate the challenges.
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GENERAL COUNSEL AND COMPLIANCE
STRATEGY FORUM
THE BEAUMONT ESTATE, OLD WINDSOR
28th & 29th MARCH 2017 GOVERN REGULATE PREVENT
09:00 - 09:20 Facing the challenges of an International Compliance Framework Implementing and maintaining a compliance framework across borders poses unique challenges. This session will explore the challenges Compliance Officers face in a diverse cultural landscape with increasing regulation and complexity across a multi-jurisdictional region. This session will discuss practical examples of these difficulties and provide some successful solutions.
Rory Conway Chief Compliance Officer EMEA Metlife
09:20 - 09:40 Solution Provider
‘Global Due Dilligence and Fraud Prevention’ Identify Resolve Remediate
09:45 - 10:05 Solution Provider - Stream 1
Group Secretariat in a multinational setting
Manage Risk – Reduce Cost – Increase Efficiency
Solution Provider - Stream 2
e-discovery - Multi-jurisdictional challenges
Solution Provider - Stream 3
Ensuring global supply chain compliance
10:05 - 10:20 Coffee & Networking Break
10:20 - 10:50
Data Privacy for multinationals and Big Data In this session Steve will cover the legal developments in data privacy including the General Data Protection Regulation (GDPR). He will also talk about implementing a global privacy programme including key requirements of privacy by design and by default. Finally Steve will look at the opportunities of Big Data and the what’s new in the GDPR.
Steve Coope Lead Compliance & Regulatory Counsel Orange
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GENERAL COUNSEL AND COMPLIANCE
STRATEGY FORUM
THE BEAUMONT ESTATE, OLD WINDSOR
28th & 29th MARCH 2017 GOVERN REGULATE PREVENT
10:50 - 11:10
Solution Provider - Stream 1
The Legal Function Transformed
Technology – People – Processes
Solution Provider - Stream 2 Complete Enterprise Legal Management Technology: One Size Fits All? 11:10 - 11:30
Culture, compliance and a changing world The world is changing. Fast-evolving advanced technologies are disrupting business models in almost every industry. Innovation is on the boardroom agenda as businesses seek to navigate uncertain waters, stay relevant and grow. The world of the compliance professional has changed too. Compliance professionals and regulators now recognise organisational culture and “tone from the top” as key tools in making an ethics and compliance program effective. Policies and processes alone are no longer enough. Rachel will share some thoughts on driving a culture of compliance in a changing world and the role of compliance in driving innovation.
Rachel Norris Vice President of Group Compliance Electrocomponents PLC
11:30 - 11:50 Solution Provider - Stream 1 Deploying Digital Technologies to manage third-party risks Solution Provider - Stream 2
11:55 - 12:55
Has LPO peaked or is there more to offer?
Group 1 P2P Connect 121 Speed Networking
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GENERAL COUNSEL AND COMPLIANCE
STRATEGY FORUM 11:55 - 12:55
THE BEAUMONT ESTATE, OLD WINDSOR
28th & 29th MARCH 2017 GOVERN REGULATE PREVENT
Group 2 - Group Discussion GDPR: Using European Privacy Reform to Drive your Company’s Bottom Line
GDPR is a radical re-write of European privacy law which will affect every company which does business in Europe regardless of industry, size or location. This is legislation with real teeth, fines of up to 4% of global turnover and it comes into effect in just over a year. Many legal and compliance teams will be getting their heads around yet and, perhaps, groaning a little at it another regulation being imposed and working out how best to comply; however, companies are missing a trick if they don’t take this compliance burden and turn it into a vehicle to drive profitability and business growth. This group discussion will discuss and debate how any Simon White General Counsel company can utilise GDPR for growth. UK, MEA and Global Privacy Cognizant
13:00 - 14:00
Networking Lunch
14:05 - 15:05
Group 2 P2P Connect 121 Speed Networking
14:05 - 15:05
Group 1 - Group Discussion GDPR: Using European Privacy Reform to Drive your Company’s Bottom Line
GDPR is a radical re-write of European privacy law which will affect every company which does business in Europe regardless of industry, size or location. This is legislation with real teeth, fines of up to 4% of global turnover and it comes into effect in just over a year. Many legal and compliance teams will be getting their heads around yet and, perhaps, groaning a little at it another regulation being imposed and working out how best to comply; however, companies are missing a trick if they don’t take this compliance burden and turn it into a vehicle to drive profitability and business growth. This group discussion will discuss and debate how any Simon White General Counsel company can utilise GDPR for growth. UK, MEA and Global Privacy Cognizant
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GENERAL COUNSEL AND COMPLIANCE
STRATEGY FORUM
THE BEAUMONT ESTATE, OLD WINDSOR
28th & 29th MARCH 2017 GOVERN REGULATE PREVENT
15:05 - 15:15
Coffee & Networking Break
15:15 - 16:00
Business Meetings
16:00 - 16:45
The impacts of Brexit in your organisation With the dust starting to settle post United Kingdom’s decision to the leave the European Union, it is crucial for General Counsel and Compliance leaders to seize opportunities at a time of uncertainty for Britain’s political and economic future. This panel session will give you a unique opportunity to get interactive with both General Counsel and Compliance leaders who will discuss the effect Brexit may have on your roles and to organisations; and how this impact varies considerably from one business to another.
Simon Rubins Head of Regulatory Compliance, Global Banking & Markets, EMEA HSBC
Bimpe Bucknor Associate Legal Director Coca-Cola Enterprises
Don Hughes VP & General Counsel EMEA Hitachi
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GENERAL COUNSEL AND COMPLIANCE
STRATEGY FORUM 16:50 - 17:10
THE BEAUMONT ESTATE, OLD WINDSOR
28th & 29th MARCH 2017 GOVERN REGULATE PREVENT
BREXIT TRACK
TECH TRACK
Solution Provider - Stream 1 TH!NK TANKS Lots of lawyers are going to be very, very busy: How external Counsel can help
Solution Provider - Stream 2
17:15 - 18:15
Solution Provider - Stream 4 Extracting value from contracts
Solution Provider - Stream 5
Post Brexit - How Brexit will affect UK Compliance Regulations
Application of Artificial Intelligence, Big Data and Predictive Analytics in Legal Processes
Solution Provider - Stream 3
Solution Provider - Stream 6
Are M&A transactions likely to become more complicated and costly?
Compliance Programme Benchmarking and Risk Analysis
Business Meetings
18:15 - 18:35
A GC’s guide to introducing a compliant culture
CLOSING KEYNOTE
General Counsel can no longer get away with running an in-house law firm. GC’s are expected to be business-minded and share in the accountability for delivery of a business’ strategy. GC’s at all levels are being asked to ‘do more with less’. Often this includes overseeing the implementation of a rapidly expanding demand for legislative and market compliance initiatives that demands a range of skills including risk management, audit and information security awareness. This presentation gives practical guidance to any GC who is looking for ideas and inspiration about where to begin to tackle this potentially overwhelming challenge for any business. Ross Woodham Director of Legal Affairs & Privacy Officer Cogeco Peer 1
18:35 - 18:50 Coffee & Networking Break and Day 1 Close
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GENERAL COUNSEL AND COMPLIANCE
STRATEGY FORUM 20:15 - 20:30
THE BEAUMONT ESTATE, OLD WINDSOR
28th & 29th MARCH 2017 GOVERN REGULATE PREVENT
Cocktail Reception
20:30 - 22:00 Networking Dinner
DAY TWO 08:35 - 08:50 Coffee & Networking Break
08:50 - 09:10
Overseeing Compliance Risk in an Investment Bank
OPENING KEYNOTE
In this presentation Simon will cover the following: • An overview of risk management including the 3 lines of a defence model. • Regulatory Compliance’s role to provide independent challenges and oversight of regulatory risks. • What is control environment? How does this help your business manage its risks? • An outline of the governance structure in place to oversee risks within an investment bank. Simon Rubins Head of Regulatory Compliance, Global Banking & Markets, EMEA HSBC
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GENERAL COUNSEL AND COMPLIANCE
STRATEGY FORUM 09:10 - 09:30
THE BEAUMONT ESTATE, OLD WINDSOR
28th & 29th MARCH 2017 GOVERN REGULATE PREVENT
Successful Outsourcing In this session Sharon Thomas will look at the successful procurement of outsourcing through the eyes of a customer and a supplier, focusing on the outsourcing of technology and business processes. She will provide some insights as to how outsourcing is delivered on a day to day basis and highlight watch points/risks to be aware of. Sharon will also look at the role the legal team can play in the negotiation of the contract to achieve the optimal outcome for both players – focusing on building a negotiation strategy, managing internal stakeholders and running an efficient process, with the aim of ensuring the long term success of the relationship.
Sharon Thomas Vice President – Legal GENPACT
09:30 - 09:50 Solution Provider Compliance Programme Benchmarking and Risk Analysis 09:55 - 10:15 Solution Provider - Stream 1 Effective use of contingent labour to aid in-house capability
Solution Provider - Stream 2 Extracting value from contracts
Solution Provider - Stream 3 Transforming legal processes through Technology 10:15 - 10:30 Coffee & Networking Break
10:30 - 12:00 Business Meetings
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GENERAL COUNSEL AND COMPLIANCE
STRATEGY FORUM 12:00 - 12:20
Aaron Caplan Head of Policy Compliance & Assurance London Stock Exchange Group
12:20 - 12:50
THE BEAUMONT ESTATE, OLD WINDSOR
28th & 29th MARCH 2017 GOVERN REGULATE PREVENT
Managing Compliance Change As Compliance professionals we are preparing for and helping to implement a wide range of change – from new and changing regulations to implementing new systems and controls. This becomes even more complex in Groups with different businesses, geographies and different regulatory and compliance agendas. How does Compliance build consensus and align the organisation to meet these requirements and support the business in understanding and implementing changes in policy, regulation, process and systems? In this presentation Aaron will provide details on the types of challenges involved in engaging a wide range of stakeholders and how to practically support an organisation in managing through and implementing the required changes.
Group Discussion What’s the deal with talent management?
CLOSING KEYNOTE
Barry Matthews is responsible for divisional legal teams, advertising content compliance and ITV’s sales agency relationships with broadcasters and platforms domestically and abroad. In this discussion, Barry will be talking about the problems that the industry has had to face when influencing and demonstrating the value that their teams provide. Based on his experiences Barry will reflect on the following:
Barry Matthews Director Of Legal Affairs & Third Party Sales ITV
• How do you engage, motivate and manage to keep the best individuals in your team in a situation when budgets have been frozen? • What methods have been employed focusing on learning development? • How do you structure teams and show them their pathway to the top?
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GENERAL COUNSEL AND COMPLIANCE
STRATEGY FORUM 12:50 - 13:00
THE BEAUMONT ESTATE, OLD WINDSOR
28th & 29th MARCH 2017 GOVERN REGULATE PREVENT
Chair’s closing remarks
13:00 - 13:15 Coffee & Networking Break - Event Close
13:00 - 14:00
Networking Lunch
www.gcandcompliancestrategyforum.com E:
[email protected] T: 01293 850300 PAGE 11
