3 WAYS TO REGISTER
QUESTIONS? Call 800-ASK-4FMS (800-275-4367)
Mail: Financial Managers Society
1 North LaSalle Street, Suite 3100 Chicago, IL 60602-4003
Fax: 312-578-1308 Internet: www.fmsinc.org/CALENDAR
Presorted Standard U.S. Postage PAID Wheeling, IL Permit No. 38
Registration
NAME
OCTOBER 13-14, 2015
TITLE
Fundamentals of Integrated Capital Planning and Stress Testing
ORGANIZATION MAILING ADDRESS CITY, STATE, ZIP ASSET SIZE PHONE
FAX
E-MAIL
Please select from one of the following options. Call for details about team discounts.
FMS members and their co-workers save $100 each when two or more employees register for this seminar. Simply complete one form per person and deduct $100 from each registration fee.
Fundamentals of Integrated Capital Planning and Stress Testing | October 13-14, 2015 ○ FMS Member: $975 $ ○ Coworker of Member: $1,075 $ ○ Nonmember: $1,375 $ Please list any special accommodations (including dietary restrictions) you require.
Not an FMS member? Join now and save on registration! ○ FMS Regular Membership: $450 $ ○ FMS Affiliate Membership: $495 $
Join FMS today at www.fmsinc.org/JOIN and not only will you save $300 on the registration fees but you can also take advantage of the year-round FMS member benefits.
TOTAL $
Card # Exp. Date
Signature
Refunds and Cancellations A refund minus a $150 processing fee will be provided for cancellations received by FMS in writing by September 21, 2015. No refunds will be given for cancellations received after that date. A substitution from your institution is welcome at any time. FMS reserves the right to change instructors or reschedule/cancel sessions when necessary. FMS is not responsible for airfare penalties incurred due to the cancellation of the program.
www.fmsinc.org 800-ASK-4FMS (800-275-4367)
o Check enclosed payable to Financial Managers Society o Charge my MasterCard, Visa or American Express
1 North LaSalle Street, Suite 3100 Chicago, IL 60602-4003
METHOD OF PAYMENT Payment must accompany registration.
October 13-14, 2015 San Antonio, TX
Save $100 with a Members-only Team Discount!
Fundamentals of Integrated Capital Planning and Stress Testing
REGISTER
San Antonio, TX | Grand Hyatt San Antonio
Fundamentals of Integrated Capital Planning and Stress Testing As you strive to grow your business profitably, while also withstanding potential adversity, it’s essential that your institution has a strong capital planning framework in place—and not just any framework will do. If your capital plan does not have a foundation that includes an evaluation of financial and operational risk and their potential impact on your future capital position and capital buffer, then now is the time to reassess your framework with our upcoming seminar, Fundamentals of Integrated Capital Planning and Stress Testing. Join Mike Guglielmo, Managing Director of Darling Consulting Group, for this seminar that is specifically designed to provide you with practical ways you can enhance your capital planning process and incorporate the financial and operational risk assessments needed to strengthen your institution’s strategic thinking and tactical decision-making. This comprehensive day-and-a-half seminar will focus on how an appropriately designed capital plan coupled with stress testing can transform your capital planning process and provide your stakeholders with a clear pathway towards strategic performance improvement.
Participants will leave with a deeper understanding of the following concepts: • Capital planning approaches, benefits, pitfalls, and best practices
• Identifying the critical financial and operational risks for your organization • How to effectively integrate stress testing and support the necessary assumptions • Increasing your management team and Board’s understanding and ability to turn threats into opportunities
Agenda
Faculty
Tuesday, October 13, 2015
Wednesday, October 14, 2015
8:00 am
Continental Breakfast
Registration and Continental Breakfast
8:30 am to 4:30 pm Capital Planning Introduction and Evolution • Driving forces that have brought capital planning to the forefront • Regulatory and compliance drivers • Evolution of capital planning and its convergence with ERM and stress testing Development of the Holistic Capital Model • Modeling framework and technology options • Key assumptions development and support • Documentation and communication Integrating Stress Testing into Capital Planning • Identifying key financial and operational risks • Creating scenarios and defining your “perfect storm” • Developing and supporting relief strategies
8:00 am
8:30 am to 12:00 pm Communicating Results • Effective C-suite and Board-level reporting • Developing a narrative that “tells the story” • Incorporating stress testing and relief strategies into the capital plan Policies & Governance • Effective capital policies that establish oversight, controls, and performance • Informing your Risk Appetite Statements • Evolving roles and responsibilities for management and the Board Strategic Management • Establishing an effective early warning system with Key Risk Indicators (KRIs) • Bridging your capital planning process with Enterprise Risk Management (ERM) • Transforming your risk management culture Wrap Up • Key challenges and opportunities • Future state • Finding balance between compliance and financial performance
About FMS For over 65 years, the Financial Managers Society’s network of members has provided technical education to financial professionals from community financial institutions through conferences, seminars, webinars and publications. For details on FMS membership benefits or how to become a member, please visit www.fmsinc.org/JOIN or call 800-ASK-4FMS (800-275-4367).
Mike Guglielmo, Managing Director, Darling Consulting Group With over 25 years of experience in asset/liability management, Mike Guglielmo has provided technical and strategic consulting to a diverse group of financial institutions in the U.S. and abroad. Mike is also a frequent author and top-rated speaker on a variety of balance sheet management topics. During his tenure at DCG, Mike has served in various capacities, including Director of Financial Analytics. In addition, he is a technical resource for the ongoing development of many of DCG’s ALM-related products and services. Prior to joining DCG, Mike managed the ALM and strategic planning process for a regional bank in the northeast. Mike is a graduate of Fairfield University with a degree in economics and is currently serving as Finance Council Chair on the FMS Board of Directors.
Details Location and Accommodations Grand Hyatt San Antonio 600 E. Market Street San Antonio, TX 78205
Special FMS Room Rate: $209 Single/Double Deadline for Rate: September 21, 2015 For Reservations Call: 1-888-421-1442 Identify yourself as an attendee of the Financial Managers Society program to receive the preferred rate. If you are making reservations through a travel agent, be sure to request that your reservation be placed in the FMS room block to guarantee the best rate.
Tax-Deductible Programs
An income-tax deduction may be allowed for educational expenses (including registration, travel, meals and lodging) undertaken to maintain or improve professional skills. (Treas. Reg. Sec. 1.162-5)
Attire
Business-casual attire is appropriate. Since hotel rooms are often cool, please bring a jacket or sweater.
CPE Credit
Earn up to 11 hours of CPE credit Level: Intermediate Prerequisites: None Advance preparation: None
Field of Study: Finance Instructional Method: Live-Group
FMS is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses. Complaints regarding sponsors may be addressed to: The National Registry of CPE Sponsors, 150 Fourth Avenue, North, Suite 700, Nashville, TN 37219-2417 Web: www.nasba.org. For more information regarding administrative policies such as complaints or refunds, call 800-ASK-4FMS (800-275-4367).
Fundamentals of Integrated Capital Planning and Stress Testing As you strive to grow your business profitably, while also withstanding potential adversity, it’s essential that your institution has a strong capital planning framework in place—and not just any framework will do. If your capital plan does not have a foundation that includes an evaluation of financial and operational risk and their potential impact on your future capital position and capital buffer, then now is the time to reassess your framework with our upcoming seminar, Fundamentals of Integrated Capital Planning and Stress Testing. Join Mike Guglielmo, Managing Director of Darling Consulting Group, for this seminar that is specifically designed to provide you with practical ways you can enhance your capital planning process and incorporate the financial and operational risk assessments needed to strengthen your institution’s strategic thinking and tactical decision-making. This comprehensive day-and-a-half seminar will focus on how an appropriately designed capital plan coupled with stress testing can transform your capital planning process and provide your stakeholders with a clear pathway towards strategic performance improvement.
Participants will leave with a deeper understanding of the following concepts: • Capital planning approaches, benefits, pitfalls, and best practices
• Identifying the critical financial and operational risks for your organization • How to effectively integrate stress testing and support the necessary assumptions • Increasing your management team and Board’s understanding and ability to turn threats into opportunities
Agenda
Faculty
Tuesday, October 13, 2015
Wednesday, October 14, 2015
8:00 am
Continental Breakfast
Registration and Continental Breakfast
8:30 am to 4:30 pm Capital Planning Introduction and Evolution • Driving forces that have brought capital planning to the forefront • Regulatory and compliance drivers • Evolution of capital planning and its convergence with ERM and stress testing Development of the Holistic Capital Model • Modeling framework and technology options • Key assumptions development and support • Documentation and communication Integrating Stress Testing into Capital Planning • Identifying key financial and operational risks • Creating scenarios and defining your “perfect storm” • Developing and supporting relief strategies
8:00 am
8:30 am to 12:00 pm Communicating Results • Effective C-suite and Board-level reporting • Developing a narrative that “tells the story” • Incorporating stress testing and relief strategies into the capital plan Policies & Governance • Effective capital policies that establish oversight, controls, and performance • Informing your Risk Appetite Statements • Evolving roles and responsibilities for management and the Board Strategic Management • Establishing an effective early warning system with Key Risk Indicators (KRIs) • Bridging your capital planning process with Enterprise Risk Management (ERM) • Transforming your risk management culture Wrap Up • Key challenges and opportunities • Future state • Finding balance between compliance and financial performance
About FMS For over 65 years, the Financial Managers Society’s network of members has provided technical education to financial professionals from community financial institutions through conferences, seminars, webinars and publications. For details on FMS membership benefits or how to become a member, please visit www.fmsinc.org/JOIN or call 800-ASK-4FMS (800-275-4367).
Mike Guglielmo, Managing Director, Darling Consulting Group With over 25 years of experience in asset/liability management, Mike Guglielmo has provided technical and strategic consulting to a diverse group of financial institutions in the U.S. and abroad. Mike is also a frequent author and top-rated speaker on a variety of balance sheet management topics. During his tenure at DCG, Mike has served in various capacities, including Director of Financial Analytics. In addition, he is a technical resource for the ongoing development of many of DCG’s ALM-related products and services. Prior to joining DCG, Mike managed the ALM and strategic planning process for a regional bank in the northeast. Mike is a graduate of Fairfield University with a degree in economics and is currently serving as Finance Council Chair on the FMS Board of Directors.
Details Location and Accommodations Grand Hyatt San Antonio 600 E. Market Street San Antonio, TX 78205
Special FMS Room Rate: $209 Single/Double Deadline for Rate: September 21, 2015 For Reservations Call: 1-888-421-1442 Identify yourself as an attendee of the Financial Managers Society program to receive the preferred rate. If you are making reservations through a travel agent, be sure to request that your reservation be placed in the FMS room block to guarantee the best rate.
Tax-Deductible Programs
An income-tax deduction may be allowed for educational expenses (including registration, travel, meals and lodging) undertaken to maintain or improve professional skills. (Treas. Reg. Sec. 1.162-5)
Attire
Business-casual attire is appropriate. Since hotel rooms are often cool, please bring a jacket or sweater.
CPE Credit
Earn up to 11 hours of CPE credit Level: Intermediate Prerequisites: None Advance preparation: None
Field of Study: Finance Instructional Method: Live-Group
FMS is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses. Complaints regarding sponsors may be addressed to: The National Registry of CPE Sponsors, 150 Fourth Avenue, North, Suite 700, Nashville, TN 37219-2417 Web: www.nasba.org. For more information regarding administrative policies such as complaints or refunds, call 800-ASK-4FMS (800-275-4367).
Fundamentals of Integrated Capital Planning and Stress Testing As you strive to grow your business profitably, while also withstanding potential adversity, it’s essential that your institution has a strong capital planning framework in place—and not just any framework will do. If your capital plan does not have a foundation that includes an evaluation of financial and operational risk and their potential impact on your future capital position and capital buffer, then now is the time to reassess your framework with our upcoming seminar, Fundamentals of Integrated Capital Planning and Stress Testing. Join Mike Guglielmo, Managing Director of Darling Consulting Group, for this seminar that is specifically designed to provide you with practical ways you can enhance your capital planning process and incorporate the financial and operational risk assessments needed to strengthen your institution’s strategic thinking and tactical decision-making. This comprehensive day-and-a-half seminar will focus on how an appropriately designed capital plan coupled with stress testing can transform your capital planning process and provide your stakeholders with a clear pathway towards strategic performance improvement.
Participants will leave with a deeper understanding of the following concepts: • Capital planning approaches, benefits, pitfalls, and best practices
• Identifying the critical financial and operational risks for your organization • How to effectively integrate stress testing and support the necessary assumptions • Increasing your management team and Board’s understanding and ability to turn threats into opportunities
Agenda
Faculty
Tuesday, October 13, 2015
Wednesday, October 14, 2015
8:00 am
Continental Breakfast
Registration and Continental Breakfast
8:30 am to 4:30 pm Capital Planning Introduction and Evolution • Driving forces that have brought capital planning to the forefront • Regulatory and compliance drivers • Evolution of capital planning and its convergence with ERM and stress testing Development of the Holistic Capital Model • Modeling framework and technology options • Key assumptions development and support • Documentation and communication Integrating Stress Testing into Capital Planning • Identifying key financial and operational risks • Creating scenarios and defining your “perfect storm” • Developing and supporting relief strategies
8:00 am
8:30 am to 12:00 pm Communicating Results • Effective C-suite and Board-level reporting • Developing a narrative that “tells the story” • Incorporating stress testing and relief strategies into the capital plan Policies & Governance • Effective capital policies that establish oversight, controls, and performance • Informing your Risk Appetite Statements • Evolving roles and responsibilities for management and the Board Strategic Management • Establishing an effective early warning system with Key Risk Indicators (KRIs) • Bridging your capital planning process with Enterprise Risk Management (ERM) • Transforming your risk management culture Wrap Up • Key challenges and opportunities • Future state • Finding balance between compliance and financial performance
About FMS For over 65 years, the Financial Managers Society’s network of members has provided technical education to financial professionals from community financial institutions through conferences, seminars, webinars and publications. For details on FMS membership benefits or how to become a member, please visit www.fmsinc.org/JOIN or call 800-ASK-4FMS (800-275-4367).
Mike Guglielmo, Managing Director, Darling Consulting Group With over 25 years of experience in asset/liability management, Mike Guglielmo has provided technical and strategic consulting to a diverse group of financial institutions in the U.S. and abroad. Mike is also a frequent author and top-rated speaker on a variety of balance sheet management topics. During his tenure at DCG, Mike has served in various capacities, including Director of Financial Analytics. In addition, he is a technical resource for the ongoing development of many of DCG’s ALM-related products and services. Prior to joining DCG, Mike managed the ALM and strategic planning process for a regional bank in the northeast. Mike is a graduate of Fairfield University with a degree in economics and is currently serving as Finance Council Chair on the FMS Board of Directors.
Details Location and Accommodations Grand Hyatt San Antonio 600 E. Market Street San Antonio, TX 78205
Special FMS Room Rate: $209 Single/Double Deadline for Rate: September 21, 2015 For Reservations Call: 1-888-421-1442 Identify yourself as an attendee of the Financial Managers Society program to receive the preferred rate. If you are making reservations through a travel agent, be sure to request that your reservation be placed in the FMS room block to guarantee the best rate.
Tax-Deductible Programs
An income-tax deduction may be allowed for educational expenses (including registration, travel, meals and lodging) undertaken to maintain or improve professional skills. (Treas. Reg. Sec. 1.162-5)
Attire
Business-casual attire is appropriate. Since hotel rooms are often cool, please bring a jacket or sweater.
CPE Credit
Earn up to 11 hours of CPE credit Level: Intermediate Prerequisites: None Advance preparation: None
Field of Study: Finance Instructional Method: Live-Group
FMS is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses. Complaints regarding sponsors may be addressed to: The National Registry of CPE Sponsors, 150 Fourth Avenue, North, Suite 700, Nashville, TN 37219-2417 Web: www.nasba.org. For more information regarding administrative policies such as complaints or refunds, call 800-ASK-4FMS (800-275-4367).
3 WAYS TO REGISTER
QUESTIONS? Call 800-ASK-4FMS (800-275-4367)
Mail: Financial Managers Society
1 North LaSalle Street, Suite 3100 Chicago, IL 60602-4003
Fax: 312-578-1308 Internet: www.fmsinc.org/CALENDAR
Presorted Standard U.S. Postage PAID Wheeling, IL Permit No. 38
Registration
NAME
OCTOBER 13-14, 2015
TITLE
Fundamentals of Integrated Capital Planning and Stress Testing
ORGANIZATION MAILING ADDRESS CITY, STATE, ZIP ASSET SIZE PHONE
FAX
E-MAIL
Please select from one of the following options. Call for details about team discounts.
FMS members and their co-workers save $100 each when two or more employees register for this seminar. Simply complete one form per person and deduct $100 from each registration fee.
Fundamentals of Integrated Capital Planning and Stress Testing | October 13-14, 2015 ○ FMS Member: $975 $ ○ Coworker of Member: $1,075 $ ○ Nonmember: $1,375 $ Please list any special accommodations (including dietary restrictions) you require.
Not an FMS member? Join now and save on registration! ○ FMS Regular Membership: $450 $ ○ FMS Affiliate Membership: $495 $
Join FMS today at www.fmsinc.org/JOIN and not only will you save $300 on the registration fees but you can also take advantage of the year-round FMS member benefits.
TOTAL $
Card # Exp. Date
Signature
Refunds and Cancellations A refund minus a $150 processing fee will be provided for cancellations received by FMS in writing by September 21, 2015. No refunds will be given for cancellations received after that date. A substitution from your institution is welcome at any time. FMS reserves the right to change instructors or reschedule/cancel sessions when necessary. FMS is not responsible for airfare penalties incurred due to the cancellation of the program.
www.fmsinc.org 800-ASK-4FMS (800-275-4367)
o Check enclosed payable to Financial Managers Society o Charge my MasterCard, Visa or American Express
1 North LaSalle Street, Suite 3100 Chicago, IL 60602-4003
METHOD OF PAYMENT Payment must accompany registration.
October 13-14, 2015 San Antonio, TX
Save $100 with a Members-only Team Discount!
Fundamentals of Integrated Capital Planning and Stress Testing
REGISTER
San Antonio, TX | Grand Hyatt San Antonio
3 WAYS TO REGISTER
QUESTIONS? Call 800-ASK-4FMS (800-275-4367)
Mail: Financial Managers Society
1 North LaSalle Street, Suite 3100 Chicago, IL 60602-4003
Fax: 312-578-1308 Internet: www.fmsinc.org/CALENDAR
Presorted Standard U.S. Postage PAID Wheeling, IL Permit No. 38
Registration
NAME
OCTOBER 13-14, 2015
TITLE
Fundamentals of Integrated Capital Planning and Stress Testing
ORGANIZATION MAILING ADDRESS CITY, STATE, ZIP ASSET SIZE PHONE
FAX
E-MAIL
Please select from one of the following options. Call for details about team discounts.
FMS members and their co-workers save $100 each when two or more employees register for this seminar. Simply complete one form per person and deduct $100 from each registration fee.
Fundamentals of Integrated Capital Planning and Stress Testing | October 13-14, 2015 ○ FMS Member: $975 $ ○ Coworker of Member: $1,075 $ ○ Nonmember: $1,375 $ Please list any special accommodations (including dietary restrictions) you require.
Not an FMS member? Join now and save on registration! ○ FMS Regular Membership: $450 $ ○ FMS Affiliate Membership: $495 $
Join FMS today at www.fmsinc.org/JOIN and not only will you save $300 on the registration fees but you can also take advantage of the year-round FMS member benefits.
TOTAL $
Card # Exp. Date
Signature
Refunds and Cancellations A refund minus a $150 processing fee will be provided for cancellations received by FMS in writing by September 21, 2015. No refunds will be given for cancellations received after that date. A substitution from your institution is welcome at any time. FMS reserves the right to change instructors or reschedule/cancel sessions when necessary. FMS is not responsible for airfare penalties incurred due to the cancellation of the program.
www.fmsinc.org 800-ASK-4FMS (800-275-4367)
o Check enclosed payable to Financial Managers Society o Charge my MasterCard, Visa or American Express
1 North LaSalle Street, Suite 3100 Chicago, IL 60602-4003
METHOD OF PAYMENT Payment must accompany registration.
October 13-14, 2015 San Antonio, TX
Save $100 with a Members-only Team Discount!
Fundamentals of Integrated Capital Planning and Stress Testing
REGISTER
San Antonio, TX | Grand Hyatt San Antonio
