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Chapter 1 – Computer Systems Overview True / False Questions:

12. T / F – Multiprogramming allows the processor to make use of idle time caused by long-wait interrupt handling.

1. T / F – The operating system acts as an interface between the computer hardware and the human user. 13. T / F – In a two-level memory hierarchy, the Hit Ratio is defined as the fraction of all memory accesses found in the slower memory. 2. T / F – One of the processor’s main functions is to exchange data with memory.

3. T / F – User-visible registers are typically accessible to system programs but are not typically available to application programs.

4. T / F – Data registers are general purpose in nature, but may be restricted to specific tasks such as performing floating-point operations.

5. T / F – The Program Status Word contains status information in the form of condition codes, which are bits typically set by the programmer as a result of program operation.

14. T / F – Cache memory exploits the principle of locality by providing a small, fast memory between the processor and main memory.

15. T / F – In cache memory design, block size refers to the unit of data exchanged between cache and main memory

16. T / F – The primary problem with programmed I/O is that the processor must wait for the I/O module to become ready and must repeatedly interrogate the status of the I/O module while waiting.

6. T / F – The processing required for a single instruction on a typical computer system is called the Execute Cycle.

7. T / F – A fetched instruction is normally loaded into the Instruction Register (IR). Multiple Choice Questions: 8. T / F – An interrupt is a mechanism used by system modules to signal the processor that normal processing should be temporarily suspended.

9. T / F – To accommodate interrupts, an extra fetch cycle is added to the instruction cycle.

10. T / F – The minimum information that must be saved before the processor transfers control to the interrupt handler routine is the program status word (PSW) and the location of the current instruction.

11. T / F – One approach to dealing with multiple interrupts is to disable all interrupts while an interrupt is being processed.

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1. The general role of an operating system is to: a. b. c. d.

Act as an interface between various computers Provide a set of services to system users Manage files for application programs None of the above

2. The four main structural elements of a computer system are: a. b. c. d.

Processor, Registers, I/O Modules & Main Memory Processor, Registers, Main Memory & System Bus Processor, Main Memory, I/O Modules & System Bus None of the above

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d. All of the above 3. The two basic types of processor registers are: a. User-visible and Control/Status registers b. Control and Status registers c. User-visible and user-invisible registers d. None of the above

4. Address registers may contain: a. b. c. d.

Memory addresses of data Memory addresses of instructions Partial memory addresses All of the above

5. A Control/Status register that contains the address of the next instruction to be fetched is called the: a. b. c. d.

Instruction Register (IR) Program Counter (PC) Program Status Word (PSW) All of the above

6. The two basic steps used by the processor in instruction processing are: a. b. c. d.

Fetch and Instruction cycles Instruction and Execute cycles Fetch and Execute cycles None of the above

7. A fetched instruction is normally loaded into the: a. b. c. d.

Instruction Register (IR) Program Counter (PC) Accumulator (AC) None of the above

8. A common class of interrupts is: a. Program b. Timer c. I/O

9. When an external device becomes ready to be serviced by the processor, the device sends this type of signal to the processor: a. b. c. d.

Interrupt signal Halt signal Handler signal None of the above

10. Information that must be saved prior to the processor transferring control to the interrupt handler routine includes: a. b. c. d.

Processor Status Word (PSW) Processor Status Word (PSW) & Location of next instruction Processor Status Word (PSW) & Contents of processor registers None of the above

11. One accepted method of dealing with multiple interrupts is to: a. b. c. d.

Define priorities for the interrupts Disable all interrupts except those of highest priority Service them in round-robin fashion None of the above

12. In a uniprocessor system, multiprogramming increases processor efficiency by: a. b. c. d.

Increasing processor speed Taking advantage of time wasted by long wait interrupt handling Eliminating all idle processor cycles All of the above

13. As one proceeds down the memory hierarchy (i.e., from inboard memory to offline storage), the following condition(s) apply: a. b. c. d.

Increasing cost per bit Decreasing capacity Increasing access time All of the above

14. Small, fast memory located between the processor and main memory is called:

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WORM memory Cache memory CD-RW memory None of the above

15. When a new block of data is written into cache memory, the following determines which cache location the block will occupy: a. b. c. d.

Block size Cache size Write policy None of the above Fill-In-The-Blank Questions:

16. Direct Memory Access (DMA) operations require the following information from the processor: a. b. c. d.

Address of I/O device Starting memory location to read from or write to Number of words to be read or written All of the above

1. An operating system exploits the hardware resources of one or more processors to provide a set of services to ________________.

2. Each location in Main Memory contains a _______________ that can be interpreted as either an instruction or data.

3. Registers that are used by system programs to minimize main memory references by optimizing register use are called _________________.

4. A special type of address register, required by a system that implements uservisible stack addressing, is called a __________________.

5. The ____________________ contains the most recently fetched instruction.

6. The processing required for a single instruction is called a(n) _______________ cycle.

7. A fetched instruction is normally loaded into the __________________.

8. An arithmetic overflow condition resulting from some instructional execution will generate a(n) _________________ interrupt.

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Chapter 2 – Operating System Overview 9. To accommodate interrupts, a(n) ___________________ is added to the basic instruction cycle.

10. The ___________________________ is part of the information that must be saved prior to the processor transferring control to the interrupt handler routine, and it tells the processor where to return control to the previously interrupted program

11. A drawback to the disable interrupt strategy of dealing with multiple interrupts is that it doesn’t account for __________________.

12. The concept of multiple programs taking turns in execution is known as _______________.

13. The memory design dilemma (regarding cost vs. capacity vs. access time) is solved by employing a(n) __________________.

14. _____________ exploits the principle of locality by providing a small, fast memory between the processor and main memory.

15. The ____________________ chooses, within the constraints of the mapping function, which block to replace when a new block is to be loaded and all cache slots are already filled.

16. Interrupt-driven I/O, although more efficient than simple Programmed I/O, still requires the use of the ________________ to transfer data between memory and an I/O module.

True / False Questions: 17. T / F – An operating system controls the execution of applications and acts as an interface between applications and the computer hardware.

18. T / F – The operating system maintains information that can be used for billing purposes on multi-user systems.

19. T / F – The operating system typically runs in parallel with application programs, on it’s own special O/S processor.

20. T / F – One of the driving forces in operating system evolution is advancement in the underlying hardware technology.

21. T / F – In the first computers, users interacted directly with the hardware and operating systems did not exist.

22. T / F – In a batch-processing system, the phrase “control is passed to a job” means that the processor is now fetching and executing instructions in a user program.

23. T / F – Uniprogramming typically provides better utilization of system resources than multiprogramming.

24. T / F – In a time sharing system, a user’s program is preempted at regular intervals, but due to relatively slow human reaction time this occurrence is usually transparent to the user. 25. T / F – A process can be defined as a unit of activity characterized by a single sequential thread of execution, a current state, and an associated set of system resources.

26. T / F – A virtual memory address typically consists of a page number and an offset within the page.

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27. T / F – Implementing priority levels is a common strategy for short-term scheduling, which involves assigning each process in the queue to the processor according to its level of importance.

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d. All of the above

19. The operating system is unusual in it’s role as a control mechanism, in that: 28. T / F – Complex operating systems today typically consist of a few thousand lines of instructions.

29. T / F – A monolithic kernel architecture assigns only a few essential functions to the kernel, including address spaces, interprocess communication and basic scheduling.

a. It runs on a special processor, completely separated from the rest of the system b. It frequently relinquishes control of the system processor and must depend on the processor to regain control of the system c. It never relinquishes control of the system processor d. None of the above

20. Operating systems must evolve over time because: 30. T / F – The hardware abstraction layer (HAL) maps between generic hardware commands/responses and those unique to a specific platform.

31. T / F – Linux is one example of a modern UNIX system that implements a modular architecture.

a. b. c. d.

Hardware must be replaced when it fails Users will only purchase software that has a current copyright date New hardware is designed and implemented in the computer system All of the above

21. A major problem with early serial processing systems was: a. b. c. d.

22. An example of a hardware feature that is desirable in a batch-processing system is:

Multiple Choice Questions: 17. A primary objective of an operating system is: a. b. c. d.

Setup time Lack of input devices Inability to get hardcopy output All of the above

Convenience Efficiency Ability to evolve All of the above

a. b. c. d.

Privileged instructions A completely accessible memory area Large clock cycles None of the above

23. A computer hardware feature that is vital to the effective operation of a multiprogramming operating system is: 18. The operating system provides many types of services to end-users, programmers and system designers, including: a. Built-in user applications b. Error detection and response c. Relational database capabilities with the internal file system

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a. b. c. d.

Very large memory Multiple processors I/O interrupts and DMA All of the above

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24. The principle objective of a time sharing, multiprogramming system is to: a. b. c. d.

Maximize response time Maximize processor use Provide exclusive access to hardware None of the above

25. Which of the following major line of computer system development created problems in timing and synchronization that contributed to the development of the concept of the process? a. b. c. d.

Multiprogramming batch operation systems Time sharing systems Real time transaction systems All of the above

26. The paging system in a memory management system provides for dynamic mapping between a virtual address used in a program and: a. b. c. d.

A virtual address in main memory A real address in main memory A real address in a program None of the above

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29. A technique in which a process, executing an application, is divided into threads that can run concurrently is called: a. b. c. d.

Multithreading Multiprocessing Symmetric multiprocessing (SMP) None of the above

30. WIN2K supports several types of user applications, including: a. b. c. d.

WIN32 Linux System 10 None of the above

31. Key to the success of Linux has been it’s character as a free software package available under the auspices of the: a. b. c. d.

World Wide Web Consortium Free Software Foundation Berkeley Software Distribution None of the above

27. Relative to information protection and security in computer systems, access control typically refers to: a. b. c. d.

Proving that security mechanisms perform according to specification The flow of data within the system Regulating user and process access to various aspects of the system None of the above

28. A common problem with full-featured operating systems, due to their size and difficulty of the tasks they address, is: a. b. c. d.

Chronically late in delivery Latent bugs that show up in the field Sub-par performance All of the above

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25. A process consists of three elements: an executable program, associated data, and a(n) ________________, which includes all information needed by the operating system and processor to manage and execute the process.

26. ___________________________ is a facility that allows programs to address memory from a logical point of view, without regard to the physical amount of main memory.

27. The __________________ queue in the operating system scheduling system consists of processes that are in main memory. Fill-In-The-Blank Questions: 17. The operating system’s ___________________ refers to its inherent flexibility in permitting functional modifications to the system without interruption of services.

18. The operating system masks the details of the _______________ from the application programmer.

28. The interface to an operating system is often referred to as a _______________, because it separates the user from O/S details and presents the O/S simply as a collection of services.

29. A __________________ operating system provides the illusion of a single main memory space and a single secondary memory space, plus other unified access facilities.

19. The _____________ is the portion of the operating system that remains in main memory during system operation.

20. An operating system should be _______________ in construction, allowing it greater flexibility in the evolutionary process.

21. The earliest computers employed ________________ processing, a name derived by the way the users were forced to access the systems.

30. The executive, protected subsystems and applications in a WIN2K system are structured using the _____________ computing model, which is a common model for distributed computing.

31. Most UNIX systems are ____________________, in that they include virtually all of the O/S functionality in a single large block of code that runs in a single process with a single address space.

22. The special type of programming language used to provide instructions to a monitor in a batch-processing scheme is called ________________.

23. The central theme of modern operating systems, based on the concept of switching among multiple programs in memory, is called __________________.

24. In a time-sharing, multiprogramming system, users interact with the system through _________________.

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Chapter 3 – Process Description and Control 42. T / F – The less-privileged processor execution mode is often referred to as kernel mode.

True / False Questions: 32. T / F – The principal function of the processor is to execute machine instructions residing in main memory.

43. T / F – The primary process table contains one entry per process, unless the process spawns a new process, in which case the table contains multiple entries for the parent process.

33. T / F – A process trace is a listing of the sequence of instructions that execute for that process. 44. T / F – One kind of system interrupt, the trap, relates to an error or exception condition in the currently running process. 34. T / F – The principal responsibility of the operating system is to control the execution of processes.

35. T / F – When one process spawns another, the spawning process is referred to as the child process and the spawned process is referred to as the parent process.

45. T / F – In the Nonprocess Kernel approach to defining the relationship between the O/S and the User Process, the O/S code is executed as a separate entity that operates in privileged mode.

46. T / F – A typical UNIX system employs two Running states, to indicate whether the process is executing in user mode or kernel mode. 36. T / F – Round-Robin processing refers to a method of thread prioritization for scheduling.

37. T / F – The primary difference between the Two-State Process Model and the Five-State Process Model is that the latter splits the Running state into two new states: Ready and Blocked.

38. T / F – One solution to the problem of limited main memory space is swapping, which involves moving all or part of a process from main memory to secondary memory.

Multiple Choice Questions: 32. The behavior of a processor can be characterized by examining:

39. T / F – In order to define the control structures (e.g., tables) that the O/S needs to manage processes and resources, it must have access to configuration data during initialization.

a. b. c. d.

A single process trace Multiple process traces The interleaving of the process traces All of the above

40. T / F – The Process Image refers to the binary form of the program code. 33. The behavior of an individual process can be characterized by examining: 41. T / F – The portion of the Process Control Block that consists of the contents of the processor registers is called the Process Control Information.

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a. A single process trace b. Multiple process traces c. The interleaving of the process traces

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d. All of the above 39. A Memory Table is an O/S control structure that is used by the O/S to: 34. The basic Two-State Process Model defines two possible states for a process in relationship to the processor: a. b. c. d.

Running and Executing Running and Not Running Executing and Waiting None of the above

35. There are a number of conditions that can lead to process termination, including: a. b. c. d.

Normal completion Bounds violation Parent termination All of the above

a. b. c. d.

Manage I/O devices Manage processes Provide information about system files None of the above

40. The Process Image element that contains the collection of attributes needed by the O/S to control a particular process is called the: a. b. c. d.

User Data System Stack Process Control Block None of the above

41. The Process Image element that contains the modifiable part of the user space is called the: 36. In the Five-State Process Model, the following represents a valid state transition: a. b. c. d.

a. b. c. d.

Running -> Blocked New -> Running New -> Blocked All of the above

37. In a Process Model that implements two suspend states, a valid state transition is represented by: a. b. c. d.

Ready/Suspend -> Ready Running -> Ready/Suspend Ready -> Ready/Suspend All of the above

User Program System Stack Process Control Block None of the above

42. The processor execution mode that user programs typically execute in is referred to as: a. b. c. d.

User mode System mode Kernel mode None of the above

43. One step in the procedure for creating a new process involves: 38. The scheduling strategy where each process in the queue is given a certain amount of time, in turn, to execute and then returned to the queue, unless blocked is referred to as: a. b. c. d.

Prioritization Round-Robin LIFO All of the above

a. b. c. d.

Initializing the process control block Allocating space for the process Assigning a unique identifier All of the above

44. A process switch may occur when the system encounters an interrupt condition, such as that generated by a:

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a. b. c. d.

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Memory fault Supervisor call Trap All of the above

45. In the Process Based O/S: a. b. c. d.

Major kernel functions are organized as separate functions The User Process Image includes a kernel stack O/S code and data are contained in the shared address space None of the above

46. In a typical UNIX system, the element of the process image that contains the processor status information is the: a. b. c. d.

System-level context Register context User-level context All of the above

Fill-In-The-Blank Questions: 32. The listing of a sequence of instructions that execute for a particular process is called a ___________________.

33. The behavior of a processor can be characterized by examining the interleaving of the process ____________ for the processes currently running on the system.

34. The portion of the operating system that selects the next process to run is called the _______________.

35. When the O/S creates a process at the explicit request of an existing process, the action is referred to as _______________________.

36. A process that cannot execute until some event occurs is said to be in the _______________ state.

37. In a system that implements two suspend states, a process that has been swapped out of main memory and into secondary memory and that is also awaiting an event is in the ________/________ state.

38. The scheduling strategy where each process in the queue is given a certain amount of time, in turn, to execute and then returned to the queue, unless blocked is referred to as _______________.

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39. The O/S control structure that the O/S uses to manage system processes is called the ________________.

40. The User Data, User Program, System Stack and Process Control Block elements collectively make up what is referred to as the __________________.

41. The Process Identification, Processor State Information and the Process Control Information are the general categories that collectively make up what is referred to as the _________________.

42. The processor typically maintains the current operating mode (i.e., user or kernel) in the _________________.

43. The first step in creating a new process is to assign a unique ________________ to the new process.

44. The execution of a user process may be interrupted by a __________________, which might be generated by the process requesting an I/O operation.

45. In the __________________ model for illustrating the relationship between the O/S and User Processes, the O/S has its own region of memory to use and its own system stack for controlling procedure calls and returns.

46. In the __________________ model for illustrating the relationship between the O/S and User Processes, the O/S has its own region of memory to use and its own system stack for controlling procedure calls and returns.

47. Process creation in a typical UNIX system is made by means of a kernel system call named _______________.

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