Contextual surveillance. Insightful analytics

Contextual surveillance. Insightful analytics. Modern Capital Markets in two words? It’s complicated... Financial services firms are exposed to a wi...
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Contextual surveillance. Insightful analytics.

Modern Capital Markets in two words? It’s complicated... Financial services firms are exposed to a wide range of potential risks: from systemic and operational risk to human error; from market abuse to unprofitable trading; from missing intelligence from streams of structured and unstructured data to making the wrong high level investment decision. Furthermore, regulatory requirements and compliance standards across multiple markets, jurisdictions, and asset classes are ever-changing and increasingly complex.

Ancoa is a highly sophisticated, yet easy to deploy & use, monitoring & surveillance platform for exchanges, broker-dealers, investment firms & regulators.

Take full control Ancoa helps exchanges, regulators, buy & sell-side firms take full control of their regulatory, reputational & operational risks across markets, functions & asset classes. Firms can benefit from the reputational & commercial advantages of applying a rigorous approach to contextual surveillance, using powerful visualisation tools & reaping analytical data insights on single platform. We help improve market integrity by providing greater visibility over trading behaviour on a single platform. Our independent & real-time approach to monitoring, analytics, alerting & reporting helps firms identify & manage potential risks of market abuse, fraud & operational shortcomings. Firms can meet their regulatory & compliance obligations with confidence.

ANCOA IS DESIGNED TO Provide actionable, contextual insights, improve responsiveness to alerted events & enrich decision-making processes.

Process & analyse large volumes of complex data at high speeds & readily adapt to changing market conditions, data inputs & regulatory requirements.

Build greater cohesion & collaboration between the trading, compliance & operations functions.

Offer a highly cost effective approach to deployment & an early return on investment generated from powerful trading insights.

Ancoa technology: gain intelligence, create advantages Built for greater cohesion & collaboration between the trading, compliance & operations, Ancoa helps exchanges, buy-and sell-side and regulators identify blind spots in their operations, turning the intelligence gained to their compliance, trading & operational advantage.

System overview  Multi-asset, market & jurisdictional coverage  L arge volumes of data processed and retrieved easily at unmatched speeds  Highly sophisticated, yet easy to deploy & use  Cloud, on-premise or hybrid installation options

News

Broker

Trader

Exchange Broker / Bank Regulator

Social Media

eComms

Exchange

Analysts

Software functionality Alerts Industry-leading accuracy, prioritised, real-time, proprietary or pre-defined

Monitoring Unified approach for full transparency through flexible dashboards

Contextual surveillance Social media, e-coms, news and internal behaviour intelligence

Reporting Proprietary or standard in seconds

Powerful visualisation Different views create insights from high level to detailed

Testing Assess new algorithms & trading strategies

Insightful analytics Actionable, contextual insights

Three lines of defence As regulatory and risk environments become more complex, the FCA recommends firms implement ‘three lines of defence’ to manage regulatory, reputational and operational risks across:  Business operations  Compliance and risk  Independent auditors Capital markets firms need to ensure these functions work together effectively and efficiently across the organisation. Ancoa is designed to build greater cohesion & collaboration between the trading, compliance & operations functions.

Who we are Founded in 2010, Ancoa’s management team brings together a strong pedigree & track record in capital markets, technology, surveillance, analytics and entrepreneurship. Ancoa is well-capitalised, & is attracting an ever-growing portfolio of user-firms.

Let us help your firm take control Please contact our sales team for more information and a free demo. Independent subscription or enterprise versions available.

W T E

www.ancoa.com +44 20 7464 4140 [email protected] @AncoaSoftware