Considerations in Comprehensiveness Chemical Patent Searching A Search Service Perspective

Considerations in Comprehensiveness Chemical Patent Searching – A Search Service Perspective Matthew J. McBride – Manager, Science IP® June 17, 2015 ...
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Considerations in Comprehensiveness Chemical Patent Searching – A Search Service Perspective Matthew J. McBride – Manager, Science IP®

June 17, 2015

Who is Science IP®?



CAS Search Service – provides comprehensive search solutions for prior art, infringement, patentability or other topics related to science and technology

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One-on-one iterative interaction to get the info you need



Industry leader in search quality, speed and cost of service

Expert research team – scientist-searchers with over 175 years combined experience

– Competitively priced – Regular service: 2-5 days – Rush service: 24 hours •

Backed by CAS Technical Advisory Team – experts within CAS who liaise with Science IP staff as needed



Sources include: STN® (>125 databases), Merged Markush Service, ProQuest Dialog™, TotalPatent ® and PatBase ®

CAS is a division of the American Chemical Society.

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June 17, 2015

Why search for chemical compound information?



Searches pertaining to research

– Is it a known compound? – Is it commercially available? – How is it synthesized? – What type of activity does it have? – Does it have toxic effects? – Is it on a regulatory list (such as TSCA)? • • •

Patentability searches Freedom to Operate searches Validity/invalidity searches

CAS is a division of the American Chemical Society.

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June 17, 2015

All projects begin with developing search strategies based on concepts Free Text

Patent Classification Codes

Bibliographic Information, Abstract, Claims, Full Text

U.S., International, European, Japanese, Cooperative

Concepts Specialized Information

Controlled Vocabulary

Substances, Chemical Structures, Chemical Coding, Markush Structures, Biosequences

Thesauri, Classifications

CAS is a division of the American Chemical Society.

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June 17, 2015

Comprehensive chemical information retrieval includes diverse search methods Method

Pros

Considerations

Structure searches – exemplified compounds

- Precise - Search for one compound or for many (broad structure query)

Search the exemplified compound databases which are structure searchable

Structure searches – Markush structures

- Precise/broad way to search - Need appropriate match level settings

Search Markush structure searchable databases

Reaction searches

Precise

Search a reaction searchable database

Chemical name searches

Can retrieve records not indexed by structure or from databases without structure indexing

- Multiple chemical names usually exist - Use a system which supports complex term searching - Can retrieve false drops – not that specific compound - Can supplement structure searches

Name searches (trade names, lab codes, etc.)

Can retrieve records not indexed by structure or from databases without structure indexing

- Search using the various permutations of the lab code - Can supplement structure searches

CAS is a division of the American Chemical Society.

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June 17, 2015

Patent search example: Flexible electronic devices Graphene is touted as flexible "wonder material” and could be used to produce a flexible mobile phone that would fold like paper1. Its potential use in flexible solar panels is also being explored2. 1http://portal.acs.org/portal/PublicWebSite/education/resources/highschool/chemmatters/archive/CNBP_030982 2http://bits.blogs.nytimes.com/2012/10/12/graphene-could-usher-flexible-ultra-slim-gadgets/

CAS is a division of the American Chemical Society.

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June 17, 2015

What is graphene?

Source: http://graphene.nus.edu.sg/content/graphene



Graphene is a one-atom-thick planar sheet of carbon atoms arranged in a honeycomb crystal lattice



Graphite (pencil lead) is composed of sheets of graphene



It is the thinnest and strongest possible material



It is the best conductor of electricity

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It has high opacity (transparent) Other graphitic materials are carbon nanotubes and fullerenes

http://colin-young.appspot.com/?p=492001.Wikipedia, the free encyclopedia © 2001-2006. Wikipedia contributors (Disclaimer). This article is licensed under the GNU Free Documentation License. Last updated on Thursday October 09, 2008 at 06:36:13 PDT (GMT-0700) CAS is a division of the American Chemical Society.

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June 17, 2015

Developing search strategies for the concept “graphene”

Free Text

Patent Classification Codes

Graphene

International, Cooperative

Concepts Controlled Vocabulary

Specialized Information

Graphene

Substance records for Graphene discovered in CAS REGISTRYSM

CAS is a division of the American Chemical Society.

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June 17, 2015

Summary of terms for graphene

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Text Term – graphene Patent Classification codes

– International C01B0031-04/IPC or C01B0031-02/IPC – Cooperative • Set 1 - C01B0031-04/CPC or C01B0031-0438+NT/CPC C01B00310206+NT/CPC

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Set 2 - C01B2204-00+NT/CPC or H01L0029-1606/CPC or H01L292413088/CPC or H01L0029-66015+NT/CPC or H01F0010-005/CPC

CAS Controlled Term – graphene/CT CAS Registry Number® identifiers for substances

– 1034343-98-0 and 10 other substances in which graphene is indexed as a component

CAS is a division of the American Chemical Society.

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June 17, 2015

STN databases enable comprehensive and precise searching

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All Chemical Abstracts Service databases



STN is the only host which provides access to the most current versions of the CAS databases

Other value-added bibliographic databases

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Patent databases such as Derwent World Patent Index®, IFI, and INPAFAMDB Non-patent databases such as MEDLINE®, EmbaseTM, BIOSIS®, etc.

Full-text patent databases

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U.S. patent databases with CAS indexing PCTFULL, EPFULL, FRFULL, CANPATFULL, AUPATFULL, CNFULL, etc.

Structure- and reaction-searchable databases



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Three exemplified compound databases: CAS REGISTRY, WPINDEX, REAXYSFILETM Markush database - MARPAT® Reaction database - CASREACT®

Sequence-searchable databases



CAS REGISTRY, DGENE (GENESEQTM), USGENE®, PCTGEN

CAS is a division of the American Chemical Society.

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June 17, 2015

STN search features enable comprehensive and precise searching

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Keyword searching – AND, OR, NOT – Proximity operators: (W), (A), (L), (S), (P), (2NOTA), etc. – (term 1 or term 2 or term 3 …)(20a)(concept 1 or concept 2 or …) Any combination of the above – (Structure OR name) AND indication – Concept 1 AND concept 2 AND concept 3 – Upload complex queries which can be searched in single databases or in multiple databases at once – Supports searching of very complex queries for a comprehensive retrieval Thesauri to help find terms to search: – CA Lexicon plus thesauri in many subject-specific databases – QUE cancer? or anticancer? or neoplas? or oncol? or leukem? or malignan? or … Analysis tools – STN Express® Table Tool, ANALYZE PLUS, STN® AnaVistTM, etc.

CAS is a division of the American Chemical Society.

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June 17, 2015

The world’s patent offices rely on STN

United States Patent and Trademark Office

European Patent Office

Chinese Patent Office

CAS is a division of the American Chemical Society.

Japanese Patent Office

Korean Intellectual Property Office

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June 17, 2015

Using the same tools and databases as PTO examiners limits the risk of unexpected outcomes

CAS is a division of the American Chemical Society.

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June 17, 2015

Thank you! Matthew McBride [email protected] www.scienceip.org 1-614-447-5650 1-866-360-0814

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